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Source Publication and Genealogical Research in Rossiiskaia genealogiia. Nauchnyi al’manakh: A Reflection and a Review 《俄罗斯家谱》的来源、出版与家谱研究。Nauchnyi al 'manakh:反思与回顾
IF 0.2 4区 历史学 Q3 Arts and Humanities Pub Date : 2023-04-28 DOI: 10.30965/18763316-12340055
Russell E. Martin
This review article surveys and assesses the first 12 issues of the journal Rossiiskaia genealogiia. Nauchnyi al’manakh, published by Staraia Basmannaia press beginning in 2016. It surveys in detail the three regular sections of the journal – Articles and Notices (Stat’i i soobshcheniia), Source Publications (Publikatsii istochnikov), and Reference Materials (Spravochnye materialy) – and provides detailed descriptions and assessments of selected contents in each. The article calls attention to the high-quality publications that will be of interest not only to scholars working in genealogy, but also in a host of related themes in early modern and modern Russian history and culture, including questions of social identity, kinship awareness, demography, onomastics, and political alliances among the elite (among other themes), as well as methods for mining and publishing complex manuscript sources.
这篇综述文章对《俄罗斯家谱》杂志的前12期进行调查和评估。《Nauchnyi al 'manakh》,由Staraia Basmannaia出版社于2016年开始出版。它详细调查了期刊的三个常规部分-文章和通知(Stat 'i i soobshcheniia),来源出版物(Publikatsii istochnikov)和参考材料(Spravochnye材料)-并对每个部分的选定内容提供了详细的描述和评估。这篇文章呼吁人们关注高质量的出版物,这些出版物不仅对从事家谱研究的学者感兴趣,而且对早期近现代俄罗斯历史和文化的许多相关主题也感兴趣,包括社会认同、亲属意识、人口统计学、onomastics和精英之间的政治联盟(以及其他主题)的问题,以及挖掘和出版复杂手稿来源的方法。
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引用次数: 0
Rescuing Gorbachev from the Memory Hole 把戈尔巴乔夫从记忆洞里救出来
IF 0.2 4区 历史学 Q3 Arts and Humanities Pub Date : 2023-04-28 DOI: 10.30965/18763316-12340046
R. English
The recent death of Mikhail Gorbachev prompted many tributes to the former Soviet leader’s signal achievements in democratizing the USSR, ending the Cold War, and permitting the peaceful collapse of empire. However, a number of prominent pundits have attacked Gorbachev in post mortems that are factually flawed, internally contradictory, and deeply ahistorical. Descriptions of Gorbachev as a “quintessential apparatchik,” a bloody “totalitarian,” and a dyed-in-the wool defender of “Russian empire” tell more about the present biases of their authors than they do about the past dramas of perestroika and the Cold War’s end. Unfortunately, the coincidence of Gorbachev’s death in the midst of Vladimir Putin’s war on Ukraine seems to have unleashed a Russophobia that unfairly stains Gorbachev’s remarkable legacy.
米哈伊尔·戈尔巴乔夫最近去世,引发了许多人对这位前苏联领导人在苏联民主化、结束冷战和允许帝国和平崩溃方面取得的标志性成就的赞扬。然而,一些著名的专家在事后剖析中抨击了戈尔巴乔夫,这些事后剖析在事实上有缺陷,内部矛盾,而且与历史相去甚远。戈尔巴乔夫被描述为“典型的政府官员”、血腥的“极权主义者”和“俄罗斯帝国”的坚定捍卫者,这更多地说明了作者目前的偏见,而不是过去关于改革和冷战结束的戏剧。不幸的是,戈尔巴乔夫在弗拉基米尔·普京的乌克兰战争中不幸去世,这似乎引发了一种恐俄情绪,不公平地玷污了戈尔巴乔夫非凡的遗产。
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引用次数: 0
At Any Cost. Gorbachev, the National Question, and His Struggle to Prevent the Country’s Disintegration 不惜任何代价。戈尔巴乔夫、民族问题及其防止国家解体的斗争
IF 0.2 4区 历史学 Q3 Arts and Humanities Pub Date : 2023-04-28 DOI: 10.30965/18763316-12340045
C. De Stefano
The article deals with the evolution of Gorbachev’s thinking on the national question during perestroika, providing additional empirical proof to the existing literature on the subject. It looks at why Gorbachev did not consider the national question a priority initially and how he approached nationalist mobilization and interethnic conflicts throughout his period in office. Prominent scholars agree that Gorbachev was blind in managing the national question. The article argues that, while Gorbachev could not elaborate a compelling nationalities policy, his approach did not fundamentally differ from the one he adopted in other policy spheres. Besides, the article shows how his position on the Baltic states and Ukraine led to growing disagreements with some of his key advisors. Also, it stresses the dilemmas Gorbachev had to cope with when dealing with the national question, which he could have hardly solved with single solutions or a new conception of nationalities policy. The article builds on declassified material, Gorbachev’s speeches, notes of the Politburo meetings, and memoirs of former Soviet politicians.
本文论述了戈尔巴乔夫在改革中民族问题思想的演变,为现有的民族问题文献提供了更多的实证证据。它着眼于戈尔巴乔夫最初为什么不把国家问题作为优先事项,以及他在整个任期内如何处理民族主义动员和种族间冲突。著名学者一致认为戈尔巴乔夫在处理国家问题上是盲目的。文章认为,虽然戈尔巴乔夫无法制定出令人信服的民族政策,但他的做法与他在其他政策领域采取的做法没有根本区别。此外,这篇文章还展示了他在波罗的海国家和乌克兰问题上的立场如何导致他与一些关键顾问之间的分歧越来越大。此外,它还强调了戈尔巴乔夫在处理民族问题时必须面对的困境,而他很难用单一的解决方案或新的民族政策来解决这个问题。这篇文章以解密材料、戈尔巴乔夫的演讲、政治局会议记录和前苏联政治家的回忆录为基础。
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引用次数: 0
“Because of Him, We Have Pizza Hut!” “因为他,我们有必胜客!”
IF 0.2 4区 历史学 Q3 Arts and Humanities Pub Date : 2023-04-28 DOI: 10.30965/18763316-12340049
K. Ironside
Gorbachev’s 1997 television ad for Pizza Hut, which opened its first restaurants in the Soviet Union in 1990 through a joint venture between parent company PepsiCo, Inc. and the Moscow city soviet, is an important part of his popular image in the West, reflecting the role that capitalist consumerism is often presumed to have played in the Soviet system’s collapse. Yet, as this article shows, such joint ventures were supposed to increase the Soviet Union’s role not as a consumer, but as a producer, by showcasing the benefits of international economic cooperation with it. Joint ventures won Gorbachev powerful allies, including the CEO of Pepsi, Donald H. Kendall, who advocated for removing American trade restrictions that stood in the way of the Soviet Union assuming a larger function in world trade. As Gorbachev’s economic reforms began to fail, however, the long line in front of Pizza Hut also came to symbolize communism’s failure to deliver prosperity. Gorbachev used the difficulties of foreign companies like Pizza Hut as proof of why the Soviet Union should be given Western aid, to no avail. Ultimately, the policy of joint ventures was a failure and Pizza Hut’s presence in the post-Soviet Russian market was short lived: it left during the 1998 ruble crisis only to return under Putin in the early 2000s, only to leave once again after Russia’s 2022 invasion of Ukraine.
戈尔巴乔夫1997年为必胜客制作的电视广告是他在西方广受欢迎形象的重要组成部分,反映了人们通常认为资本主义消费主义在苏联制度崩溃中扮演的角色。1990年,必胜客通过母公司股份有限公司百事可乐和莫斯科市苏维埃的合资企业在苏联开设了第一家餐厅。然而,正如这篇文章所显示的那样,这些合资企业本应通过展示与苏联的国际经济合作的好处来增加苏联作为生产者的角色,而不是消费者的角色。合资企业为戈尔巴乔夫赢得了强大的盟友,包括百事可乐首席执行官唐纳德·H·肯德尔,他主张取消阻碍苏联在世界贸易中发挥更大作用的美国贸易限制。然而,随着戈尔巴乔夫的经济改革开始失败,必胜客门前的长队也象征着共产主义未能带来繁荣。戈尔巴乔夫用必胜客等外国公司的困难来证明为什么苏联应该得到西方的援助,但无济于事。最终,合资政策失败了,必胜客在后苏联时代的俄罗斯市场的存在是短暂的:它在1998年卢布危机期间离开,但在21世纪初普京领导下又回来了,但在2022年俄罗斯入侵乌克兰后再次离开。
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引用次数: 1
Official Responses to Ethnic Unrest in the USSR, 1985–1991 官方对苏联种族骚乱的回应,1985-1991
IF 0.2 4区 历史学 Q3 Arts and Humanities Pub Date : 2023-04-28 DOI: 10.30965/18763316-12340051
M. Kramer
The Soviet Union, like the large, multiethnic land empires in Europe that came to an end in the early 20th century (Habsburg, Imperial Russian, Ottoman), consisted of a central government ruling over far-flung regions in which particular ethnic and cultural groups were predominant. For many years, Soviet leaders were able to maintain the internal stability of the multiethnic Soviet state by relying on a mix of extreme coercion and occasional concessions to local demands. Soon after Mikhail Gorbachev became the General Secretary of the Soviet Communist Party in 1985, he adopted sweeping political liberalization and democratization, including the first free elections ever held in the USSR. The loosening of political control in a state that had long been known for brutal repression had far-reaching consequences for social stability. The political opportunities that opened for ethnic groups in the Soviet Union to push for far-reaching change, including independence, created great difficulty for Gorbachev’s attempts to hold the Soviet Union together. Although he could have resorted to the use of large-scale violence as previous Soviet leaders had repeatedly done, he was deeply reluctant to cause mass bloodshed. His aversion to the use of mass repression was one of the key factors that precipitated the unraveling of the USSR. This article presents an in-depth analysis of Gorbachev’s responses to ethnic unrest in the Soviet Union from 1986 through 1991.
与20世纪初结束的欧洲大型多民族陆地帝国(哈布斯堡王朝、俄罗斯帝国、奥斯曼帝国)一样,苏联由一个中央政府组成,统治着特定种族和文化群体占主导地位的偏远地区。多年来,苏联领导人依靠极端胁迫和偶尔对当地要求的让步,得以维持这个多民族苏联国家的内部稳定。1985年,米哈伊尔·戈尔巴乔夫成为苏联共产党总书记后不久,他采取了全面的政治自由化和民主化,包括苏联有史以来首次举行的自由选举。在一个长期以残酷镇压著称的国家,放松政治控制对社会稳定产生了深远影响。为苏联各民族推动包括独立在内的深远变革提供了政治机会,这给戈尔巴乔夫团结苏联的努力带来了巨大困难。尽管他本可以像前苏联领导人多次那样使用大规模暴力,但他极不愿意造成大规模流血。他对大规模镇压的厌恶是促成苏联解体的关键因素之一。本文深入分析了1986年至1991年戈尔巴乔夫对苏联民族动乱的反应。
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引用次数: 0
Reassessing Gorbachev 重新评价戈尔巴乔夫
IF 0.2 4区 历史学 Q3 Arts and Humanities Pub Date : 2023-04-28 DOI: 10.30965/18763316-12340053
William Taubman
Comments from around the world following Gorbachev’s death revealed yet again how polarized views of him are. Most Westerners still see him as a man who changed his country and the world for the better. Most Russians condemn him for having intentionally or unintentionally destroyed the USSR. This essay attempts to reassess his record – to ask what a leader like him was to do when he had noble aims for his country and the world and possessed the power potentially to achieve them, but confronted huge obstacles to doing so. Should he have pursued them at the risk not only of failure, but of making things worse? Should he have settled for presiding over the status quo and preserving his own power? To address such questions, I pose others: What were Gorbachev’s goals and how did he come by them? Were they so ambitious as to be unrealistic? Did he have sufficient power as Soviet leader possibly to achieve them? What obstacles did he face? Did he foresee them? How effectively did he cope with them? Were there alternatives that were preferable to his approach? I conclude that Gorbachev was right to make the attempt.
戈尔巴乔夫去世后,世界各地的评论再次表明,人们对他的看法是多么两极分化。大多数西方人仍然认为他是一个让自己的国家和世界变得更好的人。大多数俄罗斯人谴责他有意无意地摧毁了苏联。这篇文章试图重新评估他的记录——问一个像他这样的领导人,当他对他的国家和世界有崇高的目标,并且拥有实现这些目标的潜在力量,但在实现这些目标的过程中面临巨大障碍时,他会怎么做。他是否应该冒着不仅失败,而且使事情变得更糟的风险去追求这些目标呢?他是否应该满足于维持现状并保持自己的权力?为了回答这些问题,我提出了其他问题:戈尔巴乔夫的目标是什么?他是如何实现这些目标的?他们是否雄心勃勃到不切实际?作为苏联领导人,他有足够的权力来实现这些目标吗?他遇到了什么障碍?他预见到了吗?他是如何有效地对付他们的?有没有比他的方法更好的选择?我的结论是戈尔巴乔夫的尝试是正确的。
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引用次数: 0
Forced Penance in Russian Monasteries in the Second Half of the 18th Century: From Punishment of the Body to Correction of the Soul 18世纪下半叶俄罗斯君主的强制忏悔:从肉体惩罚到灵魂矫正
IF 0.2 4区 历史学 Q3 Arts and Humanities Pub Date : 2023-04-28 DOI: 10.30965/18763316-12340054
L. Marasinova
This paper focusses on the use of the sacred space of monasteries for the punishment of criminals and their simultaneous spiritual purification. The uniqueness and therefore special heuristic value of study into this phenomenon is determined by the following circumstances. The ritual of tonsure has long been used by rulers to punish undesirable and dangerous individuals and remove them from proximity to the throne. However, the “honor” of such a manifestation of royal anger was only awarded to those belonging to the tsar’s inner circle, and disgraced courtiers did not find themselves locked behind monastic walls for the sake of their internal spiritual correction, but solely in order to isolate them. During the reign of Catherine II, the Empress’s own initiative saw a marked increase in the practice of penance in monasteries as punishment for serious crimes. It is noteworthy that such sentences first appeared in Catherine’s written confirmations of sentences, after which they began to be widely utilized by the secular courts. The conclusions of this work are based on royal confirmations of death sentences passed by the Senate, the archives of the local chancelleries, and reports submitted by the abbots of monastic foundations. These materials enable us to draw preliminary conclusions regarding the gradual humanization of punishments in Russia in the second half of the 18th century and the growing use of ecclesiastical practices in court sentences, all at a time in which the scope of spiritual jurisdiction was being reduced.
本文着重探讨了利用寺院神圣空间惩罚罪犯及其同时净化精神的问题。研究这一现象的独特性和特殊的启发价值是由以下情况决定的。长期以来,统治者一直使用剃度仪式来惩罚不受欢迎和危险的个人,并将他们从王位附近赶走。然而,这种王室愤怒表现的“荣誉”只授予那些属于沙皇核心圈子的人,而名誉扫地的朝臣们并没有发现自己被关在修道院的围墙后面是为了他们内心的精神矫正,而只是为了孤立他们。在叶卡捷琳娜二世统治期间,女皇主动发现修道院中忏悔作为对严重罪行的惩罚的做法显著增加。值得注意的是,这类句子最早出现在凯瑟琳对句子的书面确认中,之后它们开始被世俗法院广泛使用。这项工作的结论是基于参议院通过的皇家死刑确认书、地方总理府的档案以及修道院基金会住持提交的报告。这些材料使我们能够就18世纪下半叶俄罗斯惩罚的逐渐人性化以及在法庭判决中越来越多地使用教会惯例得出初步结论,而此时精神管辖权的范围正在缩小。
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引用次数: 0
Mikhail Gorbachev and the Politics of Perestroika 米哈伊尔·戈尔巴乔夫与改革政治
IF 0.2 4区 历史学 Q3 Arts and Humanities Pub Date : 2023-04-28 DOI: 10.30965/18763316-12340044
Archie Brown
Archie Brown notes how the meaning of perestroika, a concept Gorbachev used well before he became Soviet leader, changed over time. The focus is on Gorbachev as a politician operating in the Soviet domestic context. Contrary to widespread retrospective belief, the USSR was not in crisis when Gorbachev became general secretary, and he was not forced to embark on fundamental change. He began with the aim of achieving economic reform and some political liberalization. However, from January 1987 onwards, he prioritized political reform. His thinking continued to evolve, and by 1988–89 he had embraced not only liberalization but a political pluralization that amounted to systemic change. Such, however, was the intertwining of party and state that abandonment of ‘democratic centralism’ and the Communist Party’s monopoly of power led to a crisis of Soviet statehood by 1990–91 and to perestroika’s major unintended consequence – the dissolution of the USSR. Through persuasion and negotiation, rather than violent coercion, Gorbachev had tried and failed to prevent this disintegration of the USSR. But, successfully overcoming entrenched conservative resistance, he had already used the authority of his office and his powers of persuasion to leave Russia a freer country than it had ever been.
Archie Brown指出,戈尔巴乔夫在成为苏联领导人之前就一直使用的“改革”概念,其含义是如何随着时间的推移而变化的。焦点是戈尔巴乔夫作为一个在苏联国内运作的政治家。与普遍的回顾性信念相反,戈尔巴乔夫担任总书记时,苏联并没有陷入危机,他也没有被迫进行根本性的变革。他一开始的目标是实现经济改革和一些政治自由化。然而,从1987年1月起,他将政治改革列为优先事项。他的思想不断发展,到1988-1989年,他不仅接受了自由化,而且接受了相当于系统性变革的政治多元化。然而,党和国家交织在一起,放弃“民主集中制”和共产党垄断权力导致了1990-91年苏联国家危机,并导致了改革的重大意外后果——苏联解体。戈尔巴乔夫通过说服和谈判,而不是暴力胁迫,试图阻止苏联解体,但失败了。但是,成功地克服了根深蒂固的保守派阻力,他已经利用自己办公室的权威和说服力,让俄罗斯成为一个比以往任何时候都更自由的国家。
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引用次数: 0
The Socialist Great Divergence. Why Mikhail Gorbachev Failed Where Deng Xiaoping Succeeded 社会主义大分歧。为什么戈尔巴乔夫失败了邓小平成功了
IF 0.2 4区 历史学 Q3 Arts and Humanities Pub Date : 2023-04-28 DOI: 10.30965/18763316-12340052
Tobias Rupprecht
While Mikhail Gorbachev opened a door for a possible democratic transformation of the Soviet Union, the economic and financial policies of his Perestroika led to state collapse. Those who reproach him for not having a coherent concept of economic reform often point to Deng Xiaoping, whose ostensibly more clear-eyed vision led China to prosper. Yet on a conceptual level, Gorbachev’s economic and legal arrangements were very similar to Deng’s; both drew on the domestic and international intellectual repertoires of market socialism. It was their political implementation under fundamentally different political, economic and social conditions that led to economic catastrophe in the USSR and to economic growth in the People’s Republic. A ‘Chinese path’ in the Soviet Union, including the application of political violence, may have preserved one-party dictatorship – but would not have provided the basis for an economic upswing. Gorbachev should be given great credit for rejecting such authoritarian market reforms.
虽然米哈伊尔·戈尔巴乔夫为苏联可能的民主转型打开了大门,但其改革的经济和金融政策导致了国家崩溃。那些指责他没有一个连贯的经济改革概念的人经常提到邓小平,他表面上更清晰的愿景使中国繁荣起来。然而,在概念层面上,戈尔巴乔夫的经济和法律安排与邓非常相似;两者都借鉴了国内外市场社会主义的知识宝库。正是它们在根本不同的政治、经济和社会条件下的政治执行导致了苏联的经济灾难和人民共和国的经济增长。苏联的“中国道路”,包括政治暴力的应用,可能保留了一党专政,但不会为经济增长提供基础。戈尔巴乔夫拒绝了这种专制的市场改革,应该受到高度赞扬。
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引用次数: 0
The Gorbachev Moment – and Why It Was So Brief 戈尔巴乔夫时刻——及其为何如此短暂
IF 0.2 4区 历史学 Q3 Arts and Humanities Pub Date : 2023-04-28 DOI: 10.30965/18763316-12340047
M. Evangelista
The essay describes the anti-Stalinist tradition as a source of reformist thinking in the USSR and the policies of Nikita Khrushchev as precedents for Mikhail Gorbachev’s reforms. It identifies promoters of reform within the Communist Party, among dissidents, and among their foreign supporters. It claims that those who supported Gorbachev were fewer and less influential than it appeared at the time, and that their ideas for economic reform were less developed and coherent than those for democratization and foreign policy. The essay describes the New Economic Policy of the early 1920s advocated by Nikolai Bukharin as an example of what at the time seemed to serve as a precedent for Gorbachev’s reforms, but had little actual impact. The essay discusses how opponents of Gorbachev’s reforms at home and abroad sought to undermine his initiatives. It considers the role of the United States in bringing the Gorbachev Moment to an end, by highlighting US rejection of Gorbachev’s vision of a nuclear-free, demilitarized world; insistence on promoting “shock therapy” for the Russian economy and support for Boris Yeltsin’s antidemocratic means of doing so; and policies that undermined democratic opposition to Yeltsin, even as his brutal war against Chechnya helped set a precedent for Vladimir Putin’s invasion of Ukraine.
这篇文章将反斯大林主义传统描述为苏联改革思想的源泉,并将尼基塔·赫鲁晓夫的政策描述为米哈伊尔·戈尔巴乔夫改革的先例。它确定了共产党内部、持不同政见者和他们的外国支持者中的改革推动者。它声称,那些支持戈尔巴乔夫的人比当时看起来的影响力越来越小,他们对经济改革的想法不如民主化和外交政策的想法发达和连贯。这篇文章描述了尼古拉·布哈林(Nikolai Bukharin)在20世纪20年代初倡导的新经济政策,作为当时戈尔巴乔夫改革的一个先例,但几乎没有实际影响。这篇文章讨论了国内外戈尔巴乔夫改革的反对者如何试图破坏他的倡议。它考虑了美国在结束戈尔巴乔夫时刻方面的作用,强调了美国对戈尔巴乔夫无核、非军事化世界的愿景的拒绝;坚持为俄罗斯经济推行“休克疗法”,并支持鲍里斯·叶利钦(Boris Yeltsin)的反民主手段;以及削弱反对叶利钦的民主力量的政策,尽管他对车臣的残酷战争为弗拉基米尔·普京入侵乌克兰创造了先例。
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引用次数: 0
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