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PUP volume 43 issue 4 Cover and Back matter PUP 第 43 卷第 4 期封面和封底资料
IF 2.4 2区 社会学 Q2 POLITICAL SCIENCE Pub Date : 2023-12-01 DOI: 10.1017/s0143814x23000399
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引用次数: 0
Why are international standards not set? Explaining “weak” cases in shadow banking regulation 为什么没有制定国际标准?解释影子银行监管中的 "薄弱 "案例
IF 2.4 2区 社会学 Q2 POLITICAL SCIENCE Pub Date : 2023-12-01 DOI: 10.1017/s0143814x23000417
Scott James, L. Quaglia
Why are international regulatory standards not set? While most of the literature focuses on explaining positive cases of standard-setting where international rules are agreed upon, weak or negative cases remain prevalent and yet surprisingly under-explored. To explain these cases in the area of financial services, we integrate an inter-state explanation, which focuses on competition between major jurisdictions, with a transgovernmental explanation, which relates to conflict between different regulatory bodies at the international level. We also consider how these dimensions interact with financial industry lobbying. This allows us to construct a typology differentiating between distinct types of cases concerning international standard-setting: (1) absent standards, (2) non-agreed standards, (3) symbolic standards, and (4) agreed standards. The explanatory leverage of our approach is illustrated through a systematic structured focused comparison of four post-crisis cases related to “shadow banking.” The article generates novel insights into regulatory conflicts and the scope conditions for international agreement.
为什么没有制定国际监管标准?虽然大多数文献都集中在解释国际规则达成一致的标准制定的积极案例,但薄弱或消极的案例仍然普遍存在,但令人惊讶的是,尚未得到充分探讨。为了解释金融服务领域的这些案例,我们将国家间的解释与跨政府的解释结合起来,前者侧重于主要司法管辖区之间的竞争,后者涉及国际层面不同监管机构之间的冲突。我们还考虑了这些维度如何与金融业游说相互作用。这使我们能够构建一个类型学来区分有关国际标准制定的不同类型的案例:(1)缺乏标准,(2)不同意的标准,(3)象征性标准,(4)商定的标准。通过对四个与“影子银行”相关的危机后案例进行系统、结构化的重点比较,说明了我们方法的解释性杠杆作用。本文对监管冲突和国际协议的范围条件产生了新颖的见解。
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引用次数: 0
Policymaking in a plural society: the case of human experiments in medicine in Israel 多元社会中的政策制定:以色列人体医学实验的案例
2区 社会学 Q2 POLITICAL SCIENCE Pub Date : 2023-10-23 DOI: 10.1017/s0143814x2300034x
Michal Neubauer-Shani, Etienne Lepicard
Abstract Various processes in recent years have brought about trends of polarization within democratic societies, challenging political stability. Against this backdrop, policy patterns that are being adopted regarding controversial issues are significantly affected by these countries’ aspiration to create and maintain a consensus, which may have implications not favoring the public. One such issue is human experiments in medicine (clinical trials), which has been regulated by most countries through primary legislation. As a deeply divided society, Israel has been addressing this issue through regulation and secondary legislation, despite several attempts to have it regulated through primary legislation. This article employs the consociational model alongside Public Choice Theory to explain the adoption of this policy pattern on the issue of human experiments. Based on thematic analysis of semi-structured interviews and existing sources, it sheds light on the normative choice that weighs the merits of primary legislation against the virtues of accommodation and consensus.
近年来的各种进程带来了民主社会内部的两极分化趋势,对政治稳定构成挑战。在这种背景下,这些国家希望建立和维持共识的愿望对正在采取的有关争议问题的政策模式产生了重大影响,这可能产生不利于公众的影响。其中一个问题是人体医学实验(临床试验),大多数国家都通过主要立法对其进行管制。作为一个严重分裂的社会,以色列一直通过管制和次级立法来解决这个问题,尽管几次试图通过初级立法来管制这个问题。本文采用联合模型和公共选择理论来解释这一政策模式在人体实验问题上的采用。基于对半结构化访谈和现有来源的专题分析,它揭示了衡量初级立法的优点与妥协和协商一致的优点的规范性选择。
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引用次数: 0
How are policy pilots managed? Findings from the New Rural Cooperative Medical Scheme in China 如何管理政策试点?中国新型农村合作医疗制度的调查结果
2区 社会学 Q2 POLITICAL SCIENCE Pub Date : 2023-10-23 DOI: 10.1017/s0143814x23000338
Yunpeng Song, Yanwei Li
Abstract Policy piloting has become a popular form of organization in implementing public policies. However, the current literature surprisingly discusses little about its management. This study investigates how two policy-pilot attributes – ambiguity and compatibility – shape policy-pilot management. To accomplish this, we developed an analytic framework consisting of four management strategies: experimentation, refinement, upscaling, and institutionalization. We chose a representative policy pilot in Chinese health governance, the New Rural Cooperative Medical Scheme, to examine the adoption of these four strategies. Our finding that, at various junctures, the Chinese state adopted these four strategies to manage policy piloting demonstrates the applicability of the analytic framework constructed in this study. This study contributes to the existing public policy literature by providing new insights into policy implementation in temporary organizing settings.
政策试点已成为实施公共政策的一种流行的组织形式。然而,令人惊讶的是,目前的文献很少讨论其管理。本研究探讨两种策略导向属性-歧义性和相容性-如何塑造策略导向管理。为了实现这一目标,我们开发了一个由四种管理策略组成的分析框架:实验、改进、升级和制度化。我们选择了中国卫生治理中具有代表性的政策试点——新型农村合作医疗,来检验这四种策略的采用情况。我们发现,在不同的关键时刻,中国政府采用了这四种策略来管理政策试点,这证明了本研究构建的分析框架的适用性。本研究对现有的公共政策文献做出了贡献,为临时组织环境下的政策实施提供了新的见解。
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引用次数: 0
Social media exposure’s effects on public support toward three-child policy in China: role of cognitive elaboration, perceived negative effects, and institutional trust 社会媒体曝光对中国公众支持三孩政策的影响:认知细化、感知负面影响和制度信任的作用
2区 社会学 Q2 POLITICAL SCIENCE Pub Date : 2023-10-20 DOI: 10.1017/s0143814x23000326
Jing Guo, Mengzhe Feng
Abstract The three-child policy constitutes a hotly debated socio-political issue in China. Upon its announcement, many Chinese citizens have ridiculed the move on social media. Adopting the cognitive mediation model and the influence of presumed influence theory, this study examines how social media exposure to three-child policy-related news and discussions could affect the Chinese public’s attitudes toward the policy. The online survey results show that social media exposure negatively predicts supportive opinion via cognitive elaboration and three types of perceived negative effects of the policy (i.e., perceived negative effects on self, on the public, and on females) in serial. It also finds that institutional trust moderates the relationship between cognitive elaboration and policy support. Only among people with high institutional trust, there is a positive effect of social media exposure on supportive opinion through cognitive elaboration.
摘要三孩政策在中国是一个备受争议的社会政治问题。消息公布后,许多中国公民在社交媒体上嘲笑这一举动。本研究采用认知中介模型和假设影响理论的影响,考察了三孩政策相关新闻和讨论在社交媒体上的曝光如何影响中国公众对该政策的态度。网络调查结果显示,社交媒体曝光通过认知细化和三种感知到的政策负面影响(即感知到的对自我、对公众和对女性的负面影响)连续负向预测支持性意见。研究还发现,制度信任调节了认知阐述与政策支持之间的关系。只有在机构信任度高的人群中,社交媒体曝光通过认知细化对支持性意见有正向影响。
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引用次数: 0
Agency control through the appointed hierarchy: presidential politicization of unilateral appointees 通过任命层级控制机构:总统单方面任命的政治化
2区 社会学 Q2 POLITICAL SCIENCE Pub Date : 2023-10-19 DOI: 10.1017/s0143814x23000272
Gary E. Hollibaugh, Lawrence S. Rothenberg
Abstract Schedule C and noncareer Senior Executive Service positions hold significant influence over policy outcomes, yet they have received limited scrutiny compared to advise and consent (PAS) appointments. Such appointments offer understudied avenues for presidential control over the bureaucracy. Through a comprehensive analysis of more detailed data than has been employed to date, we reveal that these appointments are responsive to broader political dynamics, particularly those relevant to PAS appointments, including inter- and intrabranch conflicts, agency ideology, Senate workload, and the political calendar. However, statutory constraints and agency characteristics – such as the managerial expertise of appointed agency leadership – also shape their utilization. While unilateral appointments provide an advantage to Presidents, executives are constrained when using them to overcome legislative opposition or reshape resistant agencies. These lower-level appointments reflect the wider political landscape, granting the President significant – but not unrestrained – opportunities to exert influence on both the bureaucracy and policy outcomes.
附表C和非职业高级管理人员服务职位对政策结果具有重大影响,但与建议和同意(PAS)任命相比,他们受到的审查有限。这样的任命为总统控制官僚机构提供了未经研究的途径。通过对迄今为止使用的更详细数据的全面分析,我们发现这些任命是对更广泛的政治动态的反应,特别是与PAS任命相关的政治动态,包括分支机构内部和分支机构之间的冲突、机构意识形态、参议院工作量和政治日历。但是,法定限制和机构特点- -例如任命的机构领导的管理专门知识- -也影响了它们的利用。虽然单方面任命给总统带来了优势,但高管们在利用这些任命来克服立法反对或重塑有阻力的机构时受到了限制。这些较低级别的任命反映了更广泛的政治格局,赋予总统重要的(但不是无限制的)机会对官僚机构和政策结果施加影响。
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引用次数: 0
Executive coalition building 建立行政联盟
2区 社会学 Q2 POLITICAL SCIENCE Pub Date : 2023-10-12 DOI: 10.1017/s0143814x23000314
Nicholas G. Napolio
Abstract Why do executive agencies form coalitions? Legislative coalitions are widely theorized and studied, but less attention has been paid to executive coalitions. Executive agencies’ dependence on the political branches calls for a distinctive theory of coalition building. This article presents such a theory, arguing that agencies form coalitions to optimize their autonomy given their subordinate position in a separation of powers system by signaling to overseers that their policies are efficient and should be maintained. Bureaucrats form coalitions actively to advance their policy goals in the face of political opposition. Using data on dozens of agencies over seventeen years, I find that agencies are most likely to form coalitions when their preferences are misaligned with the president but aligned with each other. I also find evidence that coalitions send credible signals that bureaucratic policies are efficient since Office of Information and Regulatory Affairs is less likely to request regulatory revisions of policies produced by coalitions.
行政机构为什么会形成联盟?立法联盟被广泛地理论化和研究,但对行政联盟的关注较少。行政机构对政治部门的依赖要求有一种独特的联盟建立理论。本文提出了这样一个理论,认为机构在三权分立体系中处于从属地位,通过向监管机构发出信号,表明它们的政策是有效的,应该得到维持,从而形成联盟,以优化它们的自主权。面对政治上的反对,官僚们积极地组成联盟来推进他们的政策目标。我利用几十个机构17年来的数据发现,当机构的偏好与总统不一致,但彼此一致时,它们最有可能结成联盟。我还发现,有证据表明,联合政府发出了可信的信号,表明官僚政策是有效的,因为信息和监管事务办公室(Office of Information and Regulatory Affairs)不太可能要求对联合政府制定的政策进行监管修订。
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引用次数: 0
Automation versus openness: support for policies to address job threats 自动化与开放:支持解决就业威胁的政策
2区 社会学 Q2 POLITICAL SCIENCE Pub Date : 2023-10-09 DOI: 10.1017/s0143814x23000260
Alexander Kuo, Dulce Manzano, Aina Gallego
Abstract Does the threat of automation of workers’ employment provoke distinct policy preferences from that of globalization? We present hypotheses about how these different threats affect support for policies to prevent such shocks as well as policies to compensate via redistribution. Using vignettes and conjoint experiments embedded in survey evidence from Spain, we find that the threat of automation does not provoke any greater demand for redistribution than does openness. Nor does job loss due to automation provoke beliefs of greater deservingness of compensatory transfers, compared to job loss from openness. While the threat of offshoring and hiring foreign workers increases support for policies to prevent this process from occurring, scenarios of robot substitution do not provoke a similar reaction. These results suggest policies to prioritize automation over openness may gain less political traction.
工人就业自动化的威胁是否会引发与全球化不同的政策偏好?我们对这些不同的威胁如何影响对防止此类冲击的政策以及通过再分配进行补偿的政策的支持提出了假设。利用西班牙调查证据中的小插曲和联合实验,我们发现自动化的威胁并不会比开放更大地引发对再分配的需求。与开放导致的失业相比,自动化导致的失业也不会让人觉得补偿性转移更值得。虽然离岸外包和雇佣外国工人的威胁增加了对防止这一过程发生的政策的支持,但机器人替代的情景不会引起类似的反应。这些结果表明,优先考虑自动化而不是开放的政策可能会获得较少的政治吸引力。
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引用次数: 1
E-government service quality, perceived value, satisfaction, and loyalty: evidence from a newly emerging country 电子政务服务质量、感知价值、满意度与忠诚度:来自一个新兴国家的证据
2区 社会学 Q2 POLITICAL SCIENCE Pub Date : 2023-10-06 DOI: 10.1017/s0143814x23000296
Long Pham, Yam B. Limbu, Mai Thi Thu Le, Ngoc Lan Nguyen
Abstract This study examines the relationships between e-government service quality, perceived value, satisfaction, and loyalty toward e-government services. Survey data were collected from 340 randomly selected e-government service users in Vietnam. The results reveal that (1) e-government service quality consists of five dimensions: ease of interaction, fulfillment, citizen care, security and privacy, and trustworthiness; (2) among the five dimensions of e-government service quality, only trustworthiness and fulfillment are significantly related to perceived value; however, trustworthiness has a stronger association with perceived value than does fulfillment; and (3) both perceived value and satisfaction are positively associated with loyalty. The results indicate that the e-government can create value for the citizens by improving service quality, which may help satisfy citizens’ needs and build their loyalty.
摘要本研究探讨电子政务服务质量、感知价值、满意度和电子政务服务忠诚度之间的关系。调查数据收集自340个随机选择的越南电子政务服务用户。结果表明:(1)电子政务服务质量由交互便利度、履行感、公民关怀、安全隐私和可信度五个维度构成;(2)在电子政务服务质量的五个维度中,只有可信度和履约感与感知价值显著相关;然而,可信度与感知价值的关联比满足感更强;(3)感知价值和满意度都与忠诚呈正相关。结果表明,电子政务可以通过提高服务质量为公民创造价值,有助于满足公民的需求和建立公民的忠诚度。
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引用次数: 0
Coping with the unforeseen: bounded rationality and bureaucratic responses to the COVID-19 crisis 应对不可预见的情况:对COVID-19危机的有限理性和官僚主义反应
2区 社会学 Q2 POLITICAL SCIENCE Pub Date : 2023-10-06 DOI: 10.1017/s0143814x23000284
Jørgen Grønnegaard Christensen, Peter B. Mortensen
Abstract The outbreak of COVID-19 unleashed a severe crisis in society. The suddenness and speed with which the disease spread into a global pandemic makes it an outstanding case for showing how bureaucracy acts in response to a crisis marked by uncertainty and urgency. This article focuses on the role played by the central government bureaucracy in preparing and enacting the Danish government’s response to the COVID-19 crisis. It is based on full access to internal government files related to crisis management during the winter and spring of 2020. These files include memos, e-mails, decision notes, and draft decisions from key civil servants. The article demonstrates the strength of the theory of bounded rationality when it comes to analyzing the interaction between top civil servants and political executives. Moreover, it shows how administrative and political executives can mold a governmental organization to overcome the inertia inherent in bureaucratic organization and procedures.
新冠肺炎疫情给社会带来严重危机。这种疾病突然而迅速地蔓延为全球流行病,这使它成为展示官僚机构如何应对以不确定性和紧迫性为特征的危机的一个杰出案例。本文重点关注中央政府官僚机构在准备和实施丹麦政府应对COVID-19危机的过程中所发挥的作用。它是基于对2020年冬季和春季与危机管理相关的内部政府文件的全面访问。这些文件包括备忘录、电子邮件、决定笔记和主要公务员的决定草案。本文在分析高级公务员与政治执行者之间的互动时,展示了有限理性理论的力量。此外,它还显示了行政和政治执行者如何塑造一个政府组织,以克服官僚组织和程序中固有的惰性。
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引用次数: 0
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Journal of Public Policy
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