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Spatial analysis of technical efficiency in the provision of local public goods: The case of Chilean mining municipalities 提供地方公共产品的技术效率空间分析:智利采矿城市的案例
IF 6.2 2区 经济学 Q1 ECONOMICS Pub Date : 2024-09-27 DOI: 10.1016/j.seps.2024.102075
Countries with intensive mineral extraction generate resource windfalls for municipalities to improve population's welfare in mining areas. However, this process may be inefficient due to negative incentives inherent in their administration, moving away from the actual objective of these resources. This study analyzes the level of technical efficiency over the provision of public goods, namely public education and well-being in Chilean municipalities using a panel approach. To study technical efficiency, data were obtained from the National System of Municipal Information and the National Socioeconomic Characterization Survey, between the years 2008–2019 for 342 Chilean municipalities. Stochastic Frontier Analysis in a panel context is employed to control for heteroskedasticity and unobserved heterogeneity. Chilean municipalities are ranked by technical efficiency in the provision of public goods and their persistence in space and time is examined. Two exogenous rules are used: mining municipalities and a classification of municipalities according to their capacity of provision. Similar localities are compared, and the effects of resource windfalls over efficiency are analyzed. The results reveal that technical efficiency is lower in mining areas with high persistence over the study period, providing evidence for the need to redesign the compensation mechanism derived from mining industry.
矿产开采密集的国家为市政当局带来资源意外之财,以改善矿区居民的福利。然而,由于其行政管理中固有的负面激励,这一过程可能效率低下,偏离了这些资源的实际目标。本研究采用面板法分析了智利各市提供公共产品(即公共教育和福利)的技术效率水平。为研究技术效率,我们从全国市政信息系统和全国社会经济特征调查中获取了 2008-2019 年智利 342 个城市的数据。研究采用了面板背景下的随机前沿分析法来控制异方差和未观察到的异质性。按照提供公共产品的技术效率对智利各市进行排名,并考察其在空间和时间上的持续性。使用了两个外生规则:采矿城市和根据提供能力对城市进行的分类。对相似的地方进行了比较,并分析了资源暴利对效率的影响。结果表明,在研究期间持续性较高的矿区,技术效率较低,这证明有必要重新设计采矿业衍生的补偿机制。
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引用次数: 0
Technical efficiency and managerial ability in two-stage production processes with undesirable products: A case on Asian banks 有不良产品的两阶段生产过程中的技术效率和管理能力:亚洲银行案例
IF 6.2 2区 经济学 Q1 ECONOMICS Pub Date : 2024-09-26 DOI: 10.1016/j.seps.2024.102081
Performance improvement and managerial ability estimation using benchmarking tools and data envelopment analysis (DEA) in banking and financial sectors have attracted considerable attention among researchers and bank managers. Although there are many efforts in two-stage DEA in banks, few studies have been conducted to measure managerial ability and technical efficiency of two-stage DEA in the banking sector. This contribution proposes a two-stage DEA procedure to estimate technical efficiency and managerial ability in the banking sector in six Asian countries. The empirical results obtained for selected Asian banks revealed that variables total capital adequacy ratio, total assets and number of branches have a positive impact on the efficiency of the deposit gathering section. Moreover, we observed that the number of ATMs has a negative impact on the efficiency of the sales and services section. Another finding is that in all these six countries, the sales and service section has performed better than the deposit gathering section.
利用基准工具和数据包络分析(DEA)对银行和金融行业的绩效改进和管理能力进行评估,已经引起了研究人员和银行管理者的极大关注。尽管在银行两阶段 DEA 方面有许多努力,但很少有研究对银行业的管理能力和两阶段 DEA 的技术效率进行测量。本文提出了一种两阶段 DEA 程序来估算六个亚洲国家银行业的技术效率和管理能力。对部分亚洲银行的实证结果显示,总资本充足率、总资产和分支机构数量等变量对存款收集部门的效率有积极影响。此外,我们还发现自动取款机的数量对销售和服务部门的效率有负面影响。另一个发现是,在所有这六个国家中,销售和服务部门的业绩都好于存款收集部门。
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引用次数: 0
A PLS-Hierarchical Path Modeling approach to analyze and address gender equality in the EU countries 分析和解决欧盟国家性别平等问题的 PLS-Hierarchical Path Modeling 方法
IF 6.2 2区 经济学 Q1 ECONOMICS Pub Date : 2024-09-24 DOI: 10.1016/j.seps.2024.102076
Gender equality, a multidimensional and complex phenomenon, is a hotly debated subject today, and its studio has grown enormously in recent years. After reviewing existing gender equality indices and identifying the methodological approaches used to develop them, the paper aims to show how a modeling approach can overcome some of the limitations of existing indices. Based on a conceptual framework developed by the European Institute for Gender Equality, we propose an alternative methodological approach for measuring gender equality. The paper aims to highlight the potential advantages of Partial Least Square - Path modeling and to show that it goes a step further compared to the European Gender Equality Index in that in addition to ranking countries, our approach allows (1) predicting the impact between dimensions and finding those that most effectively explain gender equality; and (2) supporting decisions to address gender equality. The use of the proposed model can help to understand the complexity of gender relations and facilitate comparisons across countries. At the end of the paper, we discuss other possible extensions of PLS-PM to study and address gender equality.
性别平等是一个多层面的复杂现象,是当今人们热议的话题,其工作室近年来也有了巨大的发展。在回顾了现有的性别平等指数并确定了用于制定这些指数的方法论之后,本文旨在说明建模方法如何能够克服现有指数的一些局限性。根据欧洲性别平等研究所制定的概念框架,我们提出了另一种衡量性别平等的方法。本文旨在强调偏最小平方--路径建模的潜在优势,并说明与欧洲性别平等指数相比,它更进一步,因为除了对国家进行排名外,我们的方法还可以:(1) 预测各维度之间的影响,并找到最有效地解释性别平等的维度;(2) 支持解决性别平等问题的决策。使用建议的模型有助于理解性别关系的复杂性,并促进各国之间的比较。在本文的最后,我们讨论了 PLS-PM 在研究和解决性别平等问题方面的其他可能扩展。
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引用次数: 0
Assessing airline efficiency with a network DEA model: A Z-number approach with shared resources, undesirable outputs, and negative data 利用网络 DEA 模型评估航空公司效率:具有共享资源、不良产出和负面数据的 Z 数字方法
IF 6.2 2区 经济学 Q1 ECONOMICS Pub Date : 2024-09-24 DOI: 10.1016/j.seps.2024.102080
This study measures the efficiency of airlines using a novel fuzzy common weight additive network data envelopment analysis (NDEA) with shared resources, negative data, and undesirable outputs. First, an appropriate two-stage network is designed for each airline so that stages 1 and 2 are called the Production and Service stages, respectively. The proposed model adopts a top-down approach and calculates the efficiency of the system first and then estimates the efficiency of stages 1 and 2. To evaluate and predict the airlines’ efficiency considering fuzzy data and the reliability of the information, the values of input/intermediate/output variables are predicted as the Z-number and the appropriate Z-number version of NDEA (ZNDEA) models is proposed. To develop the proposed ZNDEA models and find common weights for the variables, three multi-objective ZNDEA models for the system, stage 1 and stage 2 are presented. The multi-objective common weight ZNDEA models are solved using the min-max Chebyshev goal programming technique and the final efficiencies are calculated. To illustrate the capability of the proposed approach, real-life data from Iranian airlines in 2022 are collected, and the efficiencies are analyzed.
本研究采用新颖的模糊共权相加网络数据包络分析法(NDEA),在共享资源、负数据和不良产出的情况下衡量航空公司的效率。首先,为每家航空公司设计一个适当的两阶段网络,将第 1 和第 2 阶段分别称为生产阶段和服务阶段。建议的模型采用自上而下的方法,首先计算系统效率,然后估算阶段 1 和阶段 2 的效率。为了评估和预测航空公司的效率,考虑到模糊数据和信息的可靠性,输入/中间/输出变量的值被预测为 Z 数,并提出了适当的 Z 数版 NDEA(ZNDEA)模型。为了开发所提出的 ZNDEA 模型并找到变量的共同权重,提出了系统、阶段 1 和阶段 2 的三个多目标 ZNDEA 模型。多目标共同权重 ZNDEA 模型采用最小-最大切比雪夫目标编程技术求解,并计算出最终效率。为说明所提方法的能力,收集了 2022 年伊朗航空公司的实际数据,并对效率进行了分析。
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引用次数: 0
Measuring business impacts on the sustainability of European-listed firms 衡量企业对欧洲上市公司可持续性的影响
IF 6.2 2区 经济学 Q1 ECONOMICS Pub Date : 2024-09-24 DOI: 10.1016/j.seps.2024.102078
The Environmental, Social, and Governance (ESG) themes assume a central position in the foundation of business strategies and risk management for both private managers and financial institutions. Measuring the sustainability commitment of listed companies is required by regulators and Monetary Authorities and plays a pivotal role in the selection process for asset management companies. ESG ratings are used to assess the company’s commitment to sustainability. This paper explores how a firm business, measured by balance sheet data, influences the ESG rating. In particular, we focus on Europe, which countries first paved the way for the sustainable transformation of the economy through various policies and initiatives. We employ a Machine Learning approach to discern the non-linear relationships between ESG ratings and corporate data aiming to identify the prime factors influencing the ESG ratings. We can assess potential country or business sector-based discrepancies by selecting a sample containing firms listed on the major European indices (AEX, BEL, CAC, DAX, FTSE, FTSE-MIB, IBEX, OMX). We find that the firm size, measured by total assets, and the carbon intensity are the variables that most influence the ESG rating in countries where the economic sectors rely mainly on the business cycle and economic conditions. For companies operating in the technology, financials, and industrial sectors, the main ESG driver is the asset turnover ratio, which is a measure of the efficiency with which a company generates revenues, and the EBIT to revenue, which is a measure of the operating margin asset turnover and the Earnings Before Interest and Taxes (EBIT) to revenue ratio. We discover diverse factors affecting ESG ratings across various European countries, highlighting the impact of each nation’s policy on ESG commitment.
环境、社会和治理(ESG)主题在私人经理人和金融机构的业务战略和风险管理基础中占据核心地位。监管机构和金融当局要求对上市公司的可持续发展承诺进行衡量,这在资产管理公司的选择过程中起着举足轻重的作用。环境、社会和公司治理评级用于评估公司对可持续发展的承诺。本文探讨了以资产负债表数据衡量的公司业务如何影响 ESG 评级。我们尤其关注欧洲,因为欧洲国家首先通过各种政策和举措为经济的可持续转型铺平了道路。我们采用机器学习方法来辨别环境、社会和公司治理评级与企业数据之间的非线性关系,旨在找出影响环境、社会和公司治理评级的主要因素。我们可以通过选取在欧洲主要指数(AEX、BEL、CAC、DAX、FTSE、FTSE-MIB、IBEX、OMX)中上市的公司作为样本,评估潜在的基于国家或企业部门的差异。我们发现,在经济部门主要依赖商业周期和经济条件的国家,以总资产衡量的公司规模和碳强度是最能影响 ESG 评级的变量。对于科技、金融和工业领域的公司来说,主要的环境、社会和公司治理驱动因素是资产周转率(衡量公司创收效率的指标)和息税前盈利(EBIT)收入比(衡量资产周转率和息税前盈利(EBIT)收入比的指标)。我们发现了影响欧洲各国环境、社会和公司治理评级的各种因素,强调了各国政策对环境、社会和公司治理承诺的影响。
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引用次数: 0
Integrated sustainability perspective and spillover effects of social, environment and economic pillars: A case study using SEY model 综合可持续性视角以及社会、环境和经济支柱的溢出效应:利用 SEY 模型进行案例研究
IF 6.2 2区 经济学 Q1 ECONOMICS Pub Date : 2024-09-23 DOI: 10.1016/j.seps.2024.102077
This study examines the integrated sustainability perspective by mapping the spillover effects among sustainable development pillars including social, environment, and economy. To this end, it estimates the sustainability elasticities between a developing country, Iran, and six global regions including 1- North America, 2- Latin America and Caribbean, 3- European Union, 4- Sub-Saharan Africa, 5- Middle East and North Africa (MENA) and 6- East Asia and Pacific. This estimation uses the SEY model, an econometric package involving simultaneous equations systems, Vector Autoregressive models (VAR), and Granger causality within 1971–2019. This research differs from the previous studies by exploring the sustainability spillovers not only spatially but also across various pillars of sustainable development. The results show that the pillars of sustainable development have significant and positive elasticities. This finding accepts the integrated sustainability perspective since the pillars of sustainable development indicate considerable and synergistic effects from both spatial and contextual outlooks. In this way, the findings support globalization, openness, and flow-based governance, consistent with Sustainable Development Goals (SDGs) 16 (Peace, justice and strong institutions) and 17 (Partnerships for the goals). Therefore, policymakers should strengthen the globalization and openness by establishing and promoting international agreements, global organizations, and inclusive frameworks not only in trade, finance, and economy but also in cultural, social, and political affairs.
本研究通过分析可持续发展支柱(包括社会、环境和经济)之间的溢出效应,对综合可持续性视角进行了研究。为此,本研究估算了发展中国家伊朗与全球六个地区之间的可持续性弹性,包括 1- 北美、2- 拉丁美洲和加勒比地区、3- 欧洲联盟、4- 撒哈拉以南非洲、5- 中东和北非(MENA)以及 6- 东亚和太平洋地区。该估算使用了 SEY 模型,这是一个计量经济学软件包,涉及 1971-2019 年期间的同时方程系统、向量自回归模型(VAR)和格兰杰因果关系。与以往研究不同的是,本研究不仅从空间角度,而且从可持续发展的各个支柱角度探讨了可持续发展的溢出效应。结果表明,可持续发展的各个支柱都具有显著的正弹性。这一结果接受了综合可持续性的观点,因为从空间和环境的角度来看,可持续发展的各个支柱都具有相当大的协同效应。因此,研究结果支持全球化、开放和基于流动的治理,这与可持续发展目标(SDGs)16(和平、公正和强有力的机构)和 17(目标伙伴关系)是一致的。因此,政策制定者应加强全球化和开放性,不仅在贸易、金融和经济领域,而且在文化、社会和政治事务领域建立和促进国际协定、全球组织和包容性框架。
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引用次数: 0
Logistics planning for direct temporary disaster housing assistance under demand uncertainty 需求不确定情况下的直接临时救灾住房援助后勤规划
IF 6.2 2区 经济学 Q1 ECONOMICS Pub Date : 2024-09-20 DOI: 10.1016/j.seps.2024.102072
In this paper, we propose and study a framework for disaster housing logistics planning under demand uncertainty. Specifically, we utilize a two-stage chance-constrained stochastic programming model to achieve the balance between logistics operational cost and demand fulfillment especially towards extreme disaster scenarios. To do so, we incorporate two operational modalities, one for the ordinary modality and the other for the emergency modality, and the emergency modality is only allowed to be activated for a certain percentage of scenarios that is specified by the decision maker among all scenarios. The set of scenarios is generated according to a spatial regression model for characterizing the disaster housing demand based on a selected number of independent variables related to both the hazard and socioeconomic factors, which is trained offline from historical data. We conduct a numerical experiment based on Hurricane Ian, and our numerical results show the effectiveness of the proposed approach compared to some standard benchmark approaches. We also highlight the managerial insights for disaster housing logistics planning gained through this numerical experiment.
在本文中,我们提出并研究了需求不确定情况下的灾后住房物流规划框架。具体而言,我们利用两阶段机会约束随机规划模型来实现物流运营成本与需求满足之间的平衡,尤其是在极端灾害情况下。为此,我们采用了两种运营模式,一种是普通模式,另一种是应急模式,而且应急模式只允许在决策者指定的所有情景中的一定比例的情景下启动。这套方案是根据一个空间回归模型生成的,该模型基于与灾害和社会经济因素相关的若干自变量,并根据历史数据进行离线训练。我们以 "伊恩 "飓风为基础进行了数值实验,数值结果表明,与一些标准基准方法相比,所提出的方法非常有效。我们还强调了通过该数值实验获得的灾后住房物流规划管理见解。
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引用次数: 0
Designing a new robust solid waste recycling network under uncertainty: A case study about circular economy transition 在不确定情况下设计新的稳健固体废物回收网络:循环经济转型案例研究
IF 6.2 2区 经济学 Q1 ECONOMICS Pub Date : 2024-09-12 DOI: 10.1016/j.seps.2024.102066

Solid waste generation continuously puts tremendous pressure on human health, socio-economic and environmental protection, and many regions are transitioning to the circular economy using waste recycling to advance sustainable development. A more practical and integrated solid waste recycling network (SWRN) design is essential for solid waste recycling management, which can be complex and uncertain. Therefore, this paper focuses on the design of a robust SWRN that aims to optimize the construction of sorting centers (SCs) while robustly operating with waste recycling allocation. This approach often involves two main challenges related to the uncertainty of unknown distribution information and the bi-level structure of decision making. To address these challenges, we first present two pairs of uncertainty sets to capture the separation rate and transportation cost in the case of free distribution information. Then, we develop a bi-level framework that integrates SC construction locations and waste operation allocation. For this purpose, a globalized robust optimization bi-level model is developed and reformulated into a mixed integer linear programming. We apply this methodology to the case of Baoding, China to demonstrate its validity. The main numerical achievements show that: (1) the proposed model can hedge the uncertainty in the separation rate and transportation cost with a small price of robustness and provide a robust recovery scheme; (2) the average operating cost of our model for a single period is approximately 19.4% lower than that of the classical robust model; and (3) by adjusting several parameters based on the preferences of waste recycling managers, a balance between operating costs and robustness can be achieved. Finally, some managerial insights are obtained to assist waste recycling managers in solid waste recycling management transition to the circular economy.

固体废物的产生不断给人类健康、社会经济和环境保护带来巨大压力,许多地区正在向循环经济转型,利用废物回收利用推进可持续发展。固体废弃物回收管理可能十分复杂且具有不确定性,因此设计一个更加实用的综合固体废弃物回收网络(SWRN)至关重要。因此,本文重点关注稳健型 SWRN 的设计,旨在优化分拣中心(SC)的建设,同时稳健地进行废物回收分配。这种方法通常涉及两个主要挑战,即未知分配信息的不确定性和决策的双层结构。为了应对这些挑战,我们首先提出了两对不确定性集,以捕捉自由分配信息情况下的分类率和运输成本。然后,我们开发了一个将 SC 建设地点和垃圾运营分配整合在一起的双层框架。为此,我们开发了一个全局稳健优化双层模型,并将其重新表述为混合整数线性规划。我们将该方法应用于中国保定的案例,以证明其有效性。主要的数值结果表明(1) 所提出的模型能以较小的稳健性代价对冲分类率和运输成本的不确定性,并提供稳健的回收方案;(2) 我们模型的单期平均运营成本比经典稳健模型低约 19.4%;(3) 根据废物回收管理者的偏好调整几个参数,可实现运营成本和稳健性之间的平衡。最后,本文还提出了一些管理启示,以帮助废物回收管理者在固体废物回收管理中向循环经济转型。
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引用次数: 0
Defensive resource allocation in terrorism conflict management based on graph model with relative preferences 基于相对偏好图模型的恐怖主义冲突管理中的防御性资源分配
IF 6.2 2区 经济学 Q1 ECONOMICS Pub Date : 2024-09-12 DOI: 10.1016/j.seps.2024.102067

In real-world counterterrorism activities, it is usually difficult for the defender and the attacker to accurately know the private information of the each other such as valuations of targets. Instead, players may only know the relative preference on the target valuations from the adversary. In the conflict analysis, graph model is a powerful tool for dealing with relative preferences. This paper studies the defensive resource allocation in terrorism conflict management with incomplete information by establishing a graph model. To solve the model, we divide the conflict states into two types and discuss the conditions under which these two types of states are at equilibrium. Furthermore, we study how the defender should optimally allocate the resource to achieve two goals: (i) achieving a certain Nash equilibrium state desired by the defender; and (ii) minimizing the total loss from an attack in equilibrium. Subsequently, we conduct several numerical analyses: (i) analyzing the effects of both players' investment effectiveness on the optimal defense loss; (ii) comparing our model's results with those obtained using three classical decision methods, revealing that the defense loss in our model is lower; and (iii) presenting a case study to illustrate the applicability of the proposed model. This paper provides novel insights on how to efficiently allocate defensive resource when the defender and attacker know only the relative preference of the adversary on target valuations.

在现实世界的反恐活动中,防御方和攻击方通常很难准确了解对方的私人信息,如目标估值。相反,双方可能只知道对手对目标估值的相对偏好。在冲突分析中,图模型是处理相对偏好的有力工具。本文通过建立图模型,研究了不完全信息下恐怖主义冲突管理中的防御资源分配问题。为了求解该模型,我们将冲突状态分为两类,并讨论了这两类状态的均衡条件。此外,我们还研究了防御方应如何优化资源分配以实现两个目标:(i) 实现防御方所期望的某种纳什均衡状态;以及 (ii) 在均衡状态下最大限度地减少攻击造成的总损失。随后,我们进行了几项数值分析:(i) 分析双方的投资效果对最优防御损失的影响;(ii) 将我们模型的结果与使用三种经典决策方法得出的结果进行比较,发现我们模型中的防御损失更低;(iii) 提出一个案例研究,说明所提模型的适用性。本文就如何在防御方和攻击方只知道对手对目标估值的相对偏好时有效分配防御资源提出了新的见解。
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引用次数: 0
The efficiency of residency training and health outcomes in China: Based on two-stage DEA and cluster analysis 中国住院医师培训的效率与健康结果:基于两阶段 DEA 和聚类分析
IF 6.2 2区 经济学 Q1 ECONOMICS Pub Date : 2024-09-12 DOI: 10.1016/j.seps.2024.102057

To address the residency training performance and further explore its determinants, with the help of a unique dataset, our study calculated the efficiency of residency training and health outcomes in 18 Chinese tertiary hospitals from 2020 to 2021 using a two-stage data envelopment analysis (DEA) model given the two-stage characteristics of vocational training and clinical practice of residents. The results showed that the efficiency of the sample hospitals in both residency training and medical service provision was high, there are approximately 1/3 hospitals of sub-efficient in each stage, but the number of efficient units for assessing the residency training performance was slightly less than that for assessing the health outcome performance. All the decision-making units (DMUs) were clustered into four groups through K-means cluster analysis according to efficiency results. The results showed that there was an obvious inconsistency between the teaching goals and the health outcome goals of Chinese public hospitals. In some hospitals, the low residency pass rate resulted in the low efficiency in stage 1, while the redundant inputs in beds resulted in the low efficiency in stage 2. Residency training hospitals should strengthen their synergistic management in programs of residency training and health outcomes.

为了解决住院医师培训绩效问题并进一步探讨其决定因素,我们的研究借助独特的数据集,针对住院医师职业培训和临床实践两个阶段的特点,采用两阶段数据包络分析(DEA)模型计算了2020-2021年18家中国三级医院的住院医师培训效率和医疗效果。结果表明,样本医院在住院医师培训和医疗服务提供两个阶段的效率都较高,每个阶段都有约1/3的医院处于次效率状态,但评估住院医师培训绩效的有效单位数量略少于评估医疗成果绩效的有效单位数量。根据效率结果,通过 K-均值聚类分析将所有决策单元(DMU)分为四组。结果表明,中国公立医院的教学目标与健康结果目标之间存在明显的不一致性。部分医院住院医师培训合格率低导致第一阶段效率低,而床位冗余投入导致第二阶段效率低。住院医师培训医院应加强住院医师培训与健康结果项目的协同管理。
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引用次数: 0
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Socio-economic Planning Sciences
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