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Nudges to Increase Completion of Welfare Applications 推动提高福利申请的完成度
Pub Date : 2021-06-29 DOI: 10.17848/pb2020-30
C. O’Leary, Dallas Oberlee, Gabrielle Pepin
The Temporary Assistance for Needy Families (TANF) program provides cash assistance to very-low-income families with children. Application procedures to receive TANF benefits, however, often involve substantial transaction costs likely to reduce take-up. Using a randomized controlled trial design, we estimate the marginal effects of a personalized telephone-call reminder to increase TANF application completion in southwest Michigan, where applicants must visit a regional public employment office at least four times to complete their application for benefits. Compared to a generic telephone call, we find that personalizing reminder calls did not increase participation in the initial appointment at the public employment office. Additionally, reminders before remaining appointments, combined with the personalized reminder call to attend the orientation, did not increase attendance at appointments after orientation.
贫困家庭临时援助计划(TANF)向有孩子的极低收入家庭提供现金援助。然而,申请TANF福利的程序往往涉及大量交易成本,可能会减少接受。采用随机对照试验设计,我们估计了个性化电话提醒在密歇根州西南部提高TANF申请完成率的边际效应,在那里,申请人必须访问区域公共就业办公室至少四次才能完成他们的福利申请。与普通电话相比,我们发现个性化提醒电话并没有增加公共就业办公室初次预约的参与。此外,在剩余预约前的提醒,加上个性化的提醒电话,并没有增加培训后预约的出勤率。
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引用次数: 0
Does mislabeling COVID-19 elicit the perception of threat and reduce blame? 错误标记COVID-19是否会引发威胁的感知并减少指责?
Pub Date : 2021-05-30 DOI: 10.30636/JBPA.42.225
Chengxin Xu, Yixin Liu
Associating a life-threatening crisis with a geographic locality can stigmatize people from that area. However, such a strategy may reduce the public blame attributed to the government because the perceived foreign threat establishes a scapegoat, which transfers that blame. In the context of the COVID-19 pandemic, we investigated whether the “Chinese Virus” label placed on COVID-19 has elicited opposition to Chinese immigrants and reduced public blame attributed to the federal government. We used a survey experiment during the COVID-19 pandemic, and a list experiment to measure perceived threat. The descriptive analysis suggested a negative attitude toward Chinese immigrants overall, in which conservatives expressed stronger negative attitudes than did liberals and moderates. While labelling COVID-19 as the “Chinese Virus” did not make a difference overall, our exploratory results shows that it led to a significant increase in liberals’ perception that Chinese immigrants are a threat. However, the “Chinese Virus” label showed no effect overall in reducing the extent to which either liberals or conservatives’ attributed blame to the federal government.
将危及生命的危机与地理位置联系在一起可能会使该地区的人蒙受耻辱。然而,这种策略可能会减少公众对政府的指责,因为感知到的外国威胁建立了一个替罪羊,从而转移了指责。在COVID-19大流行的背景下,我们调查了COVID-19的“中国病毒”标签是否引起了对中国移民的反对,并减少了公众对联邦政府的指责。我们使用了COVID-19大流行期间的调查实验和列表实验来测量感知威胁。描述性分析表明,总体上对中国移民持消极态度,其中保守派比自由派和温和派表现出更强烈的消极态度。虽然将COVID-19标记为“中国病毒”总体上没有产生影响,但我们的探索性结果显示,这导致自由主义者认为中国移民是威胁的看法显著增加。然而,“中国病毒”的标签在减少自由派或保守派将责任归咎于联邦政府的程度方面没有显示出总体效果。
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引用次数: 2
Public support for ‘soft’ versus ‘hard’ public policies: Review of the evidence 公众对“软”与“硬”公共政策的支持:证据回顾
Pub Date : 2021-05-28 DOI: 10.30636/JBPA.42.220
Sanchayan Banerjee, M. Savani, G. Shreedhar
This article reviews the literature on public support for ‘soft’ versus ‘hard’ policy instruments for behaviour change, and the factors that drive such preferences. Soft policies typically include ‘moral suasion’ and educational campaigns, and more recently behavioural public policy approaches like nudges. Hard policy instruments, such as laws and taxes, restrict choices and alter financial incentives. In contrast to the public support evidenced for hard policy instruments during COVID-19, prior academic literature pointed to support for softer policy instruments. We investigate and synthesise the evidence on when people prefer one type of policy instrument over another. Drawing on multi-disciplinary evidence, we identify perceived effectiveness, trust, personal experience and self-interest as important determinants of policy instrument preferences, along with broader factors including the choice and country context. We further identify various gaps in our understanding that informs and organise a future research agenda around three themes. Specifically, we propose new directions for research on what drives public support for hard versus soft behavioural public policies, highlighting the value of investigating the role of individual versus contextual factors (especially the role of behavioural biases); how preferences evolve over time; and whether and how preferences spillovers across different policy domains.
本文回顾了公众对行为改变的“软”与“硬”政策工具的支持,以及驱动这种偏好的因素。软政策通常包括“道德劝说”和教育运动,以及最近的行为公共政策方法,如轻推。法律和税收等硬政策工具限制了选择,改变了财政激励。与COVID-19期间公众对硬政策工具的支持相反,之前的学术文献指出了对软政策工具的支持。我们调查和综合证据,当人们更喜欢一种类型的政策工具。根据多学科证据,我们确定了感知有效性、信任、个人经验和自身利益是政策工具偏好的重要决定因素,以及包括选择和国家背景在内的更广泛因素。我们进一步确定了我们理解中的各种差距,并围绕三个主题组织了未来的研究议程。具体而言,我们提出了新的研究方向,以推动公众支持硬与软行为公共政策,强调调查个人因素与环境因素(特别是行为偏见的作用)的作用的价值;偏好如何随时间演变;偏好是否以及如何在不同的政策领域产生溢出效应。
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引用次数: 6
Encouraging firms to adopt beneficial new behaviors: Lessons from a large-scale cluster-randomized field experiment 鼓励企业采用有益的新行为:来自大规模集群随机实地实验的经验教训
Pub Date : 2021-03-24 DOI: 10.30636/JBPA.41.146
Robert Tilleard, G. Bremner, T. Middleton, Esme Turner, D. Holdsworth
Policymakers are interested in how to encourage firms to adopt beneficial new behaviors. In this study, we report on the results of an experiment to encourage firms to file their annual accounts electronically and on time. Our intervention involved UK firms filing their annual company accounts to an official registrar of companies. In a cluster-randomized controlled trial, we found behaviorally informed letters had no detectable effect on encouraging firms to file electronically. A letter using a social norm had a small (2.4%, p=0.053) effect on encouraging firms to file on time. The trial indicates behavioral science in this context has limited use in influencing firms to adopt new behaviors. We conclude more evidence is required to understand which behavioral interventions will have the most impact on influencing firm behavior in different contexts. 
决策者感兴趣的是如何鼓励企业采取有益的新行为。在这项研究中,我们报告了一项实验的结果,该实验旨在鼓励公司以电子方式按时提交年度账目。我们的干预涉及英国公司向公司官方注册机构提交年度公司账目。在一项集群随机对照试验中,我们发现行为通知信函对鼓励公司以电子方式提交文件没有明显的影响。一封使用社会规范的信件对鼓励公司按时提交文件有很小的影响(2.4%,p=0.053)。试验表明,在这种情况下,行为科学在影响企业采取新行为方面的作用有限。我们的结论是,需要更多的证据来理解在不同的背景下,哪种行为干预对影响企业行为的影响最大。
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引用次数: 1
Editorial: Continuity and change 社论:连续性和变化
Pub Date : 2021-01-13 DOI: 10.30636/JBPA.41.246
S. Jilke
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引用次数: 0
Good for you or good for us? A field experiment on motivating citizen behavior change 对你好还是对我们好?激励公民行为改变的实地实验
Pub Date : 2020-12-29 DOI: 10.30636/jbpa.41.207
Syon P. Bhanot
In recent years, public sector agencies have increasingly been moving citizen services online to reduce administrative burdens for citizens and costs for governments. However, motivating citizens to make the transition to online services can be difficult. In this paper, I report on a randomized control trial with the Philadelphia Licenses and Inspections Department, testing a letter intervention with 11,579 rental license holders designed to encourage them to register for an account and renew online. Subjects were randomly assigned to either a control group that did not receive a letter or one of three treatment groups: 1) Standard (a simple reminder letter); 2) Personal Benefits (a letter with added language emphasizing the reduced burden for citizens from online renewal); and 3) City Benefits (a letter with added language emphasizing the benefits to the city from online renewal). I find a statistically significant, positive effect of letter receipt on both online registration and renewal; for example, the treatment letters increased the probability of renewing at least one license online from 12.3% in the control to 20.4% for the treatments pooled together. Furthermore, the City Benefits letter was the least effective treatment, though there were only small differences between treatments. Finally, the letters were generally more effective for subjects not residing in Philadelphia, suggesting that “nudge” campaigns to reduce administrative burden may be most effective for those facing the highest burdens from in-person public service delivery.
近年来,公共部门机构越来越多地将公民服务转移到网上,以减轻公民的行政负担和政府的成本。然而,激励公民向在线服务过渡可能很困难。在本文中,我报告了费城许可证和检查部门的一项随机对照试验,测试了11,579名租赁许可证持有人的信件干预,旨在鼓励他们注册帐户并在线更新。受试者被随机分配到没有收到信件的对照组或三个治疗组之一:1)标准组(一封简单的提醒信);2)个人福利(一封增加语言强调公民网上续费负担减轻的信件);3)城市利益(一封附加语言强调在线更新对城市的好处的信件)。我发现信件接收对在线注册和续订都有统计学上显著的积极影响;例如,治疗信将在线更新至少一个许可证的概率从对照组的12.3%提高到合并治疗的20.4%。此外,城市福利信是最不有效的处理方法,尽管处理之间只有很小的差异。最后,这些信件通常对不居住在费城的受试者更有效,这表明减少行政负担的“轻推”运动可能对那些面临当面公共服务提供最高负担的人最有效。
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引用次数: 4
What makes us tolerant of administrative burden? Race, representation, and identity 是什么让我们能容忍行政负担?种族、代表权和身份
Pub Date : 2020-12-23 DOI: 10.30636/jbpa.41.201
D. Johnson, Alexander Kroll
This article connects the literatures of administrative burden with those of representative bureaucracy and group identity. We derive two hypotheses from extant scholarship that, adapted to the case of administrative burden, propose the following: Citizens will be more tolerant of burden if their race identity overlaps with that of the bureaucrat administering the burden, and if potential benefits are targeted at people who are similar to them. Using a survey experiment based on a stratified sample of 465 U.S. residents, we find little support for the hypotheses. In fact, while Black participants barely responded to the treatments at all, we see that white participants were most tolerant of burden when served by a white bureaucrat in a program that benefits Black clients. The article calls for more research on the subject to build nuanced theory, including contextualizing propositions across identity groups and drawing on additional theoretical ideas.
本文将行政负担的研究文献与代议制官僚主义和群体认同的研究文献联系起来。我们从现有的学术研究中得出两个假设,并将其适用于行政负担的情况,提出以下建议:如果公民的种族身份与管理负担的官僚的种族身份重叠,并且潜在的利益针对与他们相似的人,那么公民将更能容忍负担。通过一项基于465名美国居民分层样本的调查实验,我们发现几乎没有证据支持这些假设。事实上,虽然黑人参与者对治疗几乎没有反应,但我们看到,当白人官员在一个有利于黑人客户的项目中为白人参与者服务时,白人参与者对负担的容忍度最高。这篇文章呼吁对这一主题进行更多的研究,以建立细致入微的理论,包括将不同身份群体的命题置于背景中,并借鉴其他理论观点。
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引用次数: 7
Compared to whom? Social and historical reference points and performance appraisals by managers, students, and the general public 和谁相比?社会和历史的参考点和绩效评估由管理人员,学生,和一般公众
Pub Date : 2020-12-23 DOI: 10.30636/jbpa.41.149
A. Rutherford, Thomas M. Rabovsky, M. Darnley
Experimental studies in public administration often focus on samples of non-practitioner groups. In these cases, it is unclear whether findings from non-practitioner groups are generalizable to public managers. Some literature suggests that bureaucrats are likely to hold biases similar to the rest of the population while other research argues that bureaucratic expertise and training allow practitioners to make decisions in more strategic or rational ways. This study works within the literature of performance information to test for differences in responses to the same experiment among college students, citizens, and public managers in the context of U.S. K-12 education. Some differences were detected across groups, though results reveal largely similar findings which have implications for when and how scholars might rely on non-practitioner samples to consider the attitudes and behaviors of bureaucrats or elected policymakers.
公共行政的实验研究往往集中在非从业者群体的样本上。在这些情况下,尚不清楚非从业者群体的发现是否可以推广到公共管理人员。一些文献表明,官僚可能会像其他人一样持有偏见,而其他研究则认为,官僚的专业知识和培训使从业人员能够以更具战略性或理性的方式做出决策。本研究在美国K-12教育背景下的绩效信息文献中测试了大学生、公民和公共管理人员对同一实验的反应差异。不同群体之间存在一些差异,尽管结果揭示了大致相似的发现,这对学者何时以及如何依赖非从业者样本来考虑官僚或当选决策者的态度和行为具有重要意义。
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引用次数: 2
The role of organized groups in administrative burdens of property taxation 有组织团体在财产税行政负担中的作用
Pub Date : 2020-12-23 DOI: 10.30636/jbpa.41.179
Iuliia Shybalkina
There is a substantial body of literature regarding the effects of administrative burdens on the take-up of safety-net programs and the role of organized groups in this process. I investigate similar issues in the context of property tax assessment appeals. Disadvantaged groups spend well over the recommended 30% of their income on housing costs that include property tax, and, on top of that, assessors often overestimate lower-value properties. Appeals may provide some relief, but the process can be burdensome. Certain localities give condominium associations the right to file one joint appeal on behalf of all unit owners. I hypothesize that this rule reduces burdens for condominium units and causes them to appeal more frequently than houses, resulting in a distributive effect that depends on the local context. I present supporting evidence from two case studies in two locations: New York City, which allows joint appeals, and Allegheny County, Pennsylvania (Pittsburgh and surroundings), which does not. Thus, while administrative burdens can span diverse contexts, engaging a third party to assist potential beneficiaries consistently increases the take-up.
关于行政负担对安全网项目的影响以及有组织团体在这一过程中的作用,有大量的文献。我在物业税评税上诉的背景下调查类似的问题。弱势群体在住房成本(包括房产税)上的支出远远超过了建议的30%,而且,最重要的是,评估人员经常高估低价值房产。上诉可能会带来一些缓解,但这个过程可能会很繁琐。某些地方允许共管公寓协会代表所有业主提出一次联合申诉。我推测,这一规定减轻了共管公寓的负担,使其比普通住宅更受欢迎,从而产生了一种取决于当地环境的分配效应。我从两个地方的两个案例研究中提供了支持性证据:纽约市允许联合上诉,而宾夕法尼亚州阿勒格尼县(匹兹堡及其周边地区)不允许联合上诉。因此,虽然行政负担可以跨越不同的背景,但聘请第三方来协助潜在的受益者不断增加了这种负担。
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引用次数: 3
Personality traits in citizen expectations towards public services 公民对公共服务期望的人格特征
Pub Date : 2020-12-23 DOI: 10.30636/jbpa.41.203
Morten Hjortskov
Prior expectations are an important determining factor of how citizens evaluate politicians, government and public services. Typically, citizen expectations are divided into two main categories: predictive (“will”) expectations and normative (“should”) expectations. Theories of expectations say that predictive expectations are the sterile and indifferent prediction of future events, while normative expectations have a foundation in personal norms and values and express how the world should look according to the individual. Therefore, normative expectations should have antecedents more closely related to the individual’s personality than predictive expectations. However, these theoretical claims regarding the nature of the two different expectation types have not yet been tested empirically. Examining broad personality traits (Big Five) and The Maximizing Tendency trait, this exploratory study analyzes whether different personality antecedents explain the two types of expectations. Results show that the personality traits agreeableness, conscientiousness, and openness correlate positively, and extraversion negatively, with normative expectations. None of the traits correlate with predictive expectations. These results have implications for politicians’ efforts to shape citizens’ expectations, the citizen satisfaction literature, including work considering the expectation-disconfirmation model, and for further research on citizen expectations.
事前预期是公民如何评价政治家、政府和公共服务的重要决定因素。通常,公民期望分为两大类:预测性(“将”)期望和规范性(“应该”)期望。期望理论认为,预测性期望是对未来事件的乏味和冷漠的预测,而规范性期望以个人规范和价值观为基础,表达了个人眼中的世界应该是什么样子。因此,规范性期望应该比预测性期望具有与个体人格更密切相关的前因。然而,这些关于两种不同期望类型本质的理论主张尚未得到实证检验。本探索性研究考察了广义人格特质(大五人格特质)和最大化倾向特质,分析了不同的人格前因是否解释了这两种类型的期望。结果表明,亲和性、严谨性和开放性与规范性期望正相关,外向性与规范性期望负相关。这些特征都与预测性预期无关。这些结果对政治家塑造公民期望的努力、公民满意度文献(包括考虑期望-不确认模型的工作)以及对公民期望的进一步研究具有启示意义。
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引用次数: 2
期刊
Journal of Behavioral Public Administration
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