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Bridging the “consent gap”: mechanisms of legitimization in a cross-border megaproject 弥合“同意差距”:跨境大型项目的合法化机制
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-05-08 DOI: 10.1093/polsoc/puad007
Silvia Lucciarini, Rossana Galdini
In the recent debate on megaprojects (MPs), greater attention is devoted to the functioning of the interorganizational and multiactor networks that are one of the most innovative features in recent years. The complexity of these structures brings out governability issues for an MP’s management. Mutual recognition and consent become elements capable of inaugurating more collaborative processes and practices to reduce organizational and management criticalities in MPs. This paper focuses on a neglected relational dimension, namely legitimacy. We argue that legitimacy is instead the central dimension that attributes effectiveness and capacity for action to the organizations involved. Legitimacy regulates the relationship between various organizations—and especially—between organizations and the public sphere. Institutionalist theory assigns a central role to legitimacy in the construction of social processes, defining it as a generalized form of social acceptance toward an actor, an idea, or a project. In this paper, we hypothesize that the legitimacy attributed and “held” by the stakeholders is a crucial element in countering three critical aspects of MPs, namely the uncertainty, complexity, and conflict acting on the construction of public consensus and the quality of relationships between the participating stakeholders. We verify our hypothesis by analyzing a cross-border MP, the Fehmarnbelt Fixed Link between Germany and Denmark. The paper concentrates on the mechanisms with which stakeholders can acquire legitimacy using the Eriksen discursive legitimation scheme. These mechanisms are different (evidence-based, public participation, and legislators’ command) and produce different outcomes in terms of increasing or containing these three criticalities.
在最近关于大型项目(MPs)的辩论中,更多的注意力集中在组织间和多参与者网络的功能上,这是近年来最具创新性的特征之一。这些结构的复杂性给国会议员的管理带来了可治理性问题。相互承认和同意成为能够开创更多协作过程和实践的要素,以减少国会议员在组织和管理方面的批评。本文关注的是一个被忽视的关系维度,即合法性。我们认为,合法性是将有效性和行动能力赋予相关组织的核心维度。合法性规范了各种组织之间的关系,尤其是组织与公共领域之间的关系。制度主义理论认为,合法性在社会进程的构建中起着核心作用,并将其定义为社会对一个行动者、一个想法或一个项目的普遍接受形式。在本文中,我们假设,由利益相关者赋予和“持有”的合法性是应对国会议员三个关键方面的关键因素,即不确定性、复杂性和冲突,这些因素影响着公众共识的构建和参与的利益相关者之间关系的质量。我们通过分析德国和丹麦之间的跨境固定链接(Fehmarnbelt Fixed Link)来验证我们的假设。本文集中讨论了利益相关者利用埃里克森话语合法化方案获得合法性的机制。这些机制(循证机制、公众参与机制和立法者指挥机制)不同,在增加或遏制这三个关键方面产生不同的结果。
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引用次数: 2
Comparisons as a discursive tool: shaping megaproject narratives in the United Kingdom 比较作为一种话语工具:塑造英国的大型项目叙事
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-04-26 DOI: 10.1093/polsoc/puad005
N. Sergeeva, Johan Ninan
The mobilization of narratives is essential in integrating people and constructing identities that help in navigating complexity, uncertainty, and conflictuality. This paper explores how comparisons are used as a discursive tool to shape narratives and bring about changes in policy and society, using the High Speed Two megaproject in the UK as a case study. We examine the comparisons that promoters and protesters employ in an organizational setting. In particular, we explore how the narratives that result from these comparisons—on questions including the need for the megaproject, the benefits of the megaproject, alternatives to the megaproject, and issues of noise, sustainability, compensation, and branding—help their efforts to organize. The research highlights how comparisons serve as an important cue in discourse and how different forms of comparison can help to create narratives and shape policy outcomes.
叙事的动员对于整合人们和构建有助于驾驭复杂性、不确定性和冲突性的身份至关重要。本文探讨了比较如何被用作一种话语工具来塑造叙事并带来政策和社会的变化,并以英国的高速2号大型项目为例进行了研究。我们研究了在组织设置中推动者和抗议者的比较。特别是,我们探讨了这些比较所产生的叙述——包括对大型项目的需求、大型项目的好处、大型项目的替代方案,以及噪音、可持续性、补偿和品牌等问题——如何帮助他们进行组织。该研究强调了比较如何成为话语中的重要线索,以及不同形式的比较如何有助于创造叙述和塑造政策结果。
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引用次数: 3
The development of large public infrastructure projects: integrating policy and project studies models 大型公共基础设施项目的发展:整合政策和项目研究模型
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-04-24 DOI: 10.1093/polsoc/puad004
Pierre-André Hudon, Serghei Floricel
Project management theory often reduces development to a simplistic and smooth process of consultation leading to a consensual set of requirements. However, in large public infrastructure projects, this is rarely the case as development is often subject to major power struggles. This article shows that public policy theory has an excellent potential to shed a fresh light on project development. An integrated model combining the theoretical insights from the Advocacy Coalition Framework and project development studies is presented and illustrated using the case of a major Canadian city streetcar network megaproject. The implications of the model for understanding “wicked problems” are discussed.
项目管理理论经常将开发简化为一个简单而顺利的协商过程,从而产生一组一致同意的需求。然而,在大型公共基础设施项目中,这种情况很少发生,因为开发经常受到重大权力斗争的影响。这篇文章表明,公共政策理论在项目开发方面具有巨大的潜力。结合倡导联盟框架和项目发展研究的理论见解,提出了一个综合模型,并以加拿大一个主要城市有轨电车网络大型项目为例进行了说明。讨论了理解“邪恶问题”的模型的含义。
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引用次数: 3
Nonuse and hypocritical use of strategic narratives in Megaprojects: The case of the Florence high-speed railway 在大型项目中不使用和虚伪地使用战略叙事:以佛罗伦萨高速铁路为例
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-04-18 DOI: 10.1093/polsoc/puad006
Fabrizio Coticchia, Marco Di Giulio
Since megaprojects are costly, impactful, and often contentious policymaking processes, scholars have started to look at policy narratives as instruments that actors use strategically to justify their preferences and achieve their goals. But is this really the case? Do actors always adopt a narrative to support their goals? Do they develop arguments that are consistent with their official goals and in a timely manner? This paper suggests that, when megaprojects are not salient, narratives are likely to be strategically nonused or used in a hypocritical way, as such strategies better fit the process-related goals of significant actors. Such a claim is illustrated by a case study on the construction of a new high-speed railway line and station in the city of Florence (Italy). Relying on content and discourse analysis of official documents, and experts’ interviews, the paper shows that, despite favorable premises for the emergence of a battle of narratives, this never took place, as some of the proponents choose to nonuse a strategic narrative, while others occasionally publicly used arguments to jeopardize the whole project. In turn, opponents effectively developed a strategic narrative that, differently from other similar cases, mostly relied on technical arguments and emplotment. Hence, the case study generates hypotheses that could be tested in further studies on the conditions under which a coalitional dynamic emerges and the role played by policy narratives in the process.
由于大型项目成本高昂、影响巨大,而且决策过程往往存在争议,学者们开始将政策叙事视为一种工具,参与者可以策略性地利用这些工具来证明自己的偏好和实现目标。但事实真的是这样吗?演员是否总是采用一种叙事来支持他们的目标?他们是否及时地提出与官方目标一致的论点?本文表明,当大型项目不突出时,叙事可能在战略上不被使用或以虚伪的方式使用,因为这样的策略更适合重要参与者的过程相关目标。这种说法是由佛罗伦萨(意大利)新建高速铁路线和车站的案例研究来说明的。通过对官方文件的内容和话语分析,以及专家访谈,本文表明,尽管出现叙事之战的前提是有利的,但这种情况从未发生,因为一些支持者选择不使用战略叙事,而另一些人则偶尔公开使用论点来危害整个项目。反过来,反对者有效地发展了一种战略叙事,与其他类似案件不同,这种叙事主要依赖于技术论点和运用。因此,案例研究产生了一些假设,这些假设可以在进一步研究联盟动态出现的条件和政策叙述在这一过程中发挥的作用时加以检验。
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引用次数: 1
Governing wickedness in megaprojects: discursive and institutional perspectives 在大型工程中治理邪恶:话语和制度的视角
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-04-07 DOI: 10.1093/polsoc/puad002
Giovanni Esposito, Andrea Terlizzi
Megaprojects are now as important as ever. As a response to the pandemic, the European Union has put forward the Next Generation EU policy, making available a 2021–2027 long-term budget of €1.8 trillion to fund projects with ecological and digital applications in the field of telecommunication, transportation, and energy infrastructures. Similarly, in the United States a $1.9 trillion Covid relief plan is on the way. Also, China has planned to expedite the rollout of 102 infrastructure megaprojects earmarked for the 2021–25 development plan. Despite their importance to policy-makers, megaprojects are often met with criticism and opposition by citizens, and often go off the rails—either with regard to budget or time, or both. This introductory article presents the aim and scope of the themed issue. It positions the problem areas beyond technical issues and connects them to the social and institutional environment within which megaprojects are planned and implemented. Moreover, the article makes the case for conceptualizing megaprojects as wicked policy fields. In doing so, we specify the three defining elements of megaprojects, namely, complexity, uncertainty, and conflict. The article argues that megaproject development cannot be seen as a rational, straightforward process. It is often a non-linear, conflictual process shaped by the collective action of different stakeholder groups (e.g., project managers, policy-makers, and citizens). Driven by divergent interests, sociotechnical imaginaries, as well as behavioral and discursive logics, groups of actors construct and mobilize narratives to influence final decision-making while interacting with the institutional context.
如今,大型项目与以往一样重要。为应对疫情,欧盟提出了“下一代欧盟”政策,制定了2021-2027年1.8万亿欧元的长期预算,为电信、交通和能源基础设施领域的生态和数字应用项目提供资金。同样,美国正在制定一项1.9万亿美元的新冠肺炎救援计划。此外,中国计划加快推出102个大型基础设施项目,这些项目被指定为2021-25年发展计划。尽管这些大型项目对政策制定者来说很重要,但它们经常遭到公民的批评和反对,并且经常因预算或时间问题而偏离轨道,或者两者都有。这篇介绍性文章介绍了主题问题的目的和范围。它将问题区域定位在技术问题之外,并将它们与大型项目规划和实施的社会和制度环境联系起来。此外,文章还提出了将大型项目概念化为邪恶政策领域的理由。在这样做的过程中,我们指定了大型项目的三个定义元素,即复杂性、不确定性和冲突。这篇文章认为,大型项目的开发不能被视为一个理性的、直截了当的过程。它通常是一个非线性的、冲突的过程,由不同利益相关者群体(例如,项目经理、政策制定者和公民)的集体行动形成。在不同的利益、社会技术想象以及行为和话语逻辑的驱动下,演员群体在与制度背景互动的同时,构建和动员叙事来影响最终的决策。
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引用次数: 5
“Scales of justice. Large dams and water rights in the Tigris–Euphrates basin” “正义的天平。底格里斯河-幼发拉底河流域的大型水坝和水权”
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-02-10 DOI: 10.1093/polsoc/puad003
Alessandro Tinti
The paper explores the politics of scale associated with the top-down planning of large hydraulic infrastructures in the Tigris–Euphrates basin. Against the backdrop of a worsening water crisis and the lack of cooperation between riparian countries, dams and reservoirs across the transboundary river system are sites of contestation between competing claims over dwindling and disputed resources. Drawing on post-structuralist insights from human geography on the politics of scale and the literature on megaprojects, it is argued here that hydraulic infrastructures are materially and discursively implicated in the construction of waterscapes at different scales to sustain broader political imaginaries. Based on ethnographic fieldwork and with a focus on the autonomous Region of Kurdistan in Iraq, the analysis juxtaposes the narratives deployed by state- and non-state actors to support or counter the development of additional dams. While, on the one hand, the Kurdistan Regional Government portrays hydraulic infrastructures as a vital source of security and well-being within the overarching nationalist narrative of Kurdish self-determination, on the other hand, transnational civil society groups under the umbrella of the Save the Tigris and Iraqi Marshes Campaign have mobilized against the adverse impact of megaprojects and appealed to the common Mesopotamian heritage in order to de-escalate political tensions within the transboundary river basin. In both cases, hydraulic infrastructures provide a framework for political action to secure recognition of rights and assert the appropriate scale of governance. Furthermore, bottom-up resistance is accompanied by the promotion of a participatory and inclusive approach to shared waters. From this perspective, the spatial politics of megaprojects intersect with issues of identity, equity, and sustainability.
本文探讨了与底格里斯河-幼发拉底河流域大型水利基础设施自上而下规划相关的规模政治。在日益恶化的水危机和沿岸国家之间缺乏合作的背景下,跨界河流系统的水坝和水库成为各方争夺日益减少和有争议的资源的场所。借鉴人文地理学关于规模政治的后结构主义见解和关于大型项目的文献,本文认为,水力基础设施在物质上和话语上涉及到不同规模的水景建设,以维持更广泛的政治想象。基于民族志实地调查,并以伊拉克库尔德斯坦自治区为重点,分析并列了国家和非国家行为体为支持或反对额外水坝开发而部署的叙述。一方面,库尔德斯坦地区政府在库尔德民族自决的总体民族主义叙述中将水利基础设施描绘为安全和福祉的重要来源,另一方面,在拯救底格里斯河和伊拉克沼泽运动的保护下,跨国民间社会团体动员起来反对大型项目的不利影响,并呼吁美索不达米亚共同遗产,以缓和跨界河流流域内的政治紧张局势。在这两种情况下,水利基础设施为政治行动提供了框架,以确保对权利的承认和维护适当的治理规模。此外,自下而上的抵抗伴随着促进共享水域的参与性和包容性方法。从这个角度来看,大型项目的空间政治与身份、公平和可持续性问题交织在一起。
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引用次数: 1
The politics of military megaprojects: discursive struggles in Canadian and Australian naval shipbuilding strategies 军事大项目的政治:加拿大和澳大利亚海军造船战略中的话语斗争
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-02-04 DOI: 10.1093/polsoc/puad001
A. Migone, A. Howlett, Michael Howlett
Large-scale military platform procurement is an essential but understudied component of the policy studies of megaprojects. Procurement decisions in this area, from ships to aircraft, are examples of a specific type of often very expensive purchases which feature complex multi-actor and multiyear processes characterized by high degrees of conflict between actors over purchases and planning horizons. This study of military procurement efforts of this type demonstrates the importance of maintaining policy ‘alignment’ between governments and service providers for successful megaproject procurement to occur and suggests several strategies for accomplishing this that can be applied to similar large-scale but nondefense-related projects, ranging from hydroelectric dams to high-speed railway development.
大型军事平台采购是大型项目政策研究中必不可少但研究不足的组成部分。这一领域的采购决策,从船舶到飞机,是一种通常非常昂贵的特定类型采购的例子,其特点是复杂的多参与者和多年过程,其特点是参与者之间在采购和规划期限方面存在高度冲突。对此类军事采购工作的研究表明,在政府和服务提供商之间保持政策“一致性”对于成功的大型项目采购的重要性,并提出了实现这一目标的几种策略,这些策略可以应用于类似的大型但与国防无关的项目,从水电大坝到高速铁路开发。
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引用次数: 1
Participatory governance in megaprojects: the Lyon–Turin high-speed railway among structure, agency, and democratic participation 大型项目中的参与式治理:里昂-都灵高速铁路的结构、机构和民主参与
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-01-31 DOI: 10.1093/polsoc/puac029
Giovanni Esposito, Andrea Felicetti, Andrea Terlizzi
Megaprojects are increasingly common across countries and attract substantial political attention from a variety of actors. Recent studies have highlighted the need to move from an understanding of megaprojects as linear and rational processes towards a more nuanced approach that accounts for non-linear and conflictual aspects. Participatory governance is often proposed as a valuable resource in this regard. In this paper, we investigate the setting and design of two participatory venues operating in the context of the implementation of the Lyon-Turin high-speed railway megaproject: the Italian Observatory for the Turin-Lyon Railway and the French Public Inquiry. Empirical evidence shows that the Italian case featured substantial structural barriers to effective democratic participation. As for the French case, while better designed and implanted in its context, it featured important agentic limitations that undermined its democratic potential. On the basis of our case study, we therefore argue that both the Observatory for the Turin-Lyon Railway and Public Inquiry failed to promote democratic participation. We thus propose a deliberative approach to (the study of) of megaprojects. Whereas deliberative democratic ideas command growing interest across disciplines, these have found only limited application in the study of megaprojects. We contend that a deliberative democratic approach holds promise to improve the democratic and epistemic qualities of decision making on megaprojects.
大型项目在各国越来越普遍,并吸引了各种行动者的大量政治关注。最近的研究强调,需要从对大型项目的线性和理性过程的理解转向一种更细致入微的方法,以解释非线性和冲突方面。参与式治理经常被认为是这方面的宝贵资源。在本文中,我们研究了里昂-里昂高速铁路大型项目实施背景下的两个参与式场馆的设置和设计:都灵-里昂铁路意大利天文台和法国公共调查中心。经验证据表明,意大利的情况具有阻碍有效民主参与的重大结构性障碍。至于法国的情况,虽然在其背景下进行了更好的设计和植入,但它具有损害其民主潜力的重要的机构限制。因此,根据我们的案例研究,我们认为都灵-里昂铁路观察站和公共调查都未能促进民主参与。因此,我们提出一种审慎的方法来(研究)大型项目。尽管协商民主思想在各个学科引起了越来越多的兴趣,但在大型项目的研究中,它们的应用却很有限。我们认为,协商民主方法有望提高大型项目决策的民主和认知质量。
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引用次数: 4
Employing the policy capacity framework for health system strengthening 利用政策能力框架加强卫生系统
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-01-25 DOI: 10.1093/polsoc/puac031
F. C. Saddi, S. Peckham, G. Bloom, N. Turnbull, V. Coelho, J. Denis
The policy capacity framework offers relevant analytical ideas that can be mobilized for health system strengthening. However, the employment of this framework in the health field constitutes a relevant interdisciplinary gap in knowledge. This themed issue explores the relationships between the policy capacity framework and health system strengthening, in a multidimensional and interdisciplinary way, in high-income and low–middle-income countries. This introduction unpacks the dynamic interrelationships between the policy capacity framework and health system strengthening, bringing together common and distinct elements from both fields and summarizing possible relationships between them. The analysis shows that both fields together can increase our knowledge on health policies and system’s critical themes and reforms. This challenge could be followed by exploring the convergences between them, as far as concepts/themes (types of capacities and other themes) and levels of analysis are concerned. Although in varied ways, papers in this issue (based on European countries, China, Canada, New Zealand, India, Australia, and Brazil) advance the use of the policy capacity framework for health policy or system strengthening. They give two main interdisciplinary contributions. Critical capacities can be incorporated into the policy capacity framework for the analysis of system strengthening—capacity to adapt, contexts of mixed and complex systems, dynamic view of policy capacity, and policy capacity as a relational power. Policy capacity is contextually interpreted (relative to the problem frame) and dynamic and adaptive (processual and relational), in relation to the properties of a health system, particularly with regard to the existing and developing mixed and complex systems.
政策能力框架提供了可用于加强卫生系统的相关分析思路。然而,这一框架在卫生领域的应用构成了相关的跨学科知识差距。本期专题探讨高收入和中低收入国家政策能力框架与加强卫生系统之间的关系,以多层面和跨学科的方式进行。本导言揭示了政策能力框架与加强卫生系统之间的动态相互关系,汇集了这两个领域的共同和独特因素,并总结了它们之间可能存在的关系。分析表明,这两个领域结合起来可以增加我们对卫生政策和系统关键主题和改革的认识。在这一挑战之后,就概念/主题(能力类型和其他主题)和分析水平而言,可以探讨它们之间的共同点。尽管以不同的方式,本期的论文(基于欧洲国家、中国、加拿大、新西兰、印度、澳大利亚和巴西)都推进了在卫生政策或系统加强方面使用政策能力框架。他们给出了两个主要的跨学科贡献。关键能力可以被纳入政策能力框架,以分析系统增强的适应能力、混合和复杂系统的背景、政策能力的动态视图以及作为关系力量的政策能力。政策能力是根据卫生系统的特性,特别是针对现有和正在发展的混合和复杂系统的特性,根据具体情况(相对于问题框架)进行解释,并具有动态和适应性(过程性和关系性)。
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引用次数: 2
Critical policy capacity factors in the implementation of the community health worker program in India 关键的政策能力因素在印度社区卫生工作者方案的实施
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2023-01-19 DOI: 10.1093/polsoc/puac032
Bijoya Roy, F. C. Saddi, S. Peckham, Maria Luiza Pereira Barretos
This paper employs the policy capacity framework to develop a multidimensional and nested policy analysis that is able to examine how different types of capacity—analytical, organizational, and political from different related levels of the health system—have contributed to both policy success and failure during the implementation of a politically significant national community health worker (CHW) program in India. Directed toward rural and urban marginalized populations in India, this CHW has become the world’s largest CHW program. Launched in 2006, it has targeted communitization, strengthening of the primary health-care system, and universal health-care coverage, ultimately receiving an international award in 2022. We argue that, in a context of capacity deficits and tensions between different capacity domains, the individual political capacity has been more critical to policy success and strengthening. The analysis not only clarifies the ways in which the government took some initiatives to build up capacity but also highlights capacity deficits along different competency dimensions. This approach demonstrates the value of understanding and creating awareness concerning complex poor-resource settings and low organizational capacity while concomitantly building up the capacities needed to foster (workforce and leadership) strengthening.
本文采用政策能力框架来开发一个多维和嵌套的政策分析,能够检查来自卫生系统不同相关层面的不同类型的能力-分析,组织和政治-如何在印度实施具有政治意义的国家社区卫生工作者(CHW)计划期间促成政策的成功和失败。针对印度农村和城市边缘人口,这个CHW项目已经成为世界上最大的CHW项目。该奖项于2006年启动,目标是实现社会化、加强初级卫生保健系统和全民卫生保健覆盖,最终于2022年获得一项国际奖项。我们认为,在不同能力域之间的能力赤字和紧张的背景下,个人政治能力对政策的成功和加强更为关键。分析不仅阐明了政府在能力建设方面采取的一些措施,而且突出了不同能力维度的能力不足。这种方法显示了了解和提高对复杂的资源匮乏环境和低组织能力的认识,同时建立促进(劳动力和领导)加强所需的能力的价值。
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引用次数: 1
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