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Comparison of Methods for Sensitivity Analysis of Heterogeneous Treatment Effects in Observational Studies and Application to Alzheimer's Disease and Cognitive Decline. 观察性研究中异质性治疗效果敏感性分析方法的比较及其在阿尔茨海默病和认知衰退中的应用。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-03-01 DOI: 10.1002/sim.70446
Jingqi Duan, Corinne D Engelman, Qiongshi Lu, Hyunseung Kang

In Alzheimer's disease (AD) research, many observational studies have shown that the effect of sleeping quality, a modifiable risk factor, on cognitive decline is heterogeneous, where some adults experience faster rates of cognitive decline compared to others. However, these effects are likely confounded by unmeasured confounders, and the sensitivity of these effects to unmeasured confounders may be heterogeneous, where one subgroup's treatment effect is more sensitive than that of another subgroup. Unfortunately, compared to the overall treatment effect, there are limited investigations about the sensitivity of heterogeneous treatment effects to unmeasured confounding. The paper presents and compares methods for sensitivity analysis of heterogeneous effects in observational studies based on Rosenbaum's model for sensitivity analysis. We show that, unlike the sensitivity analysis of the overall treatment effect, the sensitivity of heterogeneous treatment effects depends on the variation in the effect sizes across subgroups and the correction for multiple testing. The data analysis further supports our findings where the overall effect of sleep disturbances on cognitive decline is significant ( p $$ p $$ -value = 5 . 55 × 1 0 - 5 $$ 5.55times 1{0}^{-5} $$ ). Also, the effect is more severe among males ( p $$ p $$ -value = 2 . 00 × 1 0 - 4 $$ 2.00times 1{0}^{-4} $$ ) and insensitive to a moderate degree of unmeasured confounding. Finally, we offer an easy-to-use R software to carry out the sensitivity analyses for heterogeneous treatment effects.

在阿尔茨海默病(AD)的研究中,许多观察性研究表明,睡眠质量(一个可改变的风险因素)对认知能力下降的影响是不同的,一些成年人的认知能力下降速度比其他人快。然而,这些效应可能被未测量的混杂因素混淆,并且这些效应对未测量混杂因素的敏感性可能是异质的,其中一个亚组的治疗效果比另一个亚组的治疗效果更敏感。不幸的是,与总体治疗效果相比,关于异质性治疗效果对未测量混杂的敏感性的研究有限。本文提出并比较了基于Rosenbaum敏感性分析模型的观察性研究中异质性效应的敏感性分析方法。我们表明,与总体治疗效果的敏感性分析不同,异质性治疗效果的敏感性取决于亚组效应大小的变化和多重检验的校正。数据分析进一步支持了我们的发现,即睡眠障碍对认知能力下降的总体影响是显著的(p $$ p $$ -value = 5)。55 × 10 - 5 $$ 5.55times 1{0}^{-5} $$)。而且,这种影响在男性中更为严重(p $$ p $$ -value = 2)。00 × 10 - 4 $$ 2.00times 1{0}^{-4} $$),对中等程度的未测量混杂不敏感。最后,我们提供了一个易于使用的R软件来进行异质性治疗效果的敏感性分析。
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引用次数: 0
Meta-Analysis of Cost-Effectiveness. 成本效益的元分析。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-03-01 DOI: 10.1002/sim.70352
Heejung Bang, Hongwei Zhao

Systematic review and meta-analysis are widely accepted approaches for evaluating treatment effectiveness. Meta-analysis generally addresses statistical aspects of systematic reviews, such as the pooling of treatment effect sizes, assessment of heterogeneity, and statistical inference. To complement treatment effectiveness, cost-effectiveness is often conducted to encompass both clinical and economic perspectives. However, there are few statistical methods proposed for meta-analyses of cost-effectiveness, and none is used widely. In fact, meta-analysis is currently not encouraged for cost-effectiveness due to methodological and statistical complexities. In this paper, we propose simple meta-analytic methods for cost-effectiveness, which may serve as a starting point for future work. We illustrate the methods using two examples from systematic reviews on wound interventions and mental illness.

系统评价和荟萃分析是被广泛接受的评价治疗效果的方法。荟萃分析通常涉及系统评价的统计方面,如治疗效果大小的汇总、异质性评估和统计推断。为了补充治疗效果,通常进行成本效益,包括临床和经济角度。然而,很少有统计学方法被提出用于成本效益的荟萃分析,而且没有一种被广泛使用。事实上,由于方法和统计的复杂性,目前不鼓励荟萃分析的成本效益。在本文中,我们提出了简单的成本效益元分析方法,这可能是未来工作的起点。我们用两个来自伤口干预和精神疾病的系统综述的例子来说明方法。
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引用次数: 0
Sample Size Recalculation in Adaptive Group Sequential Study Designs for Comparing Restricted Mean Survival Times. 比较限制平均生存时间的自适应组序贯研究设计中的样本量重新计算。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-03-01 DOI: 10.1002/sim.70490
Carolin Herrmann, Paul Blanche

Non-proportional hazards cases are frequently expected in clinical trials with time-to-event endpoints (e.g., cardiology, oncology). The relevance of hazard ratios to quantify the treatment effect is questionable and potentially misleading in this context. Hence, alternative methods comparing restricted mean survival times are increasingly promoted. Specific challenges arise when planning clinical trials for comparing restricted mean survival times, as several nuisance parameter estimates are needed for calculating the sample size. Precise estimates might be difficult to obtain at the planning stage and might lead to underpowered trials. One way of dealing with this insecurity is to apply adaptive group sequential study designs with the option to adapt the sample size during an ongoing trial. Within this work, we consider such sample size adaptations, with a specific focus on the context of delayed treatment effects. We compare the performance of an adaptive design with the restricted mean survival time as the primary endpoint with other commonly chosen endpoints in this scenario by means of an extensive simulation study. With our proposed method, adaptive designs with the restricted mean survival time as the primary endpoint are now thoroughly explained. The combination test that we describe can also be useful for other adaptations than sample sizes.

在具有事件时间终点的临床试验中(如心脏病学、肿瘤学),通常会出现非比例危险病例。在这种情况下,用风险比来量化治疗效果的相关性是值得怀疑的,而且可能具有误导性。因此,比较有限平均生存时间的替代方法日益得到推广。当计划临床试验以比较有限的平均生存时间时,会出现特定的挑战,因为计算样本量需要几个干扰参数估计。在计划阶段可能难以获得精确的估计,并可能导致试验的效力不足。处理这种不安全感的一种方法是应用自适应组序贯研究设计,并在正在进行的试验中选择适应样本量。在这项工作中,我们考虑这样的样本量适应,特别关注延迟治疗效果的背景。通过广泛的模拟研究,我们比较了以限制平均生存时间作为主要终点的自适应设计的性能与该方案中其他常用终点的性能。利用我们提出的方法,以有限的平均生存时间为主要终点的自适应设计现在得到了彻底的解释。我们所描述的组合测试也可以用于除样本量之外的其他适应性。
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引用次数: 0
Estimands and Doubly Robust Estimation for Cluster-Randomized Trials With Survival Outcomes. 具有生存结果的聚类随机试验的估计和双稳健估计。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-03-01 DOI: 10.1002/sim.70457
Xi Fang, Bingkai Wang, Liangyuan Hu, Fan Li

Cluster-randomized trials (CRTs) are experimental designs where groups or clusters of participants, rather than the individual participants themselves, are randomized to intervention groups. Analyzing CRT requires distinguishing between treatment effects at the cluster level and the individual level, which requires a clear definition of the estimands under a causal inference framework. For analyzing survival outcomes, it is common to assess the treatment effect by comparing survival functions or restricted mean survival times (RMSTs) between treatment groups. In this article, we formally characterize cluster-level and individual-level treatment effect estimands with right-censored survival outcomes in CRTs and propose doubly robust estimators for targeting such estimands. Under censoring dependent on baseline covariates, our estimators ensure consistency when either the censoring model or the outcome model is correctly specified, but not necessarily both. We explore different modeling options for the censoring and outcome models to estimate the censoring and survival distributions, and investigate a deletion-based jackknife method for variance and interval estimation. Extensive simulations demonstrate that the proposed methods perform adequately in finite samples. Finally, we illustrate our method by analyzing a completed CRT with survival endpoints.

集群随机试验(crt)是一种实验设计,其中参与者的群体或集群,而不是个体参与者本身,被随机分配到干预组。分析CRT需要区分集群水平和个体水平的治疗效果,这需要在因果推理框架下明确定义估计值。为了分析生存结果,通常通过比较治疗组之间的生存功能或限制平均生存时间(RMSTs)来评估治疗效果。在这篇文章中,我们正式描述了集群水平和个体水平的治疗效果估计,并提出了针对这些估计的双重鲁棒估计。在依赖于基线协变量的审查下,当审查模型或结果模型被正确指定时,我们的估计器确保一致性,但不一定两者都是。我们探索了不同的建模选项的审查和结果模型,以估计审查和生存分布,并研究了一种基于删除的折刀方法的方差和区间估计。大量的仿真表明,所提出的方法在有限的样本中表现良好。最后,我们通过分析具有生存终点的完整CRT来说明我们的方法。
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引用次数: 0
Likelihood Confidence Intervals for Misspecified Cox Models. 错误指定Cox模型的似然置信区间。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-03-01 DOI: 10.1002/sim.70472
Yongwu Shao, Xu Guo

The robust Wald confidence interval (CI) for the Cox model is commonly used when the model may be misspecified or when weights are applied. However, it can perform poorly when there are few events in one or both treatment groups, as may occur when the event of interest is rare or when the experimental arm is highly efficacious. For instance, if we artificially remove events (assuming more events are unfavorable) from the experimental group, the resulting upper CI may increase. This is clearly counter-intuitive as a small number of events in the experimental arm represent stronger evidence for efficacy. It is well known that, when the sample size is small to moderate, likelihood CIs are better than Wald CIs in terms of actual coverage probabilities closely matching nominal levels. However, a robust version of the likelihood CI for the Cox model remains an open problem. For example, in the SAS procedure PHREG, the likelihood CI provided in the outputs is still the regular version, even when the robust option is specified. This is obviously undesirable as a user may mistakenly assume that the CI is the robust version. In this article we demonstrate that the likelihood ratio test statistic of the Cox model converges to a weighted chi-square distribution when the model is misspecified. The robust likelihood CI is then obtained by inverting the robust likelihood ratio test. The proposed CIs are evaluated through simulation studies and illustrated using real data from an HIV prevention trial. A companion R package "CoxLikelihood" is available for download on CRAN.

Cox模型的稳健Wald置信区间(CI)通常用于模型可能被错误指定或施加权重时。然而,当一个或两个治疗组的事件很少时,它可能表现不佳,因为当感兴趣的事件很少或实验组非常有效时,可能会发生这种情况。例如,如果我们人为地从实验组中删除事件(假设更多的事件是不利的),则所得的上限CI可能会增加。这显然是违反直觉的,因为实验臂中的少量事件代表了更有力的有效性证据。众所周知,当样本量小到中等时,在实际覆盖概率方面,似然ci优于Wald ci,与名义水平密切匹配。然而,Cox模型的可能性CI的健壮版本仍然是一个开放的问题。例如,在SAS过程PHREG中,即使指定了健壮选项,输出中提供的可能性CI仍然是常规版本。这显然是不可取的,因为用户可能会错误地认为CI是健壮的版本。在本文中,我们证明了Cox模型的似然比检验统计量在模型错误指定时收敛于加权卡方分布。然后通过反转稳健似然比检验获得稳健似然比CI。建议的ci通过模拟研究进行评估,并使用艾滋病毒预防试验的真实数据进行说明。一个配套的R包“CoxLikelihood”可以在CRAN上下载。
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引用次数: 0
Bayesian Sensitivity Analysis for Causal Estimation With Time-Varying Unmeasured Confounding. 时变未测混杂因素因果估计的贝叶斯敏感性分析。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-03-01 DOI: 10.1002/sim.70481
Yushu Zou, Liangyuan Hu, Amanda Ricciuto, Mark Deneau, Kuan Liu

Causal inference relies on the untestable assumption of no unmeasured confounding to ensure the causal parameter of interest is identifiable. Sensitivity analysis quantifies the unmeasured confounding's impact on causal estimates. Among sensitivity analysis methods proposed in the literature, the latent confounder approach is favored for its intuitive interpretation via the use of bias parameters to specify the relationship between the observed and unobserved variables, and the sensitivity function approach directly characterizes the net causal effect of the unmeasured confounding without explicitly introducing latent variables to the causal models. In this paper, we developed and extended these two sensitivity analysis approaches, namely the Bayesian sensitivity analysis with latent confounding variables and the Bayesian sensitivity function approach for the estimation of time-varying treatment effects with longitudinal observational data subjected to time-varying unmeasured confounding. We investigated the performance of these methods in a series of simulation studies and applied them to a multicenter pediatric disease registry to provide practical guidance on their implementation.

因果推理依赖于不可测试的假设,即没有不可测量的混杂,以确保感兴趣的因果参数是可识别的。敏感性分析量化了未测量的混杂因素对因果估计的影响。在文献中提出的敏感性分析方法中,潜在混杂因素法因其通过使用偏倚参数来指定观测变量和未观测变量之间的关系的直观解释而受到青睐,而灵敏度函数法直接表征了未测量混杂因素的净因果效应,而无需在因果模型中明确引入潜在变量。在本文中,我们发展并扩展了这两种敏感性分析方法,即带潜在混杂变量的贝叶斯敏感性分析和贝叶斯敏感性函数方法,用于估计时变未测量混杂的纵向观测数据的时变治疗效果。我们在一系列模拟研究中调查了这些方法的性能,并将其应用于多中心儿科疾病登记,为其实施提供实用指导。
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引用次数: 0
Dynamic Borrowing With a Bias-Tolerance Cap in Augmented Randomized Controlled Trials. 增强型随机对照试验中带有偏差容忍上限的动态借阅。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-03-01 DOI: 10.1002/sim.70473
Kota Sawada, Shogo Nomura, Tomohiro Shinozaki

Although randomized controlled trials (RCTs) are the gold standard for evaluating the efficacy and safety of treatments, they are challenged by cost, duration, enrollment, or ethical concerns. A possible solution is to incorporate external control data as a hybrid control group, for which various statistical methods are available. However, only a few of them account for confounding bias due to unknown/unmeasured covariates between the internal and external control data. Moreover, the amount of this potential bias cannot be measured using most existing methods without extensive simulations. Here, we propose a novel method for estimating the confounding effects of unmeasured covariates based on model-based regression standardization, inverse probability weighting, and augmented inverse probability weighting for continuous or binary outcomes. We also propose an estimator that dynamically borrows external data and uses a weighted mean, adjusting weights according to the estimated confounding effect of unmeasured covariates. In the proposed method, the expected amount of bias can be controlled within a prespecified "bias-tolerance cap," which may facilitate a better discussion among stakeholders about whether an effect estimate has unacceptable bias by utilizing external control data in a planning phase. Simulations showed that the proposed method regulates bias within the tolerance cap, regardless of the magnitude of confounding by unmeasured covariates, while greatly improving power and efficiency when confounding is absent. Finally, we illustrate an applicational example of our proposed method to an actual RCT and the external control datasets for patients with advanced pancreatic cancer.

尽管随机对照试验(rct)是评估治疗有效性和安全性的黄金标准,但它们受到成本、持续时间、入组或伦理问题的挑战。一种可能的解决方案是将外部控制数据合并为混合对照组,其中有各种统计方法可用。然而,其中只有少数解释了由于内部和外部控制数据之间未知/未测量的协变量而导致的混杂偏差。此外,如果没有广泛的模拟,使用大多数现有方法无法测量这种潜在偏差的量。在此,我们提出了一种新的方法来估计未测量协变量的混杂效应,该方法基于基于模型的回归标准化、逆概率加权和对连续或二元结果的增广逆概率加权。我们还提出了一种动态借用外部数据并使用加权均值的估计器,根据未测量协变量的估计混杂效应调整权重。在提出的方法中,预期的偏差量可以控制在预先指定的“偏差容忍上限”内,这可以促进利益相关者之间更好地讨论,通过在计划阶段利用外部控制数据,效果估计是否具有不可接受的偏差。仿真结果表明,无论未测量协变量的干扰程度如何,所提出的方法都能在容差上限内调节偏差,同时在没有干扰的情况下大大提高了功率和效率。最后,我们举例说明了我们提出的方法在一个实际的随机对照试验和外部控制数据集的应用实例,用于晚期胰腺癌患者。
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引用次数: 0
A Causal Perspective on "Appropriate Implementation of ICH E9(R1) Addendum Strategies" (Comment on Fleming et al.). 关于“适当实施ICH E9(R1)附录战略”的因果观点(对Fleming等人的评论)。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-03-01 DOI: 10.1002/sim.70455
Tim P Morris, Alex Ocampo, Jesper Madsen, Hege Michiels, Sanne Roels

This commentary offers perspectives on delivering "rigorous causal inference on meaningful estimands" that differ from the opinions recently shared by Fleming et al. We (1) depict a more robust pathway for achieving this aim that incorporates clinical, causal and statistical reasoning, (2) suggest a tangibility criterion to judge the practical usefulness of an intercurrent event strategy, (3) illustrate the utility of causal inference methods in providing robust estimates when the clinical objective aligns with a hypothetical strategy, and (4) advocate for careful consideration of the tradeoffs between an estimand's relevance and the required assumptions.

这篇评论提供了与弗莱明等人最近分享的观点不同的观点,即“对有意义的估计进行严格的因果推理”。我们(1)描述了一条更稳健的途径来实现这一目标,它结合了临床、因果和统计推理;(2)提出了一个有形标准来判断并发事件策略的实际有用性;(3)说明了当临床目标与假设策略一致时,因果推理方法在提供稳健估计方面的效用;(4)提倡仔细考虑估计的相关性和所需假设之间的权衡。
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引用次数: 0
Clinical Trial Simulation: Planning With the OCTAVE Framework, Implementation and Validation Principles. 临床试验模拟:计划与OCTAVE框架,实施和验证原则。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-03-01 DOI: 10.1002/sim.70449
Kim May Lee, Babak Choodari-Oskooei, Michael J Grayling, Peter Jacko, Peter K Kimani, Aritra Mukherjee, Philip Pallmann, Tom Parke, David S Robertson, Ziyan Wang, Christina Yap, Thomas Jaki

The adoption of complex innovative clinical trial designs has steadily increased in recent years. These are trial designs that have one or more unconventional features-often resulting in multiple stages-with the goal of improving on conventional single-stage, fixed-setting designs in terms of efficiency, for example, by reducing the required sample size or the time to establish findings about an intervention. The motivation for these designs may not be difficult to follow, but their set-up and implementation is usually more challenging. Statistical properties of these designs can also be difficult to compute. Clinical trial simulation (CTS), which uses software to generate artificial data for learning, can be conducted to identify the (optimal) setting of a clinical trial, evaluate the design's statistical properties under some hypothetical scenarios for sensitivity analysis, and compare different design set-ups and data analysis strategies, all of which contribute to a better understanding of the value of unconventional features before implementing the design in an actual clinical trial. Existing literature on simulation primarily focuses on the evaluation of statistical analysis methods, with less attention on the detailed specification and planning of CTS. This tutorial presents a new framework, called OCTAVE, for outlining the details of CTS, provides practical recommendations for their implementation, and addresses key computational considerations. The target audience is trial statisticians who are involved in designing and analyzing clinical trials. This tutorial covers a range of complex innovative designs, without the expectation that readers are familiar with the mentioned examples.

近年来,采用复杂的创新临床试验设计稳步增加。这些试验设计具有一个或多个非常规特征,通常会导致多个阶段,其目标是在效率方面改进传统的单阶段固定设置设计,例如,通过减少所需的样本量或缩短建立干预结果的时间。这些设计的动机可能不难理解,但它们的设置和实现通常更具挑战性。这些设计的统计特性也很难计算。临床试验模拟(CTS)利用软件生成人工数据进行学习,可以确定临床试验的(最佳)设置,评估设计在某些假设情景下的统计特性以进行敏感性分析,并比较不同的设计设置和数据分析策略,所有这些都有助于在实际临床试验中实施设计之前更好地理解非常规特征的价值。现有的仿真文献主要集中在统计分析方法的评价上,较少关注CTS的详细规范和规划。本教程介绍了一个名为OCTAVE的新框架,用于概述CTS的细节,为其实现提供实用建议,并解决关键的计算问题。目标读者是参与设计和分析临床试验的试验统计学家。本教程涵盖了一系列复杂的创新设计,并不期望读者熟悉所提到的示例。
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引用次数: 0
Partially Linear Additive Quantile Regression: Theory and Applications to Breast Cancer Patients' Survival. 部分线性加性分位数回归:乳腺癌患者生存的理论与应用。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-03-01 DOI: 10.1002/sim.70463
Xinyi Zhao, Maozai Tian

Accurate prediction of the breast cancer patient's life expectancy is essential for treatment decisions. This study aims to develop a novel model estimation and variable selection method for the partially linear additive quantile regression model when the survival times are subject to right censoring. Rather than most of the existing methods using the formulation of synthetic data points or weighting schemes to tackle censoring, we use an adapted loss function to solve censoring. Moreover, we adopt the B-spline to approximate the nonparametric additive components. To further improve the prediction accuracy, we use the group smoothly clipped absolute deviation (SCAD) penalty to select significant variables in the nonparametric additive components. To implement the proposed method, we develop an effective block-wise majorize-minimize (MM) algorithm. Furthermore, we establish the asymptotic properties for the resultant estimators. Numerical simulations illustrate that the finite sample performance of the proposed method outperforms alternative methods. Finally, we apply our method for the personalized treatment of female malignant metastatic breast cancer patients, using the Surveillance, Epidemiology, and End Results (SEER) research data.

准确预测乳腺癌患者的预期寿命对治疗决策至关重要。本研究旨在建立一种新的模型估计和变量选择方法,用于对部分线性加性分位数回归模型进行正确的生存时间筛选。现有的大多数方法都是使用合成数据点的公式或加权方案来处理审查,而我们使用自适应的损失函数来解决审查。此外,我们采用b样条近似非参数加性分量。为了进一步提高预测精度,我们使用组平滑剪裁绝对偏差(SCAD)惩罚来选择非参数加性成分中的显著变量。为了实现所提出的方法,我们开发了一种有效的逐块最大化最小化(MM)算法。进一步,我们建立了所得估计量的渐近性质。数值模拟表明,该方法的有限样本性能优于其他方法。最后,我们利用监测、流行病学和最终结果(SEER)研究数据,将我们的方法应用于女性恶性转移性乳腺癌患者的个性化治疗。
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引用次数: 0
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Statistics in Medicine
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