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A neoclassical realist model of overconfidence and the Japan–Soviet Neutrality Pact in 1941 过度自信的新古典现实主义模式与 1941 年日苏中立条约
IF 1.6 3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2023-12-06 DOI: 10.1177/00471178231218567
Ryuta Ito
Why did Japan conclude the Japan–Soviet Neutrality Pact in 1941, even though it knew the German-Soviet relations were deteriorating and heading towards a disastrous war? Under the Tripartite Pact, it would be irrational for Japan to approach the USSR, which Germany had decided to invade. This article examines this long-standing puzzle in Japanese diplomatic history (also an anomaly of neorealism) by developing a new neoclassical realist model termed ‘neoclassical realist model of overconfidence’ based on self-deception in evolutionary psychology using scientific realism in the philosophy of science as a metatheoretical foundation. Drawing on neoclassical realism, I argue that Japan’s balancing strategy during 1940–41, which initially reflected the tripolar structure of the international system (independent variable), ultimately resulted in the suboptimal balancing of the Japan–Soviet Neutrality Pact (dependent variable) due to Yosuke Matsuoka’s (Japanese foreign minister) self-deception, including the positive illusion and cognitive dissonance effect (intervening variable).
为什么日本明知德苏关系正在恶化并走向灾难性的战争,仍然在1941年缔结日苏中立条约?根据《三国条约》,日本接近德国已决定入侵的苏联是不理智的。本文以科学现实主义为元理论基础,以进化心理学中的自我欺骗为基础,发展了一种新的新古典现实主义模型,称为“过度自信的新古典现实主义模型”,研究了日本外交史上这个长期存在的难题(也是新现实主义的一个反常现象)。在新古典现实主义的基础上,笔者认为日本在1940 - 1941年间的平衡战略最初反映了国际体系的三极结构(自变量),但由于松冈洋介(日本外相)的自我欺骗,包括积极幻觉和认知失调效应(干预变量),最终导致了日苏中立条约的次优平衡(因变量)。
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引用次数: 0
Brazil’s pragmatic equidistance: hedging and the Second World War 巴西的实用等距:套期保值与第二次世界大战
IF 1.6 3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2023-11-29 DOI: 10.1177/00471178231211499
Mateus Bilhar, Zhaoying Han, Maximilian Ohle, Richard J. Cook
Can hedging be applied to non-Asia-Pacific regions and historical contexts? And, to what extent did Brazil operationalize hedging behavior during the Second World War? Taking these questions, the purpose of this paper is to expand the discourse on hedging twofold: First, to employ it within a South American context; second, to verify hedging historically as a widespread strategic unit-level behavior of small and middle powers amid systemic-level great power competitions. Here, by unboxing Brazil’s hedging behavior during the Second World War, specifically President Getúlio Vargas’s ‘ equidistância pragmática’ (pragmatic equidistance) coping strategy, it is found that Brazil employed hedging behavior with omnidirectional engagement with both the United States and Nazi Germany, yet later abandoned this strategy to fully align with Washington and the Allies in 1942, once Brazilian security and economic interests were aligned.
套期保值能否适用于非亚太地区和历史背景?巴西在第二次世界大战期间的套期保值行为在多大程度上具有可操作性?带着这些问题,本文旨在从两个方面扩展关于套期保值的讨论:首先,在南美背景下使用;其次,从历史上验证对冲是中小强国在系统层面的大国竞争中普遍存在的战略单位层面的行为。在此,通过对巴西在第二次世界大战期间的套期保值行为,特别是热图利奥-瓦加斯总统的 "务实等距"(equidistância pragmática)应对策略进行解构,我们发现巴西在与美国和纳粹德国进行全方位接触时采用了套期保值行为,但后来在 1942 年巴西的安全和经济利益趋于一致后,巴西放弃了这一策略,完全与华盛顿和盟国保持一致。
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引用次数: 0
Mediated public diplomacy and securitisation theory: the US campaign against Chinese 5G in Brazil and Chile 经调解的公共外交与安全化理论:美国在巴西和智利反对中国 5G 的运动
IF 1.6 3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2023-11-23 DOI: 10.1177/00471178231205412
Maximiliano Facundo Vila Seoane
Amidst the transition to the fifth generation of mobile telecommunications (5G), the US has launched a diplomatic campaign to prevent other states from acquiring such technologies from Chinese providers. In reply, China has launched a similar campaign to rebut being perceived as a security threat. However, the outcomes of such influencing campaigns in other states have been varied. This article argues that mediated public diplomacy and securitisation theory offer complementary ways to research the competition between the US and China in terms of influencing the policies of foreign states. Empirically, it examines the cases of Brazil and Chile, where the US campaign against Chinese 5G suppliers was successful in setting the agenda. However, neither the increased economic interdependence of Brazil and Chile with China nor their close political cultural congruency with the US, though, are enough to explain the different outcomes of the US campaign against Chinese 5G providers in each country. Indeed, Chile rejected the US securitisation move, while in Brazil it was successful, but partial in that it only refers to government 5G, not commercial 5G. The article argues that the degree of consensus among national political elites and other non-state actors to endorse or reject the US narrative explains such differences.
在向第五代移动通信(5G)过渡的过程中,美国发起了一场外交活动,以阻止其他国家从中国供应商那里获取此类技术。作为回应,中国也发起了类似的运动,以反驳被视为安全威胁的观点。然而,在其他国家开展的此类影响活动的结果却各不相同。本文认为,中介公共外交和安全化理论为研究中美两国在影响外国政策方面的竞争提供了互补的方法。在巴西和智利的案例中,美国针对中国 5G 供应商的运动成功地设置了议程。然而,无论是巴西和智利与中国经济相互依存程度的提高,还是它们与美国政治文化上的紧密一致性,都不足以解释美国针对中国 5G 供应商的运动在两国产生的不同结果。事实上,智利拒绝了美国的安全化举措,而巴西则取得了成功,但只是部分成功,因为它只涉及政府 5G,而非商业 5G。文章认为,国家政治精英和其他非国家行为者在认可或拒绝美国言论方面的共识程度解释了这种差异。
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引用次数: 0
The customer is always right? Flags of convenience and the assembling of maritime affairs 顾客永远是对的?方便旗与海事集结
IF 1.6 3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2023-11-20 DOI: 10.1177/00471178231211509
Alex Gould
The concept of ‘flag of convenience’ is ubiquitous in literature on maritime governance. First popularised by the International Transport Workers’ Federation (ITF), it has served as a touchstone concept in maritime policy discourse, and as a metaphor for the interaction between state and corporate actors in both maritime affairs and the globalised economy more broadly. This article argues, however, that the conceptions of public and private as ontologically separate that underpin existing literature on maritime governance have obscured notable shifts in the practices of flags of convenience in recent decades. More specifically (and drawing on assemblage theory), it argues that while flags of convenience have been framed exclusively as entities that allow shipping interests to escape regulatory control, certain open registers have been re-constituted as hubs of knowledge and materiality that ease and accelerate commercial circulation in a variety of ways. The article concludes by drawing attention to the volatility of the politics and practices of flag statehood at large; additionally, it highlights the insights that can be yielded for International Relations by the examination of maritime governance using novel theoretical tools.
方便旗 "的概念在有关海事治理的文献中无处不在。它最早由国际运输工人联合会 (ITF) 推广,一直是海事政策讨论中的试金石概念,也是国家和企业行为者在海事事务和更广泛的全球化经济中互动的隐喻。然而,本文认为,作为现有海事治理文献基础的公私本体分离概念掩盖了近几十年来方便旗实践中的显著变化。更具体地说(借鉴组合理论),本文认为,虽然方便旗一直被视为允许航运利益集团逃避监管的实体,但某些开放登记册已被重新构建为知识和物质中心,以各种方式便利和加速商业流通。文章最后提请人们注意船旗国政治和实践的不稳定性;此外,文章还强调了使用新的理论工具对海事治理进行研究可为国际关系带来的启示。
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引用次数: 0
Domestic terrorism, incumbency, and legislative vote shares 国内恐怖主义、在职情况和立法机构选票份额
IF 1.6 3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2023-11-20 DOI: 10.1177/00471178231205407
Lance Y. Hunter, Joseph W. Robbins, M. H. Ginn
A small number of studies have examined the effect terrorism has on political ideology and vote choice cross-nationally. However, scholars yet to understand how terrorist attack type influences vote choice based on the political ideology of incumbent governments. Thus, we examine the effect domestic and transnational terrorist attacks have on vote choice in legislative elections while accounting for the ideology of the incumbent government. In examining 56 democracies from 1975 – 2014 from various regions and levels of development, we find that domestic attacks, and not transnational, significantly effect both right and left party votes shares when the incumbent party in government is of a similar ideology. We attribute these results to the perception of instability that accompanies domestic attacks and the effects it has on voters’ evaluations of political parties. These findings have important implications for understanding how terrorism influences electoral behavior.
少数研究探讨了恐怖主义对跨国政治意识形态和投票选择的影响。然而,学者们尚未了解恐怖袭击类型如何影响基于现任政府政治意识形态的投票选择。因此,我们在考虑现任政府意识形态的同时,研究了国内和跨国恐怖袭击对立法选举中投票选择的影响。在对 1975-2014 年间来自不同地区和发展水平的 56 个民主国家的研究中,我们发现,当执政党的意识形态相似时,国内袭击(而非跨国袭击)会显著影响左右政党的选票份额。我们将这些结果归因于伴随国内袭击而来的不稳定性感知及其对选民对政党评价的影响。这些发现对于理解恐怖主义如何影响选举行为具有重要意义。
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引用次数: 0
Tech titans, cyber commons and the war in Ukraine: An incipient shift in international relations 科技巨头、网络公域和乌克兰战争:国际关系的萌芽转变
IF 1.6 3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2023-11-20 DOI: 10.1177/00471178231211500
Eviatar Matania, Udi Sommer
After years of highlighting the importance of cyber elements to the battlefields of the 21st Century, many observers are perplexed to see how conventional the war in Ukraine seems to be. We argue, nonetheless, that the war in Ukraine is another step in an incipient shift in international relations and international security inextricably linked with the cyber era. The cyber era has ushered in a key change in the sense that companies, in addition to nation-states, now play a role with meaningful and substantial consequences for the geostrategic upshots of the conflict. Key elements in this new IR reality are formed in the vision and spirit of the tech titans – Google, Microsoft, Meta, Apple and Amazon. The cyber commons, which includes elements that had not existed as shortly as two decades ago, and that are almost purely a product of the inventiveness and entrepreneurship of the tech titans – such as cloud computing or social media – is now part and parcel of the way states identify themselves, recognize their friends and foes, protect themselves and attack others, and operate internally and externally.
在多年强调网络元素对 21 世纪战场的重要性之后,许多观察家对乌克兰战争似乎如此常规感到困惑。然而,我们认为,乌克兰战争是国际关系和国际安全与网络时代密不可分的萌芽转变的又一步。网络时代带来了一个关键的变化,即除了民族国家之外,公司现在也扮演了一个角色,对冲突的地缘战略后果产生了有意义的实质性影响。谷歌(Google)、微软(Microsoft)、美达(Meta)、苹果(Apple)和亚马逊(Amazon)等科技巨头的愿景和精神形成了这一新的红外现实的关键要素。网络公域所包含的要素在二十年前还不存在,而且几乎纯粹是科技巨头们的创造力和创业精神的产物--如云计算或社交媒体--如今已成为国家识别自身、识别敌友、保护自己和攻击他人以及对内对外运作方式的重要组成部分。
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引用次数: 0
Communicative power as a new ideal type in international relations 交际权力作为一种新的国际关系理想类型
3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2023-11-03 DOI: 10.1177/00471178231205400
Holger Janusch
In international relations theory, civilian and normative power can be seen as the most ambitious attempts to develop a new ideal of actor that is normatively preferable to classical concepts such as great power, empire, and hegemon as it wields power in a different way. However, these attempts fail from a theoretical perspective primarily because the concepts cannot be clearly differentiated from hidden hegemony. Guided by Habermas’ notion of communicative power, this article develops a new ideal type for transnational norm diffusion that escapes the trap of hidden hegemony. This ideal promotes communicative power by: (1) exercising institutional power to enable open and free discourse, (2) abstaining from using compulsory power to impose its own norms but just to guarantee the option of voice and exit for all affected persons, and (3) reducing unconscious structural power, productive power, and soft power through the inclusion of reflexivity and self-criticism. This type of inclusive foreign policy based on self-restraint and reflexivity must originate from solidarity in domestic civil society to gain the trust of others. The concept of communicative power offers an alternative theoretical template to how dominant actors can exercise power in international politics.
在国际关系理论中,平民权力和规范权力可以被视为发展一种新的行动者理想的最雄心勃勃的尝试,这种行动者理想在规范上优于大国、帝国和霸权等经典概念,因为它以不同的方式行使权力。然而,这些尝试从理论的角度来看是失败的,主要是因为这些概念无法与隐性霸权明确区分。本文以哈贝马斯的交际权力概念为指导,提出了一种摆脱隐性霸权陷阱的跨国规范扩散的新理想类型。这种理想通过以下方式促进沟通权力:(1)行使制度权力以实现开放和自由的话语;(2)避免使用强制性权力来强加自己的规范,但只是为了保证所有受影响的人都有发言权和退出的选择;(3)通过包含反身性和自我批评来减少无意识的结构性权力、生产力和软实力。这种基于自我约束和反思的包容性外交政策必须源于国内公民社会的团结,以获得他人的信任。沟通权力的概念为主导行为体如何在国际政治中行使权力提供了另一种理论模板。
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引用次数: 0
Everyday migration hierarchies: negotiating the EU’s visa regime 日常移民等级制度:谈判欧盟签证制度
3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2023-10-31 DOI: 10.1177/00471178231205408
Paul D. Beaumont, Katharina Glaab
Critical security studies have shed invaluable light on the diffuse governmental technologies and pernicious effects of the EU’s bordering practices. While scholars have focused upon the experience of precarious migrant groups, this article suggests that extending our critical gaze to include seemingly privileged migrants can further understanding of just how far the insecurity produced by the EU’s migration regime reaches. Focusing on the migration process of international students in Norway, this article inquires into how these migrants experience, theorize and negotiate the EU’s visa regime and its governmental technologies. We show how their subjective understandings of ‘broad’ and ‘narrow’ hierarchies of the visa regime play out in their bureaucratic encounters, influencing their everyday lives. Ultimately, the article shows how the regime’s disciplinary effects extend further than prior critical research has appreciated.
关键的安全研究揭示了弥散的政府技术和欧盟边境做法的有害影响。虽然学者们关注的是不稳定的移民群体的经历,但本文认为,将我们的批判目光扩展到包括看似享有特权的移民,可以进一步理解欧盟移民制度产生的不安全感达到了什么程度。本文着眼于国际学生在挪威的移民过程,探讨这些移民如何体验、理论和谈判欧盟的签证制度及其政府技术。我们展示了他们对签证制度“广泛”和“狭隘”等级制度的主观理解如何在他们的官僚遭遇中发挥作用,影响他们的日常生活。最后,这篇文章展示了该制度的纪律效应如何比之前的批判性研究所认识到的延伸得更远。
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引用次数: 0
‘Ultimate optimism’: the twin critical visions of E.H. Carr and Reinhold Niebuhr “终极乐观主义”:E.H.卡尔和莱因霍尔德·尼布尔的双生批判视野
3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2023-10-31 DOI: 10.1177/00471178231205394
Avi Siegal
This essay elucidates the deep affinity between the political theories of E.H. Carr and Reinhold Niebuhr. Central to this affinity was their shared advocacy of an ongoing dialectic between vision and critique, or (in their words) utopianism and realism. The immediate justification for this essay is the surprising dearth of extended comparisons of Carr and Niebuhr, even though Carr in The Twenty Years’ Crisis acknowledges a particular debt to Niebuhr and cites Niebuhr seven times in that work. Comparing Carr and Niebuhr also reveals the Marxist roots of their dialectical approach and highlights their adamant refusal to proclaim themselves ‘realists’. The essay thus encourages the discipline of international relations to seek its genealogy in the tradition of radical political thought and to reassess the common assumption that Carr and Niebuhr are founders of the modern realist approach. In the author’s view, the ‘ultimate optimism’ of Carr and Niebuhr, though widely underappreciated, is compelling.
本文阐述了卡尔和尼布尔的政治理论之间的密切联系。这种亲和力的核心是他们共同倡导的愿景和批判之间的持续辩证法,或者(用他们的话说)乌托邦主义和现实主义。尽管卡尔在《二十年危机》中承认对尼布尔有特别的贡献,并在那部作品中七次引用尼布尔的话,但这篇文章的直接理由是卡尔和尼布尔之间的广泛比较令人惊讶地缺乏。卡尔和尼布尔的比较也揭示了他们辩证方法的马克思主义根源,并突出了他们坚决拒绝宣称自己是“现实主义者”。因此,本文鼓励国际关系学科在激进政治思想传统中寻找其谱系,并重新评估卡尔和尼布尔是现代现实主义方法创始人的普遍假设。在作者看来,卡尔和尼布尔的“终极乐观主义”,虽然被广泛低估,但却是令人信服的。
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引用次数: 0
When leaders disappoint: rejection and denial of leadership roles in international politics 当领导人失望时:拒绝和否认在国际政治中扮演领导角色
3区 社会学 Q2 INTERNATIONAL RELATIONS Pub Date : 2023-10-25 DOI: 10.1177/00471178231205399
Gordon M. Friedrichs, Áine Fellenz
International leadership failure by states is an underdeveloped concept in International Relations. Existing approaches commonly equate leadership with hegemony, arguing that leadership success and failure are contingent on primacy or shared material interests among states. In this article, we introduce a role theoretical approach, which defines international leadership as a social role that emerges from shared expectations among states pertaining to leadership purpose, group cohesion and time horizon. Accordingly, leadership failure occurs when role expectations between states diverge and states are unable to generate commensurate role-taking via alter-casting. Four leader-follower constellations can be distinguished: leadership enactment, denial, rejection and vacuum. The paper utilizes this theoretical heuristic to understand two cases of leadership failure. The first case involves Brazil’s attempted leadership role in response to the Latin American migration crisis following the political crisis in Venezuela. The second case examines Indonesia’s attempted leadership role in the South China Sea dispute. The empirical findings contribute to existing work on hegemony and leadership in international relations theory by showing that leadership failure comes in different variants and these variants are contingent on shared role expectations and alter-casting capacity of states involved.
国家国际领导失败是国际关系学中一个不成熟的概念。现有的方法通常将领导与霸权等同起来,认为领导的成败取决于国家间的首要地位或共同的物质利益。在本文中,我们引入了角色理论方法,将国际领导定义为一种社会角色,这种社会角色来自于与领导目的、群体凝聚力和时间范围有关的国家之间的共同期望。因此,当国家之间的角色期望出现分歧,国家无法通过转换角色产生相应的角色承担时,就会发生领导失败。领导者-追随者可以分为四种星座:领导制定、否认、拒绝和真空。本文利用这一理论启发来理解两个领导失败的案例。第一个案例涉及委内瑞拉发生政治危机后,巴西试图在应对拉美移民危机方面发挥领导作用。第二个案例考察了印尼试图在南中国海争端中扮演的领导角色。实证研究结果表明,领导力失败有不同的变体,而这些变体取决于相关国家的共同角色期望和转换能力,从而对国际关系理论中霸权与领导力的现有研究有所贡献。
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引用次数: 0
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International Relations
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