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Effects Among the Affected. 受影响人群的影响。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-12-01 DOI: 10.1002/sim.70353
Lina M Montoya, Elvin H Geng, Michael Valancius, Michael R Kosorok, Maya L Petersen

We propose a novel causal estimand that elucidates how response to an earlier treatment (e.g., treatment initiation) modifies the effect of a later treatment (e.g., treatment discontinuation), thus learning if there are effects among the (un)affected. Specifically, we consider a working marginal structural model summarizing how the average effect of a later treatment varies as a function of the (estimated) conditional average effect of an earlier treatment. We define the estimand to be a data-adaptive causal parameter, allowing for estimation of the conditional average treatment effect using machine learning without making strong smoothness assumptions. We show how a sequentially randomized design can be used to identify this causal estimand, and we describe a targeted maximum likelihood estimator for the resulting statistical estimand, with influence curve-based inference. We present simulation studies that evaluate the performance of this estimator under various finite-sample scenarios. Throughout, we use the "Adaptive Strategies for Preventing and Treating Lapses of Retention in HIV Care" trial (NCT02338739) as an illustrative example, showing that discontinuation of conditional cash transfers for HIV care adherence was most harmful among those who had an increase in benefit from them initially.

我们提出了一个新的因果估计,阐明了对早期治疗(如开始治疗)的反应如何改变后来治疗(如停止治疗)的效果,从而了解(未)受影响者之间是否存在影响。具体来说,我们考虑了一个有效的边际结构模型,该模型总结了后期处理的平均效果如何随着早期处理的(估计的)条件平均效果的函数而变化。我们将估计定义为一个数据自适应的因果参数,允许使用机器学习来估计条件平均处理效果,而无需做出强平滑假设。我们展示了如何使用顺序随机设计来识别这种因果估计,并且我们描述了结果统计估计的目标最大似然估计器,具有基于影响曲线的推断。我们提出了模拟研究,以评估该估计器在各种有限样本场景下的性能。在整个研究过程中,我们使用了“预防和治疗艾滋病护理中保留缺失的适应性策略”试验(NCT02338739)作为一个说明性的例子,表明停止有条件的艾滋病护理坚持现金转移对那些最初受益增加的人来说是最有害的。
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引用次数: 0
Survival Analysis Under the Aalen's Additive Hazards Model With Covariate Measurement Error: Application to Causal Mediation Analysis. 具有协变量测量误差的Aalen加性风险模型下的生存分析:在因果中介分析中的应用。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-12-01 DOI: 10.1002/sim.70346
Xialing Wen, Liangchen Qin, Hui Wu, Ying Yan

Covariate measurement error is an important problem in survival analysis, which has been well studied under the Cox proportional hazards model. However, measurement error effects have been rarely addressed under the Aalen's additive hazards model, and there is a lack of methods to correct for error effects. In recent years, the Aalen's additive hazards model has been increasingly used in causal mediation analysis. Although the longitudinal mediator is frequently measured with uncertainty, the issue of measurement error in the mediator has received little attention. In this article, we study the general problem of covariate measurement error under the Aalen's additive hazards model and propose a measurement error correction strategy. We then extend the proposed method to causal mediation analysis in the survival setting with an error-prone longitudinal mediator. Corrected estimation of the direct and indirect effects is obtained. The performance of the proposed method is assessed in numerical studies.

协变量测量误差是生存分析中的一个重要问题,在Cox比例风险模型下已经得到了很好的研究。然而,在Aalen的加性危害模型下,测量误差效应很少得到解决,并且缺乏校正误差效应的方法。近年来,Aalen的加性危害模型越来越多地用于因果中介分析。虽然纵向介质的测量经常不确定,但测量误差的问题很少受到关注。本文研究了Aalen加性危害模型下协变量测量误差的一般问题,并提出了一种测量误差修正策略。然后,我们将提出的方法扩展到具有容易出错的纵向中介的生存设置中的因果中介分析。得到了直接和间接影响的修正估计。在数值研究中对该方法的性能进行了评价。
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引用次数: 0
Explaining Individualized Treatment Rules: Integrating LIME and SHAP With Xgboost in Precision Medicine. 个体化治疗规律阐释:精准医学中LIME、SHAP与Xgboost的结合。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-12-01 DOI: 10.1002/sim.70322
Zihuan Liu, Xin Huang

Precision medicine relies on accurate and interpretable predictive models to identify patient subgroups and biomarkers that can guide individualized treatment strategies. While extreme gradient boosting (XGBoost) often achieves state-of-the-art predictive performance, its complexity can impede understanding of how input variables influence outcomes. Building upon existing XGBoost frameworks for estimating individualized treatment rule (ITR), we introduce a global permutation test within this framework to assess treatment effect heterogeneity. Additionally, we incorporate two model-agnostic explanation techniques, local interpretable model-agnostic explanations (LIME) and SHapley Additive exPlanations (SHAP), to enhance interpretability at both global and individual levels. Through simulations and analyses of real-world clinical trial datasets, we illustrate that our permutation-based pipeline can detect empirical signals of treatment effect heterogeneity, while LIME and SHAP offer exploratory insights into feature contributions and ITR.

精准医学依赖于准确和可解释的预测模型来识别患者亚组和生物标志物,从而指导个性化的治疗策略。虽然极端梯度增强(XGBoost)通常可以实现最先进的预测性能,但其复杂性可能会阻碍对输入变量如何影响结果的理解。在现有的估计个性化治疗规则(ITR)的XGBoost框架的基础上,我们在该框架中引入了一个全局排列检验来评估治疗效果的异质性。此外,我们结合了两种模型不可知论解释技术,局部可解释模型不可知论解释(LIME)和SHapley加性解释(SHAP),以增强全球和个人层面的可解释性。通过模拟和分析真实世界的临床试验数据集,我们证明了我们基于排列的管道可以检测治疗效果异质性的经验信号,而LIME和SHAP提供了对特征贡献和ITR的探索性见解。
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引用次数: 0
Inference on Controlled Effects for Assessing Immune Correlates of Protection Based on a Cox Model. 基于Cox模型评估免疫保护相关因素的控制效应推断
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-12-01 DOI: 10.1002/sim.70347
Avi Kenny, Lars van der Laan, Peter Gilbert, Marco Carone

In vaccine research, it is important to identify biomarkers that can reliably predict vaccine efficacy against a clinical endpoint. Such biomarkers are known as immune correlates of protection (CoP) and can serve as surrogate endpoints in vaccine efficacy trials to accelerate the approval process. CoPs must be rigorously validated, and one method of doing so is through the controlled risk (CR) curve, a function that represents the causal effect of the biomarker on population-level risk of experiencing the endpoint of interest by a certain time post-vaccination. The CR curve can be estimated by leveraging a Cox proportional hazards model, but researchers currently rely on the bootstrap for inference, which can be computationally demanding. In this article, we analytically derive the asymptotic variance of this estimator, providing an analytic approach for constructing both pointwise and uniform confidence bands. We evaluate the finite sample performance of these methods in a simulation study and illustrate their use on data from the Coronavirus Efficacy (COVE) placebo-controlled phase 3 trial (NCT04470427) of the mRNA-1273 COVID-19 vaccine.

在疫苗研究中,确定能够可靠地预测疫苗对临床终点疗效的生物标志物是很重要的。这些生物标志物被称为免疫保护相关物(CoP),可以作为疫苗功效试验的替代终点,以加快批准程序。cop必须严格验证,其中一种方法是通过控制风险(CR)曲线,该函数表示生物标志物对接种疫苗后一定时间内经历目标终点的人群水平风险的因果效应。CR曲线可以通过利用Cox比例风险模型来估计,但研究人员目前依赖于自举推断,这可能对计算要求很高。在本文中,我们解析地推导了该估计量的渐近方差,提供了一种构造点态和一致置信带的解析方法。我们在一项模拟研究中评估了这些方法的有限样本性能,并说明了它们在mRNA-1273 COVID-19疫苗冠状病毒疗效(COVE)安慰剂对照3期试验(NCT04470427)数据上的应用。
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引用次数: 0
A Review of Methods for Research Synthesis. 研究合成方法综述。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-12-01 DOI: 10.1002/sim.70314
Pär Villner, Matteo Bottai

Meta-analysis consists of a wide range of methods for summarizing existing research, often by aggregating summary statistics. The dominant methods are the fixed effect and the random effects models, which assume that all studies included in a meta-analysis are similar. In many scenarios, the available studies differ in important ways, for example, in terms of research design and sample population. To handle this heterogeneity, more advanced methods are required. In this article, we review some of these methods that have been proposed in the past decades: hierarchical models, bias adjustment and quality weighting methods, Bayesian methods, and decision-centered meta-analysis. We aim to describe the theoretical rationale behind the methods and to give examples of applications. Each method has advantages and limitations, and we consider ways of combining methods.

荟萃分析包含了广泛的方法来总结现有的研究,通常通过汇总汇总统计。主要的方法是固定效应和随机效应模型,它们假设meta分析中包含的所有研究都是相似的。在许多情况下,现有的研究在重要方面存在差异,例如,在研究设计和样本总体方面。为了处理这种异质性,需要更先进的方法。在本文中,我们回顾了过去几十年来提出的一些方法:层次模型、偏差调整和质量加权方法、贝叶斯方法和以决策为中心的元分析。我们的目的是描述这些方法背后的理论基础,并给出应用的例子。每种方法都有各自的优点和局限性,并考虑多种方法相结合的方法。
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引用次数: 0
Addressing Outcome Reporting Bias in Meta-Analysis: A Selection Model Perspective. 解决meta分析结果报告偏差:选择模型视角。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-12-01 DOI: 10.1002/sim.70238
Alessandra Gaia Saracini, Leonhard Held

Outcome Reporting Bias (ORB) poses significant threats to the validity of meta-analytic findings. It occurs when researchers selectively report outcomes based on the significance or direction of results, potentially leading to distorted treatment effect estimates. Despite its critical implications, ORB remains an under-recognized issue, with few comprehensive adjustment methods available. The goal of this research is to investigate ORB-adjustment techniques through a selection model lens, thereby extending some of the existing methodological approaches available in the literature. To gain a better insight into the effects of ORB in meta-analysis of clinical trials, specifically in the presence of heterogeneity, and to assess the effectiveness of ORB-adjustment techniques, we apply the methodology to real clinical data affected by ORB and conduct a simulation study focusing on treatment effect estimation with a secondary interest in heterogeneity quantification.

结果报告偏倚(ORB)对meta分析结果的有效性构成重大威胁。当研究人员根据结果的重要性或方向选择性地报告结果时,就会发生这种情况,这可能导致治疗效果估计的扭曲。尽管ORB具有重要的影响,但它仍然是一个未得到充分认识的问题,几乎没有全面的调整方法。本研究的目的是通过选择模型透镜来研究orb调整技术,从而扩展文献中现有的一些方法方法。为了更好地了解ORB在临床试验荟萃分析中的作用,特别是在存在异质性的情况下,并评估ORB调整技术的有效性,我们将该方法应用于受ORB影响的真实临床数据,并进行了一项模拟研究,重点是治疗效果估计,其次是异质性量化。
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引用次数: 0
Graph Based, Adaptive, Multiarm, Multiple Endpoint, Two-Stage Designs. 基于图形,自适应,多臂,多端点,两阶段设计。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-12-01 DOI: 10.1002/sim.70237
Cyrus Mehta, Ajoy Mukhopadhyay, Martin Posch

The graph-based approach to multiple testing is an intuitive method that enables a study team to represent clearly, through a directed graph, its priorities for hierarchical testing of multiple hypotheses, and for propagating the available type-1 error from rejected or dropped hypotheses to hypotheses yet to be tested. Although originally developed for single-stage nonadaptive designs, we show how it may be extended to two-stage designs that permit early identification of efficacious treatments, adaptive sample size re-estimation, dropping of hypotheses, and changes in the hierarchical testing strategy at the end of stage one. Two approaches are available for preserving the familywise error rate in the presence of these adaptive changes, the p $$ p $$ value combination method, and the conditional error rate method. In this investigation, we will present the statistical methodology underlying each approach and will compare the operating characteristics of the two methods in a large simulation experiment.

基于图的多重测试方法是一种直观的方法,它使研究团队能够通过有向图清楚地表示多个假设的分层测试的优先级,并将可用的1型错误从被拒绝或丢弃的假设传播到尚未测试的假设。虽然最初是为单阶段非适应性设计开发的,但我们展示了如何将其扩展到两阶段设计,从而允许早期识别有效治疗,自适应样本量重新估计,放弃假设,并在第一阶段结束时改变分层测试策略。有两种方法可用于在存在这些自适应变化的情况下保持家族错误率,即p $$ p $$值组合法和条件错误率法。在这项调查中,我们将介绍每种方法的统计方法,并将在大型模拟实验中比较两种方法的操作特性。
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引用次数: 0
Variant-Specific Mendelian Risk Prediction Model. 变异特异性孟德尔风险预测模型。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-12-01 DOI: 10.1002/sim.70342
Julie-Alexia Dias, Eunchan Bae, Theodore Huang, Jinbo Chen, Stephen B Gruber, Gregory Idos, Giovanni Parmigiani, Timothy R Rebbeck, Danielle Braun

Many pathogenic sequence variants (PSVs) have been associated with increased risk of cancers. Mendelian risk prediction models use Mendelian laws of inheritance, as well as specified PSV frequency and penetrance (age-specific probability of developing cancer given genotype), to predict the probability of having a PSV based on family history. Most existing models assume that the penetrance is the same for all PSVs in a certain gene. However, for some genes (e.g., BRCA1/2), cancer risk has been shown to vary by PSV. We propose an extension of Mendelian risk prediction models that relaxes the assumption of homogeneous gene-level risk by incorporating PSV-specific penetrances and illustrate this extension on an existing Mendelian risk prediction model, Fam3PRO. We illustrate our proposed Fam3PRO-variant model by incorporating variant-specific BRCA1/2 PSVs through region classifications. Based on prior literature, we defined three cancer-specific risk regions: The breast cancer clustering region (BCCR), the ovarian cancer clustering region (OCCR), and the "other" region. We conducted simulations to evaluate the performance of the proposed illustrative Fam3PRO-variant model compared to the existing Fam3PRO model. Simulation results showed that the Fam3PRO-variant model was well calibrated to predict region-specific BRCA1/2 carrier status with high discrimination and accuracy. Importantly, our simulations also highlighted the impact of underreporting in family history data on model performance: While underreporting slightly reduced absolute calibration, the Fam3PRO-variant model remained robust in discrimination and provided more accurate region-specific PSV risk predictions than gene-level models. We further evaluated Fam3PRO-variant on two cohorts: 1897 families from the Cancer Genetics Network (CGN) and 25 671 families from the Clinical Cancer Genomics Community Research Network (CCGCRN). Results showed that our proposed model provides region-specific PSV carrier probabilities with high accuracy, while the calibration, discrimination, and accuracy of gene-specific PSV carrier probabilities were comparable to the existing gene-specific model. Moreover, we assessed the clinical utility of Fam3PRO-variant by evaluating positive predictive value (PPV), negative predictive value (NPV), sensitivity, and specificity at clinically relevant thresholds (2.5%, 5%, and 10%), as recommended by NCCN guidelines. Fam3PRO-variant performed comparably to Fam3PRO at the gene level across all metrics, with notably high specificity and NPV at the region-specific level. These results suggest that, even in the presence of underreporting, Mendelian risk prediction models can be effectively extended to incorporate variant-specific penetrances, providing more precise region-specific PSV carrier probabilities and improving cancer prevention and risk prediction.

许多致病序列变异(psv)与癌症风险增加有关。孟德尔风险预测模型使用孟德尔遗传定律,以及特定的PSV频率和外显率(给定基因型的年龄特异性患癌概率),根据家族史预测患PSV的概率。大多数现有的模型都假设在一个基因中所有psv的外显率是相同的。然而,对于某些基因(如BRCA1/2),癌症风险已被证明因PSV而异。我们提出了一种孟德尔风险预测模型的扩展,通过纳入psv特异性外显子,放宽了基因水平风险同质性的假设,并在现有的孟德尔风险预测模型Fam3PRO上进行了演示。我们通过区域分类纳入变异特异性BRCA1/2 psv来说明我们提出的fam3pro变异模型。基于既往文献,我们定义了三个癌症特异性风险区域:乳腺癌聚类区域(BCCR)、卵巢癌聚类区域(OCCR)和“其他”区域。我们进行了仿真,以评估所提出的说明性Fam3PRO变体模型与现有Fam3PRO模型的性能。仿真结果表明,fam3pro变体模型能够很好地预测区域特异性BRCA1/2携带者状态,具有较高的判别性和准确性。重要的是,我们的模拟还强调了漏报家族史数据对模型性能的影响:虽然漏报略微降低了绝对校准,但fam3pro变体模型在区分方面仍然稳健,并且提供了比基因水平模型更准确的区域特异性PSV风险预测。我们进一步在两个队列中评估fam3pro变异:来自癌症遗传网络(CGN)的1897个家庭和来自临床癌症基因组学社区研究网络(CCGCRN)的25671个家庭。结果表明,该模型提供了较高的区域特异性PSV载体概率,而基因特异性PSV载体概率的校准、判别和准确性与现有基因特异性模型相当。此外,我们根据NCCN指南的推荐,通过评估阳性预测值(PPV)、阴性预测值(NPV)、敏感性和临床相关阈值(2.5%、5%和10%)的特异性来评估fam3pro变体的临床应用。Fam3PRO变体在基因水平上的所有指标与Fam3PRO相当,在区域特异性水平上具有显著的高特异性和NPV。这些结果表明,即使存在漏报,孟德尔风险预测模型也可以有效地扩展到包含变异特异性外显率,从而提供更精确的区域特异性PSV携带者概率,并改善癌症预防和风险预测。
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引用次数: 0
An Augmented Likelihood Approach Incorporating Error-Prone Auxiliary Data Into a Survival Analysis. 将容易出错的辅助数据纳入生存分析的增强似然方法。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-12-01 DOI: 10.1002/sim.70321
Noorie Hyun, Lillian Boe, Pamela A Shaw

In this big data era, we can readily access extensive clinical data from large observational studies or electronic health records (EHR). Data accuracy can vary according to the measurement method. For example, clinical variables extracted by automated computer algorithms or obtained from participant self-reported medical history can be error-prone. Precise data, such as those obtained from a chart review or a gold standard diagnostic test, may only be available on a subset of individuals due to cost or participant burden. We propose a method to augment a regression analysis of a gold standard time-to-event outcome with available error-prone disease diagnoses for the setting where the gold standard is observed on a subset. The proposed model addresses left-truncation and interval-censoring in time-to-event outcomes while leveraging information from the self-reported disease diagnosis in a joint likelihood for the gold standard and error-prone outcomes. The proposed model is applied to the Hispanic Community Health Study/Study of Latinos data to quantify risk factors associated with diabetes onset.

在这个大数据时代,我们可以很容易地从大型观察性研究或电子健康记录(EHR)中获取广泛的临床数据。根据测量方法的不同,数据精度会有所不同。例如,由自动计算机算法提取的临床变量或从参与者自我报告的病史中获得的临床变量可能容易出错。由于费用或参与者负担的原因,精确的数据,例如从图表审查或金标准诊断测试中获得的数据,可能只适用于一小部分个体。我们提出了一种方法,以增加回归分析的黄金标准时间到事件的结果与可用的易出错的疾病诊断的设置,其中黄金标准是观察到的子集。所提出的模型解决了时间到事件结果的左截断和间隔审查,同时利用了来自自我报告的疾病诊断的信息,在金标准和易出错结果的联合可能性中。提出的模型应用于西班牙裔社区健康研究/拉丁裔数据研究,以量化与糖尿病发病相关的风险因素。
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引用次数: 0
Group-Sequential Designs With an Externally-Driven Change of Primary Endpoint. 具有外部驱动的主要终点改变的组序贯设计。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-12-01 DOI: 10.1002/sim.70337
Amin Yarahmadi, Lori E Dodd, Peter Horby, Thomas Jaki, Nigel Stallard

Clinical trials conducted during the COVID-19 pandemic demonstrated the value of adaptive design methods in emerging disease settings, when there can be considerable uncertainty around disease natural history, anticipated endpoint effect sizes and population size. In such settings, there may also be uncertainty regarding the most appropriate primary endpoint. This might lead to an externally-driven decision to change the primary endpoint during the course of an adaptive trial. If information on the new primary endpoint is already being collected, initially as a secondary endpoint, the trial could continue with a new primary endpoint. In this case it is unclear how statistical inference on the final primary endpoint should be adjusted for interim analyses monitoring the initial primary endpoint so as to control the overall type I error rate as adjusting for monitoring as if this was based on the new endpoint could be conservative whereas failing to make any adjustment could lead to type I error rate inflation if the new and original endpoint are correlated. This paper shows how group-sequential methods can be modified to control the type I error rate for the analysis of the new primary endpoint irrespective of the true treatment effect on the initial primary endpoint. The method is illustrated using a simulated data example based on a clinical trial of remdesivir in COVID-19. Construction of critical values for the test of the new primary endpoint require a value for the correlation between this and the initial primary endpoint. We present simulation studies to demonstrate that the type I error rate is controlled when this value is estimated from the data on the two endpoints obtained from the trial.

在COVID-19大流行期间进行的临床试验证明了适应性设计方法在新兴疾病环境中的价值,当时疾病自然史、预期终点效应大小和人群规模可能存在相当大的不确定性。在这种情况下,关于最合适的主要终点也可能存在不确定性。这可能导致在适应性试验过程中改变主要终点的外部驱动决定。如果已经收集到新的主要终点的信息,最初作为次要终点,则可以使用新的主要终点继续试验。在这种情况下,对于监测初始主要终点的中期分析,不清楚如何调整最终主要终点的统计推断,以控制总体I型错误率,因为对监测进行调整,就好像这是基于新终点一样可能是保守的,而如果新终点和原始终点相关,则不进行任何调整可能导致I型错误率膨胀。本文展示了如何修改组序列方法来控制新主要终点分析的I型错误率,而不管对初始主要终点的真实治疗效果如何。以瑞德西韦治疗新冠肺炎临床试验为例,对该方法进行了数值模拟。为新主要终点的检验构建临界值需要该临界值与初始主要终点之间的相关性。我们提出了仿真研究来证明,当从试验中获得的两个端点上的数据估计该值时,I型错误率得到了控制。
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Statistics in Medicine
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