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End-to-end reinforcement learning of Koopman models for eNMPC of an air separation unit 空分装置eNMPC的Koopman模型端到端强化学习
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-04-01 Epub Date: 2025-12-24 DOI: 10.1016/j.compchemeng.2025.109540
Daniel Mayfrank , Kayra Dernek , Laura Lang , Alexander Mitsos , Manuel Dahmen
With our recently proposed method based on reinforcement learning (Mayfrank et al., 2024), Koopman surrogate models can be trained for optimal performance in specific (economic) nonlinear model predictive control ((e)NMPC) applications. So far, our method has exclusively been demonstrated on a small-scale case study. Herein, we show that our method scales well to a more challenging demand response case study built on a large-scale model of a single-product (nitrogen) air separation unit. Across all numerical experiments, we assume observability of only a few realistically measurable plant variables. Compared to a purely system identification-based Koopman eNMPC, which generates small economic savings but frequently violates constraints, our method delivers similar economic performance while avoiding constraint violations.
通过我们最近提出的基于强化学习的方法(Mayfrank等人,2024),可以在特定(经济)非线性模型预测控制((e)NMPC)应用中训练Koopman代理模型以获得最佳性能。到目前为止,我们的方法只在一个小规模的案例研究中得到了证明。在此,我们表明,我们的方法可以很好地适用于建立在单产品(氮气)空气分离装置的大型模型上的更具挑战性的需求响应案例研究。在所有数值实验中,我们假设只有少数实际可测量的植物变量是可观测的。与纯粹基于系统识别的Koopman eNMPC相比,我们的方法在避免违反约束的同时提供了类似的经济性能,而Koopman eNMPC产生了少量的经济节省,但经常违反约束。
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引用次数: 0
Application and interpretability of a hybrid-enhanced XGBoost model for corrosion-rate prediction in alkylation unit piping 混合增强XGBoost模型在烷基化装置管道腐蚀速率预测中的应用及可解释性
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-04-01 Epub Date: 2026-01-06 DOI: 10.1016/j.compchemeng.2026.109558
Jinqiu Hu , Mingjun Ma , Laibin Zhang
For pipeline corrosion-rate prediction in refinery units characterized by scarce high-corrosion-rate samples, numerous operating variables, and strong temporal perturbations in process parameters, this study proposes a hybrid framework that integrates structural diagnosis, feature selection, and improved ensemble learning. First, kernel principal component analysis (KPCA) is employed to identify nonlinear and redundant structures in the data, and a subset of operating-condition features with high relevance and low redundancy is constructed using mutual information–minimum redundancy maximum relevance (MI–mRMR). Then, Dropout meets Multiple Additive Regression Trees (DART) is incorporated into XGBoost to mitigate overfitting, while a hybrid dynamic perturbation strategy grey wolf optimizer (HDPSGWO) is used to perform global optimization of the hyperparameters. Using multi-loop data from the purification section of a sulfuric acid alkylation unit as a case study, the proposed model achieves RMSE=0.005876, MAE=0.004282, and R²=0.9648 on the test set, and maintains the best performance in a systematic comparison against five benchmark models. Based on TreeSHAP, the model interpretation further reveals the dominant factors driving corrosion-rate variations as well as the interval effects between operating parameters and corrosion rate. Reproduction of an engineering corrosion event verifies the early-warning capability of the proposed model. The results demonstrate that the hybrid framework can provide reliable corrosion-rate prediction under complex, non-stationary operating conditions, offering quantitative support for corrosion management and maintenance decision-making in refinery and petrochemical units.
对于炼油厂的管道腐蚀速率预测,其特点是缺乏高腐蚀速率样本,操作变量众多,工艺参数具有较强的时间扰动,本研究提出了一个混合框架,该框架集成了结构诊断、特征选择和改进的集成学习。首先,利用核主成分分析(KPCA)识别数据中的非线性和冗余结构,并利用互信息最小冗余最大关联(MI-mRMR)构建高相关性和低冗余的工况特征子集;然后,在XGBoost中引入Dropout满足多元加性回归树(DART)来缓解过拟合,并使用混合动态扰动策略灰狼优化器(HDPSGWO)对超参数进行全局优化。以硫酸烷基化装置净化段的多回路数据为例,该模型在测试集上的RMSE=0.005876, MAE=0.004282, R²=0.9648,在与5个基准模型的系统比较中保持最佳性能。基于TreeSHAP,模型解释进一步揭示了影响腐蚀速率变化的主要因素,以及作业参数和腐蚀速率之间的间隔效应。工程腐蚀事件的再现验证了所提模型的预警能力。结果表明,混合框架可以在复杂、非平稳的运行条件下提供可靠的腐蚀速率预测,为炼油厂和石化装置的腐蚀管理和维护决策提供定量支持。
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引用次数: 0
Data, models, algorithms, AI and the role of PSE – the generation next 数据,模型,算法,人工智能和PSE的作用-下一代
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-04-01 Epub Date: 2026-01-13 DOI: 10.1016/j.compchemeng.2026.109564
E N Pistikopoulos , Rafiqul Gani
Process Systems Engineering (PSE) is the scientific discipline of integrating scales and components describing the behavior of various systems via mathematical modeling, data analytics, synthesis, design, optimization, monitoring, control, and many more. The emergence of Artificial Intelligence (AI) has provided an opportunity to re-assess the role of data, models and algorithms in the context of the evolving role of PSE. This article provides a critical guide in understanding and unlocking the potential opportunities and synergies that AI can offer empowering the next generation of PSE developments towards truly Augmented Intelligence driven methods and tools.
过程系统工程(PSE)是一门通过数学建模、数据分析、综合、设计、优化、监视、控制等等,将描述各种系统行为的尺度和组件集成在一起的科学学科。人工智能(AI)的出现为在PSE角色不断演变的背景下重新评估数据、模型和算法的作用提供了机会。本文提供了一个重要的指南,以理解和释放AI可以提供的潜在机会和协同作用,从而使下一代PSE开发朝着真正的增强智能驱动的方法和工具发展。
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引用次数: 0
Uncertainty-aware joint inventory-transportation decisions in supply chain: A diffusion model-based multi-agent reinforcement learning approach with lead times estimation 供应链中不确定性感知的联合库存运输决策:一种基于扩散模型的多智能体强化学习方法
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-04-01 Epub Date: 2026-01-14 DOI: 10.1016/j.compchemeng.2026.109567
Xiaofan Zhou, Li Feng, Aihua Zhu, Haoxu Shi
In global supply chain management, optimizing joint inventory-transportation decisions remains a critical challenge. Existing approaches often rely on deterministic assumptions or oversimplified stochastic models, which fail to adequately capture the dynamic uncertainties and multimodal variability inherent in replenishment lead times. This limitation severely restricts the robustness and coordination efficiency of decision policies in real-world complex environments. To address these issues, this paper proposes an uncertainty-aware decision framework, termed Diffusion model with Entropy-guided Multi-Agent Proximal Policy Optimization (DE-MAPPO). Our method employs a diffusion model to generate probabilistic lead time forecasting, leverages Monte Carlo sampling to quantify uncertainty, and introduces an entropy-guided adaptive strategy that enables agents to dynamically adjust inventory and transportation decisions based on forecast confidence. The effectiveness of the proposed framework is validated through experiments conducted in a simulated global chemical supply chain environment. The experimental results demonstrate that DE-MAPPO framework significantly outperforms the baseline methods across key performance metrics.
在全球供应链管理中,优化联合库存运输决策仍然是一个关键的挑战。现有的方法往往依赖于确定性假设或过于简化的随机模型,这些模型不能充分捕捉到补给提前期固有的动态不确定性和多模态可变性。这一限制严重制约了现实复杂环境中决策策略的鲁棒性和协调效率。为了解决这些问题,本文提出了一种不确定性感知决策框架,称为熵引导的多智能体近端策略优化扩散模型(DE-MAPPO)。我们的方法采用扩散模型来生成概率提前期预测,利用蒙特卡罗采样来量化不确定性,并引入熵引导的自适应策略,使代理能够根据预测置信度动态调整库存和运输决策。通过在模拟的全球化学品供应链环境中进行的实验,验证了所提出框架的有效性。实验结果表明,DE-MAPPO框架在关键性能指标上明显优于基线方法。
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引用次数: 0
Surrogate-based optimization via clustering for box-constrained problems 基于代理的盒约束问题聚类优化
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-04-01 Epub Date: 2026-01-09 DOI: 10.1016/j.compchemeng.2026.109559
Maaz Ahmad, Iftekhar A Karimi
Global optimization of large-scale, complex systems such as multi-physics black-box simulations and real-world industrial systems is important but challenging. This work presents a novel Surrogate-Based Optimization framework based on Clustering (SBOC) for global optimization of such systems, which can be used with any surrogate modeling technique. At each iteration, it uses a single surrogate model for the entire domain, employs k-means clustering to identify unexplored domain, and exploits a local region around the surrogate’s optimum to potentially add three new sample points in the domain. SBOC has been tested against sixteen promising benchmarking algorithms using 52 analytical test functions of varying input dimensionalities and shape profiles. It successfully identified a global minimum for most test functions with substantially lower computational effort than other algorithms. It worked especially well on test functions with four or more input variables. It was also among the top six algorithms in approaching a global minimum closely. Overall, SBOC is a robust, reliable, and efficient algorithm for global optimization of box-constrained systems.
大规模、复杂系统的全局优化,如多物理场黑盒模拟和现实世界的工业系统是重要的,但具有挑战性。本文提出了一种新的基于聚类的基于代理的优化框架(SBOC),用于此类系统的全局优化,该框架可与任何代理建模技术一起使用。在每次迭代中,它对整个域使用单个代理模型,使用k-means聚类来识别未探索的域,并利用代理最优周围的局部区域在域中潜在地添加三个新的样本点。SBOC已经使用52种不同输入维度和形状轮廓的分析测试函数对16种有前途的基准测试算法进行了测试。它成功地确定了大多数测试函数的全局最小值,比其他算法的计算工作量要低得多。它在具有四个或更多输入变量的测试函数上工作得特别好。它也是接近全局最小值的前六种算法之一。总体而言,SBOC是一种鲁棒、可靠、高效的盒约束系统全局优化算法。
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引用次数: 0
Manifold-aware stationary subspace and divergence analysis for nonstationary process monitoring 非平稳过程监测的流形感知平稳子空间及发散分析
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-04-01 Epub Date: 2025-12-30 DOI: 10.1016/j.compchemeng.2025.109546
Xue Xu , Wei Zhao , Dong Lv , Yuanjian Fu , Chaomin Luo , Chengyi Xia
Due to load changes, unit aging, or other causes, industrial processes are in general time variant condition and characterized by nonstationarity, challenging conventional monitoring methods. A manifold-aware stationary subspace and divergence analysis (MSSDA) is proposed for monitoring nonstationary processes, which aims at capturing the underlying low-dimensional representations of data from geometric and statistical perspectives. Specifically, an across-epoch similarity term induced by Gromov-Wasserstein distance is developed to align the manifold structures across different epochs such that MSSDA faithfully explores the intrinsic geometric characteristics of data. An adaptive neighbor strategy is designed to learn the neighborhood relationship among data and tailor appropriate neighbors for each sample with conditions of data density. Afterwards, a maximizing-minimizing divergence analysis is also investigated to match the intra-epoch and inter-epoch statistical information. In this way, the learned reduced-dimensional representations of data provide an in-depth analysis into the operation process, enhancing the monitoring capabilities. To demonstrate its effectiveness, the MSSDA approach is applied to two complicated industrial processes including a wastewater treatment process and a real-world fluid catalytic cracking process.
由于负荷变化、机组老化或其他原因,工业过程通常处于时变状态,并具有非平稳性,这对传统的监测方法提出了挑战。提出了一种流形感知平稳子空间和散度分析(MSSDA),用于监测非平稳过程,旨在从几何和统计角度捕获数据的潜在低维表示。具体来说,利用Gromov-Wasserstein距离诱导的跨历元相似性项来对齐不同历元间的流形结构,使MSSDA忠实地探索数据的内在几何特征。设计了一种自适应邻居策略,学习数据之间的邻居关系,并根据数据密度的条件为每个样本定制合适的邻居。然后,研究了最大-最小散度分析,以匹配历元内和历元间的统计信息。通过这种方式,学习到的数据降维表示提供了对操作过程的深入分析,增强了监控能力。为了证明其有效性,将MSSDA方法应用于两个复杂的工业过程,包括废水处理过程和现实世界的流体催化裂化过程。
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引用次数: 0
Surrogate-based multi-objective optimisation via tree regression 基于代理的树回归多目标优化
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-04-01 Epub Date: 2025-12-26 DOI: 10.1016/j.compchemeng.2025.109538
Artemis Tsochatzidi , Georgios I. Liapis , Francesca Cenci , Magdalini Aroniada , Lazaros G. Papageorgiou
Modern industries rely on advanced modelling techniques to enhance process efficiency, yet the computational complexity of these models often limits their direct use in optimisation. To tackle this issue, surrogate-based approaches for optimising manufacturing flowsheets can be used. In this work, we introduce a multi-objective tree regression approach for surrogate-based optimisation, integrating a multi-target tree regression model to approximate complex process dynamics. The proposed approach can be extended and formulated as a strategic decision-making problem, to reveal optimal trade-offs between conflicting objectives such as yield, process mass intensity, and purity in Pharmaceutical Manufacturing. By combining Pareto-fronts with game-theoretic and/or compromise solutions, the methodology offers a systematic way to define the limits of the feasible space and identify optimal operational strategies in the absence of decision making preferences. The proposed approach enhances interpretability, computational efficiency, and practical applicability, offering a powerful tool for decision-making in pharmaceutical manufacturing and beyond.
现代工业依靠先进的建模技术来提高流程效率,然而这些模型的计算复杂性往往限制了它们在优化中的直接使用。为了解决这个问题,可以使用基于代理的方法来优化制造流程。在这项工作中,我们引入了一种多目标树回归方法,用于基于代理的优化,集成了一个多目标树回归模型来近似复杂的过程动力学。所提出的方法可以扩展并制定为战略决策问题,以揭示在药物制造中产量,工艺质量强度和纯度等冲突目标之间的最佳权衡。通过将帕累托前沿与博弈论和/或妥协解决方案相结合,该方法提供了一种系统的方法来定义可行空间的极限,并在没有决策偏好的情况下确定最佳操作策略。所提出的方法增强了可解释性、计算效率和实用性,为制药等行业的决策提供了强大的工具。
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引用次数: 0
Data-driven hybrid control for coordinated operation of multicolumn NGL separation systems 多塔NGL分离系统协同操作的数据驱动混合控制
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-04-01 Epub Date: 2026-01-01 DOI: 10.1016/j.compchemeng.2025.109548
Sahar Shahriari , Norollah Kasiri , Javad Ivakpour
This study introduces a unified data-driven feedforward–feedback control framework for a four-column natural gas liquids (NGL) separation system. A soft sensor estimates upstream feed composition and flow disturbances, while predictive neural networks forecast the required control-action adjustments one step ahead, enabling early compensation of disturbances as they propagate through the column train. Unlike conventional approaches, the framework captures disturbance propagation effects through data-driven intercolumn relationships, without relying on state estimation or rigorous process models. The hybrid controller, implemented in an Aspen Dynamics–Simulink environment, combines predictive compensation with local PI feedback for regulatory stability. Simulation results demonstrate significant performance improvements, reducing integral absolute error (IAE) by over 50 % and integral time absolute error (ITAE) by up to 67 % across the distillation train. The proposed framework provides a generalizable and computationally efficient strategy for coordinated control of multicolumn and other cascade-type process systems.
介绍了一种统一的数据驱动的四柱天然气液体(NGL)分离系统前馈-反馈控制框架。软传感器估计上游进料组成和流量干扰,而预测神经网络提前一步预测所需的控制动作调整,从而在干扰通过柱列传播时对其进行早期补偿。与传统方法不同,该框架通过数据驱动的列间关系捕获干扰传播效应,而不依赖于状态估计或严格的过程模型。在Aspen Dynamics-Simulink环境中实现的混合控制器将预测补偿与局部PI反馈相结合,以实现调节稳定性。仿真结果显示了显著的性能改进,在整个蒸馏过程中,积分绝对误差(IAE)降低了50%以上,积分时间绝对误差(ITAE)降低了67%。所提出的框架为多列和其他级联型过程系统的协调控制提供了一种可推广且计算效率高的策略。
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引用次数: 0
Intelligent fault diagnosis in hybrid chemical processes under limited samples based on multi-feature fusion learning 基于多特征融合学习的有限样本混合化工过程故障智能诊断
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-04-01 Epub Date: 2025-12-15 DOI: 10.1016/j.compchemeng.2025.109531
Min Yin , Youqing Wang , Xin Ma , Yining Dong
In recent years, intelligent fault diagnosis—particularly the feasibility of handling hybrid variables—has garnered increasing research attention due to the growing complexity of chemical processes. In many industrial settings, hybrid variables that include both continuous and discrete elements are frequently observed, reflecting the complexity of modern process systems. However, the scarcity of fault samples in such systems has led to the emergence of the few-shot learning problem. Insights from continuous-variable systems suggest that information augmentation is an effective strategy for addressing this issue. To this end, this study proposes a novel information augmentation approach based on Multi-Feature Fusion Networks (MFNets). Specifically, numerical, trend, and manipulation features are extracted from hybrid data using sliding time windows, the Gramian Angular Field (GAF) algorithm, and Gaussian blur techniques, respectively. These multi-view features are then integrated through a shared fully connected layer designed to capture complex interdependencies across views. Furthermore, an independent cross-fusion learning loss function is introduced to model both the consistency and complementarity among feature interactions. Experimental results confirm that the proposed MFNets method demonstrates superior adaptability to few-shot scenarios, enhanced noise robustness, and improved fault diagnosis accuracy compared to existing baseline methods.
近年来,由于化学过程的复杂性日益增加,智能故障诊断,特别是处理混合变量的可行性,引起了越来越多的研究关注。在许多工业环境中,经常观察到包括连续和离散元素的混合变量,反映了现代过程系统的复杂性。然而,由于故障样本的稀缺性,导致了系统中出现了少次学习问题。从连续变量系统的见解表明,信息增强是解决这一问题的有效策略。为此,本研究提出了一种基于多特征融合网络(MFNets)的信息增强方法。具体来说,分别使用滑动时间窗、格拉曼角场(GAF)算法和高斯模糊技术从混合数据中提取数值特征、趋势特征和操作特征。然后,这些多视图特性通过一个共享的完全连接层集成,该层旨在捕获视图之间复杂的相互依赖关系。此外,引入独立的交叉融合学习损失函数,对特征交互之间的一致性和互补性进行建模。实验结果表明,与现有的基线方法相比,本文提出的MFNets方法具有更强的自适应性,增强了噪声鲁棒性,提高了故障诊断的准确性。
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引用次数: 0
Variable-horizon economic MPC for cyclic industrial air dryers using hybrid models and state estimation 基于混合模型和状态估计的循环工业空气干燥机变视距经济MPC
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-04-01 Epub Date: 2026-01-16 DOI: 10.1016/j.compchemeng.2026.109569
Sida Chai , Ece Serenat Köksal , Xiangyin Kong , Winston S.K. Tang , Erdal Aydın , Mehmet Mercangöz
This paper introduces a variable horizon economic model predictive control (EMPC) framework for a twin bed industrial desiccant air drying plant. Hybrid mechanistic and machine learning models are employed to simulate the drying and regeneration processes, providing a realistic representation of system dynamics. A moving horizon state estimation framework, integrated with hybrid models, is utilized to estimate the adsorbed water content in the beds. Based on these estimated values, an algorithm is implemented to estimate the end time of the regeneration process. The EMPC framework uses this end time as the prediction horizon to optimize the manipulated variable trajectories for the drying process. Simulation results show that the proposed EMPC reduces cooling-energy consumption by increasing the average temperature of the inlet wet air by approximately 2°C. At the same time, it improves system performance by increasing the moisture adsorbed in the bed by approximately 610%. Under these new operating conditions, the overall energy consumption is estimated to decrease by about 6.5%, thereby enhancing process profitability.
介绍了一种双床工业干燥剂风干装置的变水平经济模型预测控制(EMPC)框架。采用混合机械和机器学习模型来模拟干燥和再生过程,提供了系统动力学的真实表示。采用结合混合模型的移动层位状态估计框架对床层中吸附水分进行了估计。基于这些估计值,实现了一种算法来估计再生过程的结束时间。EMPC框架使用该结束时间作为预测范围来优化干燥过程的可操纵变量轨迹。仿真结果表明,该方法可使入口湿空气平均温度提高约2℃,从而降低冷却能耗。同时,它通过增加床层中吸附的水分约6-10%来改善系统性能。在这些新的操作条件下,预计总能耗将降低约6.5%,从而提高工艺盈利能力。
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引用次数: 0
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