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An instrument constituency of data science—the case of Data for Good initiatives in the UK nonprofit sector 数据科学的工具选区——英国非营利部门的数据为善倡议案例
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2025-07-31 DOI: 10.1093/polsoc/puaf019
Ville Aula
Data science is a new link in the long chain of quantitative measurement in public policy. The article analyses the promotion of data science as a tool of public policy by operationalizing the instrument constituency framework. The article expands research on instrument constituencies to two new areas: measurement instruments and the nonprofit sector. The empirical analysis focuses on “Data for Good” initiatives in the UK nonprofit sector and is based on 37 interviews with nonprofit data professionals participating I the initiatives. The analysis focuses on actors, instruments, and promises. The findings show that the innovative potential of digital data and data science is central to the initiatives, but the actual practices promoted by the participants are much more varied. The analysis shows blurred boundaries between different promotional coalitions and underscores the collaboration and competition between initiatives. The article confirms that the instrument constituency framework is applicable to the analysis of measurement techniques in the nonprofit sector. It invites further empirical and conceptual work on the unique elements of instrument constituencies that focus on promoting measurement techniques.
数据科学是公共政策量化测量长链中的一个新环节。本文分析了通过实施工具选区框架来促进数据科学作为公共政策工具的作用。本文将仪器选区的研究扩展到两个新的领域:测量仪器和非营利部门。实证分析的重点是英国非营利部门的“数据为善”计划,并基于对参与该计划的非营利数据专业人员的37次采访。分析的重点是参与者、工具和承诺。研究结果表明,数字数据和数据科学的创新潜力是这些倡议的核心,但参与者推动的实际实践要多样化得多。分析表明,不同推广联盟之间的界限模糊,并强调了倡议之间的合作和竞争。本文证实了工具选区框架适用于非营利部门的计量技术分析。它要求对侧重于促进测量技术的工具组合的独特要素进行进一步的实证和概念性工作。
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引用次数: 0
Policy advisory system actors or policy entrepreneurs? An analysis of policy advice quality in Kenyan anticorruption policymaking 政策咨询系统的参与者还是政策企业家?肯尼亚反腐败决策中的政策建议质量分析
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2025-05-16 DOI: 10.1093/polsoc/puaf004
Justa Mwangi
This paper explores PAS actors and policy advice quality dynamics within anticorruption policymaking processes in Kiambu and Nairobi City counties, which are two devolved systems of government in Kenya. It is based on empirical research that sought to determine the level of policy advice quality provided by three critical PAS actors—the state, business, and civil society. These actors were of particular interest as they were mentioned in corruption scandals, linked to sycophancy as they sought to curry favor, and exhibited signs of disengagement, due to frustrations within the policymaking process. The study was framed within the multiple streams framework (MSF) and interrogated policy advice quality through the SERVQUAL model of reliability, assurance, tangibles, empathy, and responsiveness. The analytical strengths of MSF and SERVQUAL were considered suitable in Kenya’s context where corruption is systemic, in an effort to overcome the limitations of previous approaches that have looked at corruption as a principal-agent problem. Two focus group discussions with key stakeholders were held in each county. Sixty-three respondents from 10 strategic functions, 12 members of the public, and 24 suppliers from each county were interviewed. The results demonstrate the analytical capacity of MSF and SERVQUAL, and provide a theoretical framework within which to ground third-generation policy advice research. The paper addresses the main research problem of inadequate data from the global south, and the lack of measurements for policy advice quality. It also contributes conceptual tools that deepen our understanding by presenting MSF and SERVQUAL as useful models for consideration.
本文探讨了肯尼亚两个下放的政府系统——基亚布县和内罗毕市县在反腐败决策过程中的PAS行为者和政策建议质量动态。它基于实证研究,旨在确定三个关键的PAS行为体——国家、企业和公民社会——提供的政策建议质量水平。这些演员特别引人关注,因为他们在腐败丑闻中被提及,在寻求讨好时与阿谀奉承联系在一起,并且由于在决策过程中受挫而表现出脱离参与的迹象。该研究是在多流框架(MSF)框架内进行的,并通过SERVQUAL可靠性、保证性、有形性、同理心和响应性模型来询问政策建议的质量。MSF和SERVQUAL的分析优势被认为适合腐败是系统性的肯尼亚的背景,以克服以前将腐败视为委托-代理问题的方法的局限性。在每个国家与主要利益攸关方举行了两次焦点小组讨论。采访了来自10个战略职能部门的63名受访者、12名公众成员和来自每个县的24家供应商。研究结果证明了MSF和SERVQUAL的分析能力,并为第三代政策建议研究提供了理论框架。本文解决了主要的研究问题,即来自全球发展中国家的数据不足,以及缺乏对政策建议质量的衡量。它还提供了概念工具,通过将MSF和SERVQUAL作为有用的模型来考虑,从而加深我们的理解。
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引用次数: 0
Policy advisory system quality under multilevel governance: the German COVID-19 experience 多层次治理下的政策咨询体系质量:德国新冠肺炎经验
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2025-05-13 DOI: 10.1093/polsoc/puaf005
Johanna Hornung, Philipp Trein
Policymakers frequently seek scientific expert advice to navigate new and complex policy challenges, but the decisions that must be taken to address these problems often require the cooperation of different levels of government as well as state and non-state actors. While existing literature has acknowledged that the political context influences the processes of scientific policy advice, it lacks the formulation of specific expectations or mechanisms on how such multilevel structures affect scientific policy advice. This article explores the key challenges that scientific policy advice faces in multilevel settings and specifies how multilevel structures can both support and hinder effective problem-solving. The study highlights that while the inclusion of diverse governance levels can enrich policy debates with scientific evidence, it can also lead to fragmented advisory structures that question the hierarchy of scientific evidence and hinder science-policy transfer processes. We underpin this argument with empirical evidence from COVID-19 crisis management in Germany, a country that is exemplary for multilevel governance structures both within its domestic context (federalism) and beyond (as a member of the European Union). The findings underscore the challenges for scientific policy advice in contexts that span across multiple scales.
决策者经常寻求科学专家的建议,以应对新的和复杂的政策挑战,但为解决这些问题而必须做出的决定往往需要各级政府以及国家和非国家行为体的合作。虽然现有文献承认政治背景影响科学政策咨询的过程,但缺乏对这种多层次结构如何影响科学政策咨询的具体期望或机制的表述。本文探讨了科学政策建议在多层次设置中面临的主要挑战,并详细说明了多层次结构如何支持和阻碍有效的问题解决。该研究强调,虽然纳入不同的治理层次可以用科学证据丰富政策辩论,但它也可能导致咨询结构碎片化,从而质疑科学证据的等级制度,阻碍科学政策的转移过程。我们用德国新冠疫情危机管理的经验证据来支持这一论点,德国在国内(联邦制)和国外(作为欧盟成员国)都是多层次治理结构的典范。这些发现强调了在跨越多个尺度的背景下,科学政策建议所面临的挑战。
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引用次数: 0
How can governments respond to policy bubbles driven by dysfunctional emotions? 政府如何应对由不正常情绪驱动的政策泡沫?
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2025-05-12 DOI: 10.1093/polsoc/puaf008
Moshe Maor
People sometimes experience intense emotions with maladaptive behavioral consequences (i.e., dysfunctional emotions) that impair their judgment regarding policy problems, policy tools, and/or target populations, leading to the emergence of policy bubbles (i.e., sustained policy over-investment). In this article, I elaborate on three strategies that governments can implement when faced with policy bubbles driven by such emotions: the wait-and-see approach, the emotional containment approach, and the bubble-pricking approach. Based on studies of policy bubbles as well as financial and asset bubbles, I elaborate on the conditions under which each of these policy options may be the appropriate path to follow when encountering such policy bubbles. I conclude that the case for a wait-and-see approach is strong, among other instances, when such bubbles cannot be detected with a reasonable level of confidence while they are still in the initial overinvestment phase; the case for emotional containment is strong when policymakers are interested in preventing such bubbles from getting out of hand, yet they are politically constrained to better calibrate the level of policy investment to the severity of the policy problem; and the case for the bubble-pricking approach is strong when (i) the growth of policy bubbles driven by dysfunctional emotions causes significant harm and (ii) governments do not have at their disposal the necessary tools to keep the harmful effects of such policy bubbles and their burst at a manageable level. An in-depth understanding of context is critical in determining the best course of action.
人们有时会经历强烈的情绪和不适应的行为后果(即,功能失调的情绪),损害他们对政策问题、政策工具和/或目标人群的判断,导致政策泡沫的出现(即,持续的政策过度投资)。在本文中,我详细阐述了政府在面对由这种情绪驱动的政策泡沫时可以实施的三种策略:观望方法、情绪遏制方法和刺破泡沫方法。基于对政策泡沫以及金融和资产泡沫的研究,我详细阐述了在遇到此类政策泡沫时,每种政策选择可能是适当路径的条件。我的结论是,在其他情况下,当此类泡沫仍处于最初的过度投资阶段时,无法以合理的信心水平检测到它们,采取观望态度的理由很充分;当政策制定者有意防止此类泡沫失控时,采取情绪遏制的理由很充分,但他们在政治上受到限制,无法根据政策问题的严重程度更好地调整政策投资水平;当(1)由功能失调的情绪驱动的政策泡沫的增长造成重大伤害,(2)政府没有必要的工具来控制这种政策泡沫的有害影响及其破裂在可管理的水平上时,刺破泡沫方法的理由就很充分了。在确定最佳行动方案时,对环境的深入了解至关重要。
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引用次数: 0
The divide in the EU green taxonomy: how conflict impacts the quality of policy advisory systems 欧盟绿色分类法的分歧:冲突如何影响政策咨询系统的质量
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2025-04-17 DOI: 10.1093/polsoc/puaf007
Edoardo Esposto, Tiziana Nupieri
The second wave of research on Policy Advisory Systems (PAS) dynamics has induced scholars to rethink the received knowledge about the insider–outsider and technical–political divides in policy advice, leading to more nuanced descriptions of PAS configurations. The long-term structural change of PAS has been the focus of this research agenda. In contrast, a research gap exists in analyzing the role of disagreement and conflict in shaping the configuration of advisory systems and their interactions with policymakers. We analyze a case of conflict in the policy advisory system supporting the European Commission in defining the EU Green Taxonomy, i.e., the classification of economic activities that underpins the new EU regulation of public and private sustainable investments. The dynamic effect of conflict is particularly evident in the case of the EU Green Taxonomy, where opposing values and interests have shaped the advisory process, raising questions about how policymakers navigate and utilize contested advice. Our findings contribute to understanding the relationship between pluralistic and conflictual advisory systems and government management of PAS.
关于政策咨询系统(PAS)动态的第二波研究促使学者们重新思考关于政策建议中的内部-外部和技术-政治分歧的公认知识,从而对PAS配置进行更细致入微的描述。PAS的长期结构变化一直是本研究议程的重点。相比之下,在分析分歧和冲突在形成咨询系统配置及其与决策者的互动中的作用方面存在研究空白。我们分析了支持欧盟委员会定义欧盟绿色分类法的政策咨询系统中的一个冲突案例,即支持欧盟对公共和私人可持续投资的新监管的经济活动分类。冲突的动态影响在欧盟绿色分类法的案例中尤为明显,在这个案例中,对立的价值观和利益影响了咨询过程,提出了政策制定者如何驾驭和利用有争议的建议的问题。我们的研究结果有助于理解多元化和冲突咨询系统与政府管理PAS之间的关系。
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引用次数: 0
Environmental impact assessments as a mechanism of regulatory intermediation: the case of Israeli wind energy 环境影响评价作为管制中介机制:以色列风能案例
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2025-04-12 DOI: 10.1093/polsoc/puaf006
Avri Eitan, David Levi-Faur
The environmental impacts of infrastructure projects are widely assessed through a procedure known as environmental impact assessments (EIAs). In many regulatory systems, EIAs are carried out by third-party intermediaries. However, their roles and effectiveness within public policy and regulatory governance remain understudied. This study addresses this gap by examining 24 wind energy projects deliberated in Israeli planning committees between 2003 and 2024. Specifically, we ask: (1) What intermediary roles do EIAs and those responsible for their implementation play? (2) What are the strengths and weaknesses of EIAs as an intermediation mechanism? (3) How do these strengths and weaknesses shape their effectiveness? Our analysis identifies five key intermediary roles: two formal roles, which are legally defined—providing advisory services and facilitating enforcement and compliance—and three informal roles, which extend beyond strict regulatory mandates—interpretation, dialogue facilitation, and advocacy. The formal roles ensure compliance with regulatory guidelines and advance environmental expertise, thereby meeting regulatory requirements and contributing to high procedural effectiveness. However, challenges persist, particularly regarding informal roles, which are often influenced by intermediaries’ alignment with developers’ interests. These challenges contribute to relatively low substantive effectiveness, as planning committees frequently find EIAs insufficient for informed decision-making, leading them to seek external consultants for validation. The gap between EIAs meeting regulatory requirements and planning committees’ inability to fully rely on them highlights weaknesses in EIA governance as a mechanism of regulatory intermediation. We argue that formalizing informal intermediary roles with clearer guidelines could improve EIA effectiveness, enhance objectivity, and strengthen decision-making in the EIA framework.
基础设施项目的环境影响是通过一种称为环境影响评估(eia)的程序进行广泛评估的。在许多监管制度中,环境影响评估是由第三方中介机构进行的。然而,它们在公共政策和监管治理中的作用和有效性仍未得到充分研究。本研究通过研究2003年至2024年间以色列规划委员会审议的24个风能项目来解决这一差距。具体来说,我们的问题是:(1)环评和负责实施环评的人扮演什么样的中介角色?(2)环评作为中介机制的优势和劣势是什么?(3)这些优势和劣势如何影响其有效性?我们的分析确定了五种关键的中介角色:两种正式角色,由法律定义,即提供咨询服务和促进执法和合规;三种非正式角色,超出严格的监管要求,即解释、促进对话和倡导。正式角色确保遵守监管指引和提高环境专业知识,从而满足监管要求,并有助于提高程序效率。然而,挑战仍然存在,特别是关于非正式的角色,这通常受到中介体与开发人员利益的一致性的影响。这些挑战导致实质性效力相对较低,因为规划委员会经常发现环境影响评估不足以作出知情的决策,导致它们寻求外部顾问进行验证。环评满足监管要求与规划委员会无法充分依赖环评之间的差距,凸显了环评治理作为监管中介机制的弱点。我们认为,将非正式中介角色正规化,并制定更明确的指导方针,可以提高环评的有效性,增强客观性,并加强环评框架中的决策。
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引用次数: 0
Deep core advocacy coalitions 深层核心倡导联盟
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2025-03-04 DOI: 10.1093/polsoc/puaf003
Christopher M Weible, Anna M Crawford, Allegra H Fullerton, Kayla M Gabehart, Katherine E Imhoff, Giulia Mariani
As one of the most established theoretical approaches to public policy, the Advocacy Coalition Framework (ACF) has moored most of its theoretical arguments around a textbook policy conflict consisting of two or more advocacy coalitions in a mature adversarial policy subsystem within an advanced polyarchy. This article steps beyond the textbook by introducing deep core coalitions marked by compounding intersectional identities operating at the macro-system. It offers two illustrations of deep core coalitions, one bound by their collective transgender identity and the other by their collective traditionalist identity. Finally, this article concludes with a discussion of what it means for a research program to embrace a diverse research agenda, such as through better linkages with other theoretical approaches, launching more comparative research designs, or, as done here, focusing on a new type of advocacy coalition operating at the macro-system.
作为最成熟的公共政策理论方法之一,倡导联盟框架(ACF)的大部分理论论点都围绕着教科书式的政策冲突,该冲突由先进多元政治体系中成熟的对抗性政策子系统中的两个或多个倡导联盟组成。本文超越了教科书,介绍了以复合交叉身份在宏观系统中运作为标志的深层核心联盟。它提供了两个深层核心联盟的例证,一个是他们集体的跨性别身份,另一个是他们集体的传统主义身份。最后,本文最后讨论了一个研究项目包含多样化的研究议程意味着什么,例如通过与其他理论方法更好地联系,开展更多的比较研究设计,或者像这里所做的那样,关注在宏观系统中运作的新型倡导联盟。
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引用次数: 0
Governance of Generative AI 生成式人工智能的治理
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2025-02-03 DOI: 10.1093/polsoc/puaf001
Araz Taeihagh
The rapid and widespread diffusion of generative artificial intelligence (AI) has unlocked new capabilities and changed how content and services are created, shared, and consumed. This special issue builds on the 2021 Policy and Society special issue on the governance of AI by focusing on the legal, organizational, political, regulatory, and social challenges of governing generative AI. This introductory article lays the foundation for understanding generative AI and underscores its key risks, including hallucination, jailbreaking, data training and validation issues, sensitive information leakage, opacity, control challenges, and design and implementation risks. It then examines the governance challenges of generative AI, such as data governance, intellectual property concerns, bias amplification, privacy violations, misinformation, fraud, societal impacts, power imbalances, limited public engagement, public sector challenges, and the need for international cooperation. The article then highlights a comprehensive framework to govern generative AI, emphasizing the need for adaptive, participatory, and proactive approaches. The articles in this special issue stress the urgency of developing innovative and inclusive approaches to ensure that generative AI development is aligned with societal values. They explore the need for adaptation of data governance and intellectual property laws, propose a complexity-based approach for responsible governance, analyze how the dominance of Big Tech is exacerbated by generative AI developments and how this affects policy processes, highlight the shortcomings of technocratic governance and the need for broader stakeholder participation, propose new regulatory frameworks informed by AI safety research and learning from other industries, and highlight the societal impacts of generative AI.
生成式人工智能(AI)的快速和广泛传播释放了新的能力,并改变了内容和服务的创建、共享和消费方式。本期特刊以《2021年政策与社会》关于人工智能治理的特刊为基础,重点关注治理生成式人工智能的法律、组织、政治、监管和社会挑战。这篇介绍性文章为理解生成式人工智能奠定了基础,并强调了其主要风险,包括幻觉、越狱、数据训练和验证问题、敏感信息泄露、不透明、控制挑战以及设计和实现风险。然后研究了生成式人工智能的治理挑战,如数据治理、知识产权问题、偏见放大、隐私侵犯、错误信息、欺诈、社会影响、权力失衡、有限的公众参与、公共部门挑战以及国际合作的需求。然后,文章强调了一个管理生成式人工智能的综合框架,强调了对适应性、参与性和前瞻性方法的需求。本期特刊的文章强调了制定创新和包容性方法的紧迫性,以确保生成式人工智能的发展与社会价值观保持一致。他们探讨了调整数据治理和知识产权法的必要性,提出了一种基于复杂性的负责任治理方法,分析了大型科技公司的主导地位如何因人工智能的衍生性发展而加剧,以及这如何影响政策流程,强调了技术官僚治理的缺点和更广泛的利益相关者参与的必要性,提出了基于人工智能安全研究和从其他行业学习的新监管框架。并强调生成式人工智能的社会影响。
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引用次数: 0
From benign to malign: unintended consequences and the growth of Zombie policies 从良性到恶性:意想不到的后果和僵尸政策的增长
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2025-01-21 DOI: 10.1093/polsoc/puae039
B. Guy Peters, Maximilian L Nagel
Few policymakers initiate policies that they know are malign, and are contrary to the public interest. Well-intentioned policies may, however, have unintended consequences that over time do make them, at least in part, malign. These policies may continue to produce some positive results for society, but they may also have significant negative consequences. Further, given that the malign nature of the policy tends to benefit powerful political and economic interests, once the malign aspects of the policy begin to manifest themselves, they tend to persist. This paper will use four mini-cases to understand better the transition from benign to malign policies. Two of the cases come from the United States and two come from Germany. Two cases will be in health policy, one in infrastructure, and one in crisis management policies. In all four cases policies that have over time began to demonstrate negative features continue to be implemented because of the benefits that they create for some interests in society–interests other than the original targets of the programs. In addition to the emerging literature on malign policies, this paper will have relevance for the large literature on unintended consequences (beginning with Merton in 1936), as well as the literature on Zombie ideas and failed policy ideas.
很少有政策制定者会发起明知是有害的、违背公众利益的政策。然而,善意的政策可能会产生意想不到的后果,随着时间的推移,这些后果确实会使它们(至少在一定程度上)变得有害。这些政策可能会继续为社会带来一些积极的结果,但它们也可能产生重大的消极后果。此外,鉴于政策的恶性本质往往有利于强大的政治和经济利益,一旦政策的恶性方面开始表现出来,它们往往会持续下去。本文将使用四个小案例来更好地理解从良性政策到恶性政策的转变。其中两例来自美国,两例来自德国。卫生政策方面有两个案例,基础设施方面有一个案例,危机管理政策方面有一个案例。在这四种情况下,随着时间的推移,政策开始表现出负面的特征,因为它们为社会中的一些利益创造了利益,而不是计划的最初目标。除了新兴的关于恶性政策的文献外,本文还将涉及关于意外后果的大量文献(从1936年的默顿开始),以及关于僵尸思想和失败政策思想的文献。
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引用次数: 0
Policy knowledge production in de-democratizing contexts 非民主化背景下的政策知识生产
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2025-01-21 DOI: 10.1093/polsoc/puae037
Andrea Krizsán, Katarzyna Jezierska, Adrienne Sörbom
In an era of post-truth, the legitimacy of policy knowledge is questioned, especially in de-democratizing contexts where governments purposefully engage in post-truth politics to support their regimes. In such contexts, technocratic evidence-based policymaking is undermined, and the role played by policy advice changes. Recognizing the significance of political contextual factors that might differ across de-democratizing contexts, we analyzed how changes in policymaking and public administration in de-democratization contexts impact policy advice, focusing on think tanks in two de-democratizing countries of the European Union: Hungary and Poland. We identify four aspects of policymaking that are particularly consequential for the role of think tanks and the knowledge they produce in policymaking processes: questioning and politicizing expertise, centralizing policymaking, politicizing public administration, and dismantling accountability mechanisms. We argue that changes in policymaking along these four aspects are conducive to a controlled policy advice system, favoring short-term policy advice aligned with government ideology, while marginalizing and excluding the actors and knowledge that do not align. Our research, along with other literature on knowledge regimes in consolidated autocracies, suggests that control in these European Union–based contexts is not complete, and the think tank field continues to be characterized by diversity, particularly contestation and polarization between those who are aligned with the regime and those who oppose it. We substantiate our claims using an original interview dataset on think tanks in Hungary and Poland.
在后真相时代,政策知识的合法性受到质疑,特别是在政府有意参与后真相政治以支持其政权的去民主化背景下。在这种情况下,以证据为基础的技术官僚政策制定受到削弱,政策建议发挥的作用也发生了变化。认识到政治背景因素在去民主化背景下的重要性,我们分析了去民主化背景下政策制定和公共行政的变化如何影响政策建议,重点关注欧盟两个去民主化国家的智库:匈牙利和波兰。我们确定了政策制定的四个方面,这些方面对智库的作用及其在政策制定过程中产生的知识尤其重要:质疑和政治化专业知识,集中决策,政治化公共行政,以及拆除问责机制。我们认为,政策制定在这四个方面的变化有利于形成一个受控的政策咨询体系,有利于与政府意识形态一致的短期政策建议,同时边缘化和排除不一致的行为者和知识。我们的研究,以及其他关于巩固的独裁政权中的知识制度的文献表明,在这些以欧盟为基础的背景下,控制是不完整的,智库领域继续以多样性为特征,特别是那些与政权结盟的人和那些反对它的人之间的争论和两极分化。我们使用匈牙利和波兰智囊团的原始访谈数据集来证实我们的说法。
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