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Wind farm power optimization using system identification 利用系统识别优化风电场功率
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-09-12 DOI: 10.1016/j.compchemeng.2024.108877
Yun Zhu , Yucai Zhu , Chao Yang

The wake effect reduces the total power production of wind farms. This paper presents a method for wind farm power optimization through wake effect reduction. The proposed method optimizes the yaw angle offsets and de-rating settings of all turbines to maximize total power generation. The optimization approach is gradient-based, with gradients at each iteration obtained through system identification using field test data, eliminating the need for physical models. In system identification, test signal design, model estimation and model validation problems are solved in a systematic manner; in the gradient-based optimization, in order to achieve fast convergence, methods for initial value and initial step-size determination, variable step-size iteration and iteration termination are developed. The method is verified using the FLORIS wind farm model developed by National Renewable Energy Laboratory (NREL), USA. The studied wind farm consists of 80 wind turbines configured similarly to the Horns Rev I offshore wind farm in Denmark. The result of the developed optimization method is highly consistent with those obtained using FLORIS's built-in optimization tool.

尾流效应会降低风电场的总发电量。本文提出了一种通过减少尾流效应优化风电场功率的方法。所提出的方法优化了所有风机的偏航角偏移和去分级设置,使总发电量最大化。该优化方法基于梯度,每次迭代的梯度都是通过使用现场测试数据进行系统识别获得的,无需物理模型。在系统识别中,系统地解决了测试信号设计、模型估计和模型验证问题;在基于梯度的优化中,为了实现快速收敛,开发了初值和初始步长确定、可变步长迭代和迭代终止方法。该方法使用美国国家可再生能源实验室(NREL)开发的 FLORIS 风场模型进行了验证。所研究的风电场由 80 台风力涡轮机组成,其配置与丹麦 Horns Rev I 海上风电场类似。所开发优化方法的结果与使用 FLORIS 内置优化工具获得的结果高度一致。
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引用次数: 0
Safety-driven design of carbon capture utilization and storage (CCUS) supply chains: A multi-objective optimization approach 碳捕集利用与封存(CCUS)供应链的安全驱动设计:多目标优化方法
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-09-08 DOI: 10.1016/j.compchemeng.2024.108863
Manar Oqbi , Luc Véchot , Dhabia M. Al-Mohannadi

Carbon capture, utilization, and storage supply chains (CCUS) play a pivotal role in achieving sustainability targets but necessitate meticulous risk identification and mitigation measures. Traditional safety assessments often occur post-design, constraining proactive risk management efforts. Hence, there is a pressing need to optimize safety performance during the design stages. To address this challenge, a framework for evaluating and optimizing CCUS supply chain safety performance using inherent safety index system (ISI) is introduced. Recognizing the trade-offs between total cost, environmental impact reduction, and risk mitigation, our approach considers multi-objective optimization to concurrently address these sustainability objectives and generate a Pareto set of solutions. Utilizing the augmented ε-constraint method, we applied this framework to optimize CCUS networks and develop sustainable designs across three key objectives. The method was applied to a CCUS system that includes various CO2 utilization pathways to minimize the total annual cost, CO2 emissions, and safety risks. The resulting Pareto surface illustrates unique network configurations, each representing a distinct trade-off scenario. Through a case study, we optimized a CCUS network to achieve economic, environmental, and safety objectives. The most economically viable design, with a total annual cost of $97 million and a 40 % net carbon reduction, prioritizes CO2 utilization for value-added products, while limiting CO2 sequestration. Conversely, safety-focused designs shift utilization towards safer routes, including CO2 sequestration and algae production. The proposed framework offers a systematic approach to developing sustainable CCUS supply chain designs, balancing economic viability, environmental sustainability, and safety.

碳捕集、利用和封存供应链(CCUS)在实现可持续发展目标方面发挥着举足轻重的作用,但必须采取细致的风险识别和缓解措施。传统的安全评估往往发生在设计之后,制约了积极主动的风险管理工作。因此,迫切需要在设计阶段就优化安全性能。为应对这一挑战,本文介绍了一种利用固有安全指标体系(ISI)评估和优化 CCUS 供应链安全性能的框架。认识到总成本、减少环境影响和降低风险之间的权衡,我们的方法考虑了多目标优化,以同时解决这些可持续发展目标,并生成一组帕累托解决方案。利用增强ε-约束方法,我们将该框架应用于优化 CCUS 网络,并在三个关键目标之间开发可持续设计。我们将该方法应用于一个 CCUS 系统,其中包括各种二氧化碳利用途径,以最大限度地降低年度总成本、二氧化碳排放量和安全风险。由此产生的帕累托曲面显示了独特的网络配置,每种配置都代表了不同的权衡方案。通过案例研究,我们优化了 CCUS 网络,以实现经济、环境和安全目标。最经济可行的设计年总成本为 9700 万美元,净碳减排量为 40%,它优先考虑利用二氧化碳生产增值产品,同时限制二氧化碳的封存。相反,以安全为重点的设计则将二氧化碳的利用转向更安全的途径,包括二氧化碳封存和藻类生产。建议的框架为开发可持续的 CCUS 供应链设计提供了一种系统方法,在经济可行性、环境可持续性和安全性之间取得了平衡。
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引用次数: 0
Offline reinforcement learning based feeding strategy of ethylene cracking furnace 基于离线强化学习的乙烯裂解炉进料策略
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-09-07 DOI: 10.1016/j.compchemeng.2024.108864
Haojun Zhong, Zhenlei Wang, Yuzhe Hao

The feeding process of the ethylene cracking furnace necessitates the synchronized adjustment of multiple controlled factors. The process mainly relies on operators to do it manually, which is burdensome and may lead to significant variations in coil out temperature (COT) due to the differing expertise of operators. This paper proposes a method for learning the feeding strategy of the ethylene cracking furnace using offline reinforcement learning. The agent learns and optimizes the operating strategy directly from datasets, eliminating the need for sophisticated process simulator modeling. In addition, the advantage function is incorporated into the Twin Delayed Deep Deterministic Behavioral Cloning (TD3BC) algorithm, which enables the agent to acquire more effective operational experience. The proposed method is initially evaluated using benchmark datasets. Further, the proposed method is validated through comparative experiments on a feeding process validation model, demonstrating superior rewards and outperforming manual operating experience as well as other offline reinforcement learning methods.

乙烯裂解炉的进料过程需要对多个受控因素进行同步调整。该过程主要依靠操作人员手动完成,负担较重,而且由于操作人员的专业知识不同,可能导致盘管出料温度(COT)的显著变化。本文提出了一种利用离线强化学习来学习乙烯裂解炉进料策略的方法。代理直接从数据集学习和优化操作策略,无需复杂的过程模拟器建模。此外,还将优势功能纳入了双延迟深度确定性行为克隆(TD3BC)算法,使代理能够获得更有效的操作经验。利用基准数据集对所提出的方法进行了初步评估。此外,还在一个饲养过程验证模型上进行了对比实验,验证了所提出的方法,结果表明该方法具有卓越的回报,优于人工操作经验和其他离线强化学习方法。
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引用次数: 0
Bayesian optimization for quick determination of operating variables of simulated moving bed chromatography 贝叶斯优化法快速确定模拟移动床色谱的操作变量
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-09-07 DOI: 10.1016/j.compchemeng.2024.108872
Woohyun Jeong , Namjin Jang , Jay H. Lee

The Simulated Moving Bed (SMB) is a continuous chromatographic separation process that operates on the principle of counter-current movement between the solid and liquid phases. Due to periodic switching of feed and product ports across numerous connected columns, adjusting SMB operating variables such as feed and product flow rates and switching time to achieve desired separations is challenging. While equilibrium theory can help narrow the search space, obtaining essential information such as accurate adsorption isotherms is crucial. This requirement, combined with often highly stringent production specifications, makes it challenging to identify even a feasible operating condition, let alone an optimal one. Trial-and-error-based approaches are often impractical as reaching cyclic steady state can be time-consuming, and any waste produced during this period can lead to significant economic losses. While rigorous dynamic models are available, they are computationally intensive and often do not accurately mirror actual process behavior. To address these challenges, the use of Bayesian Optimization (BO) is proposed to sequentially approach optimal SMB operation. Furthermore, it is suggested to employ the simpler True Moving Bed (TMB) model as a prior for the BO, which significantly accelerates convergence. This approach is demonstrated on an SMB process for cresol separation. Initially, the effectiveness of the BO using the TMB model is examined to gain insights into its behavior. Subsequently, we apply BO to the rigorous SMB model, informed by prior knowledge from the TMB model. Our results show that the developed BO framework rapidly converges to the optimal operating parameters that satisfy the purity constraints. We examine the efficiency improvements over various search algorithms and highlight the advantages of using the TMB model as a prior.

模拟移动床(SMB)是一种连续色谱分离过程,其工作原理是固相和液相之间的逆流运动。由于进料口和产品口会在多个相连的色谱柱之间周期性切换,因此调整 SMB 的操作变量(如进料和产品流速以及切换时间)以实现理想的分离效果非常具有挑战性。虽然平衡理论可以帮助缩小搜索空间,但获得精确的吸附等温线等基本信息至关重要。这一要求加上通常非常严格的生产规格,使得确定可行的操作条件都具有挑战性,更不用说最佳条件了。基于试错的方法往往不切实际,因为达到周期性稳定状态需要耗费大量时间,而在此期间产生的任何废料都可能导致重大经济损失。虽然有严格的动态模型,但这些模型的计算量很大,而且往往不能准确反映实际的工艺行为。为了应对这些挑战,我们建议使用贝叶斯优化法(BO)来依次优化 SMB 的运行。此外,还建议采用更简单的真实移动床(TMB)模型作为贝叶斯优化的先验模型,这将大大加快收敛速度。这种方法在甲酚分离的 SMB 过程中得到了验证。首先,我们考察了使用 TMB 模型的 BO 的有效性,以深入了解其行为。随后,我们根据 TMB 模型的先验知识,将 BO 应用于严格的 SMB 模型。结果表明,所开发的 BO 框架能迅速收敛到满足纯度约束的最佳运行参数。我们检验了与各种搜索算法相比的效率改进,并强调了使用 TMB 模型作为先验知识的优势。
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引用次数: 0
Arbitrage equilibria in active matter systems 活性物质系统中的套利平衡
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-09-07 DOI: 10.1016/j.compchemeng.2024.108861
Venkat Venkatasubramanian , Abhishek Sivaram , N. Sanjeevrajan , Arun Sankar

The motility-induced phase separation (MIPS) phenomenon in active matter has been of great interest for the past decade or so. A central conceptual puzzle is that this behavior, which is generally characterized as a nonequilibrium phenomenon, can yet be explained using simple equilibrium models of thermodynamics. Here, we address this problem using a new theory, statistical teleodynamics, which is a conceptual synthesis of game theory and statistical mechanics. In this framework, active agents compete in their pursuit of maximum effective utility, and this self-organizing dynamics results in an arbitrage equilibrium in which all agents have the same effective utility. We show that MIPS is an example of arbitrage equilibrium and that it is mathematically equivalent to other phase-separation phenomena in entirely different domains, such as sociology and economics. As examples, we present the behavior of Janus particles in a potential trap and the effect of chemotaxis on MIPS.

过去十多年来,活性物质中的运动诱导相分离(MIPS)现象一直备受关注。一个核心的概念难题是,这种行为通常被描述为非平衡现象,但却可以用简单的热力学平衡模型来解释。在这里,我们使用一种新理论--统计远程动力学--来解决这个问题,该理论是博弈论和统计力学的概念综合。在这一框架中,活跃的代理在追求最大有效效用的过程中展开竞争,这种自组织动力学导致了一种套利均衡,在这种均衡中,所有代理都具有相同的有效效用。我们表明,MIPS 是套利均衡的一个例子,它在数学上等同于社会学和经济学等完全不同领域的其他相分离现象。作为例子,我们介绍了杰纳斯粒子在势阱中的行为以及趋化对 MIPS 的影响。
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引用次数: 0
Cost-optimal design and operation of hydrogen refueling stations with mechanical and electrochemical hydrogen compressors 采用机械和电化学氢气压缩机的加氢站的成本优化设计和运行
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-09-07 DOI: 10.1016/j.compchemeng.2024.108862
Georgia Ioanna Prokopou , Johannes M.M. Faust , Alexander Mitsos , Dominik Bongartz

Hydrogen refueling stations (HRS) can cause a significant fraction of the hydrogen refueling cost. The main cost contributor is the currently used mechanical compressor. Electrochemical hydrogen compression (EHC) has recently been proposed as an alternative. However, its optimal integration in an HRS has yet to be investigated. In this study, we compare the performance of a gaseous HRS equipped with different compressors. First, we develop dynamic models of three process configurations, which differ in the compressor technology: mechanical vs. electrochemical vs. combined. Then, the design and operation of the compressors are optimized by solving multi-stage dynamic optimization problems. The optimization results show that the three configurations lead to comparable hydrogen dispensing costs, because the electrochemical configuration exhibits lower capital cost but higher energy demand and thus operating cost than the mechanical configuration. The combined configuration is a trade-off with intermediate capital and operating cost.

加氢站(HRS)的成本占加氢成本的很大一部分。造成成本增加的主要原因是目前使用的机械压缩机。最近,有人提出了电化学氢气压缩(EHC)作为替代方案。然而,其在氢气加注系统中的最佳集成还有待研究。在本研究中,我们比较了配备不同压缩机的气态 HRS 的性能。首先,我们开发了三种工艺配置的动态模型,它们在压缩机技术方面存在差异:机械式压缩机与电化学式压缩机与组合式压缩机。然后,通过解决多阶段动态优化问题对压缩机的设计和运行进行优化。优化结果表明,三种配置的氢气分配成本相当,因为电化学配置的资本成本较低,但能源需求较高,因此运营成本高于机械配置。组合配置则需要在资本成本和运营成本之间进行权衡。
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引用次数: 0
Solving crystallization/precipitation population balance models in CADET, Part II: Size-based Smoluchowski coagulation and fragmentation equations in batch and continuous modes 在 CADET 中求解结晶/沉淀种群平衡模型,第二部分:批处理和连续模式中基于粒度的斯莫卢霍夫斯基凝固和破碎方程
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-09-06 DOI: 10.1016/j.compchemeng.2024.108860
Wendi Zhang , Todd Przybycien , Jan Michael Breuer , Eric von Lieres

A particle size-based Smoluchowski coagulation and fragmentation equation was solved in the free and open source process modeling package CADET. The WFV and MCNP schemes were selected to discretize the internal particle size coordinate. Weights in these schemes were modified to preserve and conserve the zeroth and third moments for size-based equations. Modified propositions and proofs for the scheme are provided. Analytical Jacobians were derived and implemented to reduce the solver’s runtime. A two-dimensional Smoluchowski coagulation and fragmentation equation with axial position as external coordinate was formulated and discretized to support simulations of continuous particulate processes in dispersive plug flow reactors. Five 1D and four 2D test cases were used to validate the implementation and benchmark the solver’s performance. The runtime, L1 error norm, L1 error rate, particle size distribution moments up to sixth order and several scalar metrics were analyzed in detail.

在免费开源过程建模软件包 CADET 中求解了基于粒度的 Smoluchowski 凝聚和破碎方程。选择了 WFV 和 MCNP 方案来离散内部粒度坐标。对这些方案中的权重进行了修改,以保留和保存基于粒度方程的第零矩和第三矩。提供了方案的修正命题和证明。为了减少求解器的运行时间,推导并实现了分析雅各布。制定并离散化了以轴向位置为外部坐标的二维 Smoluchowski 凝聚和破碎方程,以支持分散塞流反应器中连续颗粒过程的模拟。使用了五个一维和四个二维测试案例来验证实现方法,并对求解器的性能进行基准测试。详细分析了运行时间、L1 误差规范、L1 误差率、六阶以下粒度分布矩和几个标量指标。
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引用次数: 0
Integrating supervised and unsupervised learning approaches to unveil critical process inputs 整合监督和非监督学习方法,揭示关键流程输入
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-09-03 DOI: 10.1016/j.compchemeng.2024.108857
Paris Papavasileiou , Dimitrios G. Giovanis , Gabriele Pozzetti , Martin Kathrein , Christoph Czettl , Ioannis G. Kevrekidis , Andreas G. Boudouvis , Stéphane P.A. Bordas , Eleni D. Koronaki

This study introduces a machine learning framework tailored to large-scale industrial processes characterized by a plethora of numerical and categorical inputs. The framework aims to (i) discern critical parameters that influence the output and (ii) generate accurate out-of-sample qualitative and quantitative predictions of production outcomes. Specifically, we address the pivotal question of the significance of each input in shaping the process outcome, using an industrial Chemical Vapor Deposition (CVD) process as an example. The initial objective involves merging subject matter expertise and clustering techniques exclusively on the process output, here, coating thickness measurements at various positions in the reactor. This approach identifies groups of production runs that share similar qualitative characteristics, such as film mean thickness and standard deviation. In particular, the differences of the outcomes represented by the different clusters can be attributed to differences in specific inputs, indicating that these inputs are potentially critical to the production outcome. Shapley value analysis corroborates the formed hypotheses. Leveraging this insight, we subsequently implement supervised classification and regression methods using the identified critical process inputs. The proposed methodology proves to be valuable in scenarios with a multitude of inputs and insufficient data for the direct application of deep learning techniques, providing meaningful insights into the underlying processes.

本研究针对以大量数字和分类输入为特征的大规模工业流程,介绍了一种机器学习框架。该框架旨在:(i) 识别影响输出的关键参数;(ii) 对生产结果进行准确的样本外定性和定量预测。具体来说,我们以工业化化学气相沉积(CVD)工艺为例,解决了每个输入在形成工艺结果中的重要性这一关键问题。最初的目标是融合主题专业知识和聚类技术,专门针对工艺输出(这里指反应器中不同位置的涂层厚度测量)。这种方法可以识别出具有相似质量特征(如薄膜平均厚度和标准偏差)的生产运行组。特别是,不同群组所代表的结果差异可归因于特定输入的差异,这表明这些输入可能对生产结果至关重要。Shapley 值分析证实了所形成的假设。利用这一洞察力,我们随后使用识别出的关键流程输入实施了监督分类和回归方法。事实证明,所提出的方法在输入众多、数据不足、无法直接应用深度学习技术的情况下非常有价值,能为底层流程提供有意义的见解。
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引用次数: 0
BO4IO: A Bayesian optimization approach to inverse optimization with uncertainty quantification BO4IO: 采用贝叶斯优化方法进行不确定性量化的逆向优化
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-09-02 DOI: 10.1016/j.compchemeng.2024.108859
Yen-An Lu , Wei-Shou Hu , Joel A. Paulson , Qi Zhang

Data-driven inverse optimization (IO) aims to estimate unknown parameters in an optimization model from observed decisions. The IO problem is commonly formulated as a large-scale bilevel program that is notoriously difficult to solve. We propose a derivative-free optimization approach based on Bayesian optimization, BO4IO, to solve general IO problems. The main advantages of BO4IO are two-fold: (i) it circumvents the need of complex reformulations or specialized algorithms and can hence enable computational tractability even when the underlying optimization problem is nonconvex or involves discrete variables, and (ii) it allows approximations of the profile likelihood, which provide uncertainty quantification on the IO parameter estimates. Our extensive computational results demonstrate the efficacy and robustness of BO4IO to estimate unknown parameters from small and noisy datasets. In addition, the proposed profile likelihood analysis effectively provides good approximations of the confidence intervals on the parameter estimates and assesses the identifiability of the unknown parameters.

数据驱动的逆向优化(IO)旨在通过观察到的决策来估计优化模型中的未知参数。IO 问题通常被表述为大规模双层程序,众所周知,这种程序很难求解。我们提出了一种基于贝叶斯优化的无导数优化方法--BO4IO,用于解决一般的 IO 问题。BO4IO 的主要优势有两个方面:(i) 它避免了复杂的重构或专门算法,因此即使底层优化问题是非凸的或涉及离散变量,也能实现计算的可操作性;(ii) 它允许对轮廓似然进行近似,从而提供 IO 参数估计的不确定性量化。我们的大量计算结果证明了 BO4IO 从小型和噪声数据集中估计未知参数的有效性和稳健性。此外,所提出的轮廓似然分析有效地提供了参数估计置信区间的良好近似值,并评估了未知参数的可识别性。
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引用次数: 0
Integrating smart manufacturing techniques into undergraduate education: A case study with heat exchanger 将智能制造技术融入本科教育:热交换器案例研究
IF 3.9 2区 工程技术 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-08-31 DOI: 10.1016/j.compchemeng.2024.108858
Mrunal Sontakke , Lucky E. Yerimah , Andreas Rebmann , Sambit Ghosh , Craig Dory , Ronald Hedden , B. Wayne Bequette

The process systems domain is undergoing the fourth industrial revolution, which is helping industries digitize and optimize their production techniques. Concurrently, the field of data-based modeling has been expanding, leading to the proposal of many fault detection models. However, the rapid expansion has created gaps in the field. For instance, Smart Manufacturing (SM) methodologies have yet to be incorporated into undergraduate chemical engineering education. Additionally, only a few developed fault detection models have been deployed for real-time usage and practical applications. This study takes a crucial step toward bridging the two mentioned gaps by enabling undergraduate students to learn SM techniques and developing a safe and controlled academic environment for deploying fault detection models. The demonstration is implemented on a shell and tube heat exchanger, taught in a senior year laboratory course, using the Smart Manufacturing Innovation Platform (SMIP). The implementation provides an easily customizable pipeline for SM applications involving human-in-the-loop decision-making on a real-life hardware system. Actual data from heat exchanger equipment is used to train and compare the performances of several state-of-the-art fault detection models, including fully connected, convolutional, and recurrent neural networks. Current work also presents tutorials on deploying models for practical real-time applications using the SMIP. The overall architecture is a plug-and-play package that will motivate students to learn about SM and catalyze their interest in developing and deploying fault detection models using real-world data.

过程系统领域正在经历第四次工业革命,这有助于各行业实现生产技术的数字化和优化。与此同时,基于数据的建模领域也在不断扩大,从而提出了许多故障检测模型。然而,快速扩张也造成了该领域的空白。例如,智能制造 (SM) 方法尚未纳入化学工程本科教育。此外,只有少数已开发的故障检测模型被部署到实时使用和实际应用中。本研究通过让本科生学习 SM 技术,并为部署故障检测模型开发安全可控的学术环境,为弥补上述两个差距迈出了关键一步。该演示是在高年级实验课程中使用智能制造创新平台(SMIP)在管壳式热交换器上实施的。该实施方案为智能制造应用提供了一个易于定制的管道,涉及现实生活中硬件系统上的人在环决策。来自热交换器设备的实际数据被用来训练和比较几种最先进的故障检测模型的性能,包括全连接、卷积和递归神经网络。当前工作还介绍了使用 SMIP 为实际实时应用部署模型的教程。整体架构是一个即插即用的软件包,可激发学生学习 SM 的兴趣,并促进他们利用真实世界的数据开发和部署故障检测模型。
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引用次数: 0
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