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Meeting expectations? Response of policy innovation labs to sustainable development goals 满足期望?政策创新实验室对可持续发展目标的回应
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-07-02 DOI: 10.1093/polsoc/puae023
Esti Hoss-Golan, Anat Gofen, Adam M Wellstead
Introduced by the United Nations, Sustainable Development Goals (SDGs) aim at facilitating inclusive sustainable development. Responsiveness to SDGs is considered a key to addressing pressing development problems. The current literature focuses on the responsiveness of varied public organizations to SDGs, whereas SDGs’ responsiveness of policy innovation labs (PILs) is understudied. Aiming to address both persistent and emerging social and environmental problems, PILs are aligned with SDGs. On the other hand, PILs seek innovative ways to generate policy solutions in collaboration with citizens through experimental methods and thus are more committed to the local public rather than international organizations. This paper investigates to what extent and in what way PILs respond to SDGs during policy formulation processes, both implicitly and explicitly. Data draws on a database the authors developed, identifying 211 European PILs. Thematic coding of PILs’ websites reveals that 62.1% of the PILs implicitly promote at least one SDG. Additionally, sustainable cities and communities (SDG11) and good health and well-being (SDG3) are the two SDGs with the highest implicit-response rates, respectively. We apply grounded theory analysis from semi-structured interviews with senior PIL employees of 31 PILs to gauge their explicit views of SDGs. This inductive approach reveals three dimensions to SDGs: levels of responsiveness, different practices, and considerations that guide PILs on whether to comply with SDGs. A better understanding of PILs’ response to SDGs provides a more nuanced portrayal of PILs as organizations aiming to craft innovative policy solutions that align with international frameworks.
可持续发展目标(SDGs)由联合国提出,旨在促进包容性可持续发展。响应可持续发展目标被认为是解决紧迫发展问题的关键。目前的文献主要关注各种公共组织对可持续发展目标的响应,而对政策创新实验室(PILs)响应可持续发展目标的情况研究不足。政策创新实验室旨在解决长期存在和新出现的社会和环境问题,与可持续发展目标是一致的。另一方面,政策创新实验室寻求创新方法,通过实验方法与公民合作产生政策解决方案,因此更致力于当地公众而非国际组织。本文研究了 PIL 在政策制定过程中对可持续发展目标做出回应的程度和方式,包括隐性和显性回应。数据来源于作者开发的数据库,该数据库识别了 211 个欧洲私人法律组织。对 PIL 网站进行的主题编码显示,62.1% 的 PIL 暗中促进了至少一项可持续发展目标。此外,可持续城市和社区(SDG11)以及良好的健康和福祉(SDG3)分别是隐性响应率最高的两个可持续发展目标。我们通过对 31 家 PIL 的高级员工进行半结构式访谈,运用基础理论分析来了解他们对可持续发展目标的明确看法。这种归纳法揭示了可持续发展目标的三个维度:响应程度、不同做法以及指导 PIL 是否遵守可持续发展目标的考虑因素。通过更好地了解 PIL 对可持续发展目标的响应,可以更细致地描绘 PIL 作为旨在制定与国际框架相一致的创新政策解决方案的组织。
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引用次数: 0
Governance fix? Power and politics in controversies about governing generative AI 治理修复?关于管理人工智能生成器的争议中的权力与政治
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-07-02 DOI: 10.1093/polsoc/puae022
Inga Ulnicane
The launch of ChatGPT in late 2022 led to major controversies about the governance of generative artificial intelligence (AI). This article examines the first international governance and policy initiatives dedicated specifically to generative AI: the G7 Hiroshima process, the Organisation for Economic Cooperation and Development reports, and the UK AI Safety Summit. This analysis is informed by policy framing and governance literature, in particular by the work on technology governance and Responsible Innovation. Emerging governance of generative AI exhibits characteristics of polycentric governance, where multiple and overlapping centers of decision-making are in collaborative relationships. However, it is dominated by a limited number of developed countries. The governance of generative AI is mostly framed in terms of the risk management, largely neglecting issues of purpose and direction of innovation, and assigning rather limited roles to the public. We can see a “paradox of generative AI governance” emerging, namely, that while this technology is being widely used by the public, its governance is rather narrow. This article coins the term “governance fix” to capture this rather narrow and technocratic approach to governing generative AI. As an alternative, it suggests embracing the politics of polycentric governance and Responsible Innovation that highlight democratic and participatory co-shaping of technology for social benefit. In the context of the highly unequal distribution of power in generative AI characterized by a high concentration of power in a small number of large tech companies, the government has a special role in reshaping the power imbalances by enabling wide-ranging public participation in the governance of generative AI.
2022 年底推出的 ChatGPT 引发了有关生成式人工智能(AI)治理的重大争议。本文研究了首批专门针对生成式人工智能的国际治理和政策倡议:七国集团广岛进程、经济合作与发展组织报告和英国人工智能安全峰会。本文的分析参考了政策框架和治理方面的文献,特别是技术治理和负责任创新方面的工作。新兴的生成式人工智能治理呈现出多中心治理的特点,即多个重叠的决策中心处于合作关系之中。不过,这种治理主要由少数发达国家主导。对生成式人工智能的治理大多以风险管理为框架,在很大程度上忽视了创新的目的和方向问题,赋予公众的作用也相当有限。我们可以看到一个 "生成式人工智能治理的悖论 "正在形成,即虽然这项技术正在被公众广泛使用,但其治理范围却相当狭窄。本文创造了 "治理修复"(governance fix)一词,以捕捉这种治理生成式人工智能的相当狭隘和技术官僚的方法。作为一种替代方案,本文建议采用多中心治理和负责任创新的政治方式,强调以民主和参与的方式共同塑造技术,以造福社会。生成式人工智能的权力高度集中于少数大型科技公司,权力分配极不平等,在这种情况下,政府在重塑权力失衡方面可以发挥特殊作用,让公众广泛参与生成式人工智能的治理。
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引用次数: 0
How “baked in” ideas hinder ideational robustness: the International Monetary Fund and “fiscal space” "固有 "观念如何阻碍意识形态的稳健性:国际货币基金组织与 "财政空间"
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-06-27 DOI: 10.1093/polsoc/puae021
Ben Clift
This paper brings insights into ideational robustness to bear on the International Monetary Fund (IMF) fiscal policy thinking. It advances understanding of both the IMF and the concept of ideational robustness by focusing on economic ideas as they are put into practice by expert economic institutions. The IMF has traditionally enjoyed a reputation as a hawkish enforcer of neoliberal doctrine and conservative fiscal discipline, foregrounding deficit bias and fiscal sustainability concerns. Capitalist crises, notably the 2008 crash and COVID, have seen public debt increase while rendering growth and stability increasingly elusive. This turbulence has spurred some rethinking of Fund fiscal ideas. The IMF has added the new concept of fiscal space to its policy commentary and advocacy. Fiscal space seeks to reconcile economic stabilization and supporting growth to the Fund’s overarching concern to maintain fiscal discipline and sustainability. A focus on how ideas are put into practice shows that long-standing Fund fiscal priorities are hardwired into operational frameworks, curtailing the new emphasis and adaptions. Thus, key to the institutional conditions of IMF fiscal policy actions are “baked in” economic ideas. These are operationalized through economic models, analytical tools, fiscal evaluation frameworks, and standard operating procedures. The “politics of economic method,” in the form of deliberation and contestation over different normative ideas that can underpin alternative constructions of such policy frameworks, plays an important role in shaping which economic ideas come to matter, and how, for the IMF. The Fund’s “fiscal space” episode can be interpreted as a quest for ideational robustness (through increased flexibility), which thus far remains unrealized due to the crucial role of these mechanisms, institutional conditions, and ideational path dependencies.
本文对国际货币基金组织(IMF)的财政政策思想提出了思想稳健性的见解。本文通过关注专家经济机构将经济理念付诸实践的过程,加深了人们对国际货币基金组织和意识形态稳健性概念的理解。国际货币基金组织历来享有新自由主义理论和保守财政纪律鹰派执行者的美誉,强调赤字偏见和财政可持续性问题。资本主义危机,特别是 2008 年的金融危机和 COVID,导致公共债务增加,增长和稳定日益难以实现。这种动荡促使人们重新思考基金组织的财政理念。基金组织在其政策评论和宣传中增加了财政空间这一新概念。财政空间旨在使经济稳定和支持增长与基金组织维护财政纪律和可持续性的首要关切相协调。对如何将理念付诸实践的关注表明,基金组织长期以来的财政优先事项已被硬性纳入业务框架,从而限制了新的重点和调整。因此,基金组织财政政策行动的体制条件的关键是 "固化 "的经济理念。这些理念通过经济模型、分析工具、财政评估框架和标准操作程序得以实施。经济方法的政治性 "表现为对不同规范性理念的讨论和争论,这些理念可以支撑此类政策框架的替代性构建,而 "经济方法的政治性 "在决定哪些经济理念对基金组织重要以及如何对基金组织重要方面发挥着重要作用。基金组织的 "财政空间 "事件可以被解释为一种对思想稳健性(通过增加灵活性)的追求,由于这些机制、制度条件和思想路径依赖的关键作用,这种追求迄今仍未实现。
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引用次数: 0
Policy design for biodiversity: How problem conception drift undermines “fit-for-purpose” Peatland conservation 生物多样性的政策设计:问题概念的偏离如何破坏 "适合目的 "的泥炭地保护
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-06-14 DOI: 10.1093/polsoc/puae019
Benjamin Cashore, Ishani Mukherjee, Altaf Virani, Lahiru S Wijedasa
For over two decades, scientists have documented the alarming decline of global Peatland ecosystems, regarded as the planet’s most crucial carbon sinks. The deterioration of these unique wetlands alongside their policy attention presents a puzzle for policy scientists and for students of anticipatory policy design. Two contrasting explanations have emerged. Some argue that pressures from economic globalization compel governments to relax environmental standards, while others point to deficiencies in policy design and implementation. Our paper applies Cashore’s Four Problem Types framework to assess a more nuanced explanation: that failure of global and local policies to curb ecosystem degradation is owing to a misalignment between how the problem is currently conceived of, and what conception is required for, effective environmental management. We find overwhelming evidence that reversing Peatland degradation necessitates a fundamental shift in applied policy analysis—from treating the crisis as a Type 3 (Compromise), Type 2 (Optimization), or even Type 1 (Commons) problem, to conceiving it as a Type 4 (Prioritization) challenge. Achieving this requires undertaking four essential policy design tasks: engaging sequentialist/lexical ordering processes; identifying key features of the problem that any solution would need to incorporate to effectively overcome; applying path dependency analysis to uncover policy mix innovations capable of “locking-in” sustainability trajectories that can fend off pressures for policy conception drift; and organizing multistakeholder “policy design learning” exercises that integrate complex sources of knowledge produced within, and across, the ecological and policy sciences.
二十多年来,科学家们记录了全球泥炭地生态系统令人震惊的衰退,它们被视为地球上最重要的碳汇。这些独特湿地的恶化以及政策对它们的关注,给政策科学家和研究预期政策设计的学生带来了难题。出现了两种截然不同的解释。一些人认为,经济全球化的压力迫使政府放宽了环境标准,而另一些人则指出了政策设计和实施中的缺陷。我们的论文运用卡肖尔的 "四种问题类型 "框架来评估一种更细微的解释:全球和地方政策未能遏制生态系统退化的原因在于目前对问题的理解与有效环境管理所需的理解之间存在偏差。我们发现大量证据表明,要扭转泥炭地退化的趋势,就必须从根本上转变应用政策分析方法--从将危机视为第 3 类(妥协)、第 2 类(优化)甚至第 1 类(公地)问题,转变为将其视为第 4 类(优先化)挑战。要做到这一点,需要完成四项基本的政策设计任务:参与顺序/逻辑排序过程;确定问题的关键特征,任何解决方案都需要纳入这些特征才能有效克服;应用路径依赖分析,发现能够 "锁定 "可持续发展轨迹的政策组合创新,从而抵御政策概念漂移的压力;组织多方利益相关者的 "政策设计学习 "活动,整合生态科学和政策科学内部及之间产生的复杂知识来源。
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引用次数: 0
When code isn’t law: rethinking regulation for artificial intelligence 当代码不是法律:重新思考人工智能的监管问题
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-05-29 DOI: 10.1093/polsoc/puae020
Brian Judge, Mark Nitzberg, Stuart Russell
This article examines the challenges of regulating artificial intelligence (AI) systems and proposes an adapted model of regulation suitable for AI’s novel features. Unlike past technologies, AI systems built using techniques like deep learning cannot be directly analyzed, specified, or audited against regulations. Their behavior emerges unpredictably from training rather than intentional design. However, the traditional model of delegating oversight to an expert agency, which has succeeded in high-risk sectors like aviation and nuclear power, should not be wholly discarded. Instead, policymakers must contain risks from today’s opaque models while supporting research into provably safe AI architectures. Drawing lessons from AI safety literature and past regulatory successes, effective AI governance will likely require consolidated authority, licensing regimes, mandated training data and modeling disclosures, formal verification of system behavior, and the capacity for rapid intervention.
本文探讨了人工智能(AI)系统监管所面临的挑战,并提出了适合人工智能新特点的监管模式。与过去的技术不同,利用深度学习等技术构建的人工智能系统无法直接根据法规进行分析、指定或审核。它们的行为是在训练中不可预测地出现的,而不是有意设计的。然而,在航空和核能等高风险领域取得成功的将监督权下放给专家机构的传统模式不应被完全抛弃。相反,决策者必须控制当今不透明模式带来的风险,同时支持对可证明安全的人工智能架构的研究。从人工智能安全文献和过去成功的监管经验中汲取教训,有效的人工智能治理可能需要统一的权力、许可制度、强制性的训练数据和建模披露、系统行为的正式验证以及快速干预的能力。
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引用次数: 0
Ideational robustness in turbulent times 动荡时期理想的稳健性
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-05-22 DOI: 10.1093/polsoc/puae016
Martin B Carstensen, Eva Sørensen, Jacob Torfing
The concept of robustness has received increasing scholarly attention regarding public policy and governance, where it has enhanced our understanding of how policies and governance are adapted and innovated in response to disruptive events, challenges, and demands associated with heightened societal turbulence. Yet, we know little about the robustness of the ideas undergirding the efforts to foster robust policymaking and public governance. Based on a review of recent strands of governance theory and the ideational turn in public policy research, we define a new ideational robustness concept, which can help us to explain why some governance and policy ideas persist, while others disappear. As the contributions to this special issue demonstrate, studying ideational robustness opens new avenues for reflecting on how the robustness of ideas may affect the robustness of public policy and governance.
稳健性的概念在公共政策和治理方面受到越来越多的学术关注,它增进了我们对如何调整和创新政策和治理以应对与社会动荡加剧相关的破坏性事件、挑战和需求的理解。然而,我们对促进稳健决策和公共治理所依据的思想的稳健性知之甚少。基于对近期治理理论和公共政策研究中的意识形态转向的回顾,我们定义了一个新的意识形态稳健性概念,它可以帮助我们解释为什么一些治理和政策理念会持续存在,而另一些则会消失。正如本特刊的文章所表明的,研究意识形态的稳健性为反思思想的稳健性如何影响公共政策和治理的稳健性开辟了新的途径。
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引用次数: 0
Comparing evidence use in parliaments: the interplay of beliefs, traditions, and practices in the UK and Germany 比较议会中证据的使用:英国和德国的信仰、传统和实践的相互作用
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-05-21 DOI: 10.1093/polsoc/puae017
Marc Geddes
This article draws on rich qualitative data from two national parliaments—the UK House of Commons and the German Bundestag—to examine knowledge practices in political institutions. This is an important topic, not only because parliaments play a significant role in democratic decision-making, but because it sheds light on debates about how such decision-making is based on and interacts with knowledge and evidence. By adopting an interpretive analytical approach, I analyze the ways in which those practices are shaped by the beliefs and values of parliamentary actors. Indeed, in better understanding everyday practices, beliefs, and ideational traditions, it also contributes to better explaining how components of political and parliamentary cultures contribute to knowledge use more broadly. In the House of Commons, MPs draw on a highly trusted and independent parliamentary administration; meanwhile, committees have become fruitful avenues for MPs to develop policy expertise and engage with knowledge and evidence in a non-partisan way. In the German Bundestag, MPs also develop policy expertise—in fact, they interpret their role as specialists in a “working” parliament—but their knowledge practices are more openly partisan through the structuring role of parliamentary party groups and the skepticism of “neutral” advice from research services. Consequently, committees tend to be sites of political bargaining and conflict, rather than evidence-gathering. In both cases, parliaments’ knowledge practices are shaped by wider webs of beliefs about the role of MPs within the institutions. This suggests that knowledge use in political and policy settings is shaped by broader cultural factors.
本文利用来自两个国家议会--英国下议院和德国联邦议院--的丰富定性数据,研究了政治机构中的知识实践。这是一个重要的话题,不仅因为议会在民主决策中发挥着重要作用,还因为它揭示了关于这种决策如何以知识和证据为基础并与之互动的争论。通过采用解释性分析方法,我分析了议会行为者的信仰和价值观如何影响这些实践。事实上,在更好地理解日常实践、信仰和意识形态传统的同时,这也有助于更好地解释政治和议会文化的组成部分是如何更广泛地促进知识使用的。在下议院,国会议员可以利用高度信任和独立的议会行政机构;同时,委员会已成为国会议员发展政策专长、以无党派方式参与知识和证据的富有成效的途径。在德国联邦议院,议员们也发展政策专业知识--事实上,他们将自己的角色诠释为 "工作 "议会中的专家,但通过议会党团的组织作用和对研究机构 "中立 "建议的怀疑,他们的知识实践更加公开地具有党派性。因此,委员会往往成为政治讨价还价和冲突的场所,而不是收集证据的场所。在这两种情况下,议会的知识实践都受到有关国会议员在机构中角色的更广泛信念网络的影响。这表明,政治和政策环境中的知识使用受到更广泛的文化因素的影响。
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引用次数: 0
Advancing collaborative social outcomes through place-based solutions—aligning policy and funding systems 通过基于地方的解决方案推进协作性社会成果--调整政策和供资体系
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-05-21 DOI: 10.1093/polsoc/puae018
Lutfun Nahar Lata, Tim Reddel, Brian W Head, Luke Craven
More collaborative and human-centered approaches to tackle social problems of entrenched disadvantage have been introduced in many countries, including Australia, but with mixed results. Traditional programs that reinforce existing political and bureaucratic processes have been seen as blockers to collaborative modes of policymaking, governance, and delivery. Drawing on collaborative governance perspectives, this paper reports new research undertaken in conjunction with a not-for-profit organization (Collaboration for Impact) involved in supporting place-based collaborative community change efforts. Research findings, based on stakeholder perspectives, highlight not only the potential benefits of a more collaborative model (i.e., placed-based and community driven) but also the significant unresolved challenges for “backbone” coordination bodies, which have recently been established to achieve more “joined-up” policy, funding, and service delivery arrangements. The paper concludes by proposing a practice-driven focus on policy and funding systems, together with implications for policy learning and program design.
包括澳大利亚在内的许多国家都采用了更具协作性和以人为本的方法来解决根深蒂固的弱势社会问题,但结果喜忧参半。强化现有政治和官僚程序的传统计划被视为决策、治理和交付协作模式的障碍。本文从合作治理的角度出发,报告了与一家参与支持以地方为基础的社区合作变革工作的非营利组织("为影响而合作")共同开展的新研究。基于利益相关者观点的研究结果不仅强调了更多协作模式(即基于地点和社区驱动)的潜在益处,还强调了 "骨干 "协调机构尚未解决的重大挑战,这些机构最近才成立,以实现更多 "联合 "政策、资金和服务交付安排。本文最后提出了以实践为导向的政策和资助体系重点,以及对政策学习和计划设计的影响。
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引用次数: 0
How framing strategies foster robust policy ideas 框架战略如何促进形成强有力的政策理念
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-05-07 DOI: 10.1093/polsoc/puae014
Daniel Béland, Robert Henry Cox
In this contribution, we identify how the framing strategies employed by policy and political actors make policy ideas robust. We examine the policy ideas of solidarity and sustainability to show how framing strategies that took advantages of the valence and polysemy of both ideas shaped them into robust policy ideas. Both ideas began as wide-ranging concepts designed to build coalitions in debates over a particular large-scale policy problem. Robustness is a quality that emerged over time as these ideas grew to become highly attractive framing devices to justify policy proposals. Moreover, they have proven to be resilient despite changing circumstances or even efforts of their opponents to reframe them in a negative way.
在这篇论文中,我们确定了政策和政治行动者采用的构思策略是如何使政策理念变得稳健的。我们研究了团结和可持续性这两个政策理念,以说明如何利用这两个理念的多义性和多义性的优势来制定框架策略,从而将它们塑造成稳健的政策理念。这两个理念最初都是范围广泛的概念,旨在就特定的大规模政策问题进行辩论时建立联盟。随着时间的推移,这些理念逐渐发展成为极具吸引力的框架工具,为政策建议提供依据,因此,稳健性也就随之产生了。此外,事实证明,尽管环境不断变化,甚至反对者试图以负面的方式重构这些理念,但它们仍然具有顽强的生命力。
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引用次数: 0
Framing contestation and public influence on policymakers: evidence from US artificial intelligence policy discourse 框架之争与公众对决策者的影响:来自美国人工智能政策讨论的证据
IF 9.3 1区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-04-11 DOI: 10.1093/polsoc/puae007
Daniel S Schiff
As artificial intelligence (AI) policy has begun to take shape in recent years, policy actors have worked to influence policymakers by strategically promoting issue frames that define the problems and solutions policymakers should attend to. Three such issue frames are especially prominent, surrounding AI’s economic, geopolitical, and ethical dimensions. Relatedly, while technology policy is traditionally expert-dominated, new governance paradigms are encouraging increased public participation along with heightened attention to social and ethical dimensions of technology. This study aims to provide insight into whether members of the public and the issue frames they employ shape—or fail to shape—policymaker agendas, particularly for highly contested and technical policy domains. To assess this question, the study draws on a dataset of approximately five million Twitter messages from members of the public related to AI, as well as corresponding AI messages from the 115th and 116th US Congresses. After using text analysis techniques to identify the prevalence of issue frames, the study applies autoregressive integrated moving average and vector autoregression modeling to determine whether issue frames used by the public appear to influence the subsequent messaging used by federal US policymakers. Results indicate that the public does lead policymaker attention to AI generally. However, the public does not have a special role in shaping attention to ethical implications of AI, as public influence occurs only when the public discusses AI’s economic dimensions. Overall, the results suggest that calls for public engagement in AI policy may be underrealized and potentially circumscribed by strategic considerations.
近年来,随着人工智能(AI)政策开始成形,政策制定者通过战略性地推广问题框架,确定政策制定者应关注的问题和解决方案,努力对政策制定者施加影响。其中,围绕人工智能的经济、地缘政治和伦理层面的三个问题框架尤为突出。与此相关的是,虽然技术政策传统上由专家主导,但新的治理模式正在鼓励更多的公众参与,同时加强对技术的社会和伦理层面的关注。本研究旨在深入探讨公众及其所使用的问题框架是否影响--或未能影响--决策者的议程,尤其是在争议较大的技术政策领域。为了评估这个问题,本研究利用了一个数据集,其中包含约 500 万条与人工智能有关的公众 Twitter 消息,以及第 115 届和第 116 届美国国会的相应人工智能消息。在使用文本分析技术确定问题框架的普遍性后,研究采用自回归综合移动平均和向量自回归模型来确定公众使用的问题框架是否会影响美国联邦决策者随后使用的信息。结果表明,总体而言,公众确实引导了决策者对人工智能的关注。然而,公众在引导人们关注人工智能的道德影响方面并没有发挥特殊作用,因为只有当公众讨论人工智能的经济层面时才会产生影响。总之,研究结果表明,要求公众参与人工智能政策的呼声可能没有得到充分实现,而且有可能受到战略考虑的限制。
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引用次数: 0
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Policy and Society
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