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'If It Ain't Broke, Don't Fix It'? EU Requirements of Administrative Oversight and Judicial Protection for Public Contracts “没坏就别修”?欧盟对公共合同的行政监督与司法保护要求
Pub Date : 2016-08-11 DOI: 10.2139/SSRN.2821828
A. Sanchez-Graells
EU public procurement law relies on the specific enforcement mechanisms of the Remedies Directive, which sets out EU requirements of administrative oversight and judicial protection for public contracts. Recent developments in the case law of the CJEU and the substantive reform resulting from the 2014 Public Procurement Package may have created gaps in the Remedies Directive, which led the European Commission to publicly consult on its revision in 2015. One year after, the outcome of the consultation has not been published, but such revision now seems to have been shelved. This chapter takes issue with the shelving of the revision process and critically assesses whether the Remedies Directive is still fit for purpose. The chapter focuses on selected issues, such as the interplay between the Remedies Directive and the Charter of Fundamental Rights, and with the general administrative law of the Member States. It also assesses the difficulties of applying the Remedies Directive ‘as is’ to some of the new rules of the 2014 Public Procurement Package, which creates uncertainty as to its scope of application, and gives rise to particular challenges for the review of exclusion decisions involving the exercise of discretion. The chapter also raises some issues concerning the difficulties derived from the lack of coordination of different remedies available under the Remedies Directive and briefly considers the need to take the development of ADR mechanisms into account. Overall, the chapter concludes that there are important areas where the Remedies Directive requires a revision, and submits that the European Commission should relaunch the review process as a matter of high priority.
欧盟的公共采购法依赖于补救指令的具体执行机制,该指令规定了欧盟对公共合同的行政监督和司法保护的要求。欧洲法院判例法的最新发展以及2014年公共采购一揽子计划带来的实质性改革可能造成了补救指令的空白,这导致欧盟委员会在2015年就其修订进行了公开咨询。一年过去了,咨询的结果还没有公布,而现在,这样的修订似乎已经被搁置了。本章讨论了搁置修订过程的问题,并批判性地评估了补救指令是否仍然适合目的。本章侧重于选定的问题,例如《补救指令》与《基本权利宪章》之间的相互作用,以及与成员国一般行政法之间的相互作用。它还评估了将救济指令“原样”应用于2014年公共采购一揽子计划的一些新规则的困难,这造成了其适用范围的不确定性,并对涉及行使自由裁量权的排除决定的审查提出了特殊挑战。本章还提出了一些关于救济指令下不同救济缺乏协调所产生的困难的问题,并简要考虑了考虑ADR机制发展的必要性。总而言之,本章的结论是补救指令在一些重要领域需要修订,并提出欧盟委员会应将重新启动审查程序作为优先事项。
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引用次数: 2
Ordoliberalism Beyond Borders: The EU and Algeria's Human Capital 超越国界的自由主义:欧盟与阿尔及利亚的人力资本
Pub Date : 2016-08-01 DOI: 10.2139/ssrn.2832776
T. Serres
This working paper studies the Euro-Algerian relationship through the lens of investment in human capital and looks at how European interventions encourage the transformation of Algerian governmentality. In addition to the various policies implemented since the signing of the Association agreement in 2002, the article also interrogates the agendas of local institutions and actors who support or resist this transformative influence. After an introductory section that presents the concept of human capital and its relevance for the Euro-Algerian context, the following sections show how the Euro-Algerian cooperation draws on technologies of standardization, securitization and responsibilization in order to shape a socially integrated, politically and economically moral subject. This empirical analysis serves to understand the ordoliberal character of this intervention. Indeed, the goal of the European Union is not merely to propose a technical intervention in order to promote a stable environment for the modernization of the economy. Instead, the shaping of Algeria's human resources, with the support of diverse segments of the ruling elite, shows the depth of a restructuring that is also political. The relationship between the nation-state and its population is thus affected, as the former is associated with an anthropological process that must foster both economic efficiency and civic awareness.
本工作论文通过人力资本投资的视角研究了欧洲-阿尔及利亚关系,并探讨了欧洲干预措施如何鼓励阿尔及利亚治理方式的转变。除了自2002年签署协会协议以来实施的各种政策外,文章还询问了支持或抵制这种变革影响的地方机构和行动者的议程。在介绍了人力资本的概念及其与欧洲-阿尔及利亚背景的相关性之后,以下部分展示了欧洲-阿尔及利亚合作如何利用标准化、证券化和责任技术,以塑造一个社会一体化、政治和经济道德的主体。这种实证分析有助于理解这种干预的自由主义特征。事实上,欧洲联盟的目标不仅仅是建议进行技术干预,以促进经济现代化的稳定环境。相反,在不同统治精英阶层的支持下,阿尔及利亚人力资源的塑造显示出政治重组的深度。民族国家与其人口之间的关系因此受到影响,因为前者与必须促进经济效率和公民意识的人类学进程有关。
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引用次数: 4
After the Arab Uprisings: Popular Expectations and the EU's Response 阿拉伯起义之后:民众的期望和欧盟的反应
Pub Date : 2016-07-20 DOI: 10.2139/SSRN.2902936
A. Teti, P. Abbott
The Arab Uprisings moved the EU to learn lessons from past mistakes and re-define its approach to development, democracy, and security. Reality, however, has fallen short of this aim. Analysis of the revised Neighbourhood Policy suggests it changed little, falling back on pre-Uprisings conceptions and discarding approaches which were more inclusive, organic, and better suited to long-term EU interests. Conversely, ArabTrans survey data shows MENA populations display precisely the more substantive and holistic approaches to democracy which EU policy discarded. It also shows supporters of the Uprisings were driven by dissatisfaction with the provision of satisfactory socioeconomic conditions and tackling corruption, and that their expectations of improvements remain largely frustrated. This mis-match between policy and popular expectations leaves existing difficulties unaddressed.
阿拉伯起义促使欧盟从过去的错误中吸取教训,重新定义其发展、民主和安全的方式。然而,现实并没有达到这一目标。对修订后的邻国政策的分析表明,它几乎没有改变,只是回到了起义前的概念,而放弃了更包容、更有机、更适合欧盟长期利益的方法。相反,ArabTrans的调查数据显示,中东和北非地区的人口恰恰表现出欧盟政策所抛弃的更实质性、更全面的民主方式。调查还显示,起义的支持者对提供令人满意的社会经济条件和打击腐败感到不满,他们对改善的期望在很大程度上仍然落空。政策与民众预期之间的这种不匹配,使得现有的困难得不到解决。
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引用次数: 2
Whatever it Takes vs Whatever is Legal: The ECB's Problematic Relationship with the Rule of Law 不惜一切代价vs一切合法:欧洲央行与法治的问题关系
Pub Date : 2016-06-21 DOI: 10.2139/SSRN.2798692
Ioannis Glinavos
The paper offers a reflection on how the ECB approaches its mandate and tests how well its key crisis-response policies and initiatives rest within a framework of law. It is argued that there are limits to doing ‘whatever it takes’, even when things are considered economically necessary. The Union is based on a foundation of law and excessive discretion, warranted though it may be, can undermine the whole basis of the European project. The paper offers a discussion drawing examples from the ECB's interventions in markets, and its decisions in relation to Greece, as a response to the European debt crisis. The paper then moves on to examine the nature of the ECB’s independence within the institutional structures of the EU and to define how the concept of the rule of law is understood within the European institutional setting. The investigation ends by exploring the tensions between European law, institutional decision making and national constitutional law, by looking at the backlash against the expansion of ECB competences in Germany. The paper ultimately argues that doing the right thing is not necessarily compatible with doing the legal thing. The ECB may not have been currently found to violate its mandate, but the link between economic criteria, such as conditionality, and legality (as determined by recent German challenges to Mario Draghi’s choices) is an unsteady platform from which to defend the rule of law in Europe.
本文反思了欧洲央行如何履行其职责,并测试了其关键危机应对政策和举措在法律框架内的表现。有人认为,“不惜一切代价”是有限度的,即使在经济上是必要的。欧盟是建立在法律基础之上的,过度的自由裁量权(尽管可能是合理的)可能会破坏欧洲一体化的整个基础。本文从欧洲央行对市场的干预及其对希腊的决策作为对欧洲债务危机的回应中,提供了一个讨论的例子。然后,本文继续研究欧洲央行在欧盟制度结构中的独立性的性质,并定义如何在欧洲制度环境中理解法治的概念。调查最后探讨了欧洲法律、机构决策和国家宪法之间的紧张关系,考察了德国对欧洲央行权力扩张的强烈反对。本文最终认为,做正确的事情并不一定与做合法的事情相容。欧洲央行目前可能还没有被发现违反其使命,但经济标准(如条件限制)与合法性之间的联系(正如德国最近对马里奥•德拉吉(Mario Draghi)选择的挑战所确定的那样)是一个不稳定的平台,无法捍卫欧洲的法治。
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引用次数: 0
Brexit or Bremain? Evidence from Bubble Analysis 英国脱欧还是留欧?气泡分析的证据
Pub Date : 2016-06-20 DOI: 10.2139/ssrn.2798434
M. Bianchetti, D. Galli, C. Ricci, Angelo Salvatori, Marco Scaringi
We applied the Johansen-Ledoit-Sornette (JLS) model to detect possible bubbles and crashes related to the Brexit/Bremain referendum scheduled for 23rd June 2016. Our implementation includes an enhanced model calibration using Genetic Algorithms. We selected a few historical financial series sensitive to the Brexit/Bremain scenario, representative of multiple asset classes. We found that equity and currency asset classes show no bubble signals, while rates, credit and real estate show super-exponential behaviour and instabilities typical of bubble regime. Our study suggests that, under the JLS model, equity and currency markets do not expect crashes or sharp rises following the referendum results. Instead, rates and credit markets consider the referendum a risky event, expecting either a Bremain scenario or a Brexit scenario edulcorated by central banks intervention. In the case of real estate, a crash is expected, but its relationship with the referendum results is unclear.
我们应用Johansen-Ledoit-Sornette (JLS)模型来检测与2016年6月23日脱欧/留欧公投相关的可能泡沫和崩溃。我们的实现包括使用遗传算法的增强模型校准。我们选择了几个对英国脱欧/脱欧情景敏感的历史金融系列,代表了多个资产类别。我们发现,股票和货币资产类别没有泡沫信号,而利率、信贷和房地产表现出泡沫制度典型的超指数行为和不稳定性。我们的研究表明,在JLS模型下,股市和汇市不会在公投结果出炉后出现崩盘或大幅上涨。相反,利率和信贷市场认为公投是一个高风险事件,预计要么是英国留在欧盟,要么是在央行干预的情况下脱欧。就房地产而言,预计会出现崩盘,但其与公投结果的关系尚不清楚。
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引用次数: 5
Brexit and Likely Implications for Ireland 英国脱欧及其对爱尔兰可能的影响
Pub Date : 2016-04-04 DOI: 10.2139/ssrn.2758850
Patricia Mcgrath
This paper examines the impact of a Brexit (British Exit from the EU) on Ireland’s trade, travel and tourism and it also looks at the financial implications. Tests are carried out to determine if there is causality between GDP and Employment, and forecasts of the impact of Brexit on both GDP and Employment are estimated. Results show that both Ireland’s GDP and Employment figures will be negatively affected - Ireland’s GDP will fall by over €4 billion by 2020 and up to almost €12 billion by 2030. Projected employment will fall by over 15,000 by 2020 and by over 33,000 by 2030. This is the first forecast of the negative impact of a Brexit on a small open economy like Ireland, and the results and estimates should prove useful for economists and policy makers.
本文研究了英国脱欧(英国退出欧盟)对爱尔兰贸易、旅游和旅游业的影响,并研究了财政影响。进行了测试以确定GDP和就业之间是否存在因果关系,并估计了英国脱欧对GDP和就业的影响。结果显示,爱尔兰的GDP和就业数据都将受到负面影响——到2020年,爱尔兰的GDP将下降超过40亿欧元,到2030年将下降近120亿欧元。预计到2020年,就业人数将减少1.5万人以上,到2030年将减少3.3万人以上。这是第一次预测英国脱欧对爱尔兰这样的小型开放经济体的负面影响,其结果和估计应该对经济学家和政策制定者有用。
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引用次数: 3
Ο Τσίπρας και ο ρητορικός λόγος ως Πολιτική (Tsipras and the Rhetorical Discourse as Politics)
Pub Date : 2016-03-18 DOI: 10.2139/ssrn.2752333
Dimitrios Kotroyannos
Greek Abstract: Η ολική μeτάλλαξη του αριστeρού Κόμματος ΣΥΡΙΖΑ στην Eλλάδα, από την στιγμή που ανήλθe στην eξουσία δeν έχeι προηγούμeνο. Ο ριζοσπαστικός, αντισυμβατικός και ακραίος λόγος eνάντια στις πολιτικές της σκληρής λιτότητας της αντιπολιτeυτικής πeριόδου , σύντομα μeταφράστηκe σe τακτική υποχώρηση για να υπηρeτeί δήθeν πeρισσότeρο αποτeλeσματικά τα συμφέροντα του λαού. Το κόμμα του ΣΥΡΙΖΑ, eτeρόκλητο κράμα αριστeρών τάσeων, μeταχeιρίστηκe την λαϊκή οργή και αγανάκτηση απέναντι στα οδυνηρά μέτρα της μνημονιακής λιτότητας για να eπιτύχeι την eκλογική απογeίωση του και μeτασχηματίστηκe πολύ γρήγορα από μικρό κόμμα διαμαρτυρίας, σe κόμμα eξουσίας. Eν προκeιμένω, μeτέφeρe χωρίς καμία ηθική πeριστολή, την απeλπισία των πολιτών σe έναν ακραίο ρητορικό λόγο υπeράσπισης των «δικαιωμάτων» τους μe σκοπό την eκλογική του eπικράτηση και την ανάληψη της eξουσίας. Δηλαδή, μeταχeιρίστηκe eργαλeιακά τις προσδοκίeς των απeλπισμένων για την ανάληψη της eξουσίας για το δικό του όφeλος αλλά όχι για την άσκηση της από τον λαό.English Abstract: The total transformation of the left party Syriza in Greece, once came to power is unprecedented. The radical, unconventional and extreme discourse of the opposition period against the austerity policies of the "Memorandums", soon translated into a tactical retreat to supposedly serve more effectively the interests of the people. The Syriza party, heterogeneous alloy of leftist tendencies, treated the popular anger and resentment toward painful austerity measures to achieve electoral takeoff and transformed very rapidly from a small protest party, to a party in power. In this case, carrying no moral curb, despair citizens in an extreme rhetoric defending the "rights" to their election victory and takeover. This means that the Syriza, treated instrumentally the expectations of the desperate people for assuming power for his own benefit but not for the exercise by the people.
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引用次数: 0
National Parliaments and EU Fiscal Integration 各国议会与欧盟财政一体化
Pub Date : 2016-03-01 DOI: 10.1111/eulj.12172
D. Jančić
This article analyses the impact of the euro crisis on national parliaments and examines their response to the deepening of EU fiscal integration and the correspondent limitation of their budgetary autonomy. It argues that the sovereign debt crisis has provoked the emergence of new channels of parliamentary involvement in EU economic governance. National parliaments have acquired various rights of approval in the European Semester, strengthened the accountability of national governments, reinforced their scrutiny over budgeting, improved their access to information, and created domestic and supranational avenues for deliberation and political contestation of European integration. In these respects, they have undergone further Europeanisation. While these reforms do not outweigh the centralisation of EU powers, they represent an embryonic step in the parliamentary adaptation to the nascent EU fiscal regime. Yet they are unlikely substantially to influence EMU policy-making processes, because of the democratic disconnect inherent in the EU's multilevel constitution.
本文分析了欧元危机对各国议会的影响,并考察了各国议会对欧盟财政一体化深化的反应及其预算自主权的相应限制。它认为,主权债务危机促使议会出现了参与欧盟经济治理的新渠道。各国议会在欧洲学期中获得了各种批准权,加强了各国政府的问责制,加强了对预算的审查,改善了获取信息的途径,并为欧洲一体化的审议和政治辩论创造了国内和超国家的途径。在这些方面,它们经历了进一步的欧洲化。尽管这些改革不会超过欧盟权力的集中化,但它们代表了议会适应新生的欧盟财政体制的萌芽阶段。然而,他们不太可能实质性地影响欧洲货币联盟的决策过程,因为欧盟多层次宪法中固有的民主脱节。
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引用次数: 22
The European Parliament in the Ukrainian Association Puzzle 乌克兰联盟拼图中的欧洲议会
Pub Date : 2016-03-01 DOI: 10.2139/ssrn.3014317
O. Moskalenko
This article analyzes the European Parliament’s engagement in EU-Ukraine relations for the main period of the Association Agreement negotiations (2010- 2014). This case study reveals the growing independence and relevance of the European Parliament as an actor in EU external relations. Continuing its traditional role of promoting human rights and the principles of democratic rule, the Parliament attempted the role of agenda-setter, installing these principles in the wider context of EU relations with a target country. Furthermore, its focus on the security aspects after the commencement of the Russian aggression against Ukraine manifests its growing ambition towards a new role in EU foreign policy. Although these claims go far beyond the formal Treaty-based competences, they are in line with the trend of the “creeping parliamentarization” of the CFSP.
本文分析了欧洲议会在联盟协定谈判的主要时期(2010- 2014年)参与欧盟与乌克兰关系的情况。本案例研究揭示了欧洲议会在欧盟对外关系中日益增长的独立性和相关性。欧洲议会继续其促进人权和民主统治原则的传统角色,试图扮演议程制定者的角色,将这些原则置于欧盟与目标国家关系的更广泛背景中。此外,在俄罗斯开始侵略乌克兰之后,它对安全方面的关注显示出它在欧盟外交政策中发挥新作用的日益增长的野心。虽然这些要求远远超出了正式的基于条约的权限,但它们符合欧洲安全与合作机制“缓慢议会化”的趋势。
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引用次数: 1
Between the ‘Real’ and the ‘Right’: Explorations Along the Institutional-Constitutional Frontier 在“真实”与“权利”之间:沿着制度-宪法边界的探索
Pub Date : 2016-01-11 DOI: 10.1017/9781316585221.003
Peter L. Lindseth
The aim of this chapter is to offer some fragments of a theory of institutional (and by extension constitutional) change that might shed some light on the interplay between idealism and realism at the heart of this volume. The chapter first lays out some sources and influences for my own understanding of that interplay, using the work of Maurice Hauriou (1856-1929) as the point of entry into the discussion. Hauriou was perhaps France’s greatest administrative law scholar of the late-nineteenth and early-twentieth centuries and, more importantly for our purposes, the progenitor of the ‘theory of the institution and the foundation’. More clearly than any other theorist in my view, it was Hauriou who articulated the ‘special phenomenon of the institution [as] the transformation of an organization of fact into an organization of law, of the real into the right’. Building on Hauriou’s insights (particularly as to the role of ideas in institutional evolution), this chapter attempts to distill out elements of a theory of institutional change in three primary dimensions – functional, political, and cultural – while also introducing certain extensions and complications. From there, the discussion turns to a particular form of interaction between the ‘real’ and the ‘right’: the transformation of a set of ‘institutions’ into a robust ‘constitution’ for a political community. This transformation may be analogized to a kind of ‘phase transition’, to use the language of the natural sciences. Its key manifestation is the manner in which certain institutions attain a legitimacy to exercise not merely regulatory or normative power but also the power of compulsory mobilization, whether human (defense or policing) or fiscal (taxation, spending, and borrowing). Legitimate compulsory mobilization, this discussion suggests, is a crucial element in the political metabolism of a community, converting social resources into work for public ends. It is the ultimate boundary – the Rubicon, if you will – between a merely ‘institutional’ regime as opposed to a robustly ‘constitutional’ order for a particular political community. To illuminate the significance of this institutional-constitutional frontier, the chapter concludes with discussion of an historical example – the emergence and evolution of supranational governance in Europe over the last six and half decades.
本章的目的是提供一些片段的制度(并通过扩展宪法)变化的理论,这可能会在本卷的核心理想主义和现实主义之间的相互作用的一些光。本章首先列出了我自己对这种相互作用的理解的一些来源和影响,使用莫里斯·奥里欧(1856-1929)的作品作为讨论的切入点。奥里欧可能是19世纪末和20世纪初法国最伟大的行政法学者,更重要的是,对于我们的目的来说,他是“制度和基础理论”的先驱。在我看来,比其他任何理论家都更清楚地阐述了“制度的特殊现象是将事实组织转化为法律组织,将现实转化为权利”。基于Hauriou的见解(特别是关于思想在制度演变中的作用),本章试图从三个主要维度——功能、政治和文化——中提炼出制度变迁理论的要素,同时也引入了某些扩展和复杂性。从这里开始,讨论转向了“真实”与“正确”之间互动的一种特殊形式:将一套“制度”转变为政治共同体的健全“宪法”。用自然科学的语言来说,这种转变可以类比为一种“相变”。它的关键表现是某些机构获得合法性的方式,不仅可以行使监管或规范权力,还可以行使强制动员的权力,无论是人力(国防或警务)还是财政(税收、支出和借贷)。这一讨论表明,合法的强制动员是一个社区政治新陈代谢的关键因素,它将社会资源转化为公共目的的工作。这是一个最终的边界——卢比孔河,如果你愿意的话——在一个仅仅是“制度”的政权与一个特定政治社区的强大的“宪法”秩序之间。为了阐明这一制度-宪法边界的重要性,本章最后讨论了一个历史例子——过去65年来欧洲超国家治理的出现和演变。
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引用次数: 5
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International Institutions: European Union eJournal
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