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A RIDDLE WRAPPED IN AN ENIGMA: ASSUMPTION OF RESPONSIBILITY, AGAIN 一个裹着谜团的谜:再次承担责任
IF 1.5 2区 社会学 Q1 LAW Pub Date : 2022-11-01 DOI: 10.1017/S000819732200071X
Jonathan H. Morgan
THE most troublesome question in negligence today remains omissions liability. The central “exception” is when a defendant assumes responsibility to take positive, protective action – notwithstanding assumption of responsibility’s cursory (even dismissive) treatment in the seminal Michael v Chief Constable [2015] UKSC 2, [2015] A.C. 1732. It was a safe prediction that more disputes about its meaning and application would engage the appellate courts. And now, following closely on Tindall v Chief Constable [2022] EWCA Civ 25 (noted Morgan [2022] C.L.J. 245), comes HXA v Surrey County Council [2022] EWCA Civ 1196. HXA comprised two separate claims by children against local authorities that had failed to take the claimants into protective care when they were being abused by members of their families. The case therefore broadly resembles the leading decision in GN v Poole B.C. [2019] UKSC 25, [2020] A.C. 720. In the High Court, Stacey J. struck out the claims in HXA: [2021] EWHC 2974 (Q.B.). She reminded herself at [64] of the emphasis on precedent and coherence in Robinson v Chief Constable [2018] UKSC 4, [2018] A.C. 736. In this spirit, she held the pleaded claims in HXA to be indistinguishable from GN v Poole, where the Supreme Court clearly laid down that a local authority did not assume responsibility by investigating and monitoring a vulnerable child’s situation. The Court of Appeal, however, thought that as allegations of assumption of responsibility “always depend on the specific facts of the case” it would be “plainly wrong” to strike the case out, when the law remained at a “relatively early stage [of] development” since the Poole case: [2022] EWCA Civ 1196 (at [105]–[106]). What emerges? First, this was an omissions case. Before Stacey J., the claimants made “valiant efforts” to identify negligent acts by the defendant authorities; Cambridge Law Journal, 81(3), November 2022, pp. 449–494 © The Authors, 2022. Published by Cambridge University Press on behalf of The Faculty of Law, University of Cambridge
当今过失中最麻烦的问题仍然是疏忽责任。核心的“例外”是当被告承担起采取积极保护行动的责任时——尽管在具有开创性意义的Michael v Chief Constable[2015]UKSC 2,[2015]a.C.1732案中,承担责任的处理方式草率(甚至不屑一顾)。可以肯定的是,关于其含义和应用的更多争议将涉及上诉法院。现在,继Tindall v Chief Constable[2022]EWCA Civ 25(注意到Morgan[2022]C.L.J.245)之后,HXA v Surrey County Council[2022]EWCA Civ 1196。HXA包括儿童对地方当局的两项单独索赔,地方当局在索赔人受到家人虐待时未能将其纳入保护性照顾。因此,本案与GN诉Poole B.C.案的主要判决大致相似。【2019】UKSC 25,【2020】A.C.720。在高等法院,Stacey J.驳回了HXA:[2021]EWHC 2974(Q.B.)中的诉讼请求。她在[64]中提醒自己,Robinson v Chief Constable[2018]UKSC 4,[2018]A.C.736中强调了先例和连贯性。本着这一精神,她认为,在HXA案中,辩护的索赔与GN诉Poole案没有区别,最高法院在该案中明确规定,地方当局不承担调查和监测弱势儿童情况的责任。然而,上诉法院认为,由于承担责任的指控“总是取决于案件的具体事实”,在普尔案以来法律仍处于“相对早期的发展阶段”时,将案件删除是“明显错误的”:【2022】EWCA Civ 1196(见【105】–【106】)。出现了什么?首先,这是一起遗漏案件。在Stacey J.之前,索赔人做出了“勇敢的努力”,以确定被告当局的疏忽行为;《剑桥法律杂志》,81(3),2022年11月,第449–494页©作者,2022。剑桥大学出版社代表剑桥大学法学院出版
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引用次数: 0
Key Ideas in Law: The Rule of Law and the Separation of Powers. By Jack Beatson. [Oxford: Hart Publishing, 2021. 192 pp. Paperback £12.99. ISBN 978-1-50993-877-3.] 法律的核心思想:法治与分权。作者:杰克·比特森。[牛津:哈特出版社,2021年。192页,平装本12.99英镑。ISBN 978-1-50993-877-3。]
IF 1.5 2区 社会学 Q1 LAW Pub Date : 2022-11-01 DOI: 10.1017/S0008197322000599
A. L. Young
The UK constitution is going through a period of rapid change, some would even argue constant crises. Constitutional scholarship has become more reactive than proactive; illuminating and evaluating change rather than turning its gaze to longstanding principles. Sir Jack Beatson’s book provides a welcome reflection on two such principles, the rule of law and the separation of powers. In doing so, it not only manages to achieve its aim of providing a clear introductory exegesis, but also provides ample food for thought for constitutional scholars. The book begins with an overview of the UK constitution. Chapter 1 draws attention to its uncodified nature, its array of sources and the importance of parliamentary sovereignty. Having established this context, the book focuses first on an exegesis of the rule of law before turning to the separation of powers. After first providing an account, and an evaluation, of formal and substantive conceptions of the rule of law (Chapter 2), a further critical evaluation is made of Dicey’s theory, culminating in an assessment of Tom Bingham’s magisterial account (Chapter 3). These characteristics are used as a lens through which to assess the UK constitution, with chapters evaluating the accessibility of the law (Chapter 4), the extent to which the UK constitution checks arbitrary executive decision-making (Chapter 5), access to justice (Chapter 6), and the independence and impartiality of the judiciary (Chapter 7). The book then turns to the separation of powers. Beatson recognises the difficulty of applying this principle to the UK constitution, particularly given the fusion between the executive and the legislature. Consequently, he prefers to refer to and assess the balance of powers in the UK constitution (Chapter 8). The final chapter turns to provisions that enable majorities and protect minorities, examining the right to vote and parliamentary sovereignty, before assessing the extent to which the Human Rights Act 1998, the principle of legality, dicta regarding the exceptional circumstances where courts may refuse to recognise or enforce Acts of Parliament and the role of ouster clauses (Chapter 9). All of these are examined in order to evaluate the extent to which the UK constitution balances the protection of minorities against the protection of democracy through enabling majority rule. As part of the key ideas series, the book is designed to give a short overview. The book is a model of percipience. To produce a book that is so clear, detailed and current is an outstanding achievement. There is no dumbing-down for the constitutional novice and no obfuscatory short cuts in order to avoid contestable issues. Any newcomer to the UK constitution is richly rewarded with a broad knowledge and understanding of these key constitutional concepts. The book also has much to offer those who are more well-versed in the UK constitution and constitutional theory. This review will focus on four such examples, three of w
英国宪法正在经历一段快速变化的时期,有些人甚至认为危机不断。宪法学术已经变得被动而非主动;启发和评估变革,而不是将目光转向长期存在的原则。杰克•比特森爵士的书对法治和三权分立这两个原则进行了令人欢迎的反思。在这样做的过程中,它不仅成功地实现了提供清晰的介绍性注释的目标,而且为宪法学者提供了充足的思想食粮。这本书首先概述了英国宪法。第一章着重讨论了立法的非法典化性质、立法的来源以及议会主权的重要性。在确立了这一背景之后,本书在转向三权分立之前,首先着重于对法治的解释。在首先对法治的形式和实质概念进行说明和评估(第2章)之后,对戴西的理论进行了进一步的批判性评估,最终对汤姆·宾厄姆的行政解释进行了评估(第3章)。这些特征被用作评估英国宪法的镜头,其中几章评估了法律的可及性(第4章)。英国宪法在多大程度上制约武断的行政决策(第5章),诉诸司法(第6章),以及司法的独立性和公正性(第7章)。然后,这本书转向了三权分立。比特森认识到,将这一原则应用于英国宪法的难度,尤其是考虑到行政和立法机构的融合。因此,他更倾向于参考和评估英国宪法中的权力平衡(第8章)。最后一章转向支持多数和保护少数的条款,审查投票权和议会主权,然后评估1998年人权法案的程度,合法性原则,关于法院可能拒绝承认或执行议会法案的特殊情况和罢免条款的作用(第9章)。所有这些都被审查,以评估联合王国宪法在多大程度上通过允许多数人统治来平衡保护少数人和保护民主。作为关键思想系列的一部分,本书旨在给出一个简短的概述。这本书是认知的典范。能写出一本如此清晰、详细和与时俱进的书,是一项了不起的成就。不存在对宪法新手的简化,也不存在为了避免有争议的问题而模糊的捷径。任何新人英国宪法是丰厚的回报,这些关键的宪法概念的广泛的知识和理解。这本书也为那些更精通英国宪法和宪法理论的人提供了很多东西。本文将集中讨论四个这样的例子,其中三个可以最好地理解为学者参与现实核查的重要需要,而第四个则鼓励我们重新思考宪法平衡的含义。在讨论法治时,我们很容易把焦点完全放在判例法上。鉴于电视转播的最高法院案件、对司法机构措辞严厉的批评,以及随后保守党政府在2019年宣言中承诺的修宪,在当前的宪法环境下,这或许是可以理解的。《行政法独立评论》,剑桥法律杂志,81(3),2022年11月,第673-697页©The Authors, 2022。剑桥大学出版社代表剑桥大学法学院出版
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引用次数: 0
IP Accidents. By Patrick Goold. [Cambridge University Press, 2022. xvi + 133 pp. Hardback £85.00. ISBN 978-1-10-884148-1.] IP事故。帕特里克·戈德著。剑桥大学出版社,2022。xvi + 133页,精装本85.00英镑。ISBN 978-1-10-884148-1。)
IF 1.5 2区 社会学 Q1 LAW Pub Date : 2022-11-01 DOI: 10.1017/S0008197322000551
Poorna Mysoor
connected? Both are cases of merely notional attribution with much in common. The authors note this is an open question (p. 245) but do not evaluate the normative merits of each position or the possible outcomes. Chapter 8 sets out the bars to tracing. Most are uncontroversial so the treatment is short, but the book is an end-to-end treatment. The most controversial question is whether change of position ought to be a bar. This is left for another work since the authors, through their justifications for tracing, reject the applicability of the principles of unjust enrichment. The new Law of Tracing certainly achieves its goal to set out just that. In doing so, it strikes a balance between having a grand explanatory theory from which all the rules and principles deductively flow and a more flexible theory formed inductively from the authorities. My criticism that it could have been pushed further towards the former is tempered by the advantages of the latter. Indeed, the law of tracing is not fully formed, so characterising it as precisely as possible, but not too precisely, is a fine objective. And in Chapter 5 this compromise was deployed to particularly good effect. This leads us to the final questions: Will the new Law of Tracing be the last word on the subject? Plainly no. Will it assist our understanding of the law and drive it forward? Plainly yes. Its clarity, attention to detail and insightful analysis makes it a valuable addition both to the academic debate and the practitioner’s toolbox.
连接?这两种情况都只是名义上的归因,有很多共同点。作者指出,这是一个悬而未决的问题(第245页),但没有评估每个立场的规范优点或可能的结果。第8章列出了追踪的障碍。大多数都没有争议,所以治疗时间很短,但这本书是一种端到端的治疗。最具争议的问题是立场的改变是否应该成为一个障碍。这是留给另一项工作的,因为作者通过其追查的理由,拒绝适用不当得利原则。新的《追查法》无疑实现了规定这一点的目标。在这样做的过程中,它在拥有一个宏大的解释理论和一个由权威归纳形成的更灵活的理论之间取得了平衡。我的批评是,它本可以进一步推向前者,但后者的优势缓和了这种批评。事实上,追踪定律还没有完全形成,因此尽可能精确但不太精确地描述它是一个很好的目标。在第五章中,这一折衷方案得到了特别好的运用。这就引出了最后一个问题:新的《追踪法》会成为这个问题的最后决定吗?显然没有。它会帮助我们理解法律并推动它向前发展吗?很明显是的。它的清晰性、对细节的关注和富有洞察力的分析使它成为学术辩论和从业者工具箱中的一个宝贵补充。
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引用次数: 0
Fifty Years of the Divorce Reform Act 1969. Edited by Joanna Miles, Daniel Monk and Rebecca Probert. [Oxford: Hart Publishing, 2022. xiii + 295 pp. Hardback £85.00. ISBN 978-1-50994-788-1.] 1969年离婚改革法案50年。由乔安娜·迈尔斯、丹尼尔·蒙克和丽贝卡·普罗伯特编辑。[牛津:哈特出版社,2022年。xiii+295 pp.硬背£85.00。ISBN 978-1-50994-788-1。]
IF 1.5 2区 社会学 Q1 LAW Pub Date : 2022-11-01 DOI: 10.1017/S000819732200054X
Henry Kha
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引用次数: 0
DISCERNING THE FORM AT THE SECOND STAGE OF VICARIOUS LIABILITY 替代责任第二阶段的形式辨析
IF 1.5 2区 社会学 Q1 LAW Pub Date : 2022-11-01 DOI: 10.1017/S0008197322000526
C. Beuermann
Abstract This article uses Atiyah and Summer's categorisation of the attributes of formal legal reasoning in Form and Substance in Anglo-American Law to examine the type of legal reasoning process used by the courts in England and Wales when determining the second stage of vicarious liability. The analysis shows that, although remaining formal in nature, the shift away from the Salmond test has resulted in a shift in the type of form used by the courts. It is suggested that future guidance issued by the Supreme Court to lower courts when determining the second stage of vicarious liability needs to take account of this change for the guidance to be effective.
摘要本文利用Atiyah和Summer对英美法中形式和实质的正式法律推理属性的分类,考察了英格兰和威尔士法院在确定第二阶段替代责任时使用的法律推理过程的类型。分析表明,尽管在性质上仍然是正式的,但从萨蒙德测试的转变导致了法院使用的形式类型的转变。有人建议,最高法院在确定替代责任的第二阶段时,未来向下级法院发布的指导意见需要考虑到这一变化,才能使指导意见生效。
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引用次数: 0
Law's Ideal Dimension. By Robert Alexy. [Oxford University Press, 2021. xiv + 325 pp. Hardback £80.00. ISBN 978-0-19-879683-1.] 法的理想维度。罗伯特·阿列克谢著。牛津大学出版社,2021。xiv + 325页。精装本80.00英镑。ISBN 978-0-19-879683-1。)
IF 1.5 2区 社会学 Q1 LAW Pub Date : 2022-11-01 DOI: 10.1017/S0008197322000575
N. Simmonds
statutes appear to be regarded as a judicial creation against which the executive must push back, rather than the opportunity to agree principles that should act as political or legal brakes on governments with strong parliamentary majorities that do not enjoy the support of the majority of the electorate. If the need for a reality check is all readers take away from reading this excellent book, then they will be enriched indeed. We can but hope it also influences those currently contemplating constitutional reform.
法规似乎被视为一种司法创造,行政部门必须加以反击,而不是一个就原则达成一致的机会,这些原则本应在政治或法律上对那些在议会中占绝对多数、却得不到多数选民支持的政府起到刹车作用。如果所有读者都从阅读这本优秀的书中得到了现实检验的需要,那么他们确实会得到充实。我们只能希望它也能影响到那些正在考虑修宪的人。
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引用次数: 0
STATUTORY INTERPRETATION: NATURAL MEANING AND CONTEXT 法律解释:自然意义与语境
IF 1.5 2区 社会学 Q1 LAW Pub Date : 2022-11-01 DOI: 10.1017/s0008197322000745
D. Feldman
on behalf of the applicants in Sharma, the applicants in Duarte Agostinho submit that climate change currently poses a risk to their lives and health, and this will only worsen with time. Separately, an association of senior women has filed a complaint before the ECtHR similarly arguing that the Swiss authorities have violated the positive obligations it owes them under Articles 2 and 8 of the ECHR by failing adequately to address climate change (Verein KlimaSeniorinnen Schweiz and Ors v Switzerland, App No. 53600/20). As with the applicants in Duarte Agostinho, and in contrast to the applicants in Sharma, the elderly complainants in Verein KlimaSeniorinnen Schweiz argue that they have already suffered harm because of climate change. While the likely outcome of both sets of complaints before the ECtHR is, at this stage, anyone’s guess, several aspects of the proceedings in Sharma may be of relevance. First, as noted, the applicants in the complaints before the ECtHR have argued that they have already suffered damage and their complaints are against the state as a whole, as distinct from a specific minister exercising a limited statutory power whose possible breach is related to an indeterminate harm at an indeterminate time. Issues of proximity and harm are, therefore, unlikely to be as significant in the ECtHR proceedings as they were in Sharma. Nevertheless, questions regarding foreseeability and control over the harm will no doubt assume importance before the ECtHR, particularly given that climate change is a global issue. While the law of negligence may not be the answer for individuals seeking to compel states to act to address the current climate crisis and to prevent future catastrophe, human rights law is increasingly invoked by litigants to fill some of that lacuna in protection. Only time will tell whether the ECHR, as interpreted by the ECtHR, provides such protection. As for the law of negligence, concepts such as “sufficient closeness and directness” and indeterminacy “may have reached their shelf life, particularly where one is dealing with acts or omissions that have wide-scale consequences that transcend confined temporal boundaries and geographic ranges, and where more than direct mechanistic causal pathways are involved” (at [754]).
杜阿尔特·阿戈斯蒂尼奥的申请人代表夏尔马的申请人表示,气候变化目前对他们的生命和健康构成威胁,而且这种情况只会随着时间的推移而恶化。另外,一个高级妇女协会向欧洲人权法院提出了类似的投诉,认为瑞士当局未能充分应对气候变化,违反了《欧洲人权公约》第2条和第8条规定的积极义务(Verein KlimaSeniorinen-Schweiz和Ors诉瑞士案,申请号53600/20)。与Duarte Agostinho的申请人一样,与Sharma的申请人不同,Verein KlimaSeniorinen Schweiz的老年申诉人辩称,他们已经因气候变化而受到伤害。虽然在现阶段,任何人都猜测,在ECtHR面前的两组投诉的可能结果是,但夏尔马诉讼的几个方面可能是相关的。首先,如前所述,在向欧洲人权法院提出的投诉中,申请人辩称,他们已经遭受了损害,他们的投诉是针对整个国家的,这与行使有限法定权力的特定部长不同,后者可能的违规行为与在不确定的时间造成的不确定的损害有关。因此,在欧洲人权法院的诉讼中,接近和伤害问题不太可能像在夏尔马那样重要。尽管如此,关于可预见性和对危害的控制的问题无疑将在ECtHR面前占据重要地位,特别是考虑到气候变化是一个全球性问题。虽然疏忽法可能不是试图迫使各国采取行动应对当前气候危机和防止未来灾难的个人的答案,但诉讼当事人越来越多地援引人权法来填补保护方面的一些空白。只有时间才能证明欧洲人权法院解释的《欧洲人权公约》是否提供了这种保护。至于过失法,“足够紧密和直接”和不确定性等概念“可能已经达到了保质期,特别是在处理具有超越有限时间界限和地理范围的广泛后果的行为或不作为时,以及涉及到超过直接机械因果途径的情况下”(见[754])。
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引用次数: 0
LIMPING INTO THE FUTURE: NEGLIGENCE LIABILITY FOR MENTAL INJURY TO SECONDARY VICTIMS 一瘸一拐地走向未来:对二级受害人精神伤害的过失责任
IF 1.5 2区 社会学 Q1 LAW Pub Date : 2022-11-01 DOI: 10.1017/S0008197322000721
Stelios Tofaris
[2019] C.L.J. 516) that the fact-specific nature of “assumption of responsibility” means duties of care, in this area, are less abstract questions of law and closer to fact-dependent questions about careless breach. Indeed, many have suggested that a suitably exacting breach threshold would control liability better than the broad-brush of duty of care. In HXA (ibid.) Baker L.J. emphasised that local authorities enjoy a wide discretion in making their complex and difficult decisions – so that there is a “high hurdle” in the way of proving breach. Perhaps this insight should be generalised. It might remove the need to grapple with the mysteries of “assumption of responsibility” and duty of care. The Law Commission thought so in 2008 when it proposed “sufficiently serious breach” as the touchstone of public authority liability: Law Com CP 187, “Administrative Redress” (2008). The Government of the day, eyeing a looming financial crisis, rejected a proposal that might end up damaging the budgets of public services. The climate for reform in the political and economic ruins of 2022 is equally inauspicious. And so a political question – when should child protection services pay for their failings? – remains wrapped within the enigma of assumption of responsibility, or at best deemed a pure question of “fact”.
〔2019〕C.L.J.516)认为,“承担责任”的特定事实性质意味着在这一领域,注意义务是不那么抽象的法律问题,更接近于与疏忽违约有关的事实相关的问题。事实上,许多人认为,适当严格的违约门槛将比宽泛的注意义务更好地控制责任。在HXA(同上)中,Baker L.J.强调,地方当局在做出复杂而困难的决定时享有广泛的自由裁量权,因此在证明违规行为方面存在“很大障碍”。也许这种见解应该加以概括。它可能消除了解决“承担责任”和注意义务之谜的必要性。2008年,法律委员会提出将“足够严重的违约行为”作为公共权力责任的试金石:Law Com CP 187,“行政补救”(2008)。当时的政府正着眼于迫在眉睫的金融危机,拒绝了一项可能最终损害公共服务预算的提案。2022年政治和经济废墟中的改革气候同样不吉利。因此,一个政治问题——儿童保护服务机构应该在什么时候为自己的失败买单仍然被责任承担之谜所包裹,或者充其量被认为是一个纯粹的“事实”问题。
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引用次数: 0
THE MODERN SLAVERY DEFENCE 现代奴隶制辩护
IF 1.5 2区 社会学 Q1 LAW Pub Date : 2022-11-01 DOI: 10.1017/S0008197322000770
Colin Gregory
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引用次数: 0
A TAXING DECISION 征税决定
IF 1.5 2区 社会学 Q1 LAW Pub Date : 2022-11-01 DOI: 10.1017/s0008197322000794
Jonas Atmaz Al-Sibaie
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引用次数: 0
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