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Performance of mixed effects models and generalized estimating equations for continuous outcomes in partially clustered trials including both independent and paired data. 包括独立数据和配对数据在内的部分聚类试验中连续结果的混合效应模型和广义估计方程的性能。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-10 Epub Date: 2024-09-04 DOI: 10.1002/sim.10201
Kylie M Lange, Thomas R Sullivan, Jessica Kasza, Lisa N Yelland

Many clinical trials involve partially clustered data, where some observations belong to a cluster and others can be considered independent. For example, neonatal trials may include infants from single or multiple births. Sample size and analysis methods for these trials have received limited attention. A simulation study was conducted to (1) assess whether existing power formulas based on generalized estimating equations (GEEs) provide an adequate approximation to the power achieved by mixed effects models, and (2) compare the performance of mixed models vs GEEs in estimating the effect of treatment on a continuous outcome. We considered clusters that exist prior to randomization with a maximum cluster size of 2, three methods of randomizing the clustered observations, and simulated datasets with uninformative cluster size and the sample size required to achieve 80% power according to GEE-based formulas with an independence or exchangeable working correlation structure. The empirical power of the mixed model approach was close to the nominal level when sample size was calculated using the exchangeable GEE formula, but was often too high when the sample size was based on the independence GEE formula. The independence GEE always converged and performed well in all scenarios. Performance of the exchangeable GEE and mixed model was also acceptable under cluster randomization, though under-coverage and inflated type I error rates could occur with other methods of randomization. Analysis of partially clustered trials using GEEs with an independence working correlation structure may be preferred to avoid the limitations of mixed models and exchangeable GEEs.

许多临床试验涉及部分聚类数据,其中一些观察结果属于一个聚类,而其他观察结果可被视为独立的。例如,新生儿试验可能包括来自单胎或多胎的婴儿。这些试验的样本量和分析方法受到的关注有限。我们进行了一项模拟研究,以(1)评估现有的基于广义估计方程(GEE)的功率公式是否能充分近似地反映混合效应模型所达到的功率,以及(2)比较混合模型与 GEE 在估计治疗对连续结果的影响时的表现。我们考虑了随机化之前存在的群组(最大群组规模为 2)、随机化群组观察结果的三种方法,并模拟了群组规模不明的数据集,以及根据基于 GEE 的公式达到 80% 功率所需的样本规模,该公式具有独立或可交换的工作相关结构。在使用可交换 GEE 公式计算样本量时,混合模型方法的经验功率接近名义水平,但在根据独立性 GEE 公式计算样本量时,混合模型方法的经验功率往往过高。在所有情况下,独立性 GEE 总是收敛且表现良好。在分组随机化的情况下,可交换 GEE 和混合模型的性能也是可以接受的,但在采用其他随机化方法时,可能会出现覆盖不足和 I 型错误率过高的情况。为了避免混合模型和可交换 GEE 的局限性,最好使用具有独立工作相关结构的 GEE 对部分分组试验进行分析。
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引用次数: 0
Approximate maximum likelihood estimation in cure models using aggregated data, with application to HPV vaccine completion. 利用汇总数据对治愈模型进行近似最大似然估计,并应用于 HPV 疫苗接种完成情况。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-10 Epub Date: 2024-09-05 DOI: 10.1002/sim.10174
John D Rice, Allison Kempe

Research into vaccine hesitancy is a critical component of the public health enterprise, as rates of communicable diseases preventable by routine childhood immunization have been increasing in recent years. It is therefore important to estimate proportions of "never-vaccinators" in various subgroups of the population in order to successfully target interventions to improve childhood vaccination rates. However, due to privacy issues, it may be difficult to obtain individual patient data (IPD) needed to perform the appropriate time-to-event analyses: state-level immunization information services may only be willing to share aggregated data with researchers. We propose statistical methodology for the analysis of aggregated survival data that can accommodate a cured fraction based on a polynomial approximation of the mixture cure model log-likelihood function relying only on summary statistics. We study the performance of the method through simulation studies and apply it to a real-world data set from a study examining reminder/recall approaches to improve human papillomavirus (HPV) vaccination uptake. The proposed methods may be generalized for use when there is interest in fitting complex likelihood-based models but IPD is unavailable due to data privacy or other concerns.

近年来,可通过常规儿童免疫接种预防的传染病发病率不断上升,因此对疫苗接种犹豫不决的研究是公共卫生事业的重要组成部分。因此,估算 "从不接种疫苗者 "在不同人口亚群中的比例非常重要,这样才能成功地采取有针对性的干预措施来提高儿童疫苗接种率。然而,由于隐私问题,可能很难获得进行适当的时间到事件分析所需的个体患者数据(IPD):州一级的免疫信息服务机构可能只愿意与研究人员共享汇总数据。我们提出了用于分析总体生存数据的统计方法,该方法基于混合治愈模型对数似然函数的多项式近似值,仅依赖于汇总统计量,就能容纳治愈部分。我们通过模拟研究对该方法的性能进行了研究,并将其应用于一项研究的实际数据集,该研究考察了提高人类乳头瘤病毒(HPV)疫苗接种率的提醒/召回方法。当人们有兴趣拟合复杂的基于似然法的模型,但由于数据隐私或其他原因无法使用 IPD 时,可以推广使用所提出的方法。
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引用次数: 0
A Causal Mediation Approach to Account for Interaction of Treatment and Intercurrent Events: Using Hypothetical Strategy. 解释治疗与并发症相互作用的因果中介方法:使用假设策略。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-10 Epub Date: 2024-09-05 DOI: 10.1002/sim.10212
Kunpeng Wu, Xiangliang Zhang, Meng Zheng, Jianghui Zhang, Wen Chen

Hypothetical strategy is a common strategy for handling intercurrent events (IEs). No current guideline or study considers treatment-IE interaction to target the estimand in any one IE-handling strategy. Based on the hypothetical strategy, we aimed to (1) assess the performance of three estimators with different considerations for the treatment-IE interaction in a simulation and (2) compare the estimation of these estimators in a real trial. Simulation data were generalized based on realistic clinical trials of Alzheimer's disease. The estimand of interest was the effect of treatment with no IE occurring under the hypothetical strategy. Three estimators, namely, G-estimation with and without interaction and IE-ignored estimation, were compared in scenarios where the treatment-IE interaction effect was set as -50% to 50% of the main effect. Bias was the key performance measure. The real case was derived from a randomized trial of methadone maintenance treatment. Only G-estimation with interaction exhibited unbiased estimations regardless of the existence, direction or magnitude of the treatment-IE interaction in those scenarios. Neglecting the interaction and ignoring the IE would introduce a bias as large as 0.093 and 0.241 (true value, -1.561) if the interaction effect existed. In the real case, compared with G-estimation with interaction, G-estimation without interaction and IE-ignored estimation increased the estimand of interest by 33.55% and 34.36%, respectively. This study highlights the importance of considering treatment-IE interaction in the estimand framework. In practice, it would be better to include the interaction in the estimator by default.

假设策略是处理并发症(IE)的常用策略。目前还没有任何指南或研究将治疗与 IE 的交互作用作为任何一种 IE 处理策略的估计目标。基于假设策略,我们的目标是:(1)在模拟试验中评估三种不同考虑治疗-IE交互作用的估算器的性能;(2)在实际试验中比较这些估算器的估算结果。模拟数据是根据阿尔茨海默病的实际临床试验归纳出来的。我们感兴趣的估计指标是假设策略下未发生 IE 的治疗效果。在将治疗-IE交互效应设定为主效应的-50%至50%的情况下,比较了三种估计方法,即有交互效应和无交互效应的G估计以及忽略IE的估计。偏差是衡量性能的关键指标。实际案例来自美沙酮维持治疗的随机试验。在这些情况下,无论治疗-IE 交互作用是否存在、方向或大小如何,只有具有交互作用的 G-估计法才显示出无偏估计。如果存在交互作用,忽略交互作用和忽略 IE 会带来高达 0.093 和 0.241 的偏差(真实值为-1.561)。在实际情况中,与有交互作用的 G 估计相比,无交互作用的 G 估计和忽略 IE 的估计分别增加了 33.55% 和 34.36%。这项研究强调了在估计值框架中考虑治疗与 IE 交互作用的重要性。在实践中,最好默认将交互作用纳入估算中。
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引用次数: 0
Generalized Fused Lasso for Treatment Pooling in Network Meta-Analysis. 网络 Meta 分析中治疗池的广义融合拉索(Generalized Fused Lasso for Treatment Pooling in Network Meta-Analysis)。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-07 DOI: 10.1002/sim.10253
Xiangshan Kong, Caitlin H Daly, Audrey Béliveau

This work develops a generalized fused lasso (GFL) approach to fitting contrast-based network meta-analysis (NMA) models. The GFL method penalizes all pairwise differences between treatment effects, resulting in the pooling of treatments that are not sufficiently different. This approach offers an intriguing avenue for potentially mitigating biases in treatment rankings and reducing sparsity in networks. To fit contrast-based NMA models within the GFL framework, we formulate the models as generalized least squares problems, where the precision matrix depends on the standard error in the data, the estimated between-study heterogeneity and the correlation between contrasts in multi-arm studies. By utilizing a Cholesky decomposition of the precision matrix, we linearly transform the data vector and design matrix to frame NMA within the GFL framework. We demonstrate how to construct the GFL penalty such that every pairwise difference is penalized similarly. The model is straightforward to implement in R via the "genlasso" package, and runs instantaneously, contrary to other regularization approaches that are Bayesian. A two-step GFL-NMA approach is recommended to obtain measures of uncertainty associated with the (pooled) relative treatment effects. Two simulation studies confirm the GFL approach's ability to pool treatments that have the same (or similar) effects while also revealing when incorrect pooling may occur, and its potential benefits against alternative methods. The novel GFL-NMA method is successfully applied to a real-world dataset on diabetes where the standard NMA model was not favored compared to the best-fitting GFL-NMA model with AICc selection of the tuning parameter ( Δ A I C c > 13 ) $$ Delta AICc>13Big) $$ .

这项研究开发了一种广义融合套索(GFL)方法,用于拟合基于对比的网络荟萃分析(NMA)模型。GFL 方法对治疗效果之间的所有成对差异进行惩罚,从而将差异不够大的治疗集中起来。这种方法为减轻治疗排名的偏差和减少网络的稀疏性提供了一个有趣的途径。为了在 GFL 框架内拟合基于对比度的 NMA 模型,我们将模型表述为广义最小二乘法问题,其中精度矩阵取决于数据的标准误差、估计的研究间异质性以及多臂研究中对比度之间的相关性。通过利用精确矩阵的 Cholesky 分解,我们对数据向量和设计矩阵进行线性变换,从而在 GFL 框架内构建 NMA。我们演示了如何构建 GFL 惩罚,使每一对差异都受到类似的惩罚。该模型可通过 "genlasso "软件包在 R 中直接实现,并且与其他贝叶斯正则化方法不同,该模型可即时运行。建议采用两步 GFL-NMA 方法,以获得与(汇总)相对治疗效果相关的不确定性度量。两项模拟研究证实了 GFL 方法能够汇集具有相同(或相似)效果的治疗,同时还揭示了可能出现不正确汇集的情况,以及与其他方法相比的潜在优势。新颖的 GFL-NMA 方法成功地应用于糖尿病的真实世界数据集,在该数据集中,标准的 NMA 模型与最佳拟合 GFL-NMA 模型相比并不占优势,GFL-NMA 模型的调整参数为 AICc 选择(Δ A I C c > 13 )$$ Delta AICc>13Big) $$ 。
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引用次数: 0
Permutation Test for Image-on-Scalar Regression With an Application to Breast Cancer. 应用于乳腺癌的鳞上图像回归的置换检验。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-05 DOI: 10.1002/sim.10242
Shu Jiang, Graham A Colditz

Image based screening is now routinely available for early detection of cancer and other diseases. Quantitative analysis for effects of risk factors on digital images is important to extract biological insights for modifiable factors in prevention studies and understand pathways for targets in preventive drugs. However, current approaches are restricted to summary measures within the image with the assumption that all relevant features needed to characterize an image can be identified and appropriately quantified. Motivated by data challenges in breast cancer, we propose a nonparametric statistical framework for risk factor screening that uses the whole mammogram image as outcome. The proposed permutation test allows assessment of whether a set of scalar risk factors is associated with the whole image in the presence of correlated residuals across the spatial domain. We provide extensive simulation studies and illustrate an application to the Joanne Knight Breast Health Cohort using the mammogram imaging data.

目前,基于图像的筛查已成为癌症和其他疾病早期检测的常规方法。对数字图像中风险因素的影响进行定量分析,对于在预防研究中提取可改变因素的生物学见解以及了解预防药物的靶点路径非常重要。然而,目前的方法仅限于对图像进行简要测量,并假设可以识别和适当量化描述图像特征所需的所有相关特征。受乳腺癌数据挑战的启发,我们提出了一种非参数统计框架,用于以整个乳房 X 光图像为结果的风险因素筛查。通过所提出的置换检验,可以评估在整个空间域存在相关残差的情况下,一组标量风险因素是否与整个图像相关。我们提供了大量的模拟研究,并利用乳房 X 光成像数据对 Joanne Knight 乳房健康队列的应用进行了说明。
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引用次数: 0
Drug Efficacy Estimation for Follow-on Companion Diagnostic Devices Through External Studies. 通过外部研究估算后续辅助诊断设备的药效。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-05 DOI: 10.1002/sim.10231
Jiarui Sun, Wenjie Hu, Xiao-Hua Zhou

A therapeutic product is usually not suitable for all patients but for only a subpopulation. The safe and effective use of such a therapeutic product requires the co-approval of a companion diagnostic device which can be used to identify suitable patients. While the first-of-a-kind companion diagnostic device is often developed in conjunction with its intended therapeutic product and simultaneously validated through a randomized clinical trial, there remains room for the innovation of new and improved follow-on companion diagnostic devices designed for the same therapeutic product. However, conducting a new randomized trial or a bridging study for the follow on companion devices may be unethical, expensive or unpractical. Hence, there arises a need for an external study to evaluate the concordance between the FDA-approved comparator companion diagnostic device (CCD) and the subsequent follow-on companion diagnostic devices (FCD), indirectly validating the latter. In this article, we introduce a novel external study design, referred to as the targeted treatment design, as an extension of the existing concordance design. Additionally, we present corresponding statistical analysis methods. Our approach combines the CCD randomized trial data and the FCD external study data, enabling the estimation of drug efficacy within the FCD+ and FCD- subpopulations-the parameters crucial for the validation of the FCD. Theoretical results and simulation studies validate the proposed methods and we further illustrate the proposed methods through an application in a real example of non-small-cell lung cancer.

治疗产品通常并不适合所有病人,而只适合一部分病人。要安全有效地使用这种治疗产品,就必须同时批准一种辅助诊断设备,用于确定合适的患者。虽然首创的配套诊断设备通常与预期的治疗产品一起开发,并同时通过随机临床试验进行验证,但为同一治疗产品设计的新的和改进的后续配套诊断设备仍有创新的空间。然而,为后续配套设备进行新的随机试验或桥接研究可能不道德、昂贵或不切实际。因此,有必要开展一项外部研究,以评估 FDA 批准的参照配套诊断设备(CCD)与后续配套诊断设备(FCD)之间的一致性,从而间接验证后者。在本文中,我们介绍了一种新颖的外部研究设计(称为靶向治疗设计),作为现有一致性设计的延伸。此外,我们还介绍了相应的统计分析方法。我们的方法结合了 CCD 随机试验数据和 FCD 外部研究数据,能够估算 FCD+ 和 FCD- 亚群的药物疗效--这些参数对 FCD 的验证至关重要。理论结果和模拟研究验证了所提出的方法,我们还通过在非小细胞肺癌实际案例中的应用进一步说明了所提出的方法。
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引用次数: 0
Bayesian Safety and Futility Monitoring in Phase II Trials Using One Utility-Based Rule. 使用一个基于效用的规则对 II 期试验进行贝叶斯安全性和有效性监测。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-05 DOI: 10.1002/sim.10254
Juhee Lee, Peter F Thall

For phase II clinical trials that determine the acceptability of an experimental treatment based on ordinal toxicity and ordinal response, most monitoring methods require each ordinal outcome to be dichotomized using a selected cut-point. This allows two early stopping rules to be constructed that compare marginal probabilities of toxicity and response to respective upper and lower limits. Important problems with this approach are loss of information due to dichotomization, dependence of treatment acceptability decisions on precisely how each ordinal variable is dichotomized, and ignoring association between the two outcomes. To address these problems, we propose a new Bayesian method, which we call U-Bayes, that exploits elicited numerical utilities of the joint ordinal outcomes to construct one early stopping rule that compares the mean utility to a lower limit. U-Bayes avoids the problems noted above by using the entire joint distribution of the ordinal outcomes, and not dichotomizing the outcomes. A step-by-step algorithm is provided for constructing a U-Bayes rule based on elicited utilities and elicited limits on marginal outcome probabilities. A simulation study shows that U-Bayes greatly improves the probability of determining treatment acceptability compared to conventional designs that use two monitoring rules based on marginal probabilities.

对于根据序数毒性和序数反应确定实验治疗可接受性的 II 期临床试验,大多数监测方法都要求使用选定的切点对每个序数结果进行二分。这样就可以构建两个早期停止规则,将毒性和反应的边际概率与各自的上限和下限进行比较。这种方法存在的重要问题是,二分法会导致信息丢失,治疗可接受性决定取决于每个序数变量如何精确二分,以及忽略两个结果之间的关联。为了解决这些问题,我们提出了一种新的贝叶斯方法(我们称之为 U-Bayes),该方法利用所获得的联合序数结果的数值效用来构建一个早期停止规则,将平均效用与下限进行比较。U-Bayes 通过使用整个序数结果的联合分布,而不是将结果二分,从而避免了上述问题。本文提供了一种分步算法,用于根据激发的效用和激发的边际结果概率限制构建 U-Bayes 规则。一项模拟研究表明,与使用基于边际概率的两种监测规则的传统设计相比,U-贝叶斯法则大大提高了确定治疗可接受性的概率。
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引用次数: 0
Advancing Interpretable Regression Analysis for Binary Data: A Novel Distributed Algorithm Approach. 推进二元数据的可解释回归分析:一种新颖的分布式算法方法
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-03 DOI: 10.1002/sim.10250
Jiayi Tong, Lu Li, Jenna Marie Reps, Vitaly Lorman, Naimin Jing, Mackenzie Edmondson, Xiwei Lou, Ravi Jhaveri, Kelly J Kelleher, Nathan M Pajor, Christopher B Forrest, Jiang Bian, Haitao Chu, Yong Chen

Sparse data bias, where there is a lack of sufficient cases, is a common problem in data analysis, particularly when studying rare binary outcomes. Although a two-step meta-analysis approach may be used to lessen the bias by combining the summary statistics to increase the number of cases from multiple studies, this method does not completely eliminate bias in effect estimation. In this paper, we propose a one-shot distributed algorithm for estimating relative risk using a modified Poisson regression for binary data, named ODAP-B. We evaluate the performance of our method through both simulation studies and real-world case analyses of postacute sequelae of SARS-CoV-2 infection in children using data from 184 501 children across eight national academic medical centers. Compared with the meta-analysis method, our method provides closer estimates of the relative risk for all outcomes considered including syndromic and systemic outcomes. Our method is communication-efficient and privacy-preserving, requiring only aggregated data to obtain relatively unbiased effect estimates compared with two-step meta-analysis methods. Overall, ODAP-B is an effective distributed learning algorithm for Poisson regression to study rare binary outcomes. The method provides inference on adjusted relative risk with a robust variance estimator.

稀疏数据偏差,即缺乏足够的病例,是数据分析中的一个常见问题,尤其是在研究罕见的二元结果时。虽然可以采用两步荟萃分析法,通过合并汇总统计数据来增加多项研究的病例数,从而减少偏倚,但这种方法并不能完全消除效应估计中的偏倚。在本文中,我们提出了一种使用改良泊松回归估计二元数据相对风险的单次分布式算法,命名为 ODAP-B。我们利用八个国家学术医疗中心 184 501 名儿童的数据,通过模拟研究和儿童感染 SARS-CoV-2 后急性后遗症的实际病例分析,评估了我们的方法的性能。与荟萃分析法相比,我们的方法对包括综合征和全身性结果在内的所有结果的相对风险估计更接近。与两步荟萃分析法相比,我们的方法只需要汇总数据,就能获得相对无偏的效应估计值,具有沟通效率高和保护隐私的特点。总体而言,ODAP-B 是一种有效的分布式学习算法,适用于研究罕见二元结局的泊松回归。该方法提供了具有稳健方差估计器的调整相对风险推断。
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引用次数: 0
Empirical Sandwich Variance Estimator for Iterated Conditional Expectation g-Computation. 迭代条件期望 g 计算的经验三明治方差估算器。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-03 DOI: 10.1002/sim.10255
Paul N Zivich, Rachael K Ross, Bonnie E Shook-Sa, Stephen R Cole, Jessie K Edwards

Iterated conditional expectation (ICE) g-computation is an estimation approach for addressing time-varying confounding for both longitudinal and time-to-event data. Unlike other g-computation implementations, ICE avoids the need to specify models for each time-varying covariate. For variance estimation, previous work has suggested the bootstrap. However, bootstrapping can be computationally intense. Here, we present ICE g-computation as a set of stacked estimating equations. Therefore, the variance for the ICE g-computation estimator can be consistently estimated using the empirical sandwich variance estimator. Performance of the variance estimator was evaluated empirically with a simulation study. The proposed approach is also demonstrated with an illustrative example on the effect of cigarette smoking on the prevalence of hypertension. In the simulation study, the empirical sandwich variance estimator appropriately estimated the variance. When comparing runtimes between the sandwich variance estimator and the bootstrap for the applied example, the sandwich estimator was substantially faster, even when bootstraps were run in parallel. The empirical sandwich variance estimator is a viable option for variance estimation with ICE g-computation.

迭代条件期望(ICE)g-计算是一种估计方法,用于解决纵向数据和时间到事件数据的时变混杂问题。与其他 g 计算实现不同的是,ICE 无需为每个时变协变量指定模型。对于方差估计,以前的工作建议使用引导法。然而,自举法的计算量很大。在这里,我们将 ICE g 计算作为一组堆叠估计方程。因此,ICE g 计算估计器的方差可以使用经验三明治方差估计器进行一致估计。我们通过模拟研究对方差估计器的性能进行了经验评估。此外,还以吸烟对高血压患病率的影响为例,演示了所提出的方法。在模拟研究中,经验夹心方差估计器恰当地估计了方差。在比较三明治方差估计器和自举法在应用实例中的运行时间时,三明治估计器的速度要快得多,即使在并行运行自举法时也是如此。经验三明治方差估计器是利用 ICE g 计算进行方差估计的可行选择。
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引用次数: 0
Dose Individualization for Phase I Cancer Trials With Broadened Eligibility. 扩大癌症 I 期试验的剂量个体化资格。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-10-31 DOI: 10.1002/sim.10264
Rebecca B Silva, Bin Cheng, Richard D Carvajal, Shing M Lee

Broadening eligibility criteria in cancer trials has been advocated to represent the intended patient population more accurately. The advantages are clear in terms of generalizability and recruitment, however there are some important considerations in terms of design for efficiency and patient safety. While toxicity may be expected to be homogeneous across these subpopulations, designs should be able to recommend safe and precise doses if subpopulations with different toxicity profiles exist. Dose-finding designs accounting for patient heterogeneity have been proposed, but existing methods assume that the source of heterogeneity is known. We propose a broadened eligibility dose-finding design to address the situation of unknown patient heterogeneity in phase I cancer clinical trials where eligibility is expanded, and multiple eligibility criteria could potentially lead to different optimal doses for patient subgroups. The design offers a two-in-one approach to dose-finding by simultaneously selecting patient criteria that differentiate the maximum tolerated dose (MTD), using stochastic search variable selection, and recommending the subpopulation-specific MTD if needed. Our simulation study compares the proposed design to the naive approach of assuming patient homogeneity and demonstrates favorable operating characteristics across a wide range of scenarios, allocating patients more often to their true MTD during the trial, recommending more than one MTD when needed, and identifying criteria that differentiate the patient population. The proposed design highlights the advantages of adding more variability at an early stage and demonstrates how assuming patient homogeneity can lead to unsafe or sub-therapeutic dose recommendations.

人们主张扩大癌症试验的资格标准,以便更准确地代表预期的患者群体。在普及性和招募方面的优势显而易见,但在设计效率和患者安全方面也有一些重要的考虑因素。虽然预计这些亚人群的毒性可能是相同的,但如果存在毒性特征不同的亚人群,设计应能够推荐安全和精确的剂量。已经有人提出了考虑患者异质性的剂量寻找设计,但现有方法假定异质性的来源是已知的。我们提出了一种扩大资格的剂量寻找设计,以解决 I 期癌症临床试验中患者异质性未知的情况,在这种情况下,资格范围扩大了,多种资格标准有可能导致患者亚群的最佳剂量不同。该设计提供了一种二合一的剂量寻找方法,即同时选择可区分最大耐受剂量(MTD)的患者标准,使用随机搜索变量选择,并在需要时推荐特定亚群的 MTD。我们的模拟研究将拟议的设计与假定患者同质性的天真方法进行了比较,结果表明,在各种情况下,拟议的设计都具有良好的运行特性,能在试验期间更频繁地将患者分配到其真正的 MTD,在需要时推荐一种以上的 MTD,并能确定区分患者群体的标准。建议的设计突出了在早期阶段增加更多可变性的优势,并展示了假设患者同质性会如何导致不安全或亚治疗剂量推荐。
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引用次数: 0
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