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‘Ultimate optimism’: the twin critical visions of E.H. Carr and Reinhold Niebuhr “终极乐观主义”:E.H.卡尔和莱因霍尔德·尼布尔的双生批判视野
3区 社会学 Q1 Social Sciences Pub Date : 2023-10-31 DOI: 10.1177/00471178231205394
Avi Siegal
This essay elucidates the deep affinity between the political theories of E.H. Carr and Reinhold Niebuhr. Central to this affinity was their shared advocacy of an ongoing dialectic between vision and critique, or (in their words) utopianism and realism. The immediate justification for this essay is the surprising dearth of extended comparisons of Carr and Niebuhr, even though Carr in The Twenty Years’ Crisis acknowledges a particular debt to Niebuhr and cites Niebuhr seven times in that work. Comparing Carr and Niebuhr also reveals the Marxist roots of their dialectical approach and highlights their adamant refusal to proclaim themselves ‘realists’. The essay thus encourages the discipline of international relations to seek its genealogy in the tradition of radical political thought and to reassess the common assumption that Carr and Niebuhr are founders of the modern realist approach. In the author’s view, the ‘ultimate optimism’ of Carr and Niebuhr, though widely underappreciated, is compelling.
本文阐述了卡尔和尼布尔的政治理论之间的密切联系。这种亲和力的核心是他们共同倡导的愿景和批判之间的持续辩证法,或者(用他们的话说)乌托邦主义和现实主义。尽管卡尔在《二十年危机》中承认对尼布尔有特别的贡献,并在那部作品中七次引用尼布尔的话,但这篇文章的直接理由是卡尔和尼布尔之间的广泛比较令人惊讶地缺乏。卡尔和尼布尔的比较也揭示了他们辩证方法的马克思主义根源,并突出了他们坚决拒绝宣称自己是“现实主义者”。因此,本文鼓励国际关系学科在激进政治思想传统中寻找其谱系,并重新评估卡尔和尼布尔是现代现实主义方法创始人的普遍假设。在作者看来,卡尔和尼布尔的“终极乐观主义”,虽然被广泛低估,但却是令人信服的。
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引用次数: 0
When leaders disappoint: rejection and denial of leadership roles in international politics 当领导人失望时:拒绝和否认在国际政治中扮演领导角色
3区 社会学 Q1 Social Sciences Pub Date : 2023-10-25 DOI: 10.1177/00471178231205399
Gordon M. Friedrichs, Áine Fellenz
International leadership failure by states is an underdeveloped concept in International Relations. Existing approaches commonly equate leadership with hegemony, arguing that leadership success and failure are contingent on primacy or shared material interests among states. In this article, we introduce a role theoretical approach, which defines international leadership as a social role that emerges from shared expectations among states pertaining to leadership purpose, group cohesion and time horizon. Accordingly, leadership failure occurs when role expectations between states diverge and states are unable to generate commensurate role-taking via alter-casting. Four leader-follower constellations can be distinguished: leadership enactment, denial, rejection and vacuum. The paper utilizes this theoretical heuristic to understand two cases of leadership failure. The first case involves Brazil’s attempted leadership role in response to the Latin American migration crisis following the political crisis in Venezuela. The second case examines Indonesia’s attempted leadership role in the South China Sea dispute. The empirical findings contribute to existing work on hegemony and leadership in international relations theory by showing that leadership failure comes in different variants and these variants are contingent on shared role expectations and alter-casting capacity of states involved.
国家国际领导失败是国际关系学中一个不成熟的概念。现有的方法通常将领导与霸权等同起来,认为领导的成败取决于国家间的首要地位或共同的物质利益。在本文中,我们引入了角色理论方法,将国际领导定义为一种社会角色,这种社会角色来自于与领导目的、群体凝聚力和时间范围有关的国家之间的共同期望。因此,当国家之间的角色期望出现分歧,国家无法通过转换角色产生相应的角色承担时,就会发生领导失败。领导者-追随者可以分为四种星座:领导制定、否认、拒绝和真空。本文利用这一理论启发来理解两个领导失败的案例。第一个案例涉及委内瑞拉发生政治危机后,巴西试图在应对拉美移民危机方面发挥领导作用。第二个案例考察了印尼试图在南中国海争端中扮演的领导角色。实证研究结果表明,领导力失败有不同的变体,而这些变体取决于相关国家的共同角色期望和转换能力,从而对国际关系理论中霸权与领导力的现有研究有所贡献。
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引用次数: 0
Bipartisanship on China in a polarized America 在两极分化的美国,两党在中国问题上合作
3区 社会学 Q1 Social Sciences Pub Date : 2023-09-26 DOI: 10.1177/00471178231201484
Christopher Carothers, Taiyi Sun
In recent years, the need for the United States to compete with and counter an increasingly assertive China has become a rare point of agreement between Democrats and Republicans, leading to a boom in China-related legislation with bipartisan support. This study asks two questions: first, whether this new China consensus is substantive or, as some analysts argue, superficial; and second, why bipartisan cooperation on China has emerged despite America’s intense political polarization. We address these two questions through a systematic analysis of China-related legislation and U.S. legislators’ messaging about China on social media. We find that the new consensus is substantive, with many bipartisan bills mandating meaningful action on trade, technology, diplomatic and military affairs, and human rights issues. Moreover, we argue that the new consensus emerged largely in 2017–2018, in response to several developments indicating China’s growing threat—geopolitical, economic, and ideological—to U.S. predominance in the international order. This study provides fresh insights on U.S.-China relations and contributes theoretically to the study of when external threats induce bipartisanship and when they do not.
近年来,美国需要与日益自信的中国竞争和抗衡,这已经成为民主党和共和党之间罕见的共识,导致与中国有关的立法在两党的支持下蓬勃发展。这项研究提出了两个问题:第一,这种新的中国共识是实质性的,还是像一些分析人士所说的那样,是肤浅的;第二,为什么在美国政治两极分化严重的情况下,两党在中国问题上的合作出现了。我们通过对中国相关立法和美国立法者在社交媒体上关于中国的信息的系统分析来解决这两个问题。我们发现新的共识是实质性的,许多两党法案要求在贸易、技术、外交和军事事务以及人权问题上采取有意义的行动。此外,我们认为新的共识主要是在2017-2018年出现的,这是对一些事态发展的回应,这些事态发展表明中国在地缘政治、经济和意识形态方面对美国在国际秩序中的主导地位构成了越来越大的威胁。这项研究为中美关系提供了新的见解,并为研究外部威胁何时会导致两党合作以及何时不会做出理论贡献。
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引用次数: 0
Multilateralism from the middle: stratification and NGOs 从中间看多边主义:分层与非政府组织
3区 社会学 Q1 Social Sciences Pub Date : 2023-09-25 DOI: 10.1177/00471178231196071
Molly Ruhlman
The universe of civil society organizations is vast and stratified. This article focuses on a particular type of organization: those that utilize high levels of multilateral expertise and expend significant resources on advocacy work within international organizations. Borrowing from middle power state theory, I suggest that considering material and social stratification helps us to understand the conditions that lead to a particular NGO role in global diplomacy. Drawing on meeting records, committee and working group membership, and interviews with organization representatives, this paper offers a plausibility probe investigation of a set of NGOs that are exceptionally engaged in civil society affairs in the New York hub of the United Nations.
民间社会组织的范围是巨大而分层的。本文关注的是一种特殊类型的组织:那些利用高水平的多边专门知识并在国际组织内花费大量资源进行宣传工作的组织。借用中等强国理论,我认为考虑物质和社会分层有助于我们理解导致非政府组织在全球外交中发挥特定作用的条件。本文利用会议记录、委员会和工作组成员以及对组织代表的采访,对联合国纽约中心的一批特别从事公民社会事务的非政府组织进行了似是而非的调查。
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引用次数: 0
The statistical trilemma: built-in limitations of international economic statistics 统计三难困境:国际经济统计的内在局限性
3区 社会学 Q1 Social Sciences Pub Date : 2023-09-25 DOI: 10.1177/00471178231201489
Daniel DeRock, Daniel Mügge
Economic statistics are central to global economic governance. They are the informational background to the Sustainable Development Goals, conditional lending by international organizations, and other dimensions of development policy. But there is a growing chasm between aspirations for economic statistics and what they can deliver on the ground. We argue that these shortcomings are rooted in what we call a trilemma of official statistics, a general limitation that goes beyond methodological deficiencies of individual indicators. Data users demand that economic statistics should (a) use harmonized standards to be comparable, (b) be guided by standards prescriptive enough to guarantee reliability and prevent manipulation, and (c) be suited to local socioeconomic contexts. Yet as we show, complex statistics can only satisfy two of these conditions at once. Importantly, we can only increase the suitability of such statistics to local contexts if we make concessions on either prescriptiveness or harmonization. We examine three cases in detail: national accounts statistics, poverty lines, and unemployment statistics. To strengthen external validity, we also briefly consider inflation, trade, and debt statistics as additional cases. The statistical trilemma clarifies the inevitable trade-offs statisticians face when designing measurement standards and thus the role they can – and cannot – play in global governance.
经济统计是全球经济治理的核心。它们是可持续发展目标、国际组织有条件贷款以及发展政策其他方面的信息背景。但是,人们对经济统计数据的期望与实际数据之间的鸿沟越来越大。我们认为,这些缺点的根源在于我们所说的官方统计的三难困境,这是一种超越个别指标方法缺陷的普遍限制。数据使用者要求经济统计应(a)使用统一的标准进行比较,(b)以足以保证可靠性和防止操纵的规范标准为指导,以及(c)适合当地的社会经济背景。然而,正如我们所展示的,复杂统计只能同时满足其中两个条件。重要的是,如果我们在规范性或协调性方面作出让步,我们只能增加这种统计对当地情况的适用性。我们详细研究了三种情况:国民账户统计、贫困线和失业统计。为了加强外部有效性,我们还将通货膨胀、贸易和债务统计数据作为附加案例进行简要考虑。统计三难困境阐明了统计学家在设计测量标准时所面临的不可避免的权衡,从而阐明了他们在全球治理中能够(或不能)发挥的作用。
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引用次数: 0
Liberal democracies and asylum: legal transformation and implementation challenges 自由民主与庇护:法律转型与实施挑战
IF 1.6 3区 社会学 Q1 Social Sciences Pub Date : 2023-09-04 DOI: 10.1177/00471178231197757
Jonathan Kent
Over the last 30 years, liberal democracies of the Global North have increasingly restricted access to their in-country asylum systems shifting many asylum and migration practices extraterritorially and prompting concern about the status of the universal human right to seek asylum. Most observers explain the trend as liberal states exerting national power and self-interest to ‘externalize’ asylum, ‘evading’ but not breaching international law. This piece adopts a different approach blending research on dynamic legal norms with Brunnée and Toope’s use of Lon Fuller’s criteria of legality. In contrast to explanations based on self-interest and power, I describe how the legal norm governing asylum has evolved over time alongside the shifting asylum and migration practices of liberal states through three phases. First, liberal democracies traditionally practiced an exclusively in-country approach to asylum prior to the late 1990s which only tentatively adhered to the criteria of legality. Second, the legal norm governing asylum shifted during the late 1990s and early 2000s creating new doctrine and legal practices at the multilateral level for reasons that resonated with the criteria of legality. Following contestation, however, liberal states have so far failed to implement the new substantive and procedural guidance despite the availability of more appropriate asylum practices. This account provides a significant qualification to the work on externalization and legal norm evasion, allows for the development of a typology containing three modes of asylum, and points to more legalistic asylum practices than what currently prevail among liberal states.
在过去30年里,全球北方的自由民主国家越来越多地限制进入其国内庇护制度,将许多庇护和移徙做法转移到域外,并引发了对寻求庇护这一普遍人权地位的关注。大多数观察人士将这一趋势解释为自由主义国家利用国家权力和自身利益将庇护“外部化”,“逃避”但不违反国际法。这篇文章采用了一种不同的方法,将对动态法律规范的研究与brunn和Toope使用的Lon Fuller的合法性标准相结合。与基于自身利益和权力的解释相反,我描述了管理庇护的法律规范是如何随着时间的推移而演变的,伴随着自由国家庇护和移民实践的转变,经历了三个阶段。首先,在20世纪90年代末之前,自由民主国家传统上实行的是完全在国内寻求庇护的做法,只是暂时遵守合法性标准。其次,管理庇护的法律规范在20世纪90年代末和21世纪初发生了转变,在多边层面上创造了新的理论和法律实践,其原因与合法性标准产生了共鸣。然而,在争论之后,自由主义国家迄今未能实施新的实质性和程序性指导,尽管有更适当的庇护做法。这种解释为外部化和逃避法律规范的工作提供了重要的资格,允许一种包含三种庇护模式的类型学的发展,并指出比目前在自由主义国家中盛行的更合法的庇护实践。
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引用次数: 0
Animal protection as animal welfare and anti-cruelty: a genealogical re-examination of the EU seal products ban 作为动物福利和反虐待的动物保护:对欧盟海豹产品禁令的宗谱重新审视
3区 社会学 Q1 Social Sciences Pub Date : 2023-09-01 DOI: 10.1177/00471178231191290
Judith Renner
This article suggests a way to inquire into animal protection politics as a specific field of international politics which regulates human-animal relations. Based on a genealogical analysis of the emergence of animal protection thinking in 19th and 20th century Great Britain, it argues that animal protection is structured by two specific strategies, anti-cruelty and animal welfare, that constitute our knowledge of what animal protection is and how it can be achieved. Whereas animal welfare suggests that animal protection means the meticulous technical standardisation of animal use along the scientific knowledge about particular species’ stress levels, anti-cruelty takes a moral approach and suggests that animal protection can be achieved by taming the cruel human subject by means of legal prohibition. The article uses these strategies as an interpretative lens for analysing the EU’s behaviour in the seal products case. It argues that the ban of the trade in seal products can be understood as the result of the anti-cruelty strategy gaining dominance in the EU debates on its seal policy. Moreover, in the ensuing WTO struggle the moral undertones of anti-cruelty made it possible for the EU to frame the ban as the protection of public morals under Article XX (a) GATT and thus to establish animal protection as a legitimate ground for trade restrictions. The antagonistic identity construction attached to anti-cruelty moreover made it possible for the EU to constitute itself as a morally superior subject and to re-emerge as a normative power in the context of animal protection. The article concludes by reflecting about further avenues for research on international animal protection politics.
动物保护政治作为调节人与动物关系的国际政治的一个特定领域,本文提出了一种探讨动物保护政治的方法。通过对19世纪和20世纪英国动物保护思想出现的谱系分析,本文认为动物保护是由两种具体的策略构成的,即反虐待和动物福利,这两种策略构成了我们对动物保护是什么以及如何实现动物保护的认识。动物福利表明,动物保护意味着对动物使用的细致技术标准化,以及对特定物种压力水平的科学知识,而反残忍则采取道德途径,表明动物保护可以通过法律禁止来驯服残忍的人类主体来实现。本文将这些策略作为分析欧盟在海豹产品案例中的行为的解释性镜头。它认为,海豹产品贸易禁令可以理解为反虐待战略在欧盟关于其海豹政策的辩论中占据主导地位的结果。此外,在随后的世贸组织斗争中,反虐待的道德含义使欧盟有可能根据关贸总协定第20 (a)条将禁令框架为保护公共道德,从而将动物保护作为贸易限制的合法依据。此外,反虐待所附带的对抗性身份建构使欧盟有可能将自己塑造为道德上优越的主体,并在动物保护的背景下重新成为规范性力量。文章最后对国际动物保护政治的进一步研究方向进行了思考。
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引用次数: 0
Race, nation, empire? Historicising outward and inward-facing British nationalism 种族,国家,帝国?将向外和内向的英国民族主义历史化
IF 1.6 3区 社会学 Q1 Social Sciences Pub Date : 2023-08-30 DOI: 10.1177/00471178231196073
James Foley
Brexit has continued to capture the attention of International Relations (IR) scholars, where it has been linked to the burgeoning debate on race and postcolonialism. This article adds to this scholarship by historicising the question of imperial nostalgia, which has been central to these intersecting literatures. It re-examines how influential theorists Hall and Gilroy linked the peculiarities of British national consciousness to traumas issuing from the loss of great power status. It emphasises two themes often lacking in recent accounts of Brexit nationalism: namely, the centrality of military mobilisation to national consciousness; and the unevenness between popular and elite sentiment with regards to the imperial dimension. In historicising themes of extroversion and introversion, it reconsiders the significant metamorphoses in post-Thatcherite British nationalism, which had centred on proclaiming a national renaissance founded in foreign policy successes, international moral leadership and a state-led consensus for rolling out globalisation worldwide. The research shows that revisionism about the British Empire played a significant role in foreign policy discourse across this period, as did pro-EU sentiment among the governing and ruling elite. It highlights the mechanisms which allowed UK foreign policy intellectuals to link the military roll-out of ‘postmodern’ social norms with the European project’s end goals. These findings help historically situate Brexit amid a succession of crises for the liberal global order. The research finds that, whereas Brexit appeared initially as a retreat or break from the UK’s post-Thatcherite ‘globalising’ nationalism, subsequent developments highlight significant continuities.
英国脱欧继续引起国际关系(IR)学者的关注,他们将其与迅速兴起的种族和后殖民主义辩论联系在一起。这篇文章通过将帝国怀旧的问题历史化,增加了这一学术研究,这是这些交叉文献的核心。它重新审视了有影响力的理论家霍尔和吉尔罗伊是如何将英国民族意识的特殊性与失去大国地位所带来的创伤联系起来的。它强调了最近关于英国脱欧民族主义的论述中往往缺乏的两个主题:即军事动员对民族意识的中心地位;以及大众和精英之间在帝国层面上的不平衡。在将外向和内向的主题历史化的过程中,该书重新审视了后撒切尔时代英国民族主义的重大转变,这种转变的核心是宣布建立在外交政策成功、国际道德领导力和国家主导的全球全球化共识基础上的民族复兴。研究表明,关于大英帝国的修正主义在这一时期的外交政策话语中发挥了重要作用,执政和统治精英中的亲欧盟情绪也是如此。它强调了英国外交政策知识分子将“后现代”社会规范的军事推广与欧洲项目的最终目标联系起来的机制。这些发现有助于将英国脱欧历史地置于自由主义全球秩序的一系列危机之中。研究发现,尽管英国脱欧最初似乎是对英国后撒切尔时代“全球化”民族主义的退却或突破,但随后的发展凸显了重要的连续性。
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引用次数: 0
‘Broadening’ and ‘deepening’ collective security in times of health crisis: the COVID-19 pandemic and beyond 在卫生危机时期“扩大”和“深化”集体安全:2019冠状病毒病大流行及以后
IF 1.6 3区 社会学 Q1 Social Sciences Pub Date : 2023-08-30 DOI: 10.1177/00471178231196070
Umut Ozguc, Asima Rabbani
Since the end of the Cold War, the UN’s collective security model has been questioned as to whether it has been well equipped to respond to the changing landscape of global security. By using the UN Security Council’s response to the COVID-19 pandemic as a case study, this paper traces the discursive contestations of the traditional understanding of the UN Charter-based collective security model. It examines what meanings the member states collectively attach to public health crises, how they frame the COVID-19 pandemic, and, finally how they consider the role of the Security Council in responding to non-military emergencies. An analysis of the debates by the Council members suggest that there is a slow normative change in the recognition of health security as an indivisible aspect of peace. We argue that the pandemic has created a normative environment for the Council’s members to rethink ‘broadening’ and ‘deepening’ collective security beyond military conflicts to emphasize the Council’s role in addressing health issues, structural inequalities, and other human security threats.
自冷战结束以来,联合国的集体安全模式一直受到质疑,人们怀疑它是否做好了应对全球安全形势变化的准备。本文以联合国安理会应对2019冠状病毒病大流行为例,追溯了对基于《联合国宪章》的集体安全模式的传统理解的话语争论。它审查了会员国集体赋予公共卫生危机的意义,它们如何定义COVID-19大流行,以及它们如何考虑安全理事会在应对非军事紧急情况方面的作用。对安理会成员辩论的分析表明,在承认卫生安全是和平不可分割的一个方面方面出现了缓慢的规范变化。我们认为,大流行病为安理会成员重新考虑在军事冲突之外“扩大”和“深化”集体安全创造了规范环境,以强调安理会在解决卫生问题、结构性不平等和其他人类安全威胁方面的作用。
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引用次数: 0
The deterioration of South America’s security architecture: from cooperation to coexistence? 南美安全架构的恶化:从合作到共存?
IF 1.6 3区 社会学 Q1 Social Sciences Pub Date : 2023-08-25 DOI: 10.1177/00471178231195246
Milton Carlos Bragatti, Brigitte Weiffen
While South America made significant strides in regional security cooperation since the 1990s, more recently the region seems to have entered a process of backsliding from its cooperative achievements and towards mere coexistence. This article proposes that an English School approach allows for a nuanced assessment of regional security cooperation. It contributes to the analysis of regional international societies and regional organisations as markers of fundamental institutional change. While scholars have studied how regional organisations shape the fundamental institutions of regional international societies as they emerge and evolve, little research has been done on whether a decline in regional organisations can lead to changes in the fundamental institutions of regional international societies. Using a set of indicators for coexistence and cooperative international societies, we analyse whether there is evidence of backsliding from cooperation to coexistence in South America with regard to three different types of security challenges: interstate conflict and militarisation; inter-mestic repercussions of internal conflict and violence; and extra-regional influences. We argue that a decline in regional organisations exacerbates those challenges, as they are no longer mitigated through institutionalised diplomatic procedures. However, despite the organisational decline, fundamental institutions in South America have so far proven relatively resilient.
虽然南美洲自1990年代以来在区域安全合作方面取得了重大进展,但最近该区域似乎进入了一个从其合作成就倒退到纯粹共存的进程。本文提出,英国学派的方法允许对区域安全合作进行细致入微的评估。它有助于分析区域国际社会和区域组织作为根本制度变革的标志。虽然学者们研究了区域组织如何在其产生和发展过程中塑造区域国际社会的基本制度,但关于区域组织的衰落是否会导致区域国际社会基本制度的变化的研究却很少。使用一组共存和合作国际社会的指标,我们分析了是否有证据表明,在南美洲,关于三种不同类型的安全挑战,从合作倒退到共存:国家间冲突和军事化;国内冲突和暴力的国内影响;以及地区外的影响。我们认为,区域组织的衰落加剧了这些挑战,因为它们不再通过制度化的外交程序来缓解。然而,尽管组织结构出现了衰退,但迄今为止,南美洲的基本制度已被证明具有相对的弹性。
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引用次数: 0
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International Relations
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