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Chapter III: Russian and NATO Surface Capabilities in the High North 第三章:俄罗斯和北约在高北地区的地面能力
Q4 Social Sciences Pub Date : 2022-04-12 DOI: 10.1080/02681307.2022.2030967
The balance of power on the ocean surface in the Arctic will have a crucial role in determining the relative capacity of NATO and Russia to exert influence in the region and the High North in both peacetime and war. This balance will be impacted by related factors such as the balance of power in the air and subsurface domain. When discussing Russia’s surface capabilities in the Arctic, the scope needs to extend beyond naval platforms. This stems from the symbiotic relationship between Russia’s naval forces in the Arctic, its coast guard, and commercial assets such as its nuclear-powered icebreaker fleet. Indeed, the relationship between the security services and functions such as border security has always been relatively tight – the FSB, for example, is in charge of border security. The assets held by the Russian border
北极海洋表面的力量平衡将在决定北约和俄罗斯在和平时期和战争中对该地区和高地施加影响的相对能力方面发挥关键作用。这种平衡将受到相关因素的影响,如空气和地下领域的功率平衡。在讨论俄罗斯在北极的水面能力时,其范围需要扩展到海军平台之外。这源于俄罗斯驻北极海军、海岸警卫队和核动力破冰舰队等商业资产之间的共生关系。事实上,安全部门与边境安全等职能之间的关系一直相对紧密——例如,FSB负责边境安全。俄罗斯边境持有的资产
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引用次数: 0
IV. Managing the Risks 四、风险管理
Q4 Social Sciences Pub Date : 2021-07-28 DOI: 10.1080/02681307.2020.1932361
With Sino–American geopolitical rivalry escalating, PRC overseas political activities are presenting US-aligned liberal democracies with an array of complex, unavoidable policy issues. Alongside thorny technical questions of economic dependence, defence technology exports and PRC investment in strategic infrastructure, liberal democracies need to wrestle with how to properly manage the array of distinct political challenges presented by the CCP and its supporters’ overseas activities. Chapter I showed how faulty terminology has made the challenges difficult to define. Chapter II disaggregated their varying nature, causes, actors and relationship to liberal-democratic principles. Chapter III showed how the need to respond itself generates a further series of risks to social cohesion, civil liberties and national security. This chapter offers a set of policy suggestions based on a riskmanagement framework that takes the preservation and strengthening of three core liberal-democratic institutions – integrity of the political system, protection of civil rights of individuals and groups, and academic freedom in research and education – as the immediate and overriding goal of policy measures. As discussed in the Introduction, this contrasts with aggregative approaches that apply a singular national security lens to a wide array of problems, and often take suppressing PRC political activity, or the conduct of ‘political warfare’, as overriding goals. The disaggregation-based risk-management approach advocated here implies neither permissiveness towards PRC interference, nor neutrality in the incipient systemic competition between democracy and authoritarianism. It reflects instead an underlying assumption that the prospects for liberal democracy in the current global context depend on the strength of liberal-democratic institutions and consistency between liberaldemocratic principles and governments’ policies and practices. Common organisational risk-management practice involves a hierarchy of hazard control measures. If it is possible to eliminate a risk entirely, this is the preferred course of action. The next-best alternative is substitution, meaning replacement of the source with a less risky alternative. The third choice is control measures to maximise distance
随着中美地缘政治竞争的升级,中国的海外政治活动给与美国结盟的自由民主国家带来了一系列复杂而不可避免的政策问题。除了经济依赖、国防技术出口和中国对战略基础设施的投资等棘手的技术问题外,自由民主国家还需要努力解决如何妥善应对中共及其支持者海外活动带来的一系列独特政治挑战。第一章展示了错误的术语是如何使这些挑战难以定义的。第二章对它们的不同性质、原因、行动者以及与自由民主原则的关系进行了分类。第三章展示了应对的必要性本身如何对社会凝聚力、公民自由和国家安全产生进一步的一系列风险。本章提供了一套基于风险管理框架的政策建议,该框架将维护和加强三个核心自由民主制度——政治制度的完整性、保护个人和团体的公民权利以及研究和教育的学术自由——作为政策措施的直接和压倒一切的目标。正如引言中所讨论的,这与综合方法形成了鲜明对比,综合方法将单一的国家安全视角应用于广泛的问题,并经常将镇压中国的政治活动或进行“政治战”作为压倒一切的目标。这里提倡的基于分解的风险管理方法既不意味着对中国干涉的宽容,也不意味着在民主和威权主义之间的初期系统性竞争中保持中立。相反,它反映了一种基本假设,即在当前全球背景下,自由民主的前景取决于自由民主制度的实力以及自由民主原则与政府政策和做法之间的一致性。常见的组织风险管理实践涉及一系列危险控制措施。如果有可能完全消除风险,这是首选的行动方案。下一个最好的替代方案是替代,即用风险较小的替代方案替代来源。第三种选择是控制措施,以最大限度地扩大距离
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引用次数: 0
Acknowledgements 致谢
Q4 Social Sciences Pub Date : 2021-07-28 DOI: 10.1080/02681307.2020.1932364
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引用次数: 0
Introduction 介绍
Q4 Social Sciences Pub Date : 2021-07-28 DOI: 10.1080/02681307.2020.1932351
B. Garth
The emergence of the People’s Republic of China (PRC) as a global power has reanimated a central challenge for liberal democracies: how to protect both national security and political liberties when adversaries are willing and able to use one against the other. In President Xi Jinping’s ‘New Era’ of PRC power, politicians, pundits and the media in the UK, the US and Australia are paying increasing attention to the overseas political activities of Beijing and its supporters. Many such concerns are well founded. Covert and overt political activities are in the Leninist DNA of China’s ruling party, and communications technology has created new opportunities for authoritarian regimes to suppress dissent beyond their borders. On top of this, pro-Beijing patriots and wealthy lobbyists are advancing their views with increased confidence, and many influential economic actors involved in trade relations with China share significant overlapping interests with its party-state. Yet the need for policy responses to these developments also raises a further set of risks from within liberal democracies. These range from the polarisation of public discourse and the rise of alarmist rhetoric that fans xenophobia and harms social cohesion through to legislative encroachments on civil liberties and growing powers of national security agencies that operate with limited public oversight. Such dilemmas are not new. The onset of the Cold War in the mid20 century prompted painful choices and numerous missteps in liberal democracies. In the US, claims of widespread communist infiltration and subversion led to ‘McCarthyist’ political inquisitions and purges, along with legislation later deemed unconstitutional. The UK and Australia both saw a major expansion in the largely unaccountable powers of security agencies that historians have argued generated little useful
中华人民共和国(PRC)作为一个全球大国的崛起,重新激活了自由民主国家面临的一个核心挑战:当对手愿意并且能够利用其中一个来对抗另一个时,如何保护国家安全和政治自由。许多这样的担忧是有根据的。隐蔽和公开的政治活动都存在于中国执政党的列宁主义基因中,通信技术为专制政权镇压境外异议创造了新的机会。最重要的是,亲北京的爱国者和富有的游说者正以更大的信心推进他们的观点,许多参与对华贸易关系的有影响力的经济参与者与中国这个党国有着重大的重叠利益。然而,对这些事态发展做出政策回应的必要性,也在自由民主国家内部引发了一系列进一步的风险。这些问题包括公共话语的两极分化、煽动仇外情绪、损害社会凝聚力的危言耸听言论的兴起,以及对公民自由的立法侵犯,以及在公众监督有限的情况下运作的国家安全机构的权力日益扩大。这样的困境并不新鲜。20世纪中期冷战的爆发,促使自由民主国家做出了痛苦的选择和无数的失误。在美国,关于共产主义广泛渗透和颠覆的说法导致了“麦卡锡主义”的政治调查和清洗,以及后来被视为违宪的立法。英国和澳大利亚都经历了安全机构基本上不受问责的权力的大幅扩张,历史学家认为,这种扩张几乎没有产生什么用处
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引用次数: 0
About the Author 作者简介
Q4 Social Sciences Pub Date : 2021-07-28 DOI: 10.1080/02681307.2020.1932350
V. Mikhailenko
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引用次数: 0
II. Disaggregating the Risks 2分解风险
Q4 Social Sciences Pub Date : 2021-07-28 DOI: 10.1080/02681307.2020.1932354
This chapter unpacks the array of issues the party-state and its supporters’ political activities have presented to liberal democracies in Xi’s ‘New Era’ of PRC power, highlighting significant variation in their causes, the actors involved, comparative context, and their relationship with local laws and institutions. The most basic distinctions concern three different objects of risk or threat: national security; civil liberties; and academic freedom. Some of the activities under discussion present security risks by potentially impacting the integrity of democratic systems of representation and government. However, the most directly impactful activities threaten the political rights and freedoms of particular individuals and groups, especially dissident individuals and émigré ethnic and religious groups. The third set of risks relate to the special responsibility of higher education institutions to ensure freedom of speech and intellectual enquiry for their staff, students and visitors. Various PRC overseas political activities, meanwhile, constitute normal exercises of democratic rights. The comparative context, causes and effects of different PRC overseas political activities are also varied. In some cases, other foreign states or domestic actors conduct comparable activities, while in others the PRC’s stand out as either quantitatively or qualitatively different. Significant diversity is also apparent in the causes of the risks identified. Some are straightforwardly the result of repressive policies formulated and coordinated in Beijing. Others, however, have arisen primarily from technological developments, the growth of China’s economic heft, and the increasing mobility, financial means and self-confidence of PRC citizens and consumers. Finally, many of these risks are a result of shortcomings in local institutions. This is crucial for policy purposes, as it implies that the challenges raised by the PRC’s overseas political activities may also represent opportunities to strengthen liberal-democratic institutions, a theme to which Chapter IV will return.
最基本的区别涉及三个不同的风险或威胁对象:国家安全;公民自由;还有学术自由。正在讨论的一些活动可能影响民主代表制和政府制度的完整性,因而存在安全风险。然而,影响最直接的活动威胁到特定个人和群体的政治权利和自由,特别是持不同政见者和移徙者、族裔和宗教群体。第三组风险涉及高等教育机构的特殊责任,即确保其工作人员、学生和访客的言论自由和知识探索自由。与此同时,中华人民共和国的各种海外政治活动构成正常的民主权利行使。不同的中华人民共和国海外政治活动的比较背景、原因和影响也各不相同。在某些情况下,其他外国或国内行为者进行类似的活动,而在其他情况下,中国的活动在数量或质量上都有所不同。所确定的风险的原因也明显存在显著的多样性。有些直接是北京制定和协调镇压政策的结果。然而,其他因素主要来自技术发展、中国经济实力的增长,以及中国公民和消费者日益增长的流动性、金融手段和自信。最后,这些风险中有许多是地方机构存在缺陷的结果。这对于政策目的至关重要,因为这意味着中国海外政治活动带来的挑战也可能代表着加强自由民主制度的机会,这是第四章将回到的主题。
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引用次数: 0
III. Risks of Reaction: Australia’s Experience with Aggregation 3反应的风险:澳大利亚的聚合经验
Q4 Social Sciences Pub Date : 2021-07-28 DOI: 10.1080/02681307.2020.1932358
Chapter II illustrated the varied risks that overseas political activities of the CCP and its supporters have presented to liberal democracies, particularly those with multicultural societies. These can be understood as the risks of inaction. But the risks of responding to these challenges also demand careful consideration. Australia offers an example of public policy responses based on the aggregation approach that addresses this array of issues primarily as a matter of national security. This may have helped to mobilise rapid legislative action and rally other liberal democracies to action. However, as this chapter argues, Australia’s experience also illustrates major drawbacks to the aggregation-based approach. Canberra’s efforts to counter PRC political activities have been hailed – and promoted – internationally as a pioneering model to follow. In February 2018, then US Assistant Secretary of Defense Randy Schriver said Australia had ‘done us a great service by publicising much of this activity and then taking action’. National Endowment for Democracy Vice President Christopher Walker testified to a US Congressional hearing that European states should ‘learn from countries, such as Australia, that
第二章阐述了中国共产党及其支持者的海外政治活动给自由民主国家,特别是那些拥有多元文化社会的国家带来的各种风险。这些可以理解为无所作为的风险。但应对这些挑战的风险也需要仔细考虑。澳大利亚提供了一个基于聚合方法的公共政策应对措施的例子,该方法主要将这一系列问题作为国家安全问题来解决。这可能有助于动员迅速的立法行动,并团结其他自由民主国家采取行动。然而,正如本章所述,澳大利亚的经验也说明了基于聚合的方法的主要缺点。堪培拉打击中国政治活动的努力在国际上被誉为一种开拓性的模式。2018年2月,时任美国助理国防部长Randy Schriver表示,澳大利亚“通过宣传这一活动的大部分内容并采取行动,为我们做出了巨大贡献”。国家民主基金会副主席克里斯托弗·沃克在美国国会听证会上作证称,欧洲国家应该“向澳大利亚等国家学习
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引用次数: 1
I. Conceptual Language: The Problem with ‘Chinese Influence’ 一、概念语言:“中国影响”的问题
Q4 Social Sciences Pub Date : 2021-07-28 DOI: 10.1080/02681307.2020.1932352
Accurate definition of problems is crucial to the development of effective policy responses. In his 1946 essay ‘Politics and the English Language’, George Orwell made an impassioned plea for precision in political discourse against a proliferation of vague and malleable set phrases. In national security policy, amorphous concepts such as the ‘communist threat’ during the Cold War and ‘terrorism’ after 9/11 have hindered rational assessment of the nature and magnitude of threats. Choice of language influences how the qualitative nature of a problem is understood, along with the causes that give rise to it, the broader associations that audiences will draw and the design of public policy solutions. Unfortunately, the basic terms in which the CCP and its supporters’ political activities have been discussed in English have been frequently vague and potentially misleading. As Chapter III will argue, such imprecision has contributed to unwarranted and often unintended associations between state conduct and ethnicity, misidentification of priorities for policy responses, and missed opportunities to strengthen liberal-democratic institutions.
准确界定问题对于制定有效的政策对策至关重要。乔治·奥威尔在1946年的文章《政治与英语》中慷慨激昂地呼吁政治话语的准确性,反对模糊和可塑的固定短语的泛滥。在国家安全政策中,诸如冷战期间的“共产主义威胁”和9/11之后的“恐怖主义”等无定形概念阻碍了对威胁性质和规模的理性评估。语言的选择会影响人们如何理解问题的定性,以及导致问题的原因、受众将产生的更广泛的联想以及公共政策解决方案的设计。不幸的是,用英语讨论中共及其支持者政治活动的基本术语经常含糊其辞,并可能产生误导。正如第三章将要指出的那样,这种不精确性导致了国家行为和种族之间不必要且往往是无意的联系,错误地确定了政策应对的优先事项,并错过了加强自由民主制度的机会。
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引用次数: 0
Conclusion: Two ‘World Outlooks’ 结论:两种“世界观”
Q4 Social Sciences Pub Date : 2021-07-28 DOI: 10.1080/02681307.2020.1932362
A. Chubb
In his 1937 essay, ‘On Contradiction’, Mao Zedong wrote of two opposing ‘world outlooks’. One was the correct ‘materialist dialectical’ view that takes all phenomena in the natural and social worlds to be the outcome of contradictions. The other was the incorrect ‘metaphysical’ view affirming the existence of transcendent properties such as truth and natural rights. Developed by CCP ideologists over subsequent decades, the idea that all political developments result from clashes between two opposing forces continues to suffuse CCP theory and policy. It is a view of politics that leaves no room for individual human agency, principled middle ground or actions taken in good faith. It renders human intentions irrelevant in the understanding of political actions, whose character is instead defined by which ‘force’ they form part of – that is, which side of the ‘contradiction’ they are on – at the particular time they occur. A 2013 film produced by a PLA propaganda unit and leaked online reminded observers of the ongoing dominance of the materialistdialectical world outlook in Beijing in Xi’s ‘New Era’. Titled Silent Contest (较量无声), the film depicted a vast conspiracy among Western governments, civil society and citizens coordinating consciously or
在1937年的文章《矛盾论》中,毛泽东写到了两种对立的“世界观”。一种是正确的唯物辩证观,认为自然世界和社会世界中的一切现象都是矛盾的结果。另一种是不正确的“形而上学”观点,肯定真理和自然权利等超验属性的存在。在随后的几十年里,由中共思想家发展起来的所有政治发展都是由两股对立力量之间的冲突造成的,这种观点继续充斥着中共的理论和政策。这是一种政治观点,不为个人的能动性、原则性的中间立场或真诚采取的行动留出空间。它使人类的意图在理解政治行动时变得无关紧要,而政治行动的性质则由它们在特定时间构成哪种“力量”来定义,也就是说,它们处于“矛盾”的哪一边。2013年,一部由解放军宣传部制作并在网上泄露的电影提醒观察者,在Xi的“新时代”,唯物主义世界观在北京持续占据主导地位。无声比赛(较量无声), 这部电影描绘了西方政府、民间社会和公民之间有意识或
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引用次数: 0
II. The Grey Zone Is Defined by the Defender 2灰色地带由防御方定义
Q4 Social Sciences Pub Date : 2021-07-02 DOI: 10.1080/02681307.2021.2005892
Sidharth Kaushal
Over the course of recent years, it has become common to hear the term ‘grey-zone strategy’ invoked to conceptualise the ways in which a range of state competitors are pursuing revisionist goals. Per this understanding, Western adversaries such as Russia, China and Iran have become adept at using a range of tools short of open warfare to challenge the status quo, leaving Western policymakers scrambling to come up with appropriate and proportionate responses. Similarly, the US and its allies have their own grey-zone tools, including support for colour revolutions, financial sanctions and cyber attacks. Thus, for example, the US Joint Chiefs of Staff envision an operating environment defined by sub-threshold activity and attendant ambiguity. Nor is this an exclusively American view: the UK’s Integrated Operating Concept notes that ‘our adversaries use an array of capabilities including their militaries below the threshold of war and in ways that challenge our political and legal norms’. Similarly, France’s 2017 national security strategy notes the challenge posed by legally ambiguous forms of aggression in the information space: ‘Ambiguous postures and covert aggression are also becoming more common, with certain states making an increasing use of a wide variety of proxies.’
近年来,人们经常听到“灰色地带战略”一词被用来概念化一系列国家竞争对手追求修正主义目标的方式。根据这一理解,俄罗斯、中国和伊朗等西方对手已经熟练地使用公开战争之外的一系列工具来挑战现状,这让西方决策者争先恐后地提出适当和相称的回应。同样,美国及其盟友也有自己的灰色地带工具,包括支持颜色革命、金融制裁和网络攻击。因此,例如,美国参谋长联席会议设想了一个由低于阈值的活动和随之而来的模糊性定义的作战环境。这也不是美国独有的观点:英国的《综合作战概念》指出,“我们的对手使用一系列能力,包括低于战争门槛的军队,并以挑战我们政治和法律规范的方式”。同样,法国2017年的国家安全战略指出了信息领域法律上模棱两可的侵略形式所带来的挑战:“模棱两可的姿态和隐蔽的侵略也越来越普遍,某些国家越来越多地使用各种各样的代理人。”
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