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Governance of Generative AI
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2025-02-03 DOI: 10.1093/polsoc/puaf001
Araz Taeihagh
The rapid and widespread diffusion of generative artificial intelligence (AI) has unlocked new capabilities and changed how content and services are created, shared, and consumed. This special issue builds on the 2021 Policy and Society special issue on the governance of AI by focusing on the legal, organizational, political, regulatory, and social challenges of governing generative AI. This introductory article lays the foundation for understanding generative AI and underscores its key risks, including hallucination, jailbreaking, data training and validation issues, sensitive information leakage, opacity, control challenges, and design and implementation risks. It then examines the governance challenges of generative AI, such as data governance, intellectual property concerns, bias amplification, privacy violations, misinformation, fraud, societal impacts, power imbalances, limited public engagement, public sector challenges, and the need for international cooperation. The article then highlights a comprehensive framework to govern generative AI, emphasizing the need for adaptive, participatory, and proactive approaches. The articles in this special issue stress the urgency of developing innovative and inclusive approaches to ensure that generative AI development is aligned with societal values. They explore the need for adaptation of data governance and intellectual property laws, propose a complexity-based approach for responsible governance, analyze how the dominance of Big Tech is exacerbated by generative AI developments and how this affects policy processes, highlight the shortcomings of technocratic governance and the need for broader stakeholder participation, propose new regulatory frameworks informed by AI safety research and learning from other industries, and highlight the societal impacts of generative AI.
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引用次数: 0
From benign to malign: unintended consequences and the growth of Zombie policies 从良性到恶性:意想不到的后果和僵尸政策的增长
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2025-01-21 DOI: 10.1093/polsoc/puae039
B. Guy Peters, Maximilian L Nagel
Few policymakers initiate policies that they know are malign, and are contrary to the public interest. Well-intentioned policies may, however, have unintended consequences that over time do make them, at least in part, malign. These policies may continue to produce some positive results for society, but they may also have significant negative consequences. Further, given that the malign nature of the policy tends to benefit powerful political and economic interests, once the malign aspects of the policy begin to manifest themselves, they tend to persist. This paper will use four mini-cases to understand better the transition from benign to malign policies. Two of the cases come from the United States and two come from Germany. Two cases will be in health policy, one in infrastructure, and one in crisis management policies. In all four cases policies that have over time began to demonstrate negative features continue to be implemented because of the benefits that they create for some interests in society–interests other than the original targets of the programs. In addition to the emerging literature on malign policies, this paper will have relevance for the large literature on unintended consequences (beginning with Merton in 1936), as well as the literature on Zombie ideas and failed policy ideas.
很少有政策制定者会发起明知是有害的、违背公众利益的政策。然而,善意的政策可能会产生意想不到的后果,随着时间的推移,这些后果确实会使它们(至少在一定程度上)变得有害。这些政策可能会继续为社会带来一些积极的结果,但它们也可能产生重大的消极后果。此外,鉴于政策的恶性本质往往有利于强大的政治和经济利益,一旦政策的恶性方面开始表现出来,它们往往会持续下去。本文将使用四个小案例来更好地理解从良性政策到恶性政策的转变。其中两例来自美国,两例来自德国。卫生政策方面有两个案例,基础设施方面有一个案例,危机管理政策方面有一个案例。在这四种情况下,随着时间的推移,政策开始表现出负面的特征,因为它们为社会中的一些利益创造了利益,而不是计划的最初目标。除了新兴的关于恶性政策的文献外,本文还将涉及关于意外后果的大量文献(从1936年的默顿开始),以及关于僵尸思想和失败政策思想的文献。
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引用次数: 0
Policy knowledge production in de-democratizing contexts 非民主化背景下的政策知识生产
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2025-01-21 DOI: 10.1093/polsoc/puae037
Andrea Krizsán, Katarzyna Jezierska, Adrienne Sörbom
In an era of post-truth, the legitimacy of policy knowledge is questioned, especially in de-democratizing contexts where governments purposefully engage in post-truth politics to support their regimes. In such contexts, technocratic evidence-based policymaking is undermined, and the role played by policy advice changes. Recognizing the significance of political contextual factors that might differ across de-democratizing contexts, we analyzed how changes in policymaking and public administration in de-democratization contexts impact policy advice, focusing on think tanks in two de-democratizing countries of the European Union: Hungary and Poland. We identify four aspects of policymaking that are particularly consequential for the role of think tanks and the knowledge they produce in policymaking processes: questioning and politicizing expertise, centralizing policymaking, politicizing public administration, and dismantling accountability mechanisms. We argue that changes in policymaking along these four aspects are conducive to a controlled policy advice system, favoring short-term policy advice aligned with government ideology, while marginalizing and excluding the actors and knowledge that do not align. Our research, along with other literature on knowledge regimes in consolidated autocracies, suggests that control in these European Union–based contexts is not complete, and the think tank field continues to be characterized by diversity, particularly contestation and polarization between those who are aligned with the regime and those who oppose it. We substantiate our claims using an original interview dataset on think tanks in Hungary and Poland.
在后真相时代,政策知识的合法性受到质疑,特别是在政府有意参与后真相政治以支持其政权的去民主化背景下。在这种情况下,以证据为基础的技术官僚政策制定受到削弱,政策建议发挥的作用也发生了变化。认识到政治背景因素在去民主化背景下的重要性,我们分析了去民主化背景下政策制定和公共行政的变化如何影响政策建议,重点关注欧盟两个去民主化国家的智库:匈牙利和波兰。我们确定了政策制定的四个方面,这些方面对智库的作用及其在政策制定过程中产生的知识尤其重要:质疑和政治化专业知识,集中决策,政治化公共行政,以及拆除问责机制。我们认为,政策制定在这四个方面的变化有利于形成一个受控的政策咨询体系,有利于与政府意识形态一致的短期政策建议,同时边缘化和排除不一致的行为者和知识。我们的研究,以及其他关于巩固的独裁政权中的知识制度的文献表明,在这些以欧盟为基础的背景下,控制是不完整的,智库领域继续以多样性为特征,特别是那些与政权结盟的人和那些反对它的人之间的争论和两极分化。我们使用匈牙利和波兰智囊团的原始访谈数据集来证实我们的说法。
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引用次数: 0
Responsible governance of generative AI: conceptualizing GenAI as complex adaptive systems 生成式人工智能的负责任治理:将GenAI概念化为复杂的自适应系统
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2025-01-21 DOI: 10.1093/polsoc/puae040
Marijn Janssen
Organizations increasingly use Generative Artificial Intelligence (AI) to create strategic documents, legislation, and recommendations to support decision-making. Many current AI initiatives are technology-deterministic, whereas technology co-evolves with the social environment, resulting in new applications and situations. This paper presents a novel view of AI governance by organizations from the perspective of complex adaptive systems (CASs). AI is conceptualized as a socio-technological and adaptive system in which people, policies, systems, data, AI, processes, and other elements co-evolve. The CAS lens draws attention to focusing AI governance on the entire organization, taking an outward perspective and considering public values and societal concerns. Although there is no shortage of AI governance instruments, they differ in their effectiveness, and combinations of appropriate mechanisms should be selected to deal with AI’s evolving nature and complexity. A major challenge is that no responsibility, and therefore accountability, is taken due to the lack of understanding of the full socio-technological CAS. As such, joint accountability is needed in which involved parties work together.
组织越来越多地使用生成式人工智能(AI)来创建战略文件、立法和建议,以支持决策。当前的许多人工智能计划都是技术确定性的,而技术与社会环境共同发展,从而产生新的应用和情况。本文从复杂适应系统(CASs)的角度提出了一种新的组织人工智能治理观点。人工智能被定义为一个社会技术和自适应系统,在这个系统中,人、政策、系统、数据、人工智能、流程和其他元素共同进化。CAS的镜头将注意力集中在整个组织的人工智能治理上,采取外向的视角,考虑公共价值观和社会问题。虽然人工智能治理工具并不缺乏,但它们的有效性各不相同,应该选择适当机制的组合来处理人工智能不断发展的性质和复杂性。一个主要的挑战是,由于缺乏对完整的社会技术CAS的理解,没有承担责任,因此没有承担责任。因此,需要联合问责制,让有关各方共同努力。
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引用次数: 0
Steering the future: expert knowledge and stakeholder voices in autonomous vehicle policy reports 引导未来:自动驾驶汽车政策报告中的专家知识和利益相关者的声音
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2025-01-11 DOI: 10.1093/polsoc/puae041
Diana Hicks, Gordon Kingsley, Kimberley R Isett
The anticipated arrival of autonomous vehicles has created considerable uncertainty for US states because they govern roads. In response, states activated their policy advisory systems. While policy advising at the national level has been studied, less is known about the sub-national level. Similarly, more is known about the use of scientific knowledge by policymakers than about the full range of knowledge deployed in policy advising. This study analyzes reports written for states to help them make sense of an emerging technology in preparation for governance. Committees, university researchers, staff at Department of Transportation, and legislative staff produced different types of reports, for example, more and less academic, focused more or less on topics associated with governance or engineering. Our analysis reveals that state policy advisory systems used two types of processes—convening and expert—and employed three types of expertise—academic, practical, and political—to help prepare to govern this emerging technology. The study provides insight into how states mobilized expertise to address uncertainty around an emerging technology, showing how different actors balanced the need for credible technical knowledge with legitimate stakeholder engagement.
自动驾驶汽车的到来给美国各州带来了相当大的不确定性,因为它们管理着道路。作为回应,各州启动了他们的政策咨询系统。虽然对国家层面的政策建议进行了研究,但对次国家层面的政策建议却知之甚少。同样,人们对决策者使用科学知识的了解比对政策咨询中部署的全部知识的了解要多。本研究分析了为各州撰写的报告,以帮助他们理解新兴技术,为治理做准备。委员会、大学研究人员、交通部的工作人员和立法人员制作了不同类型的报告,例如,或多或少的学术性报告,或多或少地关注与治理或工程相关的主题。我们的分析表明,国家政策咨询系统使用了两种类型的流程——召集和专家——并采用了三种类型的专业知识——学术、实践和政治——来帮助准备管理这一新兴技术。该研究深入了解了各国如何动员专业知识来解决新兴技术的不确定性,展示了不同的参与者如何平衡对可靠技术知识的需求与合法的利益相关者参与。
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引用次数: 0
Collaborative governance in politicized times: the battle over asylum policies in Italian cities 政治化时代的合作治理:意大利城市庇护政策之争
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2025-01-07 DOI: 10.1093/polsoc/puae038
Raffaele Bazurli, Francesca Campomori
Collaborative governance has gained momentum for its promise to deliver social inclusion, with municipalities viewed as ideal spaces for its success. However, little research critically examines the political conditions under which this is the case. This article theorizes why and how collaborative local governance succeeds or fails in today’s divided democracies. It argues that politicization manifests in three dimensions of local governance—among stakeholders, across government levels, and in the framing of policy target groups. These dynamics often incentivize the exclusion of marginalized populations. For collaboration to succeed, it must be anchored in an ideologically cohesive network of stakeholders, with civil society organizations acting as political advocates for disadvantaged groups. Drawing on fieldwork conducted in 2018–2022, we compare asylum policies in two Italian cities: Bologna and Venice. Despite rising far-right politics nationally, Bologna’s collaborative governance persisted thanks to the sustained commitment of local officials and civil society actors, all sharing ideological and strategic motivations in promoting refugee rights. In contrast, anti-migrant politics has increasingly informed the policy agenda of Venice elected officials. The politicization of immigration offered them powerful incentives to wipe out long-established collaborations and to frame refugees as undeserving policy targets, leading to their exclusion from public services. These findings extend to other geographical contexts and policy sectors, calling for a more political understanding of collaborative local governance.
协作治理因其承诺提供社会包容而获得势头,市政当局被视为其成功的理想空间。然而,很少有研究批判性地考察造成这种情况的政治条件。本文从理论上阐述了在当今分裂的民主国家中,协作式地方治理成功或失败的原因和方式。报告认为,政治化体现在地方治理的三个方面——利益相关者之间、各级政府之间以及政策目标群体的框架中。这些动态往往鼓励排斥边缘人口。合作要取得成功,就必须以意识形态上具有凝聚力的利益攸关方网络为基础,民间社会组织充当弱势群体的政治倡导者。根据2018-2022年进行的实地调查,我们比较了两个意大利城市:博洛尼亚和威尼斯的庇护政策。尽管全国极右翼政治抬头,但由于地方官员和民间社会行动者的持续承诺,博洛尼亚的合作治理得以持续,他们在促进难民权利方面有着共同的意识形态和战略动机。相比之下,反移民政治越来越多地影响威尼斯民选官员的政策议程。移民问题的政治化为他们提供了强大的动力,使他们破坏长期建立的合作关系,并将难民视为不值得的政策目标,导致他们被排除在公共服务之外。这些发现延伸到其他地理环境和政策部门,呼吁对合作性地方治理有更政治的理解。
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引用次数: 0
A matter of culture? Conceptualizing and investigating “Evidence Cultures” within research on evidence-informed policymaking 文化问题?在循证决策研究中,对“证据文化”进行概念化和调查
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-11-25 DOI: 10.1093/polsoc/puae036
Justyna Bandola-Gill, Niklas A Andersen, Rhodri Leng, Valérie Pattyn, Katherine E Smith
This paper conceptualizes the notion of “evidence culture” in evidence-informed policymaking by surveying existing literature that either specifically employs the term or uses adjacent terms such as “epistemic” or “research culture”. It employs mixed-methods scoping review, combining citation analysis using Web of Science data used to identify the key clusters of scholarship with a qualitative thematic analysis of key papers across these clusters. This analysis identifies seven distinct approaches to “evidence cultures” across disciplinary communities. The key points of divergence across the clusters include the meanings of evidence, the underlying understanding of the evidence–policy interplay, the conceptualization of culture, and its implications for evidence use in policy. Building on these insights, we offer a framework for analyzing evidence cultures, arguing for the conceptual and empirical utility of this term in advancing scholarship on evidence use in policy settings.
本文通过调查现有文献,将循证决策中的“证据文化”概念概念化,这些文献要么具体使用该术语,要么使用邻近的术语,如“认识论”或“研究文化”。它采用了混合方法的范围审查,结合了引用分析,使用Web of Science数据来确定奖学金的关键集群,并对这些集群中的关键论文进行了定性的专题分析。该分析确定了跨学科社区的七种不同的“证据文化”方法。跨集群的分歧关键点包括证据的含义、对证据-政策相互作用的潜在理解、文化的概念化及其对政策中证据使用的影响。在这些见解的基础上,我们提供了一个分析证据文化的框架,论证了这一术语在推进政策制定中证据使用的学术研究方面的概念和经验效用。
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引用次数: 0
Exploring cultures of evidence in energy policymaking in the UK, Germany, and the Netherlands 探索英国、德国和荷兰能源决策中的证据文化
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-11-19 DOI: 10.1093/polsoc/puae035
Will McDowall
This paper explores different “cultures of evidence” in energy policymaking in the UK, Germany, and the Netherlands. The urgent energy system transformation needed to respond to the climate crisis depends on policies informed by technical and engineering expertise, and particularly energy modeling. Such expertise had traditionally been poorly represented in the energy ministries of the Dutch, German, and UK governments. There is limited understanding of how policy advisory systems have evolved to respond to these emerging evidence needs. This paper presents a framework for describing how cultures of evidence differ, and applies this to a comparative study of energy policymaking in the UK, Netherlands, and Germany. I show clear differences in how evidence is understood and used. The Dutch and German governments have sought technical and modeling evidence from consultants or independent agencies. In doing so, the Dutch and German ministries appear to place stronger value on the “independence” of such evidence, while the UK system builds credibility through adherence to formal procedures. A second clear difference in the cultures of evidence relates to different beliefs about the extent to which expert knowledge can be impartial and value-free. The cases suggest that different cultures of evidence have coevolved with each country’s institutional history and shaped the energy policy advisory system.
本文探讨了英国、德国和荷兰能源决策中不同的 "证据文化"。应对气候危机所需的紧急能源系统转型取决于以技术和工程专业知识为依据的政策,特别是能源建模。在荷兰、德国和英国政府的能源部中,这些专业知识的代表性一直很低。人们对政策咨询系统如何演变以应对这些新出现的证据需求了解有限。本文提出了一个描述证据文化差异的框架,并将其应用于英国、荷兰和德国能源政策制定的比较研究。我展示了在如何理解和使用证据方面的明显差异。荷兰和德国政府向顾问或独立机构寻求技术和模型证据。在这样做的过程中,荷兰和德国的部委似乎更看重这些证据的 "独立性",而英国的制度则是通过遵守正式程序来建立可信度。证据文化的第二个明显差异与对专家知识的公正和无价值程度的不同看法有关。这些案例表明,不同的证据文化与每个国家的制度历史共同发展,并塑造了能源政策咨询体系。
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引用次数: 0
Variation in evidence use across policy sectors: the case of Brazil 各政策部门在使用证据方面的差异:巴西的案例
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-11-14 DOI: 10.1093/polsoc/puae031
Kidjie Saguin, João V Guedes-Neto, Pedro Lucas Moura Palotti, Natália Massaco Koga, Flavio Lyrio Carneiro
Evidence use across policy sectors is widely believed to vary as each sector espouses a specific and dominant pattern in how it sources evidence. This view privileges the idea that a “culture of evidence” serves as a norm that guides behavior in the entire sector. In this article, we seek to nuance the policy sectoral approach to understanding evidence use by analyzing the results of a large-N survey of federal employees in Brazil (n = 2,177). Our findings show a diverse set of cultures of evidence with a few sectors like Science and Technology demonstrating a strong likelihood for using scientific evidence with most sectors showing a mixed pattern of sourcing evidence. However, a majority of the surveyed civil servants show an “indistinct” pattern of evidence use who are likely to not use any sources of evidence.
人们普遍认为,各政策部门对证据的使用不尽相同,因为每个部门在如何获取证据方面都信奉一种特定的主导模式。这种观点认为,"证据文化 "是指导整个部门行为的准则。在本文中,我们试图通过分析一项对巴西联邦雇员(n = 2,177)进行的大样本调查的结果,对以政策部门为基础的证据使用方法进行细化。我们的研究结果表明,证据文化多种多样,少数部门(如科学与技术部门)表现出使用科学证据的强烈倾向,而大多数部门则表现出使用证据的混合模式。然而,大多数接受调查的公务员在证据使用方面表现出 "模糊 "的模式,他们可能不使用任何证据来源。
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引用次数: 0
A world of evidence: the global spread and silent politics of evidence cultures 证据的世界:证据文化的全球传播与无声政治
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-10-18 DOI: 10.1093/polsoc/puae029
Holger Straßheim
How can we explain the worldwide spread of evidence-based policymaking despite continuous criticism? What are the underlying mechanisms of its persistence on a global scale? This article aims at answering these questions by focusing on the cultural constellations in which evidence is imbued with political as well as epistemic authority. Evidence cultures are discursive and institutional forces (re-)producing both the scientific validation of knowledge and its relevance in policymaking. They need to be understood as self-propagating constellations of interlinking science and policy through practices, discourses and institutionally sedimented regulations. Evidence is the product of chains of practices in which the initial knowledge struggles are gradually made publicly invisible and often inaccessible. The article reconstructs the immunization of evidence cultures from criticism and their silent politics by looking at quantifications, benchmarking and randomized controlled trials as typical cases. To overcome the circularities and closures so characteristic of the evidence culture of evidence-based policymaking, politico-epistemic diversity should be actively promoted.
我们如何解释循证决策在不断受到批评的情况下仍能在世界范围内得到推广?它在全球范围内持续存在的内在机制是什么?本文旨在通过关注证据被赋予政治和认识权威的文化组合来回答这些问题。证据文化是(重新)产生知识的科学验证及其在政策制定中的相关性的话语和制度力量。需要将证据文化理解为通过实践、话语和制度沉淀的规定,将科学与政策相互联系的自我传播组合。证据是一系列实践的产物,在这些实践中,最初的知识斗争逐渐被公众所忽视,而且往往无法获取。文章以量化、基准和随机对照试验为典型案例,重构了证据文化对批评的免疫力及其沉默政治。为了克服循证决策的证据文化所特有的循环性和封闭性,应积极促进政治-学术多样性。
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引用次数: 0
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