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A Precision Mixture Risk Model to Identify Adverse Drug Events in Subpopulations Using a Case-Crossover Design. 利用病例交叉设计识别亚人群药物不良事件的精确混合风险模型
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-30 Epub Date: 2024-09-19 DOI: 10.1002/sim.10216
Yi Shi, Michael T Eadon, Yao Chen, Anna Sun, Yuedi Yang, Chienwei Chiang, Macarius Donneyong, Jing Su, Pengyue Zhang

Despite the success of pharmacovigilance studies in detecting signals of adverse drug events (ADEs) from real-world data, the risks of ADEs in subpopulations warrant increased scrutiny to prevent them in vulnerable individuals. Recently, the case-crossover design has been implemented to leverage large-scale administrative claims data for ADE detection, while controlling both observed confounding effects and short-term fixed unobserved confounding effects. Additionally, as the case-crossover design only includes cases, subpopulations can be conveniently derived. In this manuscript, we propose a precision mixture risk model (PMRM) to identify ADE signals from subpopulations under the case-crossover design. The proposed model is able to identify signals from all ADE-subpopulation-drug combinations, while controlling for false discovery rate (FDR) and confounding effects. We applied the PMRM to an administrative claims data. We identified ADE signals in subpopulations defined by demographic variables, comorbidities, and detailed diagnosis codes. Interestingly, certain drugs were associated with a higher risk of ADE only in subpopulations, while these drugs had a neutral association with ADE in the general population. Additionally, the PMRM could control FDR at a desired level and had a higher probability to detect true ADE signals than the widely used McNemar's test. In conclusion, the PMRM is able to identify subpopulation-specific ADE signals from a tremendous number of ADE-subpopulation-drug combinations, while controlling for both FDR and confounding effects.

尽管药物警戒研究成功地从真实世界的数据中发现了药物不良事件(ADEs)的信号,但是亚人群中的 ADEs 风险仍值得加强关注,以防止易受影响的个体发生 ADEs。最近,人们开始采用病例交叉设计来利用大规模行政索赔数据检测 ADE,同时控制观察到的混杂效应和短期固定的未观察到的混杂效应。此外,由于病例交叉设计只包括病例,因此可以方便地得出亚人群。在本手稿中,我们提出了一种精确混合风险模型(PMRM),用于在病例交叉设计下从亚人群中识别 ADE 信号。所提出的模型能够识别来自所有 ADE-亚人群-药物组合的信号,同时控制虚假发现率 (FDR) 和混杂效应。我们将 PMRM 应用于行政索赔数据。我们发现了由人口统计学变量、合并症和详细诊断代码定义的亚人群中的 ADE 信号。有趣的是,某些药物仅在亚人群中与较高的 ADE 风险相关,而在一般人群中,这些药物与 ADE 的关系则是中性的。此外,PMRM 可以将 FDR 控制在理想水平,与广泛使用的 McNemar 检验相比,它检测到真实 ADE 信号的概率更高。总之,PMRM 能够从大量的 ADE-亚人群-药物组合中识别出亚人群特异性 ADE 信号,同时控制 FDR 和混杂效应。
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引用次数: 0
Latent Archetypes of the Spatial Patterns of Cancer. 癌症空间模式的潜在原型。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-30 Epub Date: 2024-10-03 DOI: 10.1002/sim.10232
Thaís Pacheco Menezes, Marcos Oliveira Prates, Renato Assunção, Mônica Silva Monteiro De Castro

The cancer atlas edited by several countries is the main resource for the analysis of the geographic variation of cancer risk. Correlating the observed spatial patterns with known or hypothesized risk factors is time-consuming work for epidemiologists who need to deal with each cancer separately, breaking down the patterns according to sex and race. The recent literature has proposed to study more than one cancer simultaneously looking for common spatial risk factors. However, this previous work has two constraints: they consider only a very small (2-4) number of cancers previously known to share risk factors. In this article, we propose an exploratory method to search for latent spatial risk factors of a large number of supposedly unrelated cancers. The method is based on the singular value decomposition and nonnegative matrix factorization, it is computationally efficient, scaling easily with the number of regions and cancers. We carried out a simulation study to evaluate the method's performance and apply it to cancer atlas from the USA, England, France, Australia, Spain, and Brazil. We conclude that with very few latent maps, which can represent a reduction of up to 90% of atlas maps, most of the spatial variability is conserved. By concentrating on the epidemiological analysis of these few latent maps a substantial amount of work is saved and, at the same time, high-level explanations affecting many cancers simultaneously can be reached.

一些国家编辑的癌症地图集是分析癌症风险地域差异的主要资源。将观察到的空间模式与已知或假设的风险因素联系起来,对流行病学家来说是一项耗时的工作,他们需要根据性别和种族分别处理每种癌症的模式。最近有文献建议同时研究一种以上的癌症,寻找共同的空间风险因素。然而,以往的工作有两个限制因素:他们只考虑了极少数(2-4 种)之前已知具有共同风险因素的癌症。在本文中,我们提出了一种探索性方法,用于搜索大量本不相关的癌症的潜在空间风险因素。该方法基于奇异值分解和非负矩阵因式分解,计算效率高,很容易随着区域和癌症数量的增加而扩展。我们进行了一项模拟研究来评估该方法的性能,并将其应用于美国、英国、法国、澳大利亚、西班牙和巴西的癌症图谱。我们得出的结论是,只需极少量的潜在地图(可减少地图集地图的 90%),大部分空间变异性就能得到保留。通过集中精力对这些少量的潜在地图进行流行病学分析,可以节省大量的工作,同时还可以同时对许多癌症进行高层次的解释。
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引用次数: 0
Causal Inference Over a Subpopulation: The Effect of Malaria Vaccine in Women During Pregnancy. 子群体的因果推论:疟疾疫苗对孕期妇女的影响》。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-30 Epub Date: 2024-10-07 DOI: 10.1002/sim.10228
Zonghui Hu, Dean Follmann

Preventing malaria during pregnancy is of critical importance, yet there are no approved malaria vaccines for pregnant women due to lack of efficacy results within this population. Conducting a randomized trial in pregnant women throughout the entire duration of pregnancy is impractical. Instead, a randomized trial was conducted among women of childbearing potential (WOCBP), and some participants became pregnant during the 2-year study. We explore a statistical method for estimating vaccine effect within the target subpopulation-women who can naturally become pregnant, namely, women who can become pregnant under a placebo condition-within the causal inference framework. Two vaccine effect estimators are employed to effectively utilize baseline characteristics and account for the fact that certain baseline characteristics were only available from pregnant participants. The first estimator considers all participants but can only utilize baseline variables collected from the entire participant pool. In contrast, the second estimator, which includes only pregnant participants, utilizes all available baseline information. Both estimators are evaluated numerically through simulation studies and applied to the WOCBP trial to assess vaccine effect against pregnancy malaria.

在怀孕期间预防疟疾至关重要,但目前还没有针对孕妇的疟疾疫苗获得批准,因为在这一人群中缺乏疗效结果。在整个孕期对孕妇进行随机试验是不切实际的。因此,我们在有生育能力的妇女(WOCBP)中开展了一项随机试验,一些参与者在为期 2 年的研究期间怀孕。我们在因果推论框架内探索了一种统计方法,用于估计目标亚群(即可以自然怀孕的女性,即在安慰剂条件下可以怀孕的女性)中的疫苗效应。为了有效利用基线特征,并考虑到只有怀孕参与者才能提供某些基线特征这一事实,我们采用了两种疫苗效应估计方法。第一种估计方法考虑了所有参与者,但只能利用从整个参与者库中收集的基线变量。与此相反,第二个估计器只包括怀孕的参与者,利用了所有可用的基线信息。我们通过模拟研究对这两种估计器进行了数值评估,并将其应用于世界妊娠期疟疾疫苗试验,以评估疫苗对妊娠期疟疾的效果。
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引用次数: 0
Pairwise Accelerated Failure Time Regression Models for Infectious Disease Transmission in Close-Contact Groups With External Sources of Infection. 有外部传染源的密切接触群体中传染病传播的成对加速失败时间回归模型。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-30 Epub Date: 2024-10-03 DOI: 10.1002/sim.10226
Yushuf Sharker, Zaynab Diallo, Wasiur R KhudaBukhsh, Eben Kenah

Many important questions in infectious disease epidemiology involve associations between covariates (e.g., age or vaccination status) and infectiousness or susceptibility. Because disease transmission produces dependent outcomes, these questions are difficult or impossible to address using standard regression models from biostatistics. Pairwise survival analysis handles dependent outcomes by calculating likelihoods in terms of contact interval distributions in ordered pairs of individuals. The contact interval in the ordered pair i j $$ ij $$ is the time from the onset of infectiousness in i $$ i $$ to infectious contact from i $$ i $$ to j $$ j $$ , where an infectious contact is sufficient to infect j $$ j $$ if they are susceptible. Here, we introduce a pairwise accelerated failure time regression model for infectious disease transmission that allows the rate parameter of the contact interval distribution to depend on individual-level infectiousness covariates for i $$ i $$ , individual-level susceptibility covariates for j $$ j $$ , and pair-level covariates (e.g., type of relationship). This model can simultaneously handle internal infections (caused by transmission between individuals under observation) and external infections (caused by environmental or community sources of infection). We show that this model produces consistent and asymptotically normal parameter estimates. In a simulation study, we evaluate bias and confidence interval coverage probabilities, explore the role of epidemiologic study design, and investigate the effects of model misspecification. We use this regression model to analyze household data from Los Angeles County during the 2009 influenza A (H1N1) pandemic, where we find that the ability to account for external sources of infection increases the statistical power to estimate the effect of antiviral prophylaxis.

传染病流行病学中的许多重要问题都涉及协变量(如年龄或疫苗接种状况)与传染性或易感性之间的关联。由于疾病传播会产生依赖性结果,这些问题很难或不可能用生物统计学的标准回归模型来解决。配对生存分析通过计算有序配对个体接触间隔分布的可能性来处理依赖性结果。有序配对 i j $$ ij $$ 中的接触间隔是指从 i $$ i $$ 开始感染到 i $$ i $$ 与 j $$ j $$ 发生感染性接触的时间,其中,如果 j $$ j $$ 是易感人群,则感染性接触足以感染他们。在此,我们引入了一个传染病传播的成对加速失败时间回归模型,该模型允许接触间隔分布的速率参数取决于 i $$ i $$ 的个体层面感染性协变量、j $$ j $$ 的个体层面易感性协变量和成对层面协变量(如关系类型)。该模型可同时处理内部感染(由观察对象之间的传播引起)和外部感染(由环境或社区感染源引起)。我们的研究表明,该模型可得出一致且渐近正态的参数估计值。在模拟研究中,我们对偏差和置信区间覆盖概率进行了评估,探讨了流行病学研究设计的作用,并研究了模型不规范的影响。我们使用该回归模型分析了 2009 年甲型 H1N1 流感大流行期间洛杉矶县的家庭数据,发现考虑外部感染源的能力提高了估计抗病毒预防效果的统计能力。
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引用次数: 0
The Win Ratio Approach in Bayesian Monitoring for Two-Arm Phase II Clinical Trial Designs With Multiple Time-To-Event Endpoints. 贝叶斯监测法中的胜率法用于具有多个事件发生时间终点的双臂 II 期临床试验设计。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-25 DOI: 10.1002/sim.10282
Xinran Huang, Jian Wang, Jing Ning

To assess the preliminary therapeutic impact of a novel treatment, futility monitoring is commonly employed in Phase II clinical trials to facilitate informed decisions regarding the early termination of trials. Given the rapid evolution in cancer treatment development, particularly with new agents like immunotherapeutic agents, the focus has often shifted from objective response to time-to-event endpoints. In trials involving multiple time-to-event endpoints, existing monitoring designs typically select one as the primary endpoint or employ a composite endpoint as the time to the first occurrence of any event. However, relying on a single efficacy endpoint may not adequately evaluate an experimental treatment. Additionally, the time-to-first-event endpoint treats all events equally, ignoring their differences in clinical priorities. To tackle these issues, we propose a Bayesian futility monitoring design for a two-arm randomized Phase II trial, which incorporates the win ratio approach to account for the clinical priority of multiple time-to-event endpoints. A joint lognormal distribution was assumed to model the time-to-event variables for the estimation. We conducted simulation studies to assess the operating characteristics of the proposed monitoring design and compared them to those of conventional methods. The proposed design allows for early termination for futility if the endpoint with higher clinical priority (e.g., death) deteriorates in the treatment arm, compared to the time-to-first-event approach. Meanwhile, it prevents an aggressive early termination if the endpoint with lower clinical priority (e.g., cancer recurrence) shows deterioration in the treatment arm, offering a more tailored approach to decision-making in clinical trials with multiple time-to-event endpoints.

为了评估新型疗法的初步治疗效果,II 期临床试验通常会采用无效性监测,以便在知情的情况下做出提前终止试验的决定。鉴于癌症治疗研发的快速发展,尤其是免疫治疗药物等新药的研发,重点往往从客观反应转向时间到事件终点。在涉及多个时间到事件终点的试验中,现有的监测设计通常会选择其中一个作为主要终点,或采用一个复合终点作为首次发生任何事件的时间。然而,依赖单一疗效终点可能无法充分评估试验性治疗。此外,首次事件发生时间终点对所有事件一视同仁,忽略了它们在临床优先级上的差异。为了解决这些问题,我们提出了一种针对双臂随机 II 期试验的贝叶斯无效性监测设计,该设计采用了胜率法来考虑多个时间到事件终点的临床优先级。我们假设联合对数正态分布为时间到事件变量建模,以进行估算。我们进行了模拟研究,以评估建议的监测设计的运行特性,并将其与传统方法的运行特性进行比较。与首次事件发生时间法相比,如果治疗组中临床优先级较高的终点(如死亡)恶化,建议的设计允许因无效而提前终止治疗。同时,如果临床优先级较低的终点(如癌症复发)在治疗组出现恶化,它还能防止激进的提前终止,为具有多个到事件时间终点的临床试验提供更有针对性的决策方法。
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引用次数: 0
Response-Adaptive Randomization Procedure in Clinical Trials with Surrogate Endpoints. 代用终点临床试验中的反应自适应随机化程序
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-25 DOI: 10.1002/sim.10286
Jingya Gao, Feifang Hu, Wei Ma

In clinical trials, subjects are usually recruited sequentially. According to the outcomes amassed thus far in a trial, the response-adaptive randomization (RAR) design has been shown to be an advantageous treatment assignment procedure that skews the treatment allocation proportion to pre-specified objectives, such as sending more patients to a more promising treatment. Unfortunately, there are circumstances under which very few data of the primary endpoints are collected in the recruitment period, such as circumstances relating to public health emergencies and chronic diseases, and RAR is thus difficult to apply in allocating treatments using available outcomes. To overcome this problem, if an informative surrogate endpoint can be acquired much earlier than the primary endpoint, the surrogate endpoint can be used as a substitute for the primary endpoint in the RAR procedure. In this paper, we propose an RAR procedure that relies only on surrogate endpoints. The validity of the statistical inference on the primary endpoint and the patient benefit of this approach are justified by both theory and simulation. Furthermore, different types of surrogate endpoint and primary endpoint are considered. The results reassure that RAR with surrogate endpoints can be a viable option in some cases for clinical trials when primary endpoints are unavailable for adaptation.

在临床试验中,受试者通常是按顺序招募的。根据迄今为止在试验中积累的结果,反应自适应随机化(RAR)设计已被证明是一种有利的治疗分配程序,它能使治疗分配比例偏向于预先指定的目标,例如让更多患者接受更有前景的治疗。遗憾的是,在某些情况下,如突发公共卫生事件和慢性疾病,招募期间收集到的主要终点数据非常少,因此 RAR 难以应用于利用现有结果分配治疗。为了克服这一问题,如果能比主要终点更早地获得信息丰富的替代终点,则可在 RAR 程序中使用替代终点来替代主要终点。在本文中,我们提出了一种仅依赖于代理终点的 RAR 程序。理论和模拟都证明了主要终点统计推断的有效性以及这种方法对患者的益处。此外,还考虑了不同类型的替代终点和主要终点。研究结果再次证明,在某些情况下,当主要终点无法适应临床试验时,使用替代终点的 RAR 是一种可行的选择。
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引用次数: 0
Trivariate Joint Modeling for Family Data with Longitudinal Counts, Recurrent Events and a Terminal Event with Application to Lynch Syndrome. 具有纵向计数、复发事件和终末事件的家庭数据的三变量联合建模,并应用于林奇综合征。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-20 Epub Date: 2024-09-15 DOI: 10.1002/sim.10210
Jingwei Lu, Grace Y Yi, Denis Rustand, Patrick Parfrey, Laurent Briollais, Yun-Hee Choi

Trivariate joint modeling for longitudinal count data, recurrent events, and a terminal event for family data has increased interest in medical studies. For example, families with Lynch syndrome (LS) are at high risk of developing colorectal cancer (CRC), where the number of polyps and the frequency of colonoscopy screening visits are highly associated with the risk of CRC among individuals and families. To assess how screening visits influence polyp detection, which in turn influences time to CRC, we propose a clustered trivariate joint model. The proposed model facilitates longitudinal count data that are zero-inflated and over-dispersed and invokes individual-specific and family-specific random effects to account for dependence among individuals and families. We formulate our proposed model as a latent Gaussian model to use the Bayesian estimation approach with the integrated nested Laplace approximation algorithm and evaluate its performance using simulation studies. Our trivariate joint model is applied to a series of 18 families from Newfoundland, with the occurrence of CRC taken as the terminal event, the colonoscopy screening visits as recurrent events, and the number of polyps detected at each visit as zero-inflated count data with overdispersion. We showed that our trivariate model fits better than alternative bivariate models and that the cluster effects should not be ignored when analyzing family data. Finally, the proposed model enables us to quantify heterogeneity across families and individuals in polyp detection and CRC risk, thus helping to identify individuals and families who would benefit from more intensive screening visits.

针对纵向计数数据、复发性事件和家庭数据的终末事件的三变量联合建模在医学研究中越来越受到关注。例如,林奇综合征(Lynch Syndrome,LS)患者家族罹患结直肠癌(CRC)的风险很高,其中息肉数量和结肠镜筛查次数与个人和家族罹患 CRC 的风险高度相关。为了评估筛查次数如何影响息肉检测,进而影响患上 CRC 的时间,我们提出了一个聚类三变量联合模型。该模型适用于零膨胀和过度分散的纵向计数数据,并引用个体特异性和家庭特异性随机效应来解释个体和家庭之间的依赖关系。我们将提议的模型表述为潜在高斯模型,使用贝叶斯估计方法和集成嵌套拉普拉斯近似算法,并通过模拟研究评估其性能。我们的三变量联合模型应用于纽芬兰省的 18 个家庭,将 CRC 的发生作为终结事件,结肠镜筛查就诊作为重复事件,每次就诊检测到的息肉数量作为具有过度分散性的零膨胀计数数据。我们的研究表明,我们的三变量模型比其他的二变量模型拟合得更好,而且在分析家族数据时不应忽略群集效应。最后,所提出的模型使我们能够量化不同家庭和个人在息肉检测和 CRC 风险方面的异质性,从而帮助确定哪些个人和家庭可以从更密集的筛查访问中获益。
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引用次数: 0
Q-Learning in Dynamic Treatment Regimes With Misclassified Binary Outcome. 二元结果分类错误的动态治疗机制中的 Q-Learning
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-20 DOI: 10.1002/sim.10223
Dan Liu, Wenqing He

The study of precision medicine involves dynamic treatment regimes (DTRs), which are sequences of treatment decision rules recommended based on patient-level information. The primary goal of the DTR study is to identify an optimal DTR, a sequence of treatment decision rules that optimizes the clinical outcome across multiple decision points. Statistical methods have been developed in recent years to estimate an optimal DTR, including Q-learning, a regression-based method in the DTR literature. Although there are many studies concerning Q-learning, little attention has been paid in the presence of noisy data, such as misclassified outcomes. In this article, we investigate the effect of outcome misclassification on identifying optimal DTRs using Q-learning and propose a correction method to accommodate the misclassification effect on DTR. Simulation studies are conducted to demonstrate the satisfactory performance of the proposed method. We illustrate the proposed method using two examples from the National Health and Nutrition Examination Survey Data I Epidemiologic Follow-up Study and the Population Assessment of Tobacco and Health Study.

精准医疗研究涉及动态治疗方案(DTR),即根据患者水平信息推荐的治疗决策规则序列。动态治疗方案研究的主要目标是确定最佳动态治疗方案,即在多个决策点上优化临床结果的治疗决策规则序列。近年来,人们开发了一些统计方法来估算最佳 DTR,其中包括 Q-learning,这是 DTR 文献中一种基于回归的方法。虽然有很多关于 Q-learning 的研究,但很少有人关注存在噪声数据(如误分类结果)的情况。本文研究了结果误分类对使用 Q-learning 确定最佳 DTR 的影响,并提出了一种修正方法,以适应误分类对 DTR 的影响。我们进行了模拟研究,以证明所提方法的性能令人满意。我们用两个例子说明了所提出的方法,这两个例子分别来自国家健康与营养调查数据 I 流行病学随访研究和烟草与健康人群评估研究。
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引用次数: 0
Regression Trees With Fused Leaves. 带融合叶的回归树
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-20 DOI: 10.1002/sim.10272
Xiaogang Su, Lei Liu, Lili Liu, Ruiwen Zhou, Guoqiao Wang, Elise Dusseldorp, Tianni Zhou

We propose a novel regression tree method named "TreeFuL," an abbreviation for 'Tree with Fused Leaves.' TreeFuL innovatively combines recursive partitioning with fused regularization, offering a distinct approach to the conventional pruning method. One of TreeFuL's noteworthy advantages is its capacity for cross-validated amalgamation of non-neighboring terminal nodes. This is facilitated by a leaf coloring scheme that supports tree shearing and node amalgamation. As a result, TreeFuL facilitates the development of more parsimonious tree models without compromising predictive accuracy. The refined model offers enhanced interpretability, making it particularly well-suited for biomedical applications of decision trees, such as disease diagnosis and prognosis. We demonstrate the practical advantages of our proposed method through simulation studies and an analysis of data collected in an obesity study.

我们提出了一种名为 "TreeFuL "的新型回归树方法,"TreeFuL "是 "Tree with Fused Leaves "的缩写。TreeFuL 创新性地将递归分割与融合正则化相结合,为传统的剪枝方法提供了一种独特的方法。TreeFuL 值得一提的优势之一是它能对非相邻的终端节点进行交叉验证合并。这得益于支持树剪切和节点合并的树叶着色方案。因此,TreeFuL 可以在不影响预测准确性的前提下,帮助开发更简洁的树模型。改进后的模型具有更强的可解释性,因此特别适合决策树的生物医学应用,如疾病诊断和预后。我们通过模拟研究和对肥胖症研究中收集的数据进行分析,证明了我们提出的方法的实际优势。
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引用次数: 0
Functional Principal Component Analysis as an Alternative to Mixed-Effect Models for Describing Sparse Repeated Measures in Presence of Missing Data. 功能主成分分析作为混合效应模型的替代方法,用于描述缺失数据情况下的稀疏重复测量。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-20 Epub Date: 2024-09-09 DOI: 10.1002/sim.10214
Corentin Ségalas, Catherine Helmer, Robin Genuer, Cécile Proust-Lima

Analyzing longitudinal data in health studies is challenging due to sparse and error-prone measurements, strong within-individual correlation, missing data and various trajectory shapes. While mixed-effect models (MM) effectively address these challenges, they remain parametric models and may incur computational costs. In contrast, functional principal component analysis (FPCA) is a non-parametric approach developed for regular and dense functional data that flexibly describes temporal trajectories at a potentially lower computational cost. This article presents an empirical simulation study evaluating the behavior of FPCA with sparse and error-prone repeated measures and its robustness under different missing data schemes in comparison with MM. The results show that FPCA is well-suited in the presence of missing at random data caused by dropout, except in scenarios involving most frequent and systematic dropout. Like MM, FPCA fails under missing not at random mechanism. The FPCA was applied to describe the trajectories of four cognitive functions before clinical dementia and contrast them with those of matched controls in a case-control study nested in a population-based aging cohort. The average cognitive declines of future dementia cases showed a sudden divergence from those of their matched controls with a sharp acceleration 5 to 2.5 years prior to diagnosis.

由于测量数据稀疏且容易出错、个体内部相关性强、数据缺失以及轨迹形状各异,分析健康研究中的纵向数据具有挑战性。虽然混合效应模型(MM)能有效解决这些难题,但它们仍然是参数模型,可能会产生计算成本。相比之下,函数主成分分析(FPCA)是一种针对规则和密集函数数据开发的非参数方法,能以较低的计算成本灵活描述时间轨迹。本文介绍了一项实证模拟研究,评估了 FPCA 在稀疏且易出错的重复测量中的表现,以及它与 MM 相比在不同缺失数据方案下的鲁棒性。研究结果表明,FPCA 非常适合因遗漏而导致的随机数据缺失,但涉及最频繁和系统性遗漏的情况除外。与 MM 一样,FPCA 在非随机缺失机制下也会失效。在一项嵌套于人口老龄化队列的病例对照研究中,应用 FPCA 描述了临床痴呆前四种认知功能的变化轨迹,并与匹配对照组的认知功能变化轨迹进行了对比。未来痴呆症病例的平均认知功能衰退与匹配对照组的平均认知功能衰退出现了突然的背离,在确诊前 5 到 2.5 年出现了急剧的加速。
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Statistics in Medicine
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