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The limits of co-production: linking regulatory capacity to co-production of authoritative knowledge for environmental policy 共同生产的局限性:将监管能力与环境政策权威知识的共同生产联系起来
IF 2.7 4区 管理学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-07-08 DOI: 10.1093/scipol/scae038
Daniel Large
This paper introduces a novel perspective on co-production of authoritative knowledge in environmental policy, shifting focus from perceived flaws in knowledge production to structural and governance challenges impeding knowledge uptake. It argues that these challenges, including diminishing support for public authority and widespread enthusiasm for collaboration, contribute to regulatory capacity deficits, which undermine knowledge claims’ authority. This account is tested through case study analysis of policy stakeholders in Colorado, USA, who sought to co-produce a scientific assessment for biodiversity offsetting. Despite repeated efforts, industry stakeholders disengaged twice, leading to abandonment of the policy initiative. Analysis demonstrates regulatory capacity’s crucial role in fostering co-production and integration of authoritative scientific knowledge in policymaking. By analyzing the failure to sustain stakeholder engagement in terms of interplay between regulatory capacity and co-production, this study contributes a critique of mainstream co-production and demonstrates the value of analyzing how institutional arrangements shape knowledge and policy integration.
本文从一个新的角度介绍了环境政策中权威知识的共同生产,将重点从知识生产中的缺陷转移到阻碍知识吸收的结构和治理挑战上。本文认为,这些挑战(包括对公共权威的支持减少和对合作的普遍热情)导致了监管能力的不足,从而损害了知识主张的权威性。通过对美国科罗拉多州政策利益相关者的案例研究分析,验证了这一观点。尽管经过反复努力,行业利益相关者还是两次退出,导致政策倡议被放弃。分析表明,监管能力在促进政策制定中的共同生产和权威科学知识的整合方面起着至关重要的作用。通过从监管能力与共同生产之间的相互作用角度分析利益相关者参与的失败,本研究对主流共同生产提出了批评,并证明了分析制度安排如何塑造知识与政策整合的价值。
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引用次数: 0
Effectiveness of targeted public university funding on universities’ start-up support: evidence from ‘EXIST—Potentials’ 有针对性的公立大学资助对大学创业支持的效果:"EXIST-Potentials "提供的证据
IF 2.7 4区 管理学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2024-07-06 DOI: 10.1093/scipol/scae039
Christoph E Mueller, Iris Eckardt
Universities play a crucial role in the creation and promotion of academic spin-offs, which is why public funding programmes are implemented to improve start-up support there. So far, however, there has been little robust evidence as to whether such programmes actually improve start-up support mechanisms at universities. Against this backdrop, the present study makes a contribution by examining the effects of a large German university funding programme entitled ‘EXIST—Potentials’ on the start-up support of the funded universities. Using an indicator that measures start-up support at universities very broadly and employing a before-and-after comparison group design, reliable results on the effectiveness of the programme are presented. The findings suggest that the programme is effective in improving start-up support mechanisms at universities.
大学在创建和促进学术衍生企业方面发挥着至关重要的作用,这就是为什么要实施公共资助计划来改善大学的创业支持。然而,迄今为止,关于此类计划是否真正改善了大学的创业支持机制,几乎没有有力的证据。在此背景下,本研究通过考察德国一项名为 "EXIST-Potentials "的大型大学资助计划对受资助大学的创业支持的影响,做出了贡献。本研究使用了一个广泛衡量大学启动支持的指标,并采用了前后对比组的设计方法,得出了关于该计划有效性的可靠结果。研究结果表明,该计划能有效改善大学的启动支持机制。
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引用次数: 0
When do trademarks improve the measurement of innovation? An analysis of innovations from Dutch SMEs 商标何时能改进创新衡量?对荷兰中小企业创新的分析
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2024-06-14 DOI: 10.1093/scipol/scae035
Pablo Morales, Meindert Flikkema, Carolina Castaldi, Ard-Pieter de Man
Effective innovation policymaking critically relies on monitoring innovation. An emerging literature suggests that trademarks could help measure a larger share of innovations than when only utilizing patents, particularly for small- and medium-sized enterprises (SMEs). This study establishes when trademarks improve the measurement of innovation compared to solely relying on patents as innovation metrics, by examining the propensity to use trademarks for non-patented innovations from SMEs. We collected multiple original samples of innovations from Dutch SMEs and assessed the extent to which trademarks and/or patents were filed for those innovations. Our results show that trademarks can improve innovation measurement for SMEs, particularly in scale-intensive and supplier-dominated industries and in some service industries—areas where patent propensities are low. Our results bear implications for monitoring innovation and evaluating science, research, and innovation policy. Overall, by combining trademark and patent data, the number of measured innovations by SMEs increases approximately by a relative of 51.8 per cent.
有效的创新政策制定主要依赖于对创新的监测。新出现的文献表明,与仅使用专利相比,商标有助于衡量更大份额的创新,尤其是中小型企业(SMEs)的创新。本研究通过考察中小型企业在非专利创新中使用商标的倾向,确定与单纯依赖专利作为创新衡量标准相比,商标何时能够改善创新衡量。我们收集了来自荷兰中小企业的多个原始创新样本,并评估了这些创新在多大程度上申请了商标和/或专利。我们的研究结果表明,商标可以改善中小企业的创新衡量,尤其是在规模密集型和供应商主导型行业以及一些服务行业--专利倾向较低的领域。我们的研究结果对监测创新以及评估科学、研究和创新政策具有重要意义。总体而言,通过将商标和专利数据结合起来,中小型企业的创新数量相对增加了约 51.8%。
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引用次数: 0
Funder strategies for promoting research addressing societal challenges: thematic, impact, and collaboration targeting 促进应对社会挑战的研究的资助战略:确定主题、影响和合作目标
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2024-06-07 DOI: 10.1093/scipol/scae033
M. Norn, K. Aagaard, Josefine Bjørnholm, A. K. Stage
Research funding instruments are increasingly targeted towards research that can contribute to solutions of complex societal challenges. How funders in practice seek to steer research towards addressing such challenges is, however, not well understood. This study explores how public, challenge-oriented funding instruments from three Northern European countries have been designed and deployed to steer funded research in desired directions. Our findings shed light on the practical levers that public funders use to influence research. The study also illustrates how these efforts are influenced by differences in their governance as well as in the choices they make about how to balance aims of promoting research excellence with aims of steering research towards other desired means and ends (e.g. economic and societal impact). Our findings highlight dilemmas and trade-offs in funders’ targeting efforts to influence the direction and outcomes of research, which ultimately influence the success of such efforts.
研究资助工具越来越多地针对有助于解决复杂社会挑战的研究。然而,人们对资助者在实践中如何引导研究工作应对这些挑战还不甚了解。本研究探讨了三个北欧国家如何设计和部署以挑战为导向的公共资助工具,以引导受资助的研究朝着理想的方向发展。我们的研究结果揭示了公共资助者用来影响研究的实际杠杆。研究还说明了这些努力是如何受到其管理差异的影响,以及它们在如何平衡促进卓越研究的目标与引导研究实现其他预期手段和目的(如经济和社会影响)的目标方面所做的选择。我们的研究结果凸显了资助者在影响研究方向和成果方面的两难选择和权衡,这最终会影响这些努力的成败。
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引用次数: 0
Institutional conditions for governments working on sustainability transitions 政府致力于可持续发展转型的体制条件
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2024-05-31 DOI: 10.1093/scipol/scae028
Rik B Braams, Joeri H Wesseling, Albert J Meijer, Marko P Hekkert
The literature on societal transitions offers many policy recommendations. The implicit assumption is that the civil servants can follow these recommendations and design policies to accelerate transitions. This article shows that governmental transformation is needed to enable civil servants to act upon these, which is currently far from straightforward due to institutional constraints. We used a research-by-design approach with four design groups of civil servants working on transitions within a Dutch ministry. By studying how they interacted and designed alternative scenarios for resolving real-life, deeply rooted institutional constraints, we identified twelve preliminary institutional conditions for a government working on sustainability transitions. The institutional conditions relate to working with uncertainty, implementing operational management, implementing interdependent stewardship, and detaching from the current system.
关于社会转型的文献提出了许多政策建议。其中隐含的假设是,公务员可以遵循这些建议并制定加速转型的政策。本文表明,要使公务员能够根据这些建议采取行动,需要进行政府转型,而目前由于体制限制,这一点远非易事。我们采用了设计研究法,与荷兰某部委内从事转型工作的四个公务员设计小组合作。通过研究他们如何互动,并设计替代方案来解决现实生活中根深蒂固的制度限制,我们初步确定了政府在可持续转型方面的十二项制度条件。这些制度条件涉及与不确定性打交道、实施运营管理、实施相互依存的管理以及脱离现有制度。
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引用次数: 0
Industrial policy initiatives in manufacturing: Examining cross-country interventions through an evolutionary typology of technology systems 制造业的产业政策举措:通过技术系统的演变类型研究跨国干预措施
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2024-05-31 DOI: 10.1093/scipol/scae026
Tausif Bordoloi, Philip Shapira, Paul Mativenga
Modern manufacturing entails disparate technologies that function as whole ‘technology systems’ to produce specified outcomes. These technologies have unique technical attributes, requiring distinctly different policy responses. Despite this, there are concerns that industrial policy initiatives in advanced economies are deficient in their consideration of technology systems. To scrutinize these issues, an evolutionary typology of the technologies constituting technology systems is elucidated and applied across three initiatives—Germany’s Industrie 4.0, the US’ Smart Manufacturing, and the UK’s High-Value Manufacturing. The findings suggest that Industrie 4.0 is more comprehensive in its treatment of technology systems. This is due to the influence of a systems-level policy vision that guides the targeting of specific technologies. This vision is executed through a range of policy instruments and institutions, each fulfilling unique complementary and cumulative roles. The paper offers new insights into the significance of policy vision and its systematic implementation.
现代制造业涉及不同的技术,这些技术作为整体 "技术系统 "发挥作用,产生特定的结果。这些技术具有独特的技术属性,需要采取截然不同的政策应对措施。尽管如此,仍有人担心发达经济体的产业政策措施在考虑技术系统方面存在不足。为了仔细研究这些问题,我们对构成技术系统的技术进行了演化分类,并将其应用于德国的工业 4.0、美国的智能制造和英国的高价值制造这三项计划。研究结果表明,工业 4.0 对技术系统的处理更为全面。这是由于系统级政策愿景的影响,该愿景指导着具体技术的目标。这一愿景通过一系列政策工具和机构来实现,每种工具和机构都发挥着独特的互补和累积作用。本文对政策愿景及其系统实施的意义提出了新的见解。
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引用次数: 0
The role of thematic specialization in international scientific collaboration: the case of Chagas research 专题专业化在国际科学合作中的作用:恰加斯病研究案例
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2024-05-09 DOI: 10.1093/scipol/scae017
Emanuel López, Valeria Arza
Scientists are increasingly specializing to manage the vast knowledge bases within their domains, making knowledge-sharing strategies essential for scientific progress. Among these strategies, international scientific collaboration has increased markedly. We analyse the role of thematic specialization as one of its drivers in the context of Chagas research, a neglected disease. Since there is a strong research tradition in Latin America on this topic, it is an interesting context to study centre-periphery research dynamics. Using a novel bibliometric database on Chagas research during 1990–2019, we exploit its panel structure in a gravity-type econometric model. The findings show that the degree of specialization and its proximity among partners boost joint publications. Both effects are particularly important for country dyads involving authors from the periphery linked to authors in the centre. This paper is the first empirical study to assess the role of specialization as a driver of international scientific collaboration.
科学家们越来越多地专门负责管理其领域内的庞大知识库,因此知识共享战略对科学进步至关重要。在这些战略中,国际科学合作显著增加。恰加斯病是一种被忽视的疾病,我们以恰加斯病研究为背景,分析了专题专业化作为其驱动力之一所发挥的作用。由于拉丁美洲在这一主题上有着深厚的研究传统,因此是研究中心-边缘研究动态的一个有趣背景。利用 1990-2019 年间恰加斯病研究的新型文献计量数据库,我们在重力型计量经济学模型中利用了该数据库的面板结构。研究结果表明,合作伙伴之间的专业化程度和接近程度会促进联合出版物的发表。这两种效应对于涉及边缘作者与中心作者的国家二元组尤为重要。本文是第一份对专业化作为国际科学合作驱动力的作用进行评估的实证研究。
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引用次数: 0
Inclusion as a science, technology, and innovation policy objective in high-income countries: the decoupling dilemma 将包容作为高收入国家的科技创新政策目标:脱钩困境
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2024-05-07 DOI: 10.1093/scipol/scae019
Helka Kalliomäki, Johanna Kalliokoski, Thomas Woodson, Leena Kunttu, Jari Kuusisto
This paper scrutinizes the objective of inclusion in contemporary science, technology, and innovation (STI) policies by analyzing its manifestations within the broad STI policy language promoting a closer interaction between science and society. We contribute to the STI policy literature by revisiting current conceptualizations that primarily center on marginalized groups. By analyzing the Broader Impacts Criterion and Responsible Research and Innovation frameworks in the USA and the European Union, we show that inclusion in the context of high-income countries is partially decoupling from marginalization and increasingly being instrumentalized to serve impact agendas. Our conceptual framework synthesizing the dimensions of goal setting and agency illustrates the broadening scope of inclusive policies and the emergent decoupling dilemma that has been neglected in the literature. Future research must account for the growing ambiguity of policy language that is facing new legitimacy questions and the blurring of objectives focused on supporting marginalized groups.
本文仔细研究了当代科学、技术和创新(STI)政策中的包容目标,分析了其在促进科学与社会之间更紧密互动的广泛STI政策语言中的表现形式。我们重新审视了当前主要以边缘化群体为中心的概念,为科技创新政策文献做出了贡献。通过分析美国和欧盟的 "更广泛的影响标准"(Broader Impacts Criterion)和 "负责任的研究与创新"(Responsible Research and Innovation)框架,我们表明,在高收入国家,包容性正在部分地与边缘化脱钩,并越来越多地被用来服务于影响议程。我们的概念框架综合了目标设定和代理两个维度,说明了全纳政策的范围不断扩大,以及文献中一直被忽视的新出现的脱钩困境。未来的研究必须考虑到政策语言日益模糊的问题,即面临新的合法性问题,以及以支持边缘化群体为重点的目标模糊不清的问题。
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引用次数: 0
Field science and scientific collaboration in the Svalbard Archipelago: beyond science diplomacy 斯瓦尔巴群岛的实地科学与科学合作:超越科学外交
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2024-05-06 DOI: 10.1093/scipol/scae012
Mayline Strouk, Marion Maisonobe
The presence of non-Arctic and non-European countries in the Arctic has been growing over the past two decades. Given the geographic distance of these countries from the polar region, their presence in the High North may seem surprising. In this article, we study the presence in Svalbard of scientists from different origins and how they interact through an analysis of the field missions in which they are involved. Combining network analysis and interviews, we highlight the role of the stations located in the archipelago for access to the field and the cooperation strategies of scientists, including those from countries that do not have stations above the Arctic Circle. We tackle issues of integration in this area by empirically discussing three logics: (1) scientific autonomy, (2) core-periphery structure, and (3) regional patterns of cooperation, thus going beyond an approach strictly limited to the analysis of science diplomacy policies.
过去二十年来,非北极和非欧洲国家在北极地区的存在不断增加。鉴于这些国家在地理上远离极地地区,它们在极北地区的存在似乎令人惊讶。在这篇文章中,我们研究了来自不同国家的科学家在斯瓦尔巴群岛的存在,并通过对他们参与的实地考察任务的分析,研究了他们是如何互动的。结合网络分析和访谈,我们强调了位于斯瓦尔巴群岛的考察站在进入实地考察方面的作用,以及科学家(包括来自在北极圈以上没有考察站的国家的科学家)的合作战略。我们通过对以下三种逻辑的实证讨论来解决这一领域的一体化问题:(1) 科学自治,(2) 核心-外围结构,(3) 区域性合作模式,从而超越了严格局限于科学外交政策分析的方法。
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引用次数: 0
A typology of urban knowledge sharing: from a systematic literature review to an integrated model 城市知识共享类型:从系统文献回顾到综合模型
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2024-04-11 DOI: 10.1093/scipol/scae008
Jet Bakker, Peter Scholten, Jan Fransen, Ellen Minkman
This paper provides insight into how the conceptualization of urban knowledge sharing has developed. Based on a structured review and categorization of the literature, we identify three forms of knowledge sharing in and between cities that are distinctly different: knowledge transfer, knowledge exchange, and knowledge co-creation. We find that the three forms have different boosts and barriers, whereby the complexities of knowledge sharing and hence the capacities required of the actors are lowest for knowledge transfer and highest for knowledge co-creation. We would therefore like to qualify the recent emphasis given in literature to co-creation; with its complexities and required capacities, it is not to be considered a panacea for solving all urban problems. We propose a model within which knowledge transfer and exchange are more suitable for less wicked problems and may sometimes fruitfully reduce complexities.
本文深入探讨了城市知识共享概念化的发展过程。在对文献进行结构化回顾和分类的基础上,我们确定了城市内和城市间三种截然不同的知识共享形式:知识转移、知识交流和知识共创。我们发现,这三种形式具有不同的推动力和障碍,其中知识共享的复杂性以及对参与者能力的要求在知识转让中最低,而在知识共创中最高。因此,我们希望对近期文献中对共同创造的强调加以澄清;由于其复杂性和所需能力,我们不能将其视为解决所有城市问题的灵丹妙药。我们提出了一种模式,在这种模式下,知识转让和交流更适用于不太棘手的问题,有时还能有效降低复杂性。
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引用次数: 0
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Science and Public Policy
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