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Anticipatory action in self-defence: essence and limits under international law 自卫的预期行动:国际法的本质和限制
Q3 Social Sciences Pub Date : 2017-07-03 DOI: 10.1080/20531702.2017.1383062
P. Dupont
The controversies in international legal scholarship on the permissible modalities of use of self-defence by states have not ceased since the adoption of the Charter of the United Nations, which embodied in Article 51 the ‘inherent right of individual or collective self-defence if an armed attack occurs against a Member of the United Nations’. Divergent interpretations of Article 51 itself, and of the relation of the latter with the pre-existing customary (‘inherent’) right of self-defence arguably left ‘unimpaired’ by the Charter, result in uncertainties regarding the precise qualification, and thus the international legality, of most incidents since 1945 where self-defence has been actually invoked by states, often in relation to threats or imminent attacks. These incidents range from early claims of preventive self-defence of Pakistan in Kashmir in 1947–8, and of Israel in 1948, to the recent case of intervention of the Arab coalition led by Saudi Arabia in Yemen in 2015. This uncertainty in turn can be said to undermine the international rule of law, and has thus understandably long attracted the attention of legal scholars. The book under review is structured in three parts: Part I is devoted to preCharter customary international law on self-defence, and Part II to postCharter customary international law. Part III then builds on the findings of parts I and II to set out conclusions on the legality of anticipatory action in self-defence, as well as its limits. The author of Anticipatory Action in Self-Defence: Essence and Limits under International Law attempts at clarifying the debates surrounding the temporal dimension of self-defence by focussing on two research questions: first, is anticipatory action in self-defence part of customary international law? And, second, if so, what are its limits? At the outset, the author correctly identifies in Chapter 1 three main groups of authors, based on their views on the temporal dimension of self-defence. The first group ‘adopts the view that Article 51 [of the Charter], as an
自《联合国宪章》第51条规定“联合国会员国受到武装攻击时享有单独或集体自卫的固有权利”以来,国际法律学界关于各国可使用自卫方式的争论一直没有停止过。对第51条本身的不同解释,以及后者与《宪章》“未受损害”的既存习惯(“固有”)自卫权之间的关系,导致了自1945年以来各国实际援引自卫权的大多数事件的确切资格以及国际合法性的不确定性,这些事件通常与威胁或迫在眉睫的攻击有关。这些事件包括1947年至1948年巴基斯坦在克什米尔的预防性自卫,以及1948年以色列的预防性自卫,以及2015年沙特阿拉伯领导的阿拉伯联盟在也门的干预。这种不确定性反过来又可以说破坏了国际法治,因此可以理解,长期以来一直吸引着法律学者的注意。正在审查的这本书分为三部分:第一部分专门讨论宪章前关于自卫的习惯国际法,第二部分讨论宪章后的习惯国际法。然后,第三部分以第一和第二部分的调查结果为基础,提出关于自卫中预期行动的合法性及其限制的结论。《自卫的预期行动:国际法的本质和限制》的作者试图通过集中于两个研究问题来澄清围绕自卫的时间维度的辩论:第一,自卫的预期行动是习惯国际法的一部分吗?其次,如果是这样,它的限制是什么?首先,根据作者对自卫的时间维度的看法,作者在第一章中正确地指出了三个主要的作者群体。第一类人“认为(《宪章》)第五十一条作为一种法律
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引用次数: 0
Strengthening the Rule of Law through the UN Security Council 通过联合国安理会加强法治
Q3 Social Sciences Pub Date : 2017-07-03 DOI: 10.1080/20531702.2017.1379279
Jordan Wilson
This work represents the tenth instalment within a series of academic volumes examining the challenges presented by the emergence of globalisation on the geo-political scene. The series claims to make two significant contributions: first, dissecting the liberal democratic values which have served to form modern constructs of the civilised world; and, second, identifying what international institutions are best positioned ultimately to realise those values in an increasingly globalised world. The present contribution focuses upon the international community’s commitment to promoting the rule of law (ROL) – primarily through the premier mechanisms of the United Nations Security Council (peacekeeping, sanctions and force). Conversations on ROL theories naturally play a vital role within the confines of maintaining peace. Here, the authors show that ROL must also be equally applied to conversations regarding securing peace (e.g. through the use of force). While traditional ad bellum literature tends to examine parameters governing the use of force, this work shines a focus on reforming the systems and bodies which actually utilise the force. Based on this journal’s natural remit, special emphasis will be placed upon the authors’ discussion concerning the interplay between the ROL and the use of force. The present entry is conveniently divided into five easily digestible sections. From the onset, the editors present ROL as the antithesis to the use of force. In essence, efforts to ensure ROL serve as a means to maintain and regulate peace (1). While Part I seeks to provide a cursory review of the theories behind a contemporary understanding of the ROL, Parts II through to IV delve into how the UN Security Council (UNSC) attempts to implement the ROL in today’s world. Finally, Part V takes a look into future challenges and how the ROL can ultimately be strengthened through the dictates of the Security Council by presenting a list of policy proposals. While maintaining peace through ROL is the clearly defined target, the work is not naive in arguing that the utilisation of force is no longer necessary or can be conveniently avoided. To the contrary, the latter chapters focus explicitly on taking ROL concepts and applying them to the much more
这项工作是一系列学术卷的第十部分,研究全球化在地缘政治舞台上的出现所带来的挑战。该系列声称做出了两项重大贡献:首先,剖析了形成文明世界现代结构的自由民主价值观;其次,确定哪些国际机构最适合在日益全球化的世界中最终实现这些价值观。目前的捐款集中于国际社会对促进法治的承诺,主要是通过联合国安理会的主要机制(维持和平、制裁和武力)。在维护和平的范围内,关于ROL理论的对话自然发挥着至关重要的作用。在这里,作者表明,ROL也必须同样适用于有关确保和平的对话(例如,通过使用武力)。虽然传统的战时文献倾向于检查控制使用武力的参数,但这项工作的重点是改革实际使用武力的系统和机构。基于本杂志的自然职权范围,特别强调将放在作者关于ROL和使用武力之间相互作用的讨论上。本条目被方便地分为五个易于理解的部分。从一开始,编辑们就把ROL作为使用武力的对立面。从本质上讲,确保ROL作为维持和规范和平的手段的努力(1)。第一部分试图对ROL的当代理解背后的理论进行粗略回顾,第二部分至第四部分深入研究了联合国安理会(UNSC)如何试图在当今世界实施ROL。最后,第五部分通过提出一系列政策建议,展望了未来的挑战,以及如何通过安全理事会的指令最终加强ROL。虽然通过ROL维持和平是明确的目标,但该工作并不天真地认为不再需要使用武力或可以方便地避免使用武力。相反,后面的章节明确地关注于采用ROL概念并将其应用于更多
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引用次数: 8
Pro-democratic intervention in current international law: the case of The Gambia in January 2017 支持民主干预现行国际法:冈比亚2017年1月的案例
Q3 Social Sciences Pub Date : 2017-06-30 DOI: 10.1080/20531702.2017.1338466
Claus Kress, Benjamin K Nussberger
At midnight, 19 January 2017, the term of office of the sitting President Yahya Jammeh ended according to the Gambian constitution. At the same time, the ultimatum to transfer power to the presiden...
2017年1月19日午夜,根据冈比亚宪法,现任总统叶海亚·贾梅的任期结束。与此同时,向总统移交权力的最后通牒。。。
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引用次数: 16
Cyber warfare and autonomous self-defence 网络战与自主自卫
Q3 Social Sciences Pub Date : 2017-06-23 DOI: 10.1080/20531702.2017.1338877
Francis Grimal, J. Sundaram
ABSTRACT At the forefront of the academic scrutiny of cyberspace within the jus ad bellum context is the extent to which cyber operations fall within the paradigm of Article 2(4) of the United Nations Charter. A related question is whether or not the injury suffered by a state subjected to a cyber-attack would be sufficient to invoke its inherent right of self-defence. This article considers the natural technological trajectory of self-defence in cyber operations by examining the very real possibility that computer networks eventually may be enabled to seek to defend themselves automatically against more aggressive cyber intrusions (‘automated cyber self-defence’). This possibility necessitates an examination of the way and extent to which such actions would fall within the existing jus ad bellum framework regulating a defensive response. More controversially, the article will also assert that the temporal parameters of self-defence in response to a cyber-attack may need re-calibration: issues of detection (particularly against dormant malware) and attribution may prevent a state from responding in a more conventional timeframe.
摘要:在《联合国宪章》第二条第(四)款的范围内,网络行动在多大程度上属于战争法背景下的网络空间学术审查的前沿。一个相关的问题是,一个国家遭受网络攻击所遭受的伤害是否足以援引其固有的自卫权。本文通过研究计算机网络最终可能寻求自动防御更具攻击性的网络入侵(“自动网络自卫”)的真实可能性,考虑了网络行动中自卫的自然技术轨迹。这种可能性需要审查这种行动在多大程度上属于规范防御性反应的现有战争法框架。更有争议的是,这篇文章还断言,应对网络攻击的自卫时间参数可能需要重新校准:检测问题(尤其是针对休眠恶意软件)和归因问题可能会阻止一个国家在更传统的时间范围内做出反应。
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引用次数: 1
You can’t cyber in here, this is the War Room! A rejection of the effects doctrine on cyberwar and the use of force in international law 你不能在这里上网,这里是作战室!拒绝网络战争的影响原则和在国际法中使用武力
Q3 Social Sciences Pub Date : 2017-06-13 DOI: 10.1080/20531702.2017.1338388
Tobias Kliem
ABSTRACT There is a growing consensus in the literature on the applicability of the jus ad bellum to cyber-attacks that the effects caused by an attack should determine whether the attack constitutes a use of force (Article 2(4) of the UN Charter) or an armed attack giving rise to self-defence (Article 51 of the UN Charter). This article argues that this approach is inconsistent and dangerous. The push to include cyber-attacks in the existing framework on the use of force disregards the consensus on other non-conventional uses of force like economic sanctions and damage caused by espionage, and it is premised on dangerous hyperbole in sensational media stories. Such an approach ignores serious practical problems regarding the attribution of cyber-attacks and would open the door wide for abuse. There is no reason to weaken the effectiveness of a deliberately narrow system on the use of force based on dystopian scenarios.
摘要关于战争法对网络攻击的适用性,文献中越来越多的共识是,攻击造成的影响应决定攻击是否构成使用武力(《联合国宪章》第二条第四款)或引发自卫的武装攻击(《联合国宪章》第五十一条)。这篇文章认为,这种方法是不一致的和危险的。推动将网络攻击纳入现有的武力使用框架,无视了对经济制裁和间谍活动造成的损害等其他非常规武力使用的共识,而且是以耸人听闻的媒体报道中危险的夸张为前提的。这种做法忽视了有关网络攻击归属的严重实际问题,并将为滥用打开大门。没有理由削弱基于反乌托邦场景的故意狭隘的武力使用系统的有效性。
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引用次数: 1
The relationship between national, unit and personal self-defence in international law: bridging the disconnect 国际法中国家自卫、单位自卫和个人自卫之间的关系:弥合这种脱节
Q3 Social Sciences Pub Date : 2017-04-12 DOI: 10.1080/20531702.2017.1313525
C. O’Meara
ABSTRACT Academic and judicial consideration of the right of self-defence in international law has focused on the right as it applies to states (national self-defence). This approach represents only part of the picture, however. Little attention has been paid to how the right of national self-defence relates to, and interacts with, the right of military personnel and their units to defend themselves. Yet, this relationship is crucial to determine when and how a state may defend itself. This article highlights fundamental problems associated with the focus on national self-defence, which results in the fragmentation of international law. It offers some unified thinking regarding issues of attribution, the gravity and timing of attacks, the requirements of necessity and proportionality and armed attacks by non-state actors. The aim is to bridge the current disconnect.
国际法中对自卫权的学术和司法考虑主要集中在适用于国家的权利(国家自卫)上。然而,这种方法只代表了情况的一部分。很少注意到国家自卫权如何与军事人员及其部队自卫的权利相关并与之相互作用。然而,这种关系对于决定一个国家何时以及如何自卫至关重要。这篇文章强调了与关注国家自卫有关的根本问题,这导致了国际法的不成体系。它就归属、袭击的严重性和时机、必要性和相称性的要求以及非国家行为者的武装袭击等问题提供了一些统一的思考。其目的是弥合目前的脱节。
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引用次数: 2
The use of force in the course of maritime law enforcement operations 在海上执法行动中使用武力
Q3 Social Sciences Pub Date : 2017-03-14 DOI: 10.1080/20531702.2017.1298952
Matteo Tondini
ABSTRACT Naval forces are increasingly involved in law enforcement operations. The level of coercion as well as the means/methods that may be legitimately used by warships in the course of police-type interventions differ substantially from the ones that may be administered in conflict-type engagements. In this respect, this article seeks to clarify the scope and contents of international law principles and rules applicable to the use of force in maritime law enforcement operations, and show how they may be applied in the current naval practice. The analysis is focused on how the criteria of unavoidability, reasonableness and necessity, as developed by the International Tribunal for the Law of the Sea, are to be interpreted according to, and complemented by, the principles and rules contained in international human rights law instruments and in the related case law (with a specific focus on the European Court of Human Rights’ case law).
海军部队越来越多地参与执法行动。军舰在警察型干预过程中可能合法使用的强制程度以及手段/方法与在冲突型交战中可能使用的手段/方法有很大不同。在这方面,本文试图澄清适用于海上执法行动中使用武力的国际法原则和规则的范围和内容,并说明它们如何适用于当前的海军实践。分析的重点是如何根据国际人权法文书和有关判例法(特别着重于欧洲人权法院的判例法)所载的原则和规则解释国际海洋法法庭所制订的不可避免性、合理性和必要性标准,并加以补充。
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引用次数: 2
Digest of State Practice: 1 July – 31 December 2016 国家实践文摘:2016年7月1日至12月31日
Q3 Social Sciences Pub Date : 2017-01-02 DOI: 10.1080/20531702.2017.1331067
T. Ruys, Luca Ferro, N. Verlinden, C. V. Maelen
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引用次数: 0
Women and children and elephants as justification for force 妇女、儿童和大象为武力辩护
Q3 Social Sciences Pub Date : 2017-01-02 DOI: 10.1080/20531702.2017.1294929
G. Heathcote
ABSTRACT This article examines the use of force described as ‘robust peacekeeping’. Through a review of innovation in Security Council practice – in particular, thematic resolutions, targeted sanctions and robust peacekeeping – the role normative assertions of the Council play in underpinning new forms of force are assessed. Understood in this context, feminists and others who have agitated for inclusion within the work of the Security Council are counselled against pursuing projects that expand the powers of the institution while there remains a lack of checks on how force is mobilised. The reluctance of feminist and/or critical engagement to address the structural aspects of institutional spaces, such as the Security Council, consequently risks a legitimation of the institution without significant gains in terms of gender equality or, if viewed through recent resolutions establishing targeted sanctions against wildlife poachers, for the protection of elephants.
摘要本文探讨了被称为“强有力的维和”的武力使用。通过审查安全理事会做法的创新,特别是专题决议、有针对性的制裁和强有力的维和行动,评估了安理会的规范性主张在支持新形式的武力方面发挥的作用。在这一背景下,女权主义者和其他鼓动将其纳入安理会工作的人被建议不要推行扩大安理会权力的项目,同时仍然缺乏对如何调动武力的检查。女权主义者和(或)批判性参与不愿解决安全理事会等机构空间的结构性问题,因此有可能使该机构合法化,而不会在性别平等方面取得重大进展,或者,如果从最近针对野生动物偷猎者制定有针对性制裁的决议来看,也不会在保护大象方面取得重大成果。
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引用次数: 5
Introduction 介绍
Q3 Social Sciences Pub Date : 2017-01-02 DOI: 10.1080/20531702.2017.1330053
James A. Green, C. Henderson, T. Ruys
This issue of the Journal on the Use of Force and International Law (JUFIL) begins with an editorial by James A Green, in which he considers the right of collective self-defence, and particularly the criteria for the operation of that right. James questions whether the two ‘additional’ requirements of ‘declaration’ and ‘request’ set out in the International Court of Justice (ICJ)’s famous 1986 Nicaragua merits decision – which are commonly repeated uncritically in the literature – are in fact reflected in customary international law. This issue then features four major articles. In the first of these, Paulina Starski examines, through a focus on coalition action against ISIS, whether the mere silence of states in relation to state actions that challenge the established readings of jus ad bellum rules might induce and consolidate a process of normative change (and, if so, under what conditions). She concludes that mere passivity in light of the legal claims made with regard to coalition airstrikes against ISIL positions in Syria does not amount to ‘acquiescence’. In the next article, Gina Heathcote examines the use of force described as ‘robust peacekeeping’. Through a review of innovation in Security Council practice, Heathcote argues that feminists and others who have agitated for inclusion within the work of the Security Council are counselled against pursuing projects that expand the powers of the institution while there remains a lack of checks on how force is mobilised, and that the reluctance of feminist and/or critical engagement to address the structural aspects of the Security Council risks a legitimation of the institution without significant gains in terms of gender equality. In his article contribution, Nader Iskandar Diab assesses the various legal issues that arise as a result of the creation and mandate of League of Arab States’ Joint Arab Forces (JAF) under the relevant rules of international law (predominantly focusing on Article 2(4) and Article 53(1) of the UN Charter). He also discusses the consequences for the founding treaty of the JAF should it violate those international rules. Diab concludes that the gap between such practices by regional organisations and international law is not as wide as it would appear to be at first glance. Finally, the articles section concludes with a contribution by Benjamin Nußberger, who considers Operation Decisive Storm (the Saudi-led military intervention in Yemen in 2015). Against the background of the all-inclusive Yemeni transition heralded by the international community as a ‘model
本期《使用武力与国际法杂志》(JUFIL)以詹姆斯·格林的一篇社论开头,他在社论中考虑了集体自卫权,特别是行使这一权利的标准。詹姆斯质疑国际法院1986年著名的尼加拉瓜案裁决中提出的“声明”和“请求”这两项“附加”要求——文献中经常不加批判地重复——是否真的反映在习惯国际法中。本期主要有四篇文章。在第一篇文章中,Paulina Starski通过关注打击ISIS的联盟行动,研究了国家对挑战战争法规则既定解读的国家行动保持沉默是否会引发和巩固规范性变革的过程(如果是,在什么条件下)。她得出的结论是,鉴于联盟对叙利亚境内伊斯兰国阵地的空袭提出的法律主张,仅仅是被动并不等于“默许”。在下一篇文章中,Gina Heathcote研究了被称为“强有力的维和”的武力使用。通过对安理会实践创新的审查,希思科特认为,女权主义者和其他鼓动将其纳入安理会工作的人被建议不要推行扩大安理会权力的项目,同时仍然缺乏对如何调动武力的检查,女权主义者和(或)批判性参与不愿处理安全理事会的结构方面问题,有可能使该机构合法化,而在两性平等方面没有取得重大进展。Nader Iskandar Diab在文章中评估了阿拉伯国家联盟阿拉伯联合部队(JAF)根据相关国际法规则(主要关注《联合国宪章》第二条第四款和第五十三条第(一)款)成立和授权所产生的各种法律问题。他还讨论了如果JAF的创始条约违反这些国际规则,将对其产生的后果。迪亚卜得出结论,区域组织的此类做法与国际法之间的差距并不像乍一看那么大。最后,文章部分以Benjamin Nußberger的贡献结束,他认为决定性风暴行动(2015年沙特领导的对也门的军事干预)。在也门全面过渡的背景下,国际社会将其视为“典范”
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引用次数: 0
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Journal on the Use of Force and International Law
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