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Are human rights archives accessible? Challenges and possible solutions to improve access for Dealing with the Past initiatives 人权档案可以查阅吗?挑战和可能的解决方案,以改善处理过去举措的机会
Q3 Arts and Humanities Pub Date : 2021-08-01 DOI: 10.3828/comma.2020.9
Romain Ledauphin, C. Josi, Rahel Siegrist
Records and archives containing information relating to grave violations of human rights and international humanitarian law represent a fundamental source for, and can become trustworthy documentary evidence within, Dealing with the Past (DWP) processes including truth commissions, criminal tribunals, reparation programs, vetting processes and outreach projects. Those intergovernmental organizations (IGOs) and international non-governmental organizations (INGOs) working in the fields of human rights and peace and security are themselves important observers and actors in DWP processes and hence their records and archives are highly relevant to DWP initiatives. Such organizations should therefore be transparent and be able to facilitate DWP processes by granting access to their records. Given the International Council on Archives’ definition of “access” as relating to “… the availability of records for consultation as a result both of legal authorization and the existence of finding aids”, and the experience of swisspeace in advising DWP initiatives on collecting evidence and improving records management capacity, swisspeace together with the Swiss Federal Department of Foreign Affairs developed a roadmap which centres on the development of an “archives accessibility maturity model”. This tool will not only improve hands-on access in practice, but will ultimately improve knowledge about the multi-layered complexity of archives’ accessibility, strengthening the capacity of IGOs, INGOs and DWP initiatives to design and implement their access regulations, and thereby improving DWP initiatives’ ability to make successful access requests.
包含严重侵犯人权和国际人道主义法信息的记录和档案是处理过去问题程序的基本来源,可以成为值得信赖的文件证据,包括真相委员会、刑事法庭、赔偿方案、审查程序和外联项目。从事人权、和平与安全领域工作的政府间组织和国际非政府组织本身就是多哈工作方案进程中的重要观察员和行动者,因此它们的记录和档案与多哈工作方案的举措高度相关。因此,这些组织应该是透明的,并能够通过允许访问其记录来促进DWP流程。鉴于国际档案理事会对“查阅”的定义涉及“……由于法律授权和寻找辅助手段的存在,可供查阅的记录”,以及swisspeace在就DWP收集证据和提高记录管理能力的举措提供咨询方面的经验,swisspeace与瑞士联邦外交部共同制定了一个路线图,重点是开发“档案无障碍成熟度模型”。该工具不仅将改善实践中的实际访问,而且最终将提高对档案可访问性的多层次复杂性的了解,加强政府间组织、国际非政府组织和DWP计划设计和实施其访问法规的能力,从而提高DWP计划成功提出访问请求的能力。
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引用次数: 0
El derecho a la privacidad y las empresas de servicios de gestión documental 隐私权和文件管理服务公司
Q3 Arts and Humanities Pub Date : 2021-08-01 DOI: 10.3828/comma.2020.7
Lizbeth Barrientos
El presente artículo tratará de aproximarse a las diversas formas de gestión de la información y su administración y a la capacidad de los Estados para controlar y vigilar el cumplimiento del respeto a la privacidad de las personas por parte de las empresas, tanto en sus propios negocios, como en su calidad de suministradoras de servicios en apoyo a la administración pública. Profundizaremos especialmente en cómo se utiliza la información de las personas y en qué medida la inexistencia de sistemas nacionales de archivos o la ausencia de leyes de protección de datos personales pueden menoscabar el derecho a la protección de las personas contra injerencias arbitrarias en su vida privada, su familia, su domicilio o su correspondencia, o contra ataques a su honra o a su reputación, definido en el artículo 12 de la Declaración Universal de Derechos Humanos.
本条将努力探讨各种形式的信息管理及其行政管理,以及各国控制和监测企业在自己的企业中以及作为支持公共行政的服务提供者遵守个人隐私的能力。我们将特别详细说明如何使用个人信息,以及缺乏国家档案系统或缺乏保护个人数据的法律在多大程度上可能损害《世界人权宣言》第12条规定的保护个人隐私、家庭、住所或通信不受任意干涉的权利,或对其荣誉或声誉的攻击的权利。
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引用次数: 0
Promoting the archives of the Alliance: a case study of outreach at the NATO Archives* 促进北约档案:北约档案外展的个案研究*
Q3 Arts and Humanities Pub Date : 2021-08-01 DOI: 10.3828/comma.2019.2.8
Nicholas Nguyen
Following the institutionalization of the Policy on the Public Disclosure of North Atlantic Treaty Organization (NATO) Information in 2008, the NATO Archives tasked itself to regularly exhibit publicly disclosed NATO documents, video, audio, photos, publications and artifacts to promote the increasing accessibility of its collection. The success of these exhibitions, which were all initially displayed at NATO Headquarters in Brussels, led not only to a boost in the visibility of the NATO Archives within the organization, but also resulted in their expansion as part of the promotional activities of the Alliance itself, leading up to its 70th anniversary celebrations in 2019. This paper presents an overview of the outreach activities of the NATO Archives, discussing its origins and evolution in an institutional context, highlighting its role in communicating the mission of the NATO Archives and, by extension, of NATO itself. While this case study illuminates a specific experience that is heavily determined by the political and security demands of its particular environment, the resulting narrative is intended to be broadly applicable and perhaps even inspirational for archivists who recognize similar challenges at their respective international organizations.
继2008年《北大西洋公约组织(北约)信息公开政策》制度化之后,北约档案馆责成自己定期展示公开披露的北约文件、视频、音频、照片、出版物和文物,以促进其收藏的可访问性。这些展览最初都在布鲁塞尔的北约总部展出,这些展览的成功不仅提高了北约档案在该组织内的知名度,而且还扩大了北约档案作为北约本身宣传活动的一部分,为2019年北约成立70周年庆祝活动做准备。本文概述了北约档案馆的外联活动,讨论了其在机构背景下的起源和演变,强调了其在传达北约档案馆使命以及北约自身使命方面的作用。虽然本案例研究阐明了一种具体的经验,这种经验在很大程度上取决于其特定环境的政治和安全需求,但由此产生的叙述旨在广泛适用,甚至可能鼓舞那些认识到各自国际组织面临类似挑战的档案工作者。
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引用次数: 0
Foreword 前言
Q3 Arts and Humanities Pub Date : 2021-08-01 DOI: 10.3828/comma.2020.1
Antonio González Quintana, B. Palacios
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引用次数: 0
El acceso a los archivos como antídoto a los abusos empresariales 查阅档案是防止企业滥用的解毒剂
Q3 Arts and Humanities Pub Date : 2021-08-01 DOI: 10.3828/comma.2020.8
B. Palacios
Desde la última década del siglo XX, los informes de los relatores de las Naciones Unidas como Joinet, Orentlicher o Pablo de Greiff han tomado conciencia del papel de los archivos en el esclarecimiento de la verdad, la impartición de la justicia, la reparación a las víctimas y las garantías de no repetición en el caso de las violaciones de derechos humanos. Sin embargo, los derechos humanos no solo se violan en guerras y regímenes dictatoriales. Las empresas, especialmente las transnacionales, son cada vez más las protagonistas de casos flagrantes de violaciones de derechos humanos que, amparándose en el respeto a la propiedad privada y empresarial, y con la dificultad que supone su actuación en diferentes puntos del planeta, se cometen con total impunidad. Las Naciones Unidas, conscientes de ello, emitieron los Principios Rectores sobre las Empresas y los Derechos Humanos, conocido como Informe Ruggie, y está trabajando en la actualidad en un Tratado Vinculante para luchar contra esta lacra. Para asombro de la profesión, ninguno de estos documentos está contemplando el valor que el acceso a los archivos puede aportar para la aplicación de estos principios, corriendo el riesgo de quedarse en una simple declaración de intenciones. A través de este artículo, se analizarán en qué puntos, tanto de los Principios como del Tratado, el acceso a los documentos de archivo es esencial para llevar a cabo una verdadera política para proteger, respetar y reparar a las víctimas de estos abusos.
从二十世纪最后十年,联合国作为报告员的报告儒瓦内Orentlicher或Pablo de Greiff已经认识文件的作用,以便澄清真相,传递司法,赔偿受害者和不重复的保证在人权受到侵犯的情况。然而,人权不仅在战争和独裁政权中受到侵犯。公司,特别是跨国公司,越来越多地成为公然侵犯人权案件的主角,这些案件以尊重私人和公司财产为借口,在世界不同地区很难采取行动,完全不受惩罚。联合国认识到这一点,发布了《企业与人权指导原则》,即《鲁吉报告》,目前正在制定一项具有约束力的条约,以打击这一祸害。令业界感到惊讶的是,这些文件中没有一份考虑到查阅档案对这些原则的应用可能带来的价值,冒着仅仅是一份意图声明的风险。本文分析了《原则》和《条约》在哪些方面对执行一项保护、尊重和赔偿这些虐待行为受害者的真正政策至关重要。
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引用次数: 0
The Universal Declaration of Human Rights: an archival commentary* 《世界人权宣言》:档案评论*
Q3 Arts and Humanities Pub Date : 2021-08-01 DOI: 10.3828/comma.2020.4
T. Peterson
On 10 December 1948 the Third General Assembly of the United Nations adopted the Universal Declaration of Human Rights: a universal declaration, not a United Nations declaration. The Preamble of the Declaration begins by proclaiming that “recognition of the inherent dignity and of the equal and inalienable rights of all members of the human family is the foundation of freedom, justice and peace in the world”. As archivists know, the nexus between human rights and archives is strong and complex, because records are essential both to protecting these rights and to obtaining recourse when these rights are violated. This essay illuminates some of the relationships of records to rights, looking at each of the 30 Articles in turn.
1948年12月10日,第三届联合国大会通过了《世界人权宣言》:这是一项世界宣言,而不是联合国宣言。《宣言》序言首先宣布,“承认人类大家庭所有成员的固有尊严和平等和不可剥夺的权利是世界自由、正义与和平的基础”。档案工作者知道,人权与档案之间的联系是牢固而复杂的,因为记录对于保护这些权利和在这些权利受到侵犯时获得追索权都至关重要。这篇文章阐述了记录与权利的一些关系,依次考察了30篇文章中的每一篇。
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引用次数: 1
Comma: Volume 2020, Issue 1-2 Comma:第2020卷第1-2期
Q3 Arts and Humanities Pub Date : 2021-08-01 DOI: 10.3828/coma.2021.2020.issue-1-2
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引用次数: 0
Book Reviews 书评
Q3 Arts and Humanities Pub Date : 2021-08-01 DOI: 10.3828/comma.2019.2.10
April Miller, D. Schlenker
As Black Sexual Economies: Race and Sex in a Culture of Capital capaciously acknowledges, Black sexuality studies is an established and proliferating inter-and transdisciplinary intellectual focus. The framework is central to the understanding that Black sexuality has historically been constructed, in an American context, as pathological and as a site of sexual panic. This insight has influenced and evolved traditional disciplines, fields, and departments, including Black studies. Where this anthology distinguishes itself is through its focus on the inextricable link between Black sexuality and the political and socioeconomic forces that regulate and discipline it. More specifically, the collection considers “the enduring link between capitalism and market and imagination and culture in its theories of black sexualities in ways that traditional scholarship on sexuality and race have refused or sublimated for the work of politics” (2–3). Some of the anthology’s essays adhere to labor and market analysis of Black sexualities in and under advanced capitalism more explicitly than others. Regardless of how clearly the essays coalesce around a shared conceptual preoccupation, all the topics explored are indeed challenging to status-quo politics. This is difficult work, which is one of the reasons why a Black feminist praxis of collaboration is so necessary. The collection, which identifies itself as a “critical race feminist project,” grew from workshops and a culminating 2013 conference organized by the Black Sexual Economies (BSE) Collective, a working group of eight scholars from seven US research institutions in the fields of law; African American and African diaspora studies; English; women’s, gender, and sexuality studies; film and media studies; history; American Studies; and the performing arts (1). These scholars—who met regularly on the Washington University campus for four years (from 2010 to 2013)—include project organizer and co-convener Adrienne D. Davis; co-convener Mireille MillerYoung; Marlon Bailey; Matt Richardson; Jeffrey McCune; Felice Blake; Xavier Livermon; and L.H. Stallings. The BSE Collective’s intention was to “serve as an incubator for the crafting of new paradigms for thinking about race, gender, sexuality, and class and the use of innovative interdisciplinary methodologies” (ix). The resulting collection
正如《黑人性经济:资本文化中的种族与性》(Black Sexual Economics:Race and Sex in a Culture of Capital)所充分承认的那样,黑人性研究是一个既定的、正在扩散的跨学科和跨学科的学术焦点。该框架是理解黑人性行为在美国历史上被构建为病态和性恐慌场所的核心。这种见解影响并发展了传统学科、领域和部门,包括黑人研究。这本选集的与众不同之处在于,它关注黑人性行为与规范和约束黑人性行为的政治和社会经济力量之间不可分割的联系。更具体地说,该系列考虑到“资本主义与市场、想象力与文化之间的持久联系,其黑人性取向理论是传统的性取向和种族学术拒绝或升华为政治工作的方式”(2-3)。该选集的一些文章比其他文章更明确地坚持了对先进资本主义及其下黑人性取向的劳动力和市场分析。不管这些文章围绕着一个共同的概念焦点结合得多么清晰,所探讨的所有主题都确实对现状政治构成了挑战。这是一项艰巨的工作,这也是为什么黑人女权主义合作实践如此必要的原因之一。该系列自称为“批判性种族女权主义项目”,源于黑人性经济集体组织的研讨会和2013年的一次会议,该集体是一个由来自美国七个法律研究机构的八名学者组成的工作组;非裔美国人和非洲侨民研究;英语妇女、性别和性研究;电影和媒体研究;历史美国研究;以及表演艺术(1)。这些学者在华盛顿大学校园定期会面四年(从2010年到2013年),其中包括项目组织者和联合召集人Adrienne D.Davis;联合召集人Mireille MillerYoung;Marlon Bailey;马特·理查森;Jeffrey McCune;Felice Blake;泽维尔·利弗蒙;和L.H.史泰林斯。BSE集体的意图是“作为一个孵化器,为思考种族、性别、性和阶级以及使用创新的跨学科方法创造新的范式”(ix)。生成的集合
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引用次数: 0
Safe havens for archives at risk: a new international initiative 为处于危险中的档案提供安全避难所:一项新的国际倡议
Q3 Arts and Humanities Pub Date : 2021-08-01 DOI: 10.3828/comma.2020.5
D. Sutton
Over the years, internationally-minded archivists have had to consider the possibility of taking custody of archives from another country because the archives are at risk in their country of origin. The risks may take many forms, but archives in war-zones and other disaster areas, and archives at environmental risk (including risks of climate change) provide striking examples. The removal of archives from one country to another is always likely to be controversial, however, and even well-intentioned attempts at “archival rescue” in the past have been strongly criticized. It has been clear for a long time that international standards are needed. The “Guiding Principles for Safe Havens’” for Archives at Risk are a set of principles providing guidance on archival and ethical factors to be taken into account when planning the transfer of analogue or digital archives (or copies) to another institution for safekeeping. The principles have been drawn up by a group of experts in meetings held in Berne, Amsterdam, Geneva, and virtually, over the past four years, and have been endorsed and approved by various international organizations, including several ICA Sections. Past bilateral agreements between sending institutions and hosting institutions governing “safe haven” solutions have often failed to address fundamental questions, such as data protection, access, succession solutions, obligations to return or the often asymmetrical relationship between the sending institution and the hosting institution. The need for new and definitive principles is outlined in this essay, and the “Guiding Principles” themselves are then described, explained and justified.
多年来,具有国际意识的档案工作者不得不考虑从另一个国家保管档案的可能性,因为档案在其原籍国处于危险之中。风险可能有多种形式,但战区和其他灾区的档案以及面临环境风险(包括气候变化风险)的档案提供了显著的例子。然而,将档案从一个国家转移到另一个国家总是可能引起争议的,即使是过去善意的“档案拯救”尝试也受到了强烈的批评。长期以来,国际标准的必要性一直很明显。风险档案的“安全港指导原则”是一套原则,为规划将模拟或数字档案(或副本)转移到另一机构保管时应考虑的档案和道德因素提供指导。这些原则是由一组专家在过去四年中在伯尔尼、阿姆斯特丹、日内瓦和在网上举行的会议上拟订的,并得到了各国际组织,包括国际合作社联盟若干科的赞同和核可。过去派遣机构和收容机构之间关于"安全港"解决办法的双边协定往往未能解决基本问题,例如数据保护、获取、继承解决办法、返回义务或派遣机构和收容机构之间往往不对称的关系。本文概述了对新的和明确的原则的需求,然后对“指导原则”本身进行了描述、解释和证明。
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引用次数: 0
Project MIRRA: Memory - Identity - Rights in Records - Access 项目MIRRA:记忆-身份-记录中的权利-访问
Q3 Arts and Humanities Pub Date : 2021-08-01 DOI: 10.3828/comma.2020.6
E. Shepherd, V. Hoyle, Elizabeth Lomas
Many people who grew up in care have gaps in their childhood memories and unanswered questions about their early lives. In the absence of family photos and stories they turn to records held by the local authorities and charities that looked after them. Accessing these records is a practically and emotionally challenging process. Response times are often long and the records received are redacted because they include confidential information about “third parties’” who are often family and carers. The language and ideas contained reflect the prejudices and assumptions of previous times. Some files are extremely long and confusing, whereas others only have a few pages to cover a whole childhood. Records may have been lost or destroyed altogether. Very few services are available to support people through the experience. MIRRA: Memory-Identity-Rights in Records-Access is a participatory action research project carried out at the Department of Information Studies at University College London since 2017 that explores these issues. It considered how child social care records have been created, kept and used in public and voluntary organizations in England from 1970 to the present. The research is co-produced with care leavers in partnership with The Care Leavers’ Association and reflects on how what it is recorded about a childhood can affect the individual concerned throughout their life. This article republishes edited blog posts produced during the research project. The original blogs in full are available at https://blogs.ucl.ac.uk/mirra/.
许多在护理中长大的人在童年记忆中存在空白,对早期生活的问题也没有得到解答。在没有家庭照片和故事的情况下,他们求助于地方当局和照顾他们的慈善机构保存的记录。访问这些记录在实际和情感上都是一个具有挑战性的过程。回复时间通常很长,收到的记录也会被编辑,因为其中包括“第三方”的机密信息,这些人通常是家人和看护人。所包含的语言和思想反映了以前时代的偏见和假设。有些文件非常长,令人困惑,而另一些文件只有几页,可以涵盖整个童年。记录可能已经丢失或完全销毁。很少有服务可以通过体验来支持人们。MIRRA:记录访问中的记忆身份权是伦敦大学学院信息研究系自2017年以来开展的一个参与性行动研究项目,旨在探讨这些问题。它考虑了从1970年到现在,英国的公共和志愿组织是如何创建、保存和使用儿童社会护理记录的。这项研究是与护理离职者协会合作,与护理离职人员共同进行的,它反思了关于童年的记录如何影响相关个人的一生。本文重新发布了研究项目期间编辑的博客文章。完整的原始博客可在https://blogs.ucl.ac.uk/mirra/.
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引用次数: 0
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