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Theoretical and conceptual frameworks across local evaluation efforts in a nationwide consortium. 理论和概念框架跨地方评估工作在一个全国性的财团。
Q2 Social Sciences Pub Date : 2022-01-01 DOI: 10.1002/ev.20505
Christina A Christie, Carmel R Wright

This paper describes the theoretical and conceptual frameworks used to guide the site-level evaluations of Building Infrastructure Leading to Diversity (BUILD) programs, part of the Diversity Program Consortium (DPC), funded by the National Institutes of Health. We aim to provide an understanding of which theories informed the evaluation work of the DPC and how the frameworks guiding BUILD site-level evaluations are conceptually aligned with one another and with the consortium-level evaluation.

本文描述了用于指导建筑基础设施导致多样性(BUILD)计划的现场级评估的理论和概念框架,该计划是由美国国立卫生研究院资助的多样性计划联盟(DPC)的一部分。我们的目标是让人们了解哪些理论指导了DPC的评估工作,以及指导BUILD站点级评估的框架如何在概念上彼此一致,并与联盟级评估保持一致。
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引用次数: 0
Advice from local/site evaluators: How to manage "up" within a large-scale initiative. 来自本地/站点评估人员的建议:如何在大规模的计划中管理“向上”。
Q2 Social Sciences Pub Date : 2022-01-01 DOI: 10.1002/ev.20504
Melanie Hwalek, Matt Honoré, Shavonnea Brown

BUilding Infrastructure Leading to Diversity (BUILD), an initiative of the National Institutes of Health (NIH), provides grants to undergraduate institutions to implement and study innovative approaches to engaging and retaining students from diverse backgrounds in biomedical research. The NIH awarded BUILD grants to 10 higher education institutions in multiple states, including funding for local evaluations. This chapter presents findings from an online survey and interviews with 15 local evaluators from nine of the 10 BUILD sites. Participants shared their perspectives on the role of professional local evaluators in national evaluations, ideal national-local multisite evaluation partnerships, and the ways that funders can support these partnerships to maximize impact. They argued for customized technical assistance and other support for local evaluations; the importance of including local results in national evaluation findings; the value of local evaluators' subject-matter expertise; and the potential for funders to act as central organizing entities in national-local evaluation partnerships.

美国国立卫生研究院(NIH)的一项倡议“建设多元化基础设施”(BUILD)为本科院校提供资助,以实施和研究创新方法,吸引和留住来自不同背景的生物医学研究学生。美国国立卫生研究院向多个州的10所高等教育机构颁发了BUILD拨款,其中包括为地方评估提供资金。本章展示了一项在线调查的结果,并采访了来自10个BUILD站点中的9个站点的15名当地评估人员。与会者分享了他们对专业地方评估人员在国家评估中的作用、理想的国家-地方多地点评估伙伴关系以及资助者支持这些伙伴关系以最大限度地发挥影响的方式的看法。他们主张为当地评价提供量身定制的技术援助和其他支助;将地方结果纳入国家评价结果的重要性;本地评估人员的专业知识的价值;以及资助者在国家-地方评估伙伴关系中充当中心组织实体的潜力。
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引用次数: 0
Evaluation policy and the federal workforce 评估政策和联邦劳动力
Q2 Social Sciences Pub Date : 2022-01-01 DOI: 10.1002/ev.20487
D. Epstein, E. Zielewski, Erika Liliedahl
The federal evaluation workforce plays a central role in the development and execution of evaluation policy. This workforce performs critical functions that include identifying where evidence should be built in particular policy areas, determining key research questions to inform their agency's mission, and shaping the field more broadly through federal investments in evaluation. Other roles include designing evaluation studies, overseeing contracts to conduct evaluations, performing internal evaluations, and communicating results to decision‐makers. For the most part, these are highly skilled and trained career staff responsible for overseeing and executing technical projects in a challenging bureaucratic and political environment. This chapter describes the role of the federal evaluation workforce in the executive branch and its importance in developing and executing evaluation policy. It also describes recent changes, including the passage of the Foundations for Evidence‐Based Policymaking Act of 2018, that have affected the roles, responsibilities, and opportunities for this vital workforce.
联邦评估工作人员在评估政策的制定和执行中起着核心作用。这一团队发挥着关键的作用,包括确定在特定政策领域应该建立证据的地方,确定关键的研究问题以告知其机构的使命,并通过联邦政府在评估方面的投资更广泛地塑造该领域。其他角色包括设计评估研究,监督合同进行评估,执行内部评估,并将结果传达给决策者。在大多数情况下,这些都是高度熟练和训练有素的职业人员,负责在具有挑战性的官僚和政治环境中监督和执行技术项目。本章描述了联邦评估工作人员在行政部门中的作用及其在制定和执行评估政策中的重要性。它还描述了最近的变化,包括2018年《基于证据的决策基础法案》的通过,这些变化影响了这一重要劳动力的角色、责任和机会。
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引用次数: 0
The funders' perspective: Lessons learned from the National Institutes of Health Diversity Program Consortium evaluation. 资助者的观点:从美国国立卫生研究院多样性项目联盟评估中获得的经验教训。
Q2 Social Sciences Pub Date : 2022-01-01 DOI: 10.1002/ev.20502
Kenneth D Gibbs, Christa Reynolds, Sabrina Epou, Alison Gammie

Advancing diversity in the biomedical research workforce is critical to the ability of the National Institutes of Health (NIH) to achieve its mission. The NIH Diversity Program Consortium is a unique, 10-year program that builds upon longstanding training and research capacity-building activities to promote workforce diversity. It was designed to rigorously evaluate approaches to enhancing diversity in the biomedical research workforce at the student, faculty, and institutional level. In this chapter we describe (a) the program's origins, (b) the consortium-wide evaluation, including plans, measures, challenges, and solutions, and (c) how lessons learned from this program are being leveraged to strengthen NIH research-training and capacity-building activities and evaluation efforts.

推进生物医学研究人员的多样性对美国国立卫生研究院(NIH)实现其使命的能力至关重要。美国国立卫生研究院多样性项目联盟是一个独特的,为期10年的项目,建立在长期的培训和研究能力建设活动的基础上,以促进劳动力多样性。它旨在严格评估在学生、教师和机构层面加强生物医学研究人员多样性的方法。在本章中,我们将描述(a)项目的起源,(b)全联盟范围的评估,包括计划、措施、挑战和解决方案,以及(c)如何利用从该项目中吸取的经验教训来加强NIH的研究培训和能力建设活动以及评估工作。
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引用次数: 0
The importance of implementation: Putting evaluation policy to work 实施的重要性:使评估政策发挥作用
Q2 Social Sciences Pub Date : 2022-01-01 DOI: 10.1002/ev.20490
L. Fierro, Alana R. Kinarsky, C. Echeverria-Estrada, Nadia Sabat Bass, Christina A. Christie
Federal agencies are increasingly expected to write and implement guidance for program evaluation, also known as evaluation policies. The Foundations for Evidence‐Based Policymaking Act required such policies for some federal agencies, and guidance from the White House Office of Management and Budget outlined an expectation that all agencies develop evaluation policies. Before these expectations, many federal agencies were already developing such policies to suit organizational needs and contexts. This chapter details findings from interviews with stakeholders at ten federal agencies and offices that developed and implemented evaluation policies before enacting the Foundations for Evidence‐Based Policymaking Act. These organizations represent early adopters of evaluation policies that can support future guidance and implementation of evaluation frameworks and capacity building in government. The study provides insight into the breadth and depth of the various strategies they used as well as their experiences with implementation.
越来越多的联邦机构被期望编写和实施项目评估指南,也被称为评估政策。《基于证据的决策基础法案》要求一些联邦机构制定这样的政策,白宫管理和预算办公室的指导纲要概述了所有机构制定评估政策的期望。在这些期望出现之前,许多联邦机构已经在制定这样的政策来适应组织的需要和环境。本章详细介绍了对10个联邦机构和办公室的利益相关者的访谈结果,这些机构和办公室在制定《基于证据的政策制定法》之前制定和实施了评估政策。这些组织代表了评价政策的早期采用者,这些政策可以支持未来对政府评价框架和能力建设的指导和实施。该研究提供了对他们使用的各种战略的广度和深度以及他们在实施方面的经验的见解。
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引用次数: 2
Evaluation policy: An introduction 评估策略:介绍
Q2 Social Sciences Pub Date : 2022-01-01 DOI: 10.1002/ev.20492
Nicholas R. Hart, M. Mark
Evaluation policy involves the dictates that guide the planning, conduct, and use of evaluation in any organization. It is – or at least should be – a central concern to those involved with evaluation. Evaluation policy shapes what evaluation practice looks like, while enabling or constraining what it can accomplish. This chapter offers a brief and selective history of evaluation policy in the United States. A description of the American Evaluation Association's activities regarding evaluation policy follows. The chapter then sets the stage for the other contributions in the current set of papers about evaluation policy.
评估政策包括指导任何组织中评估的计划、实施和使用的规定。它是——或者至少应该是——那些参与评价的人关心的中心问题。评估策略塑造了评估实践的样子,同时启用或限制了它可以完成的内容。本章简要介绍了美国评估政策的历史。以下是对美国评估协会关于评估政策的活动的描述。然后,本章为当前关于评估政策的论文中的其他贡献奠定了基础。
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引用次数: 1
Editors’ notes 编辑笔记
Q2 Social Sciences Pub Date : 2022-01-01 DOI: 10.1002/ev.20493
M. Mark, Nicholas R. Hart
This volume surveys the landscape regarding evaluation policy. According to Trochim et al. (2009, p. 16), evaluation policy includes “any rule or principle that a group or organization uses to guide its decisions and actions when doing evaluation.” Evaluation policy involves rules or principles that govern evaluation itself. Evaluation policies can be quite important because they are likely to “enable and constrain the potential contributions evaluation can make” (Mark et al., 2009, p. 3). The current issue of NDE expands on and updates an earlier issue, New Directions for Evaluation (NDE, issue no. 123) (Trochim et al., 2009). Much has changed since the 2009 issue, including more widespread development of explicit evaluation policies in agencies and organizations; empirical studies of evaluation policies; important legislation at the U.S. federal level, particularly the Foundations for Evidence-Based Policymaking Act of 2018 (the Evidence Act), which was signed into law in 2019; and ongoing changes in practices related to and emanating from evaluation policies, including those mandated by the Evidence Act. The current issue reviews many of these empirical, legislative, and practice developments, bringing readers up to date on evaluation policy and pointing the way to productive future directions. Most chapters in the issue focus primarily on the U.S. federal government. However, the volume gives attention to implications for the broader evaluation community. The first chapter, by the issue editors, Nick Hart and Mel Mark, introduces the reader to the idea of evaluation policy, offers a brief history, examines the role of the American Evaluation Association (AEA), and sets the stage for the chapters that follow. Chapter 2 consists of the AEA’s Evaluation Roadmap for a More Effective Government, prepared by the Association’s Evaluation Policy Task Force. In Chapter 3, Hind Al Hudib and Bradley Cousins draw on their research examining the written evaluation policies of a sample of international development agencies, a sample that, although global in scope, includes agencies of the U.S. federal government. Al Hudib and Cousins expand Trochim’s (2009) definition of evaluation policy, review the components found in evaluation policies, and examine likely linkages between aspects of an evaluation policy and evaluation capacity building. Chapter 4, by Leslie Ann Fierro, Alana Kinarsky, Carlos Escheverra-Estrada, Nadia Bass, and Christina Ann Christie, presents results from an interview study examining the initial implementation of evaluation policies at the U.S. federal level. Chapter 5, by Kathryn Newcomer, Karol Olejniczak, and Nicholas Hart, focuses on learning agendas, also known as evidence-building plans. Learning agendas are a requirement of the Evidence Act, but some federal agencies and other organizations had previously created this kind of strategic plan for evaluation and evidence. Newcomer and her colleagues
本卷调查有关评价政策的景观。根据Trochim et al. (2009, p. 16),评估政策包括“一个团体或组织在进行评估时用来指导其决策和行动的任何规则或原则”。评估政策包括管理评估本身的规则或原则。评估策略可能非常重要,因为它们可能“启用和限制评估可能做出的潜在贡献”(Mark等人,2009年,第3页)。NDE的本期扩展并更新了早期的一期《评估新方向》(NDE,第3期)。123) (Trochim et al., 2009)。自2009年以来,情况发生了很大变化,包括各机构和组织更广泛地制定了明确的评估政策;评价政策的实证研究;美国联邦层面的重要立法,特别是2019年签署成为法律的《2018年循证决策基础法案》(以下简称《证据法案》);以及与评估政策相关和产生的实践的持续变化,包括《证据法》规定的评估政策。本期杂志回顾了许多这些经验、立法和实践的发展,使读者了解评估政策的最新情况,并指出了富有成效的未来方向。该问题的大多数章节主要关注美国联邦政府。但是,本卷注意到对更广泛的评价界的影响。第一章,由问题的编辑,尼克·哈特和梅尔·马克,向读者介绍了评估政策的概念,提供了一个简短的历史,考察了美国评估协会(AEA)的作用,并为接下来的章节奠定了基础。第二章是美国行政审批协会评估政策工作组制定的“更有效的政府评估路线图”。在第三章中,Hind Al Hudib和Bradley Cousins利用他们的研究考察了国际发展机构样本的书面评估政策,该样本虽然在全球范围内,但包括美国联邦政府的机构。Al Hudib和Cousins扩展了Trochim(2009)对评估政策的定义,回顾了评估政策中发现的组成部分,并研究了评估政策各方面与评估能力建设之间可能存在的联系。第四章由Leslie Ann Fierro、Alana Kinarsky、Carlos Escheverra-Estrada、Nadia Bass和Christina Ann Christie撰写,介绍了一项访谈研究的结果,该研究考察了美国联邦一级评估政策的初步实施情况。第五章由Kathryn Newcomer、Karol Olejniczak和Nicholas Hart撰写,重点关注学习议程,也称为证据构建计划。学习议程是《证据法》的一项要求,但一些联邦机构和其他组织此前已经制定了这种评估和证据的战略计划。纽卡姆和她的同事
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引用次数: 0
Gauging treatment impact: The development of exposure variables in a large-scale evaluation study. 测量治疗影响:在大规模评估研究中暴露变量的发展。
Q2 Social Sciences Pub Date : 2022-01-01 DOI: 10.1002/ev.20509
Nicole M G Maccalla, Dawn Purnell, Heather E McCreath, Robert A Dennis, Teresa Seeman

While guidance on how to design rigorous evaluation studies abounds, prescriptive guidance on how to include critical process and context measures through the construction of exposure variables is lacking. Capturing nuanced intervention dosage information within a large-scale evaluation is particularly complex. The Building Infrastructure Leading to Diversity (BUILD) initiative is part of the Diversity Program Consortium, which is funded by the National Institutes of Health. It is designed to increase participation in biomedical research careers among individuals from underrepresented groups. This chapter articulates methods employed in defining BUILD student and faculty interventions, tracking nuanced participation in multiple programs and activities, and computing the intensity of exposure. Defining standardized exposure variables (beyond simple treatment group membership) is crucial for equity-focused impact evaluation. Both the process and resulting nuanced dosage variables can inform the design and implementation of large-scale, diversity training program, outcome-focused, evaluation studies.

虽然关于如何设计严格的评估研究的指导很多,但缺乏关于如何通过构建暴露变量包括关键过程和背景测量的说明性指导。在大规模评估中获取细微的干预剂量信息尤其复杂。建筑基础设施导致多样性(BUILD)倡议是多样性项目联盟的一部分,该联盟由美国国立卫生研究院资助。它旨在增加来自代表性不足群体的个人对生物医学研究事业的参与。本章阐述了用于定义BUILD学生和教师干预,跟踪多个项目和活动的细微参与以及计算暴露强度的方法。定义标准化的暴露变量(超越简单的治疗组成员)对于以公平性为重点的影响评估至关重要。过程和由此产生的细微剂量变量都可以为大规模、多样性培训计划、以结果为重点的评估研究的设计和实施提供信息。
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引用次数: 0
The future of evaluation policy 评价政策的未来
Q2 Social Sciences Pub Date : 2022-01-01 DOI: 10.1002/ev.20488
M. Mark, Nicholas R. Hart
We highlight some key issues regarding evaluation policy, including themes that emerged across chapters of this volume. These topics include what an evaluation policy is, the kind of content that evaluation policies can have, learning agendas (which are an increasingly common component of evaluation policies, especially at the U.S. federal level), the processes by which evaluation policies are developed and implemented, the role of relationships in evaluation policies, and the consequences of evaluation policy. We briefly highlight how the chapters in this volume offer guidance to those involved with developing, implementing, or revising an evaluation policy, especially—but not only—in the U.S. federal context in the wake of legislation signed into law in 2019. Looking to the future, we also share suggestions for further advances with respect to advocacy, accountability, research, and practice related to evaluation policies.
我们强调了一些关于评估政策的关键问题,包括本卷各章出现的主题。这些主题包括评估政策是什么,评估政策可以拥有的内容类型,学习议程(这是评估政策的一个日益普遍的组成部分,特别是在美国联邦层面),评估政策制定和实施的过程,评估政策中关系的角色,以及评估政策的后果。我们简要地强调了本卷中的章节如何为参与制定、实施或修订评估政策的人员提供指导,特别是(但不仅限于)在2019年立法签署成为法律之后的美国联邦背景下。展望未来,我们还分享了与评估政策相关的宣传、问责、研究和实践方面的进一步进展建议。
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引用次数: 0
A meta-analysis approach for evaluating the effectiveness of complex multisite programs. 评估复杂多地点计划有效性的元分析方法。
Q2 Social Sciences Pub Date : 2022-01-01 Epub Date: 2022-08-08 DOI: 10.1002/ev.20508
Catherine M Crespi, Krystle P Cobian

The National Institutes of Health (NIH) created the Building Infrastructure Leading to Diversity (BUILD) initiative to incentivize undergraduate institutions to create innovative approaches to increasing diversity in biomedical research, with the ultimate goal of diversifying the NIH-funded research enterprise. Initiatives such as BUILD involve designing and implementing programs at multiple sites that share common objectives. Evaluation of initiatives like this often includes statistical analyses that combine data across sites to estimate the program's impact on particular outcomes. Meta-analysis is a statistical technique for combining effect estimates from different studies to obtain a single overall effect estimate and to estimate heterogeneity across studies. However, it has not been commonly applied to evaluate the impact of a program across multiple different sites. In this chapter, we use the BUILD Scholar program-one component of the broader initiative-to demonstrate the application of meta-analysis to combine effect estimates from different sites of a multisite initiative. We analyze three student outcomes using a typical "single-stage" modeling approach and a meta-analysis approach. We show how a meta-analysis approach can provide more nuanced information about program impacts on student outcomes and thus can help support a robust evaluation.

美国国立卫生研究院(NIH)发起了 "建设多元化基础设施"(BUILD)倡议,鼓励本科院校采用创新方法来提高生物医学研究的多元化程度,最终目标是实现由 NIH 资助的研究企业的多元化。BUILD 等计划涉及在多个地点设计和实施具有共同目标的项目。对此类计划的评估通常包括统计分析,结合各研究机构的数据来估计计划对特定结果的影响。元分析是一种统计技术,用于综合不同研究的效果估计值,以获得单一的总体效果估计值,并估计不同研究之间的异质性。然而,该方法尚未普遍应用于评估一项计划对多个不同地点的影响。在本章中,我们将利用 "BUILD 奖学金 "计划--该计划的一个组成部分--来展示如何应用荟萃分析法来综合来自多地点计划中不同地点的效果估计值。我们使用典型的 "单一阶段 "建模方法和元分析方法对三种学生结果进行了分析。我们展示了元分析方法如何提供有关计划对学生成果影响的更细致信息,从而帮助支持稳健的评估。
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引用次数: 0
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New Directions for Evaluation
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