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Kant and Habermas on International Law 康德与哈贝马斯论国际法
Pub Date : 2013-06-01 DOI: 10.1111/raju.12015
K. Mikalsen
The purpose of this article is to present a critical assessment of Jurgen Habermas' reformulation of Kant's philosophical project Toward Perpetual Peace. Special attention is paid to how well Habermas' proposed multi‐level institutional model fares in comparison with Kant's proposal - a league of states. I argue that Habermas' critique of the league fails in important respects, and that his proposal faces at least two problems. The first is that it implies a problematic asymmetry between powerful and less powerful states. The second is that it entails creating a global police force that has an obligation to intervene against egregious human rights violations worldwide, and that this seems incompatible with the idea that every person has an innate right to freedom. There are important normative constraints relevant for institutional design in the international domain that Habermas does not take sufficiently into account. However, this does not mean that Kant's league cannot be supplemented with more comprehensive forms of institutional cooperation between states. On the basis of my assessment of the multi‐level model, I propose a hybrid model combining elements from Kant and Habermas.
本文的目的是对尤尔根·哈贝马斯对康德的哲学计划《走向永久和平》的重新表述进行批判性评价。特别值得注意的是,哈贝马斯提出的多层次制度模型与康德提出的国家联盟相比表现如何。我认为哈贝马斯对联盟的批判在重要方面是失败的,他的建议至少面临两个问题。首先,这意味着强国和弱国之间存在不对称的问题。第二,它需要建立一支全球警察部队,有义务对世界各地严重侵犯人权的行为进行干预,而这似乎与每个人都有与生俱来的自由权利的观念不相容。哈贝马斯没有充分考虑到国际领域中与制度设计相关的重要规范约束。然而,这并不意味着康德的联盟不能辅以更全面的国家间制度合作形式。在我对多层次模型的评估的基础上,我提出了一个结合康德和哈贝马斯元素的混合模型。
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引用次数: 3
CAP Reform and the Objectives of the Common Agricultural Policy 共同农业政策改革与共同农业政策目标
Pub Date : 2013-05-30 DOI: 10.2139/SSRN.2272004
M. Cardwell
While the Treaty objectives of the Common Agricultural Policy (CAP) as now expressed in Article 39 of the Treaty on the Functioning of the European Union may not themselves have been amended, this contribution considers whether amendments elsewhere within the Treaty, together with interpretation by the Court of Justice of the European Union (CJEU), have gone some way towards producing a broader Treaty framework, more sensitive to the numerous demands now being made of agriculture. Although there are grounds for holding that there is not full alignment between the current reform proposals and the Treaty objectives of the CAP as enshrined in Article 39(1) TFEU, together with the broader Treaty framework, some caution might be prudent before proceeding to major Treaty amendment. The original objectives as laid down in the Treaty of Rome have found a new resilience and are perhaps more relevant now than two decades ago, so any amendment might usefully take the form of expansion as opposed to deletion, as it is not difficult to conceive that each of the five original objectives will be accorded at least temporary priority over the years ahead.
虽然《欧洲联盟运作条约》第39条所表达的共同农业政策(CAP)的条约目标本身可能没有得到修正,但这一贡献考虑了条约内其他地方的修正,以及欧洲联盟法院(CJEU)的解释,是否已经在某种程度上产生了一个更广泛的条约框架,对目前对农业提出的众多要求更加敏感。虽然有理由认为,目前的改革建议与《欧盟条约》第39条第1款所载的共同农业政策的条约目标以及更广泛的条约框架之间没有完全一致,但在进行重大的条约修正之前,可能需要谨慎行事。《罗马条约》规定的最初目标有了新的弹性,现在可能比二十年前更有意义,因此,任何修正案都可能采取扩大而不是删除的形式,因为不难想象,在未来几年里,最初的五个目标中的每一个都将至少暂时得到优先考虑。
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引用次数: 0
Charitable Giving, Tax Expenditures, and Direct Spending in the United States and the European Union 美国和欧盟的慈善捐赠、税收支出和直接支出
Pub Date : 2013-05-22 DOI: 10.2139/ssrn.2267334
Lilian V. Faulhaber
This Article compares the ways in which the United States and the European Union limit the ability of state-level entities to subsidize their own residents, whether through direct subsidies or through tax expenditures. It uses four recent charitable giving cases decided by the European Court of Justice (ECJ) to illustrate the ECJ’s evolving tax expenditure jurisprudence and argues that, while this jurisprudence may suggest a new and promising model for fiscal federalism, it may also have negative social policy implications. It also points out that the court analyzes direct spending and tax expenditures under different rubrics despite their economic equivalence and does not provide a clear rule for distinguishing between the two, adding to the confusion of Member States and taxpayers. The Article then surveys the Supreme Court’s Dormant Commerce Clause jurisprudence, under which the Court analyzes discriminatory state spending provisions. The Article concludes that although both the Supreme Court and the ECJ prioritize formalism over economic equivalence, the Supreme Court’s approach to tax expenditures is more defensible than that of the ECJ due to the different federal structures of the two jurisdictions.
本文比较了美国和欧盟限制国家一级实体补贴本国居民的能力的方式,无论是通过直接补贴还是通过税收支出。它使用了欧洲法院(ECJ)最近裁决的四个慈善捐赠案件来说明欧洲法院不断发展的税收支出判例,并认为,尽管这种判例可能为财政联邦制提供了一种新的、有前途的模式,但它也可能对社会政策产生负面影响。它还指出,法院在不同的标准下分析直接支出和税收支出,尽管它们在经济上是等同的,但没有提供区分两者的明确规则,这增加了会员国和纳税人的混乱。然后,本文考察了最高法院的“休眠商业条款”判例,根据该判例,法院分析了歧视性的州支出条款。本文的结论是,尽管最高法院和欧洲法院都将形式主义置于经济对等之上,但由于两个司法管辖区的联邦结构不同,最高法院的税收支出方法比欧洲法院的方法更站得住脚。
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引用次数: 2
Tragedy of Commons in Outer Space - The Case of Space Debris 外太空公地悲剧——以太空碎片为例
Pub Date : 2013-05-04 DOI: 10.2139/ssrn.2260856
Peng Wang
The state’s right to outer space is far from clear delimitation. Outer space is a typical commons, which means every sovereign state has the right to use the outer space and no state has the right to exclude others from using the outer space. The logic of tragedy of commons equally applies in outer space which means the resource of outer space will inevitably be over-used - for example, the space debris. Space debris is the collateral pollution of the exploration of outer space, which can be categorized in negative externality. The article seeks to frame the space debris problem in perspective of basic property theory.With an increasing feasible access to outer space for both states and individuals, the property rights logic underlying space treaties as a whole needs to be re-evaluated. Privatization is the way to overcome tragedy of the commons, outer space in this article. As a kind of overuse of outer space, space debris mitigation problem should be re-conceptualized reassessed in light of proper rights theory. De facto property rights of outer space resources have existed all the time despite its informal legal status. Three approaches of international community to space debris mitigation are proposed by the article along with analysis of cost thereof. As a priority issue of space exploitation, justification of limited property rights to outer space resources has been analyzed in the light of real constraints and challenges to international collective action to space debris mitigation. Despite of the prematureness of comprehensive outer space regulation framework, the advance of technology has made space debris mitigation a really pressing, if not the most emergent, issue in outer space exploitation.
国家对外层空间的权利远未明确界定。外空是典型的公地,任何主权国家都有权使用外空,任何国家都无权排斥其他国家使用外空。公地悲剧的逻辑同样适用于外层空间,这意味着外层空间的资源将不可避免地被过度使用-例如空间碎片。空间碎片是探索外层空间的附带污染,可归类为负外部性。本文试图从基本属性理论的角度对空间碎片问题进行框定。随着国家和个人进入外层空间的可能性越来越大,作为整体的空间条约所依据的产权逻辑需要重新评估。私营化是克服公地悲剧的途径,本文认为这是克服公地悲剧的途径。空间碎片缓减问题作为一种对外层空间的过度利用,应根据适当权利理论重新界定和评估空间碎片缓减问题。外层空间资源事实上的产权虽然处于非正式的法律地位,但一直存在。本文提出了国际社会减缓空间碎片的三种方法,并对其成本进行了分析。作为空间开发的一个优先问题,根据国际减缓空间碎片集体行动面临的实际制约和挑战,分析了有限的外层空间资源财产权的正当性。尽管全面的外层空间管理框架尚不成熟,但技术的进步使空间碎片减缓即使不是外层空间开发中最紧迫的问题,也是一个真正紧迫的问题。
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引用次数: 2
Collective Representation and Employee Voice in the U.S. Public Sector Workplace: Looking North for Solutions? 美国公共部门工作场所的集体代表和员工声音:向北寻找解决方案?
Pub Date : 2013-04-01 DOI: 10.60082/2817-5069.1005
M. Malin
The election in 2010 of conservative Republican legislative majorities and governors in many states led to a major retrenchment in public employee collective bargaining rights in the United States. Fueling the retrenchment was the view that public employee collective bargaining was bad for the public. The common aim of the legislation enacted in numerous states following the 2010 elections was to strengthen unilateral employer control and weaken employee voice. This rebalancing of power occurred in the context of state public employee labor relations acts that are largely modeled on the National Labor Relations Act, with its classification of subjects of bargaining as mandatory, permissive and prohibited. Courts and labor relations agencies have defined mandatory subjects of bargaining much more narrowly than in the private sector. This is largely due to concerns that many terms and conditions of employment also raise issues of public policy which, the authorities reason, should be resolved in the public political process rather than at a bargaining table to which only the union and employer have access. The result of such a narrow scope of bargaining is to channel unions away from having a voice on matters that can improve the quality of public services and toward bread and butter issues of wages and benefits and protecting their members from the effects of decisions unilaterally imposed by management. Unions’ efforts to protect their members from management’s unilateral action may be seen as union obstructionism to reform. The Supreme Court of Canada (SCC) has held that the Charter of Rights and Freedoms’ right of freedom of association includes a right to collective bargaining. The U.S. Supreme Court has held that the freedom of association not only does not include a right to collective bargaining, it does not include a right of individual union members to be represented by their union in their employer’s unilaterally promulgated and administered grievance procedure. Because of such diametrically opposing perspectives on freedom of association, it is tempting to dismiss summarily Canadian jurisprudence under the Charter as having nothing to offer U.S. labor law. Such dismissal would be too hasty.In Fraser v. Ontario, the SCC held that the right to collective bargaining encompassed within the right to free association does not mandate an NLRA Act model of collective bargaining. Such decoupling of the right to a voice at work from a right to an NLRA-model of collective bargaining suggests that the evolving Canadian jurisprudence concerning freedom of association should be examined as an alternative to the present model of U.S. public sector labor law reform which increases management unilateralism while weakening employee voice. This paper explores the evolving jurisprudence under the Charter as an inspiration for reforming U.S. public sector labor law to enhance worker voice in ways that can benefit the public as well as workers.
2010年,保守派共和党在许多州的立法机构和州长选举中占据多数席位,导致美国公共雇员集体谈判权大幅缩水。公共雇员集体谈判对公众不利的观点助长了这种紧缩。2010年大选后,许多州颁布的立法的共同目标是加强雇主的单方面控制,削弱雇员的发言权。这种权力的再平衡发生在州公共雇员劳动关系法的背景下,该法在很大程度上模仿了《国家劳动关系法》,将谈判的主体分为强制性、许可性和禁止性。法院和劳动关系机构对强制性谈判主体的界定要比私营部门狭窄得多。这在很大程度上是由于人们担心,许多就业条款和条件也会引起公共政策问题,当局认为,这些问题应该在公共政治进程中解决,而不是在只有工会和雇主才能参与的谈判桌上解决。如此狭窄的谈判范围的结果是,将工会从能够提高公共服务质量的问题上转移到工资和福利等面包和黄油问题上,并保护其成员免受管理层单方面强加的决定的影响。工会保护其成员不受管理层单方面行动影响的努力可能被视为工会对改革的蓄意阻挠。加拿大最高法院(SCC)认为,《权利和自由宪章》的结社自由权包括集体谈判权。美国最高法院认为,结社自由不仅不包括集体谈判的权利,也不包括工会个人成员在雇主单方面颁布和管理的申诉程序中由其工会代表的权利。由于对结社自由的观点如此截然相反,人们很容易轻易地将《宪章》下的加拿大判例斥为对美国劳动法毫无借鉴之处。这样的解雇太草率了。在弗雷泽诉安大略案中,最高法院认为,包含在自由结社权中的集体谈判权并不强制要求采用《劳资关系法案》的集体谈判模式。这种将工作中的话语权与nlra模式下的集体谈判权脱钩的做法表明,加拿大关于结社自由的判例应该作为美国公共部门劳动法改革当前模式的替代方案加以审查,这种模式增加了管理层的单边主义,同时削弱了员工的发言权。本文探讨了宪章下不断发展的法理,以作为改革美国公共部门劳动法的灵感,以提高工人的发言权,从而使公众和工人受益。
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引用次数: 1
Global Governance and the Creative Economy: The Developing Versus Developed Country Dichotomy Revisited 全球治理与创意经济:发展中国家与发达国家的二分法重新审视
Pub Date : 2013-03-31 DOI: 10.3968/J.FLR.1929663020130101.179
R. Neuwirth
The past century has seen drastic changes, and the pace with which these changes occur still appears to be accelerating. It is not only us as individuals who have difficulties in following these perceptual processes and in finding the appropriate conceptual responses and actions. The international legal and institutional framework put in place by previous generations equally seems no longer to be capable of providing the efficient responses needed to tackle the imminent global challenges and to secure a sustainable development in the future. Put briefly and more generally, the gap between our perceptual processes and the corresponding conceptual responses is widening. As a result, it appears that the perennial paradoxical struggle between continuity and change, which underlies the fundamental problem of preserving the integrity of the law, has reached a new level. As a paradox, it is in view of the absence of a global platform on which a truly global debate on the future of our societies can unfold that we need first to find a commonly shared vocabulary of concepts. Such shared vocabulary helps both to establish a global forum and to frame the debate, because the procedural aspects and the substantive arguments are intrinsically linked. This also means a twofold task, namely to coin new concepts that better encompass our present perceptions, and to abandon those which no longer suit them. In positive terms, the present article therefore advocates the joint use of the novel concepts of “global governance” and the “creative economy” while, in negative terms, calls for the abandonment of the widely used “developed versus developing country” dichotomy. Global governance and the creative economy are chosen for their special features related to paradoxical modes of thinking, better to encompass change and the accelerating modes of the perception of that change. They both seem to be better suited to the complex realities that we draw up through the perceptions generated by our various sensory instruments. By contrast, the “developed versus developing country” dichotomy serves as an example of the outdated mode of [a] Mag. iur. (University of Graz), LL.M. (McGill), Ph.D. (EUI), Associate Professor, Faculty of Law,
过去的一个世纪发生了巨大的变化,而且这些变化的速度似乎还在加快。不仅仅是我们个人在遵循这些知觉过程和找到适当的概念反应和行动方面有困难。前几代人所建立的国际法律和体制框架似乎同样不再能够提供应付迫在眉睫的全球挑战和确保未来可持续发展所需的有效反应。简而言之,我们的感知过程和相应的概念反应之间的差距正在扩大。结果,作为维护法律完整性这一根本问题的基础的持续与变化之间的长期矛盾斗争似乎达到了一个新的水平。作为一个悖论,鉴于缺乏一个全球平台,在这个平台上可以展开关于我们社会未来的真正全球辩论,我们首先需要找到一个共同的概念词汇。这种共同的词汇既有助于建立一个全球论坛,也有助于形成辩论的框架,因为程序方面和实质性论点是内在联系的。这也意味着一项双重任务,即创造更好地包含我们当前感知的新概念,并抛弃那些不再适合我们的概念。因此,从积极的角度来看,本文提倡联合使用“全球治理”和“创意经济”的新概念,而从消极的角度来看,则呼吁放弃广泛使用的“发达国家与发展中国家”的二分法。之所以选择全球治理和创意经济,是因为它们与矛盾的思维模式相关的特点,更好地涵盖了变化和对这种变化的感知的加速模式。它们似乎都更适合于我们通过各种感官工具产生的感知来描绘的复杂现实。相比之下,“发达国家与发展中国家”的二分法是[a] magiur的过时模式的一个例子。(格拉茨大学),法学硕士(麦吉尔大学),博士(欧盟大学),法学院副教授,
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引用次数: 13
Courts on Courts: Contracting for Engagement and Indifference in International Judicial Encounters 法院对法院:国际司法冲突中的契约参与与冷漠
Pub Date : 2013-02-18 DOI: 10.2139/SSRN.2220499
P. Stephan
This paper explores the dynamics of international judicial interactions in civil cases. It proposes a positive model of court-on-court encounters based on contract theory. It argues that this model provides a superior account of these interactions compared to the prevailing account. The dialogue model developed by international relations specialists and international lawyers posits transnational judicial networks that engage judges in a constitutive and constructive project of building the global rule of law. The paper demonstrates that this model does not capture contemporary judicial practice, rests on outmodes historical judgments, and is normatively problematic. Contract theory not only explains contemporary judicial practice, but also is normatively attractive as a basis for international and transnational judicial interactions.
本文探讨了民事案件中国际司法互动的动态。在契约理论的基础上,提出了一种积极的法庭对抗模型。它认为,与流行的解释相比,这个模型提供了一个更好的解释这些相互作用。由国际关系专家和国际律师开发的对话模式设想了跨国司法网络,使法官参与建立全球法治的建设性和建设性项目。本文表明,这种模式没有捕捉到当代司法实践,依赖于过时的历史判断,并且在规范上存在问题。契约理论不仅解释了当代司法实践,而且作为国际和跨国司法互动的规范基础具有吸引力。
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引用次数: 7
Investor-State Arbitration Under Bilateral Trade and Investment Agreements: Finding Rhythm in Inconsistent Drumbeats 双边贸易和投资协定下的投资者-国家仲裁:在不一致的鼓点中寻找节奏
Pub Date : 2013-02-01 DOI: 10.54648/trad2013007
Ling He, Razeen Sappideen
The investor-state arbitration process has been commonly used under bilateral trade and investment agreements since first adopted by the North American Free Trade Agreement (NAFTA) in 1994.This mechanism has well served the investment interests of multinational corporations. In recent times, some countries have been rethinking the special legal rights offered to foreign investors over domestic investors in dispute resolution through the investor-state arbitration process. This article examines the changing landscape in investor-state dispute resolution and its impact on bilateral trade and investment agreements.
自1994年北美自由贸易协定(NAFTA)首次采用投资者-国家仲裁程序以来,投资者-国家仲裁程序已被广泛用于双边贸易和投资协定。这一机制很好地服务了跨国公司的投资利益。近年来,一些国家一直在重新考虑通过投资者-国家仲裁程序解决争端时给予外国投资者相对于本国投资者的特殊法律权利。本文考察了投资者与国家争端解决方式的变化及其对双边贸易和投资协定的影响。
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引用次数: 1
Treaties and Armed Conflict 条约与武装冲突
Pub Date : 2013-01-08 DOI: 10.4337/9780857934789.00028
Y. Ronen
The present chapter considers various areas of intersection between treaties and armed conflict. Section 2 addresses the role of armed conflict in the termination, withdrawal or suspension of treaties. Subsequent sections consider aspects in the relationship between armed conflict and treaties that are premised on the continuing existence of treaties. Section 3 focuses on armed conflict as a normative phenomenon, and considers the relationship between the laws of armed conflict and norm-setting treaty regimes. This section notes not only the effect of armed conflict on treaties, but also the converse, namely the effect of certain treaty regimes on the laws of armed conflict. Section 4 concerns the effect of armed conflict on the content of treaty obligations. Section 5 considers the effect of international armed conflict on the territorial scope of application, an issue that has arisen specifically with respect to human rights treaties.
本章审议了条约与武装冲突之间相互影响的各个领域。第2节讨论武装冲突在终止、撤回或中止条约方面的作用。随后各节将讨论以条约继续存在为前提的武装冲突与条约之间关系的各个方面。第3节侧重于作为一种规范现象的武装冲突,并考虑武装冲突法与规范制定条约制度之间的关系。本节不仅注意到武装冲突对条约的影响,而且也注意到相反的情况,即某些条约制度对武装冲突法的影响。第4节涉及武装冲突对条约义务内容的影响。第5节审议了国际武装冲突对领土适用范围的影响,这个问题特别在人权条约方面出现。
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引用次数: 0
Some Reflections on the Question of the Goals of EU Competition Law 对欧盟竞争法目标问题的几点思考
Pub Date : 2013-01-01 DOI: 10.2139/ssrn.2235875
I. Lianos
The study first takes a normative perspective and examines the various goals that have been advanced by competition law literature on the objectives of EU competition law. A critical analysis of this literature shows the weaknesses of an economic welfare approach and the difficulties, as well as some normative objections, to incorporating non-welfare goals in the implementation of EU competition law. The normative perspective is then followed by an analysis of positive EU competition law arriving to the conclusion that the case law of the EU Courts is ambiguous as to the existence of a hierarchy of objectives in EU competition law and that the drafting of the Lisbon Treaty opens the door to a more holistic competition law, in congruent co-existence with the other Treaty provisions and policies instituted by the EU Treaties. The final part criticizes the literature on the goals of EU competition law for its monotonous emphasis on goals. I argue that the choice of a general objective as an enforcement criterion tells us little about whether any particular institution, for example the adjudicative process, should be charged with implementing that criterion. Comparative institutional analysis emphasizes the connections between issues of institutional choice and goals. The question of goals should follow and not precede that of institutional choice. Institutional choice should, however, be comparative and not proceed to choosing an institution without a proper analysis of the weaknesses of the alternative institutions on offer. The conceptualization of the role of courts, and other institutions in a holistic competition law, using comparative institutional analysis, is one of the major challenges faced by EU competition law, and new competition law regimes, in the future.
本研究首先从规范的角度出发,考察了竞争法文献对欧盟竞争法目标提出的各种目标。对这一文献的批判性分析显示了经济福利方法的弱点,以及在实施欧盟竞争法中纳入非福利目标的困难,以及一些规范性反对意见。规范性观点之后是对积极的欧盟竞争法的分析,得出的结论是,欧盟法院的判例法对于欧盟竞争法中目标层次的存在是模糊的,里斯本条约的起草为更全面的竞争法打开了大门,与欧盟条约制定的其他条约条款和政策一致共存。最后,对欧盟竞争法目标文献中对目标的单一强调进行了批判。我认为,选择一般目标作为执行标准并没有告诉我们是否应该由任何特定机构,例如裁决程序,负责执行该标准。比较制度分析强调制度选择问题与目标之间的联系。目标问题应该在体制选择问题之后,而不是在体制选择问题之前。然而,制度选择应该是比较的,而不是在没有对可供选择的其他制度的弱点进行适当分析的情况下就开始选择一种制度。通过比较制度分析,将法院和其他机构在整体竞争法中的作用概念化,是欧盟竞争法和未来新竞争法制度面临的主要挑战之一。
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引用次数: 43
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Public International Law eJournal
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