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Informed Consent for Placebo-Controlled Trials: Do Ethics and Science Conflict? 安慰剂对照试验的知情同意:伦理与科学冲突吗?
Q2 Social Sciences Pub Date : 2022-09-01 DOI: 10.1002/eahr.500142
Hope A. Feldman, James A. Feldman, Charles C. Miller, Garrett Walsh, Jon E. Tyson

The use of a placebo has been considered the best method for controlling bias in a prospective randomized clinical trial and provides the most rigorous test of treatment efficacy for evaluating a medical therapy. Placebos commonly produce clinically important effects particularly in studies where the primary outcomes are subjective. Yet the potential beneficial or harmful effects of placebos are often not addressed in designing a clinical trial, calculating the sample size, seeking consent, or interpreting clinical trial results. In this manuscript, we use an actual study to indicate three approaches that might be considered in seeking informed consent for placebo-controlled trials, and we explore the fundamental ethical and scientific complexities involved with each.

在前瞻性随机临床试验中,使用安慰剂被认为是控制偏倚的最佳方法,并为评估药物治疗提供了最严格的治疗效果测试。安慰剂通常会产生重要的临床效果,特别是在主要结果是主观的研究中。然而,在设计临床试验、计算样本量、征求同意或解释临床试验结果时,往往没有考虑到安慰剂潜在的有益或有害影响。在本文中,我们使用一项实际研究来指出在寻求安慰剂对照试验的知情同意时可能考虑的三种方法,并探讨了每种方法所涉及的基本伦理和科学复杂性。
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引用次数: 0
Ethical Criteria for Improved Human Subject Protections in Phase I Healthy Volunteer Trials I期健康志愿者试验中改进人体受试者保护的伦理标准
Q2 Social Sciences Pub Date : 2022-09-01 DOI: 10.1002/eahr.500139
Rebecca L. Walker, Douglas MacKay, Margaret Waltz, Anne D. Lyerly, Jill A. Fisher

Phase I healthy volunteer trials test the safety and tolerability of investigational pharmaceuticals. In them, participants are exposed to study-drug risks without the possibility of direct medical benefit and typically must spend days or weeks in a residential research facility. Monetary payments are used to incentivize enrollment and compensate participants for their time. Together, these features of phase I healthy volunteer trials create a research context that differs markedly from most other clinical research, including by enrolling disproportionate numbers of economically disadvantaged people of color as participants. Due to these unique trial features and participation patterns, traditional biomedical research oversight offers inadequate ethical and policy guidance for phase I healthy volunteer research. This article details five ethical criteria crafted to be responsive to the particularities of this type of research: translational science value, fair opportunity and burden sharing, fair compensation for service, experiential welfare, and enhanced voice and recourse.

第一阶段健康志愿者试验测试研究药物的安全性和耐受性。在这些项目中,参与者暴露在研究药物的风险中,而不可能获得直接的医疗益处,而且通常必须在住宅研究设施中呆上几天或几周。货币支付用于激励注册和补偿参与者的时间。总之,第一阶段健康志愿者试验的这些特征创造了一个与大多数其他临床研究明显不同的研究背景,包括招募不成比例的经济弱势有色人种作为参与者。由于这些独特的试验特点和参与模式,传统的生物医学研究监督对第一阶段健康志愿者研究提供的伦理和政策指导不足。本文详细介绍了针对这类研究的特殊性而精心设计的五个伦理标准:转化科学价值、公平的机会和负担分担、公平的服务补偿、体验福利以及增强的发言权和追索权。
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引用次数: 0
An Expanded Role for IRBs in the Oversight of Research Biopsies 审查委员会在监督研究活组织检查方面的扩大作用
Q2 Social Sciences Pub Date : 2022-09-01 DOI: 10.1002/eahr.500141
Laura A. Levit, Julie Kaneshiro, Jeffrey Peppercorn, Mark J. Ratain

Research biopsies included in cancer clinical trials have the goal of advancing scientific understanding of the biological bases of cancer and its treatments, but may offer no prospect of direct benefit to participants and often pose more than minimal risk. The research community is examining the ethics of research biopsies increasingly often, especially when they are mandatory for study participation but do not support primary study objectives and thus are “nonintegral” to the study. Ethical concerns center on the limited scientific justification supporting some biopsies, risks to research participants, and the potential for coercion and therapeutic misconception during the informed consent process. There is also a lack of comprehensive oversight of research biopsies by regulatory agencies and institutions. This paper reviews these ethical concerns, discusses the scope of federal oversight, and suggests that institutional review boards (IRBs) should assume a larger role in ensuring the ethical conduct of research biopsies. It concludes with guidance to IRBs on how to weigh the risks, benefits, and acceptability of such biopsies in different contexts that is based on a framework the American Society of Clinical Oncology developed for the inclusion of research biopsies in oncology clinical trials.

癌症临床试验中的研究活组织检查的目标是促进对癌症生物学基础及其治疗方法的科学理解,但可能无法为参与者提供直接益处,而且往往带来的风险很小。研究界越来越频繁地审查研究活检的伦理,特别是当研究参与是强制性的,但不支持主要研究目标,因此是研究的“非整体”时。伦理问题集中在支持某些活组织检查的有限科学依据、对研究参与者的风险以及在知情同意过程中可能出现的胁迫和治疗误解。监管机构和机构也缺乏对研究活组织检查的全面监督。本文回顾了这些伦理问题,讨论了联邦监督的范围,并建议机构审查委员会(irb)应该在确保研究活检的伦理行为方面发挥更大的作用。它以美国临床肿瘤学会为将研究活检纳入肿瘤临床试验而制定的框架为基础,就如何在不同情况下权衡此类活检的风险、益处和可接受性向irb提供了指导。
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引用次数: 0
Broad Consent—Are We Asking Enough? 广泛的同意——我们的要求够了吗?
Q2 Social Sciences Pub Date : 2022-09-01 DOI: 10.1002/eahr.500140
Lisa E. Smilan

Biobanks and health data repositories provide rich reservoirs of information for use in biomedical research. These repositories depend on participants donating identifiable health data and biospecimens that may be used in perpetuity by unlimited numbers of researchers for unnamed research topics. Since 1991, U.S. federal regulatory provisions, collectively known as the Common Rule, have required informed consent of participants in federally funded human subjects research, but recent changes to the Common Rule now sanction “broad consent” in the repository research context. Broad consent is not defined in the revised Common Rule; thus, researchers and their institutions are left to determine ad hoc what broad consent means and requires. Without leadership and guidance from the U.S. Department of Health and Human Services, stakeholders with potential conflicts of interest will reach their own conclusions and craft new and varied standards for consent. The result will be uneven protections for participants.

生物银行和健康数据存储库为生物医学研究提供了丰富的信息库。这些存储库依赖于参与者捐赠可识别的健康数据和生物标本,这些数据和生物标本可被无限数量的研究人员永久用于未命名的研究课题。自1991年以来,美国联邦监管规定,统称为共同规则,要求在联邦资助的人类受试者研究中获得参与者的知情同意,但最近对共同规则的修改现在在存储库研究背景下批准“广泛同意”。修订后的《共同规则》未对广泛同意作出定义;因此,研究人员和他们的机构只能自行决定广泛同意的含义和要求。如果没有美国卫生与公众服务部的领导和指导,有潜在利益冲突的利益相关者将得出自己的结论,并制定新的和不同的同意标准。其结果将是对参与者的不均衡保护。
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引用次数: 3
Developing and Implementing Electronic Consent Procedures in Response to Covid-19 Restrictions 制定和实施电子同意程序以应对Covid-19限制
Q2 Social Sciences Pub Date : 2022-07-08 DOI: 10.1002/eahr.500135
Julie R. Bromberg, Evelyn Nimaja, Andrew W. Kiragu, Karla A. Lawson, Lois Lee, Isam W. Nasr, Charles Pruitt, Stephanie M. Ruest, Michael J. Mello

The Covid-19 pandemic resulted in unprecedented restrictions on many public, private, and workplace activities throughout the United States and elsewhere. When restrictions were imposed, we were conducting a type III hybrid effectiveness-implementation trial in 10 pediatric trauma centers. In response to several pandemic-based restrictions, we had to develop procedures for engaging with potential research participants while limiting nonclinical, in-person interactions. This manuscript describes the procedures and challenges of obtaining electronic informed consent and assent in a multisite trauma center-based research study. We developed, tested, and trained staff to implement three options for obtaining informed consent. Twenty-five participants were enrolled in the effectiveness-implementation multisite trial during the first six months of utilization of the consent options, with eleven of these individuals enrolled using hybrid or electronic consent procedures. The challenges we identified involving electronic consent procedures included confusion over who would complete the electronic consent process and difficulties reconnecting with families. Lessons learned can strengthen electronic consent and assent procedures for future studies. More research is needed to further strengthen this process and increase its utilization.

Covid-19大流行导致美国和其他地方的许多公共、私人和工作场所活动受到前所未有的限制。当实施限制时,我们在10个儿科创伤中心进行了III型混合有效性实施试验。为了应对几项基于大流行的限制,我们必须制定与潜在研究参与者接触的程序,同时限制非临床的面对面互动。本文描述了在多地点创伤中心为基础的研究中获得电子知情同意和同意的程序和挑战。我们开发、测试和培训了工作人员,以实施获取知情同意的三种选择。在使用同意选项的前六个月,25名参与者参加了有效性实施多地点试验,其中11名参与者使用混合或电子同意程序登记。我们发现的涉及电子同意程序的挑战包括,谁来完成电子同意程序的困惑,以及与家人重新联系的困难。吸取的经验教训可以加强电子同意和同意程序,为未来的研究。为了进一步加强这一过程并提高其利用率,需要进行更多的研究。
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引用次数: 2
Perspectives from a Predominantly African American Community about Biobank Research and a Biobank Consent Form 以非洲裔美国人为主的社区对生物库研究和生物库同意书的看法
Q2 Social Sciences Pub Date : 2022-07-08 DOI: 10.1002/eahr.500134
Laura K. Sedig, E. Hill De Loney, Sarah B. Bailey, Kayte Spector-Bagdady, Bianca Ghita, Lydia Koh Krienke, Raymond Hutchinson

Minority populations have been underrepresented in clinical trials, as well as in research biobanks that are created to conduct research with participants' biospecimens and related medical and research data. Biobank research raises issues about informed consent and privacy and the confidentiality of participants' personal data. Our study involved three focus groups of 10 adults each that were conducted in a medically underserved, predominantly African American community to elucidate questions and concerns regarding an institutional biobank. Transcripts from the discussion were qualitatively analyzed. Three main themes that arose from the focus groups included the importance of trust, the importance of the community in research, and suggestions to improve trust. The concerns identified in this study provide a starting point for future research to help research institutions become more trustworthy to the communities they serve.

在临床试验以及为利用参与者的生物标本和相关医学和研究数据进行研究而建立的研究生物库中,少数民族人口的代表性不足。生物银行的研究提出了关于知情同意、隐私和参与者个人数据保密性的问题。我们的研究涉及三个焦点小组,每个小组10名成年人,在一个医疗服务不足的主要是非裔美国人社区进行,以阐明有关机构生物库的问题和关注。对讨论的文字记录进行了定性分析。从焦点小组中产生的三个主要主题包括信任的重要性,社区在研究中的重要性,以及改善信任的建议。本研究中确定的问题为未来的研究提供了一个起点,以帮助研究机构变得更值得他们所服务的社区信任。
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引用次数: 0
Privacy Risks in Microbiome Research: Public Perspectives before and during a Global Pandemic 微生物组研究中的隐私风险:全球大流行之前和期间的公众观点
Q2 Social Sciences Pub Date : 2022-07-08 DOI: 10.1002/eahr.500132
Andrea Shin, Huiping Xu

We assessed public perspectives of microbiome research privacy risks before and after a nationwide emergency was declared in the United States regarding the Covid-19 pandemic. From January to July of 2020, we conducted an online survey of perceived privacy risks of microbiome research among U.S. adults. Among 3,106 participants (the preemergency group), most expressed that the microbiome posed privacy risks similar to those associated with DNA (60.3%) or medical records (50.6%) and that they would prefer detailed explanations (70.2%) of risk in consent materials. Only 8.9% reported moderate to high familiarity with microbiome privacy risks. In adjusted analyses, individuals who participated in the study after the Covid-19 emergency was declared (the Covid-19 emergency group) were less likely to express that microbiome privacy risks were similar to those of DNA or medical records and more likely to report familiarity with the privacy risks of microbiomes. There was a trend toward increased concern after the Covid-19 emergency was declared (p = 0.053). Overall, the study revealed that many U.S. adults believe that microbiome privacy risks are similar to those associated with DNA or medical records, and they prefer detailed explanations in consent documents. Individuals who participated after the Covid-19 emergency was declared reported greater knowledge of microbiome privacy risks but had more concern.

我们评估了公众在美国宣布Covid-19大流行全国紧急状态前后对微生物组研究隐私风险的看法。从2020年1月到7月,我们对美国成年人中微生物组研究的感知隐私风险进行了在线调查。在3106名参与者(急救前组)中,大多数人表示,微生物组构成的隐私风险类似于与DNA(60.3%)或医疗记录(50.6%)相关的风险,他们更希望在同意材料中详细解释风险(70.2%)。只有8.9%的人表示对微生物组隐私风险有中度到高度的了解。在调整后的分析中,在宣布Covid-19紧急情况后参与研究的个人(Covid-19紧急情况组)不太可能表示微生物组的隐私风险与DNA或医疗记录的隐私风险相似,更有可能报告熟悉微生物组的隐私风险。在宣布Covid-19紧急状态后,有增加担忧的趋势(p = 0.053)。总体而言,该研究显示,许多美国成年人认为微生物组隐私风险与DNA或医疗记录相关的风险相似,他们更喜欢在同意文件中提供详细的解释。在宣布Covid-19紧急情况后参加的个人报告说,他们对微生物组隐私风险有了更多的了解,但也有更多的担忧。
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引用次数: 1
Big Health Data Research and Group Harm: The Scope of IRB Review 健康大数据研究与群体危害:IRB审查范围
Q2 Social Sciences Pub Date : 2022-07-08 DOI: 10.1002/eahr.500130
Megan Doerr, Sara Meeder

Much of precision medicine is driven by big health data research—the analysis of massive datasets representing the complex web of genetic, behavioral, environmental, and other factors that impact human well-being. There are some who point to the Common Rule, the regulation governing federally funded human subjects research, as a regulatory panacea for all types of big health data research. But how well does the Common Rule fit the regulatory needs of this type of research? This article suggests that harms that may arise from artificial intelligence and machine-learning technologies used in big health data research—and the increased likelihood that this research will affect public policy—mean it is time to consider whether the current human research regulations prohibit comprehensive, ethical review of big health data research that may result in group harm.

许多精准医疗都是由大健康数据研究驱动的——对代表遗传、行为、环境和其他影响人类健康因素的复杂网络的海量数据集进行分析。有些人指出,《共同规则》(Common Rule)是监管联邦政府资助的人类受试者研究的一项规定,是监管所有类型的大健康数据研究的灵丹妙药。但是,共同规则在多大程度上符合这类研究的监管需求呢?这篇文章表明,大健康数据研究中使用的人工智能和机器学习技术可能产生的危害——以及这项研究影响公共政策的可能性越来越大——意味着现在是时候考虑当前的人类研究法规是否禁止对可能导致群体伤害的大健康数据研究进行全面、道德的审查了。
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引用次数: 6
Ethical Considerations during the Informed Consent Process for Acute Ischemic Stroke in International Clinical Trials 国际临床试验中急性缺血性卒中知情同意过程中的伦理考虑
Q2 Social Sciences Pub Date : 2022-07-08 DOI: 10.1002/eahr.500133
Tiffany Bellomo, Jennifer Fokas, Noah Tsao, Clare Anderson, Christopher Becker, Rachel Gioscia-Ryan, William Meurer

We sought to investigate the experiences of researchers in existing active-control trials in acute ischemic stroke comparing investigational therapy to tissue plasminogen activator (tPA) in order to identify the approaches and challenges in obtaining informed consent. Out of 401 articles evaluated, 14 trials met inclusion criteria. Trial representatives were contacted to complete a survey concerning the consent process. None of the 14 trials published materials related to the informed consent process. Trials with 75% to 100% of patients directly consented had shorter door-to-treatment (DTT) times than trials that directly consented less than 50% of patients. Trials that had translators available (for recruiting participants who were not native speakers in the local language) and translated consent documents had longer DTT times. The study findings suggest that differences in the standards of informed consent internationally may allow more patients with moderate strokes to provide direct consent without delaying DTT time. Future trials should emphasize transparency to the public and scientific community in the informed consent process.

我们试图调查研究人员在现有的急性缺血性卒中主动对照试验中的经验,比较研究性治疗和组织纤溶酶原激活剂(tPA),以确定获得知情同意的方法和挑战。在评估的401篇文章中,14项试验符合纳入标准。我们联系了试验代表,以完成一项关于同意程序的调查。14项试验均未发表与知情同意程序相关的材料。75%至100%患者直接同意的试验比直接同意的患者少于50%的试验的门到治疗(DTT)时间短。有翻译人员的试验(用于招募母语不是当地语言的参与者)和翻译的同意文件的DTT时间更长。研究结果表明,国际上知情同意标准的差异可能会使更多的中度中风患者在不延迟DTT时间的情况下提供直接同意。未来的试验应强调在知情同意过程中对公众和科学界的透明度。
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引用次数: 0
Influence of Dispositional Optimism on Ethically Salient Research Perspectives: A Pilot Study 性格乐观对伦理显著性研究视角的影响:一项初步研究
Q2 Social Sciences Pub Date : 2022-05-11 DOI: 10.1002/eahr.500126
Jane Paik Kim, Sangeeta Mondal, Tenzin Tsungmey, Katie Ryan, Laura B. Dunn, Laura Weiss Roberts

Research participants should be drawn as fairly as possible from the potential volunteer population. Underlying personality traits are underexplored as factors influencing research decision-making. Dispositional optimism, known to affect coping, physical health, and psychological well-being, has been minimally studied with respect to research-related attitudes. We conducted an exploratory, online survey with 151 individuals (with self-reported mental illness [n = 50], physical illness [n = 51], or neither [n = 50]) recruited via MTurk. We evaluated associations between dispositional optimism (assessed with the Life Orientation Test—Revised) and general research attitudes, perceived protectiveness of five research safeguards, and willingness to participate in research using safeguards. Strongly optimistic respondents expressed more positive research attitudes and perceived four safeguards as more positively influencing willingness to participate. Optimism was positively associated with expressed willingness to participate in clinical research. Our findings add to a limited literature on the influence of individual traits on ethically salient research perspectives.

研究参与者应该尽可能公平地从潜在的志愿者人群中挑选出来。潜在的人格特质作为影响研究决策的因素尚未得到充分的探讨。众所周知,性格乐观会影响应对、身体健康和心理健康,但对与研究相关的态度的研究很少。我们对通过MTurk招募的151人(自我报告有精神疾病[n = 50],身体疾病[n = 51],或两者都没有[n = 50])进行了一项探索性在线调查。我们评估了性格乐观(用修订后的生活取向测试评估)与一般研究态度、五种研究保障措施的感知保护程度以及参与使用保障措施的研究意愿之间的关系。强烈乐观的受访者表达了更积极的研究态度,并认为四个保障措施更积极地影响了参与意愿。乐观与参与临床研究的意愿呈正相关。我们的发现补充了关于个体特征对伦理突出研究视角影响的有限文献。
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引用次数: 0
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