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Unsatisfying Transfer of Climate Research to Urban Planning: The Regulatory Trap in the Triple Helix 气候研究对城市规划的不满意转移:三重螺旋中的监管陷阱
IF 2.6 Q1 Economics, Econometrics and Finance Pub Date : 2022-12-12 DOI: 10.1163/21971927-bja10035
Stefan Emeis, J. Fallmann
Making urban areas more sustainable by transferring scientific results into the building, shaping, and governance of cities is a complicated process which involves – amongst other dimensions – science, local governance, and regulatory processes. There are non-linear interactions within each of these three dimensions which are influenced and enhanced by interactions between the three dimensions. After a short analysis of different sustainability concepts, this conceptual paper considers each of the three dimensions and finally tries to find some suggestions as to how these dimensions could interact more smoothly also considering Triple Helix theory. One basic suggestion is that without updating laws, norms, and standards, urban administrations will often not be able to integrate new scientific findings into procedures for more sustainable cities. That is, all three dimensions need to be aligned in the process of building sustainable cities.
通过将科学成果转化为城市的建设、塑造和治理,使城市地区更具可持续性是一个复杂的过程,其中包括科学、地方治理和监管过程。在这三个维度中的每一个维度内都存在非线性相互作用,其受到三个维度之间的相互作用的影响和增强。在对不同的可持续性概念进行了简短的分析后,本概念性论文考虑了三个维度中的每一个,并试图在考虑三重螺旋理论的情况下,就这些维度如何更顺利地相互作用找到一些建议。一个基本的建议是,如果不更新法律、规范和标准,城市管理部门往往无法将新的科学发现纳入更可持续城市的程序中。也就是说,在建设可持续城市的过程中,所有三个方面都需要保持一致。
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引用次数: 0
The “Endless Perspective” to University – Industry – Government Relations 校企政关系的“无尽视角”
IF 2.6 Q1 Economics, Econometrics and Finance Pub Date : 2022-10-13 DOI: 10.1163/21971927-bja10034
Pedro Costa Simões, A. C. Moreira, Carlos Mendes Dias
Since the emergence of the Triple Helix, expansions to Quadruple, Quintuple, N-tuple helices, and models decomposing higher-order helices into multiple interrelated triple helices, or two-layer triple helices have been proposed. Albeit presenting alternative conceptual frameworks these different Helix models seem unsuited to address internal boundaries to the institutional spheres of the university, industry, and government. Addressing this circumstance, the present article pursues the research purpose of conceptualizing a perspective that opens the possibility of analysis to occur between but also within the boundaries of the institutional spheres. To that effect it advocates the application of different reference frames (scopes) to capture the dynamics that empirically emerge from the system under research. The novelty of this study is that it expands the existing theory by proposing that adding “scopes” (instead of introducing new helices) can increase the analytical potential of the Triple Helix.
自三重螺旋出现以来,已经提出了四元、五元、n元螺旋的扩展,以及将高阶螺旋分解为多个相互关联的三重螺旋或双层三重螺旋的模型。尽管提出了不同的概念框架,但这些不同的螺旋模型似乎不适合解决大学、工业和政府机构领域的内部边界。针对这种情况,本文追求的研究目的是概念化一种视角,这种视角打开了在制度领域之间以及在制度领域范围内进行分析的可能性。为此,它提倡应用不同的参考框架(范围)来捕捉从所研究的系统中经验地出现的动态。这项研究的新颖之处在于,它扩展了现有的理论,提出增加“范围”(而不是引入新的螺旋)可以增加三螺旋的分析潜力。
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引用次数: 0
Triple Helix Model of Innovation: From Boundaries to Frontiers 创新的三螺旋模型:从边界到前沿
IF 2.6 Q1 Economics, Econometrics and Finance Pub Date : 2022-09-01 DOI: 10.1163/21971927-12340007
Yuzhuo Cai, M. Amaral
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引用次数: 4
Transformation Pathways Towards Climate Resilient Cities: A Comparative Analysis of Halle (Saale) and Mannheim, Germany 气候适应型城市的转型路径:德国哈勒(萨勒)和曼海姆的比较分析
IF 2.6 Q1 Economics, Econometrics and Finance Pub Date : 2022-09-01 DOI: 10.1163/21971927-bja10032
Olga Izdebska, J. Knieling, Nancy Kretschmann, Maischa-Katharina Woyna
This article explores the enabling factors and actors involved in the transformation pathways towards climate resilience of two German cities: Halle (Saale) and Mannheim. A specifically developed analytical framework served as basis for making the complex developments of the transformation paths of the two cities visible and comparable. The analysis has shown that despite strong similarities in terms of climate change impacts, the cities acted under very different political and economic conditions and thus applied particular strategic and tactical approaches and steering instruments. It can be stated that preparation of climate strategies, creation of a supporting central unit for climate issues and exemplary implementation of selected measures by the administration, as well as awareness-raising and cooperation with the stakeholders and citizens have played a key role in the cities’ transformation. In both cities, the city administration took the role of innovation organiser and orchestrated the pathway towards becoming climate resilient.
本文探讨了两个德国城市:哈勒(萨勒)和曼海姆的气候适应能力转型路径中涉及的促成因素和行动者。一个专门开发的分析框架作为基础,使两个城市的转型路径的复杂发展可见和比较。分析表明,尽管在气候变化影响方面有很强的相似性,但这两个城市在非常不同的政治和经济条件下采取行动,因此采用了特定的战略和战术方法和指导工具。可以说,气候战略的制定、气候问题支持中心单位的建立、行政部门选定措施的示范性实施,以及与利益相关者和公民的认识提高和合作,在城市转型中发挥了关键作用。在这两个城市,城市管理部门都扮演了创新组织者的角色,精心策划了一条通往气候适应能力的道路。
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引用次数: 1
Have Quadruple and Quintuple Helices Emerged? Metaphors, Project Titles, and Empirical Research 四倍螺旋和五倍螺旋出现了吗?隐喻、项目名称和实证研究
IF 2.6 Q1 Economics, Econometrics and Finance Pub Date : 2022-07-08 DOI: 10.1163/21971927-bja10033
Helen Lawton Smith, Loet Leydesdorff

In the original Triple Helix model (Etzkowitz and Leydesdorff 1995), the three “helices” of Universities, Industry and Government and the (3-way) interactions among and between them were proposed as a basis for looking at how entrepreneurship comes into being. Since the original article, other “helix-based” models have been proposed. Some vary the triple and others propose higher numbers of helix – with 4 and 5as the most typical extensions. In the article “Triple, Quadruple, and Higher-Order Helices: Historical phenomena and (neo-)evolutionary models,” Leydesdorff and Lawton Smith (2022) developed an Information-Theory based approach to look more formally at the need for higher-order helices.

In the case of two helices, processes of mutual shaping can generate historical trajectories that could have been otherwise: other options providing possible states, which have not yet historically been realized (Petersen et al., 2016). Adding a third helix makes a substantive change from an information point of view: a Triple Helix model is not just the sum of three sets of 2-way interactions. However, once this number has been reached further additions can be decomposed into sets of triads (Batagelj et al., 2014; Simmel, 1902). This leads to the suggestion that higher-dimensional helix structures potentially add little to discourse.

Four (sets of) authors were asked by the Editors of the Triple Helix to respond to Leydesdorff and Lawton Smith (2022). Many insightful and interesting points were raised including convenience, presentation and the need to allow a more unified theory model. These are discussed in this article’s “responses to just criticism” (Shostakovich, 1937). It continues the debate on triple and higher-order helices by summarising and responding to the points made by those commentators. What may be the status of triple and/or higher-order helices?

在最初的三螺旋模型(Etzkowitz and Leydesdorff 1995)中,提出了大学、产业和政府这三个“螺旋”,以及它们之间的(三向)相互作用,作为研究企业家精神如何形成的基础。自最初的文章以来,已经提出了其他“基于螺旋”的模型。一些人改变了三倍,另一些人提出了更高的螺旋数——以4和5作为最典型的扩展。在文章《三重、四重和高阶螺旋:历史现象和(新)进化模型》中,Leydesdorff和Lawton Smith(2022)开发了一种基于信息论的方法,更正式地研究了对高阶螺旋的需求。在两个螺旋的情况下,相互塑造的过程可以产生原本可能不同的历史轨迹:其他选项提供了历史上尚未实现的可能状态(Petersen et al., 2016)。从信息的角度来看,添加第三个螺旋会带来实质性的变化:三螺旋模型不仅仅是三组双向交互的总和。然而,一旦达到这个数字,进一步的加法可以分解为三合集(Batagelj等人,2014;Simmel完成,1902)。这导致了高维螺旋结构可能对话语没有什么帮助的建议。《三重螺旋》的编辑要求四(组)作者回应莱兹多夫和劳顿·史密斯(2022)。提出了许多有见地和有趣的观点,包括方便性、表达方式和允许更统一的理论模型的必要性。这些都在本文的“对公正批评的回应”(肖斯塔科维奇,1937)中进行了讨论。通过总结和回应那些评论者的观点,它继续了关于三重螺旋和高阶螺旋的辩论。三重螺旋和/或高阶螺旋的状态是什么?
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引用次数: 0
Triple Helix Twins: Operationalizing the Sustainability Agenda in the Northern Black Forest National Park in Germany 三重螺旋双胞胎:在德国北部黑森林国家公园实施可持续发展议程
IF 2.6 Q1 Economics, Econometrics and Finance Pub Date : 2022-06-07 DOI: 10.1163/21971927-bja10031
C. Gebhardt, Mariza Almeida, H. Etzkowitz
The Intergovernmental Panel on Climate Change (IPCC) gives policy recommendations based on scientific research and agreed climate targets. We outline the concepts and requirements for implementing the sustainability goals. The Triple Helix Twin model is tested as method to analyze the governance of environmental policy formation and implementation. The model is applied to the controversial case of creating the large-scale natural area Northern Park Black Forest in Germany in the period of 2011 to 2014. The protected zone was set up employing criteria of the International Union for Conservation of Nature, IUCN (Category II National Parks). The findings indicate that the creation of protected areas need the participation of stakeholders to address so-called wicked problems that arise between diverse social needs and science based expert knowledge. Findings contribute to the operationalization of the Triple Helix Twins (THT) model for analysing policy impact and transformational governance. We recommend to employ the Triple Helix Twins for future comparative research of the transition from high level concept to local realization.
政府间气候变化专门委员会(IPCC)根据科学研究和商定的气候目标提出政策建议。我们概述了实现可持续发展目标的概念和要求。检验了三重螺旋-双模型作为分析环境政策形成和实施的治理方法。该模型应用于2011-2014年德国北部公园黑森林大型自然区创建的争议案例。该保护区是根据国际自然保护联盟(IUCN)(第二类国家公园)的标准设立的。研究结果表明,保护区的创建需要利益相关者的参与,以解决各种社会需求和基于科学的专家知识之间出现的所谓邪恶问题。研究结果有助于三重螺旋双胞胎(THT)模型的运作,以分析政策影响和转型治理。我们建议在未来对从高水平概念到局部实现的过渡进行比较研究时使用三螺旋双胞胎。
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引用次数: 5
The Role of Technology Commercialisation in the Operationalisation of Innovation and Industrial Policies in South Africa 技术商业化在南非创新和产业政策运作中的作用
IF 2.6 Q1 Economics, Econometrics and Finance Pub Date : 2022-05-23 DOI: 10.1163/21971927-bja10013
Nontombi P Marule
Innovation has been and continues to be recognised as central to promoting and supporting sustainable economic development; as such, South Africa has set the goal of becoming a knowledge economy. This is an economy that succeeds in producing knowledge and transforming itself into a technology-based from a resource-based economy that will stimulate growth and development of the country, while creating sustainable employment opportunities. The two key policies designed to drive strategic economic development in South Africa are the Innovation Policy and the Industrial Policy. This article considers the role of technology commercialisation strategy and how it can be utilised as a model for cooperation and collaboration to ensure achievement of the objectives of the innovation and industrial policies and present a homogeneous approach to policy implementation. The data was collected through a field survey of small, medium and micro enterprises (SMME s) which are technological oriented. Additional information was gathered through an in-depth, semi-structured interviews with selected stakeholders within the innovation landscape. The research findings confirm that commercialisation is the most significant and critical step of the innovation value chain, supported by collaboration and linkages of the innovation system players and it requires effective co-operation from both public and private entities. Successful technology commercialisation justifies efforts, funds and time committed to research and development and it propels enterprise development, spurs industrialisation, enhances enterprise technological capability, efficiency and competitiveness, create investment opportunities, and make research more demand driven.
创新一直并将继续被认为是促进和支持可持续经济发展的核心;因此,南非设定了成为知识经济体的目标。这是一个成功地产生知识并从资源型经济转变为技术型经济的经济体,它将刺激国家的增长和发展,同时创造可持续的就业机会。旨在推动南非战略经济发展的两项关键政策是创新政策和产业政策。本文考虑了技术商业化战略的作用,以及如何将其作为合作和协作的模式,以确保实现创新和产业政策的目标,并提出了一种同质的政策实施方法。数据是通过对中小微企业(SMME)的实地调查收集的 s) 以技术为导向。通过对创新领域内选定的利益相关者进行深入的半结构化访谈,收集了更多信息。研究结果证实,商业化是创新价值链中最重要和关键的一步,由创新系统参与者的合作和联系支持,它需要公共和私营实体的有效合作。成功的技术商业化证明了致力于研发的努力、资金和时间是合理的,它推动了企业发展,刺激了工业化,提高了企业的技术能力、效率和竞争力,创造了投资机会,并使研究更受需求驱动。
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引用次数: 0
The Tribology of the Helixes: Relations between Triple, Quadruple and Quintuple Helix Models 螺旋摩擦学:三重、四重和五重螺旋模型之间的关系
IF 2.6 Q1 Economics, Econometrics and Finance Pub Date : 2022-04-27 DOI: 10.1163/21971927-12340006
M. Amaral, Yuzhuo Cai
This special issue attempts to advance the state-of-the-art in research on relations between Triple, Quadruple and Quintuple Helix models with the publication of Leydesdorff and Lawton Smith’s (2022) paper Triple, Quadruple, and Higher-Order Helices: Historical Phenomena and (Neo-)Evolutionary Models as well as five invited contributions that intend to respond to the arguments expressed in their paper. Leydesdorff and Lawton Smith argue that the dynamics of innovation mainly derive from the Triple Helix (e.g. universityindustry-government interactions), and Quadruple, Quintuple, and N-tuple helices can be decomposed into different combinations of interacting triple helices. They also justify their arguments from a theoretical and methodological perspective. When initially presented at the 2021 Triple Helix Conference as a keynote speech, Leydesdorff and Lawton Smith’s paper provoked active discussions. In order to continue scholarly exchanges on the topic, the editors invited international scholars, whose research interests lie on the border with helical approaches to innovation, to respond to Leydesdorff and Lawton Smith (2022) and join the discussions on relations between the different Helix models from various perspectives. By fostering discussions among leading scholars on the relations between the different Helix models, we hope readers will get to better know each of the models and thus optimise their strategies when applying them to empirical investigations and policy analyses. The papers collected in this special issue also infer a need to re-think Triple, Quadruple and Quintuple Helix models, which is also reflected in the Helix Models’ originators’ more recent (co-authored) works (Cai & Etzkowitz, 2020; Carayannis, Campbell, & Grigoroudis, 2021; Leydesdorff, 2021). Indeed, rapid changes occurred in our societies, triggered by technical advancements and
本特刊试图通过Leydesdorff和Lawton Smith(2022)的论文Triple,Quadruple,以及《高阶螺旋:历史现象和(新)进化模型》,以及五篇受邀的文章,旨在回应他们论文中表达的论点。Leydesdorff和Lawton-Smith认为,创新的动力主要来源于三重螺旋(如大学-行业-政府互动),四重、五重和N重螺旋可以分解为相互作用的三重螺旋的不同组合。他们还从理论和方法的角度证明了自己的论点。Leydesdorf和Lawton Smith的论文最初作为主题演讲在2021年三重螺旋会议上发表时,引发了积极的讨论。为了继续就这一主题进行学术交流,编辑们邀请了国际学者对Leydesdorff和Lawton Smith(2022)的回应,并从不同的角度加入关于不同螺旋模型之间关系的讨论。通过促进领先学者对不同螺旋模型之间关系的讨论,我们希望读者能够更好地了解每一个模型,从而在将其应用于实证调查和政策分析时优化其策略。本期特刊中收集的论文还推断出需要重新思考三重、四重和五重螺旋模型,这也反映在螺旋模型的创始人最近(合著)的作品中(Cai&Etzkowitz,2020;Carayannis、Campbell和Grigoroudis,2021;Leydesdorf,2021)。事实上,在技术进步和
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引用次数: 7
Triple, Quadruple and N-Tuple Helices: The RIS3 and EDP of a Higher-Order Policy Model 三重、四重和N元组螺旋:一个高阶策略模型的RIS3和EDP
IF 2.6 Q1 Economics, Econometrics and Finance Pub Date : 2022-04-27 DOI: 10.1163/21971927-bja10030
M. Deakin
In the past decade there have been a series of articles on the status of Triple, Quadruple and N-Tuple Helices. In responding to the most recent of these from Leydesdorff and Lawson Smith (2022), this article examines the respective status of the Triple and Quadruple Helix as the scientific basis of the Research and Innovation Strategies related to Smart Specialisation (RIS3) and as the foundation of the Entrepreneurial Discovery Process (EDP). In conducting this examination, the article draws attention to the strengths of the Triple Helix Model, the communication overlay, fourth selection environment and associated ecology of the meta-stabilisation it posits not as the Quadruple Helix, but N-Tuple helices of a higher-order policy model. That policy model which stands high in terms of the status it commands as a regime governing the transition to a next-order system. To a next-order system whose governing regime commands this heightened status as the model policy for nation-states to adopt in sustaining the economic growth of regions.
在过去的十年里,有一系列关于三重、四重和N元组螺旋的状况的文章。在回应Leydesdorff和Lawson Smith(2022)的最新研究时,本文考察了三重和四重螺旋作为智能专业化相关研究和创新战略(RIS3)的科学基础和创业发现过程(EDP)的基础的各自地位。在进行这项研究时,文章提请注意三重螺旋模型的优势、沟通覆盖、第四选择环境以及元稳定的相关生态,它不是将其假设为高阶政策模型的四重螺旋,而是N-Tuple螺旋。这种政策模式作为一种管理向下一个秩序体系过渡的制度,其地位很高。建立下一个秩序体系,其统治制度作为民族国家维持地区经济增长的模范政策,具有更高的地位。
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引用次数: 4
Neo-Triple Helix Model of Innovation Ecosystems: Integrating Triple, Quadruple and Quintuple Helix Models 创新生态系统的新三重螺旋模型:三重、四重和五重螺旋模型的集成
IF 2.6 Q1 Economics, Econometrics and Finance Pub Date : 2022-04-07 DOI: 10.1163/21971927-bja10029
Yuzhuo Cai
This article proposes the neo-Triple Helix model of innovation ecosystems by integrating the Triple, Quadruple and Quintuple Helix models, inspired by Lewontin’s gene, organism and environment Triple Helix metaphor. The model considers innovation ecosystems evolved through interactions between 1) innovation dynamics (or innovation genes), 2) social structures and 3) the natural environment. The systems include two-layer triple helix interactions (or triads): university, industry and government at the gene level, and innovation genes, social structures and the natural environment at the system level. Innovation dynamics are conceptualised by integrating the neo-institutional and neo-evolutionary perspectives of the Triple Helix model. The dialectical relationships between innovation genes, social structures and the natural environment are primarily explained using aspects of the Quadruple and Quintuple Helix models. The neo-Triple Helix model clarifies debates on different helix innovation models, advances helical approaches through synergy building and can guide empirical research and policy design on innovation ecosystems.
本文以Lewontin的基因、有机体和环境三重螺旋隐喻为灵感,结合三重、四重和五重螺旋模型,提出了创新生态系统的新三重螺旋模型。该模型考虑了创新生态系统是通过1)创新动力(或创新基因)、2)社会结构和3)自然环境之间的相互作用进化而来的。这些系统包括两层三螺旋相互作用(或三元):基因层面的大学、工业和政府,以及系统层面的创新基因、社会结构和自然环境。创新动力是通过整合三重螺旋模型的新制度和新进化视角来概念化的。创新基因、社会结构和自然环境之间的辩证关系主要用四元组和五元组螺旋模型来解释。新三重螺旋模型澄清了关于不同螺旋创新模型的争论,通过协同构建推进螺旋方法,并可以指导创新生态系统的实证研究和政策设计。
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引用次数: 12
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Triple Helix
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