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Ethical Frameworks for Disclosure of Alzheimer Disease Biomarkers to Research Participants: Conflicting Norms and a Nuanced Policy 向研究参与者披露阿尔茨海默病生物标志物的伦理框架:相互冲突的规范和微妙的政策
Q2 Social Sciences Pub Date : 2022-10-31 DOI: 10.1002/eahr.500146
Eline M. Bunnik, Marthe Smedinga, Richard Milne, Jean Georges, Edo Richard, Maartje H. N. Schermer

More and more frequently, clinical trials for Alzheimer disease (AD) are targeting cognitively unimpaired individuals who are at increased risk of developing the disease. It is not always clear whether AD biomarker information should be disclosed to research participants: on the one hand, research participants may be interested in learning this information because of its perceived utility, but on the other hand, learning this information may be harmful, as there are very few effective preventive or therapeutic options available for AD. In this article, we bring together three separate sets of ethical guidance literature: on the return of individual research results, on an individual's right to access personal data, and on transparent enrollment into clinical trials. Based on these literatures, we suggest policies for the disclosure of AD biomarker test results in longitudinal observational cohort studies, clinical trials, and hybrid research projects, such as the European Prevention of Alzheimer's Dementia (EPAD) project, in which we served as an ethics team. We also present and critically discuss recommendations for disclosure of AD biomarkers in practice. We underscore that, as long as the clinical validity of AD biomarkers remains limited, there are good reasons to avoid actively disclosing them to cognitively unimpaired research participants.

阿尔茨海默病(AD)的临床试验越来越频繁地针对认知功能未受损的个体,这些个体患该疾病的风险增加。阿尔茨海默病生物标志物信息是否应该向研究参与者披露并不总是很清楚:一方面,研究参与者可能对了解这些信息感兴趣,因为它被认为是有用的,但另一方面,了解这些信息可能是有害的,因为阿尔茨海默病的有效预防或治疗选择很少。在这篇文章中,我们汇集了三组独立的伦理指导文献:关于个人研究结果的回报,关于个人访问个人数据的权利,以及关于临床试验的透明登记。基于这些文献,我们建议在纵向观察队列研究、临床试验和混合研究项目(如欧洲预防阿尔茨海默氏痴呆(EPAD)项目)中披露AD生物标志物测试结果的政策,我们在该项目中担任伦理团队。我们还提出并批判性地讨论了在实践中披露AD生物标志物的建议。我们强调,只要阿尔茨海默病生物标志物的临床有效性仍然有限,就有充分的理由避免主动向认知未受损的研究参与者披露它们。
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引用次数: 0
Participants’ Perspectives on Payment for Research Participation: A Qualitative Study 参与者对研究参与报酬的看法:一项定性研究。
Q2 Social Sciences Pub Date : 2022-10-31 DOI: 10.1002/eahr.500147
Emily A. Largent, Whitney Eriksen, Frances K. Barg, S. Ryan Greysen, Scott D. Halpern

Investigators commonly offer payments to research participants to promote recruitment and retention. Yet the ethics of offering monetary incentives to research participants continues to be debated. Prior conceptual work has addressed some of these concerns; there is, however, also a need for empirical evidence to understand the effects of payment on participants. Here, we report the results of a qualitative study comprising (1) discourse analysis of recruitment conversations between study coordinators and potential participants for an actual clinical trial and (2) semistructured interviews with participants addressing the effects of an incentive on their decision-making. Many participants reported that money had been a motivation for enrolling in the clinical trial but did not use reasoning that suggested undue influence or unjust inducement. These findings add to a growing body of literature suggesting that payment is an ethically acceptable tool for promoting recruitment and retention in clinical trials.

调查人员通常会向研究参与者提供报酬,以促进招聘和留用。然而,向研究参与者提供金钱激励的道德问题仍在争论中。先前的概念工作已经解决了其中一些问题;然而,也需要经验证据来理解支付对参与者的影响。在此,我们报告了一项定性研究的结果,该研究包括(1)对研究协调员和实际临床试验潜在参与者之间招募对话的话语分析,以及(2)对参与者的半结构访谈,探讨激励对其决策的影响。许多参与者报告说,金钱是参与临床试验的动机,但没有使用暗示不当影响或不公正诱导的推理。这些发现为越来越多的文献增添了新的内容,这些文献表明,在临床试验中,支付是一种道德上可接受的促进招募和保留的工具。
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引用次数: 4
Is Russia's Research Ethics Culture Reliable? 俄罗斯的科研伦理文化可靠吗?
Q2 Social Sciences Pub Date : 2022-09-13 DOI: 10.1002/eahr.500145
Sergio G. Litewka, Jonathan D. Moreno

The Russian invasion of Ukraine has led to the imposition of economic sanctions intended to isolate Russia from much of global commerce, which implicitly includes the medical research enterprise. The prospect of ongoing isolation of Russia's substantial research enterprise raises issues related to but distinct from the more familiar problem of corruption. In this paper, we identify reasons that the culture of research ethics in Russia may have been weak even before the war, contributing to hard questions about its future role in the global clinical research community.

俄罗斯入侵乌克兰导致各国对俄罗斯实施经济制裁,目的是将俄罗斯孤立于全球大部分商业活动之外,其中包括医疗研究企业。俄罗斯庞大的研究企业持续被孤立的前景,引发了与更熟悉的腐败问题相关但又不同的问题。在本文中,我们确定了俄罗斯的研究伦理文化可能在战前就已经薄弱的原因,这导致了关于其在全球临床研究界未来角色的棘手问题。
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引用次数: 0
Informed Consent for Placebo-Controlled Trials: Do Ethics and Science Conflict? 安慰剂对照试验的知情同意:伦理与科学冲突吗?
Q2 Social Sciences Pub Date : 2022-09-01 DOI: 10.1002/eahr.500142
Hope A. Feldman, James A. Feldman, Charles C. Miller, Garrett Walsh, Jon E. Tyson

The use of a placebo has been considered the best method for controlling bias in a prospective randomized clinical trial and provides the most rigorous test of treatment efficacy for evaluating a medical therapy. Placebos commonly produce clinically important effects particularly in studies where the primary outcomes are subjective. Yet the potential beneficial or harmful effects of placebos are often not addressed in designing a clinical trial, calculating the sample size, seeking consent, or interpreting clinical trial results. In this manuscript, we use an actual study to indicate three approaches that might be considered in seeking informed consent for placebo-controlled trials, and we explore the fundamental ethical and scientific complexities involved with each.

在前瞻性随机临床试验中,使用安慰剂被认为是控制偏倚的最佳方法,并为评估药物治疗提供了最严格的治疗效果测试。安慰剂通常会产生重要的临床效果,特别是在主要结果是主观的研究中。然而,在设计临床试验、计算样本量、征求同意或解释临床试验结果时,往往没有考虑到安慰剂潜在的有益或有害影响。在本文中,我们使用一项实际研究来指出在寻求安慰剂对照试验的知情同意时可能考虑的三种方法,并探讨了每种方法所涉及的基本伦理和科学复杂性。
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引用次数: 0
Ethical Criteria for Improved Human Subject Protections in Phase I Healthy Volunteer Trials I期健康志愿者试验中改进人体受试者保护的伦理标准
Q2 Social Sciences Pub Date : 2022-09-01 DOI: 10.1002/eahr.500139
Rebecca L. Walker, Douglas MacKay, Margaret Waltz, Anne D. Lyerly, Jill A. Fisher

Phase I healthy volunteer trials test the safety and tolerability of investigational pharmaceuticals. In them, participants are exposed to study-drug risks without the possibility of direct medical benefit and typically must spend days or weeks in a residential research facility. Monetary payments are used to incentivize enrollment and compensate participants for their time. Together, these features of phase I healthy volunteer trials create a research context that differs markedly from most other clinical research, including by enrolling disproportionate numbers of economically disadvantaged people of color as participants. Due to these unique trial features and participation patterns, traditional biomedical research oversight offers inadequate ethical and policy guidance for phase I healthy volunteer research. This article details five ethical criteria crafted to be responsive to the particularities of this type of research: translational science value, fair opportunity and burden sharing, fair compensation for service, experiential welfare, and enhanced voice and recourse.

第一阶段健康志愿者试验测试研究药物的安全性和耐受性。在这些项目中,参与者暴露在研究药物的风险中,而不可能获得直接的医疗益处,而且通常必须在住宅研究设施中呆上几天或几周。货币支付用于激励注册和补偿参与者的时间。总之,第一阶段健康志愿者试验的这些特征创造了一个与大多数其他临床研究明显不同的研究背景,包括招募不成比例的经济弱势有色人种作为参与者。由于这些独特的试验特点和参与模式,传统的生物医学研究监督对第一阶段健康志愿者研究提供的伦理和政策指导不足。本文详细介绍了针对这类研究的特殊性而精心设计的五个伦理标准:转化科学价值、公平的机会和负担分担、公平的服务补偿、体验福利以及增强的发言权和追索权。
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引用次数: 0
An Expanded Role for IRBs in the Oversight of Research Biopsies 审查委员会在监督研究活组织检查方面的扩大作用
Q2 Social Sciences Pub Date : 2022-09-01 DOI: 10.1002/eahr.500141
Laura A. Levit, Julie Kaneshiro, Jeffrey Peppercorn, Mark J. Ratain

Research biopsies included in cancer clinical trials have the goal of advancing scientific understanding of the biological bases of cancer and its treatments, but may offer no prospect of direct benefit to participants and often pose more than minimal risk. The research community is examining the ethics of research biopsies increasingly often, especially when they are mandatory for study participation but do not support primary study objectives and thus are “nonintegral” to the study. Ethical concerns center on the limited scientific justification supporting some biopsies, risks to research participants, and the potential for coercion and therapeutic misconception during the informed consent process. There is also a lack of comprehensive oversight of research biopsies by regulatory agencies and institutions. This paper reviews these ethical concerns, discusses the scope of federal oversight, and suggests that institutional review boards (IRBs) should assume a larger role in ensuring the ethical conduct of research biopsies. It concludes with guidance to IRBs on how to weigh the risks, benefits, and acceptability of such biopsies in different contexts that is based on a framework the American Society of Clinical Oncology developed for the inclusion of research biopsies in oncology clinical trials.

癌症临床试验中的研究活组织检查的目标是促进对癌症生物学基础及其治疗方法的科学理解,但可能无法为参与者提供直接益处,而且往往带来的风险很小。研究界越来越频繁地审查研究活检的伦理,特别是当研究参与是强制性的,但不支持主要研究目标,因此是研究的“非整体”时。伦理问题集中在支持某些活组织检查的有限科学依据、对研究参与者的风险以及在知情同意过程中可能出现的胁迫和治疗误解。监管机构和机构也缺乏对研究活组织检查的全面监督。本文回顾了这些伦理问题,讨论了联邦监督的范围,并建议机构审查委员会(irb)应该在确保研究活检的伦理行为方面发挥更大的作用。它以美国临床肿瘤学会为将研究活检纳入肿瘤临床试验而制定的框架为基础,就如何在不同情况下权衡此类活检的风险、益处和可接受性向irb提供了指导。
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引用次数: 0
Broad Consent—Are We Asking Enough? 广泛的同意——我们的要求够了吗?
Q2 Social Sciences Pub Date : 2022-09-01 DOI: 10.1002/eahr.500140
Lisa E. Smilan

Biobanks and health data repositories provide rich reservoirs of information for use in biomedical research. These repositories depend on participants donating identifiable health data and biospecimens that may be used in perpetuity by unlimited numbers of researchers for unnamed research topics. Since 1991, U.S. federal regulatory provisions, collectively known as the Common Rule, have required informed consent of participants in federally funded human subjects research, but recent changes to the Common Rule now sanction “broad consent” in the repository research context. Broad consent is not defined in the revised Common Rule; thus, researchers and their institutions are left to determine ad hoc what broad consent means and requires. Without leadership and guidance from the U.S. Department of Health and Human Services, stakeholders with potential conflicts of interest will reach their own conclusions and craft new and varied standards for consent. The result will be uneven protections for participants.

生物银行和健康数据存储库为生物医学研究提供了丰富的信息库。这些存储库依赖于参与者捐赠可识别的健康数据和生物标本,这些数据和生物标本可被无限数量的研究人员永久用于未命名的研究课题。自1991年以来,美国联邦监管规定,统称为共同规则,要求在联邦资助的人类受试者研究中获得参与者的知情同意,但最近对共同规则的修改现在在存储库研究背景下批准“广泛同意”。修订后的《共同规则》未对广泛同意作出定义;因此,研究人员和他们的机构只能自行决定广泛同意的含义和要求。如果没有美国卫生与公众服务部的领导和指导,有潜在利益冲突的利益相关者将得出自己的结论,并制定新的和不同的同意标准。其结果将是对参与者的不均衡保护。
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引用次数: 3
Developing and Implementing Electronic Consent Procedures in Response to Covid-19 Restrictions 制定和实施电子同意程序以应对Covid-19限制
Q2 Social Sciences Pub Date : 2022-07-08 DOI: 10.1002/eahr.500135
Julie R. Bromberg, Evelyn Nimaja, Andrew W. Kiragu, Karla A. Lawson, Lois Lee, Isam W. Nasr, Charles Pruitt, Stephanie M. Ruest, Michael J. Mello

The Covid-19 pandemic resulted in unprecedented restrictions on many public, private, and workplace activities throughout the United States and elsewhere. When restrictions were imposed, we were conducting a type III hybrid effectiveness-implementation trial in 10 pediatric trauma centers. In response to several pandemic-based restrictions, we had to develop procedures for engaging with potential research participants while limiting nonclinical, in-person interactions. This manuscript describes the procedures and challenges of obtaining electronic informed consent and assent in a multisite trauma center-based research study. We developed, tested, and trained staff to implement three options for obtaining informed consent. Twenty-five participants were enrolled in the effectiveness-implementation multisite trial during the first six months of utilization of the consent options, with eleven of these individuals enrolled using hybrid or electronic consent procedures. The challenges we identified involving electronic consent procedures included confusion over who would complete the electronic consent process and difficulties reconnecting with families. Lessons learned can strengthen electronic consent and assent procedures for future studies. More research is needed to further strengthen this process and increase its utilization.

Covid-19大流行导致美国和其他地方的许多公共、私人和工作场所活动受到前所未有的限制。当实施限制时,我们在10个儿科创伤中心进行了III型混合有效性实施试验。为了应对几项基于大流行的限制,我们必须制定与潜在研究参与者接触的程序,同时限制非临床的面对面互动。本文描述了在多地点创伤中心为基础的研究中获得电子知情同意和同意的程序和挑战。我们开发、测试和培训了工作人员,以实施获取知情同意的三种选择。在使用同意选项的前六个月,25名参与者参加了有效性实施多地点试验,其中11名参与者使用混合或电子同意程序登记。我们发现的涉及电子同意程序的挑战包括,谁来完成电子同意程序的困惑,以及与家人重新联系的困难。吸取的经验教训可以加强电子同意和同意程序,为未来的研究。为了进一步加强这一过程并提高其利用率,需要进行更多的研究。
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引用次数: 2
Perspectives from a Predominantly African American Community about Biobank Research and a Biobank Consent Form 以非洲裔美国人为主的社区对生物库研究和生物库同意书的看法
Q2 Social Sciences Pub Date : 2022-07-08 DOI: 10.1002/eahr.500134
Laura K. Sedig, E. Hill De Loney, Sarah B. Bailey, Kayte Spector-Bagdady, Bianca Ghita, Lydia Koh Krienke, Raymond Hutchinson

Minority populations have been underrepresented in clinical trials, as well as in research biobanks that are created to conduct research with participants' biospecimens and related medical and research data. Biobank research raises issues about informed consent and privacy and the confidentiality of participants' personal data. Our study involved three focus groups of 10 adults each that were conducted in a medically underserved, predominantly African American community to elucidate questions and concerns regarding an institutional biobank. Transcripts from the discussion were qualitatively analyzed. Three main themes that arose from the focus groups included the importance of trust, the importance of the community in research, and suggestions to improve trust. The concerns identified in this study provide a starting point for future research to help research institutions become more trustworthy to the communities they serve.

在临床试验以及为利用参与者的生物标本和相关医学和研究数据进行研究而建立的研究生物库中,少数民族人口的代表性不足。生物银行的研究提出了关于知情同意、隐私和参与者个人数据保密性的问题。我们的研究涉及三个焦点小组,每个小组10名成年人,在一个医疗服务不足的主要是非裔美国人社区进行,以阐明有关机构生物库的问题和关注。对讨论的文字记录进行了定性分析。从焦点小组中产生的三个主要主题包括信任的重要性,社区在研究中的重要性,以及改善信任的建议。本研究中确定的问题为未来的研究提供了一个起点,以帮助研究机构变得更值得他们所服务的社区信任。
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引用次数: 0
Privacy Risks in Microbiome Research: Public Perspectives before and during a Global Pandemic 微生物组研究中的隐私风险:全球大流行之前和期间的公众观点
Q2 Social Sciences Pub Date : 2022-07-08 DOI: 10.1002/eahr.500132
Andrea Shin, Huiping Xu

We assessed public perspectives of microbiome research privacy risks before and after a nationwide emergency was declared in the United States regarding the Covid-19 pandemic. From January to July of 2020, we conducted an online survey of perceived privacy risks of microbiome research among U.S. adults. Among 3,106 participants (the preemergency group), most expressed that the microbiome posed privacy risks similar to those associated with DNA (60.3%) or medical records (50.6%) and that they would prefer detailed explanations (70.2%) of risk in consent materials. Only 8.9% reported moderate to high familiarity with microbiome privacy risks. In adjusted analyses, individuals who participated in the study after the Covid-19 emergency was declared (the Covid-19 emergency group) were less likely to express that microbiome privacy risks were similar to those of DNA or medical records and more likely to report familiarity with the privacy risks of microbiomes. There was a trend toward increased concern after the Covid-19 emergency was declared (p = 0.053). Overall, the study revealed that many U.S. adults believe that microbiome privacy risks are similar to those associated with DNA or medical records, and they prefer detailed explanations in consent documents. Individuals who participated after the Covid-19 emergency was declared reported greater knowledge of microbiome privacy risks but had more concern.

我们评估了公众在美国宣布Covid-19大流行全国紧急状态前后对微生物组研究隐私风险的看法。从2020年1月到7月,我们对美国成年人中微生物组研究的感知隐私风险进行了在线调查。在3106名参与者(急救前组)中,大多数人表示,微生物组构成的隐私风险类似于与DNA(60.3%)或医疗记录(50.6%)相关的风险,他们更希望在同意材料中详细解释风险(70.2%)。只有8.9%的人表示对微生物组隐私风险有中度到高度的了解。在调整后的分析中,在宣布Covid-19紧急情况后参与研究的个人(Covid-19紧急情况组)不太可能表示微生物组的隐私风险与DNA或医疗记录的隐私风险相似,更有可能报告熟悉微生物组的隐私风险。在宣布Covid-19紧急状态后,有增加担忧的趋势(p = 0.053)。总体而言,该研究显示,许多美国成年人认为微生物组隐私风险与DNA或医疗记录相关的风险相似,他们更喜欢在同意文件中提供详细的解释。在宣布Covid-19紧急情况后参加的个人报告说,他们对微生物组隐私风险有了更多的了解,但也有更多的担忧。
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引用次数: 1
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