Abstract Academic researchers’ choices about research projects to pursue are an important mechanism in societal allocation of research effort. It is unclear whether researchers’ criteria for project choice align with those articulated by policy scholars and philosophers. Many potential criteria for project choice are commonly discussed in scholarly and popular literature, but they have been little studied on the individual level. I review and catalog such potential criteria and then empirically explore researcher motivations for project choice through factor analysis of survey data from 409 authors of research articles in major public administration and public policy journals. I find empirical support for personal gain, societal importance, and intellectual interest as research motivations. These motivations do not neatly align with proposed ideal criteria for scientific choice. Thus, such criteria must be translated to speak to researchers’ personal interests to achieve expression in individual scientific choice.
{"title":"The micro-dynamics of scientific choice: research project motivations among public affairs academics","authors":"John P Nelson","doi":"10.1093/scipol/scad059","DOIUrl":"https://doi.org/10.1093/scipol/scad059","url":null,"abstract":"Abstract Academic researchers’ choices about research projects to pursue are an important mechanism in societal allocation of research effort. It is unclear whether researchers’ criteria for project choice align with those articulated by policy scholars and philosophers. Many potential criteria for project choice are commonly discussed in scholarly and popular literature, but they have been little studied on the individual level. I review and catalog such potential criteria and then empirically explore researcher motivations for project choice through factor analysis of survey data from 409 authors of research articles in major public administration and public policy journals. I find empirical support for personal gain, societal importance, and intellectual interest as research motivations. These motivations do not neatly align with proposed ideal criteria for scientific choice. Thus, such criteria must be translated to speak to researchers’ personal interests to achieve expression in individual scientific choice.","PeriodicalId":47975,"journal":{"name":"Science and Public Policy","volume":"91 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2023-10-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"136012762","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"管理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Paola Rücker Schaeffer, Bruno Brandão Fischer, Sérgio Queiroz, Gustavo Hermínio Salati Marcondes de Moraes
Abstract Entrepreneurial universities have become a key concept in debates concerning regional economic development. Yet, we still fall short of having a clear comprehension of the enablers of such localized impacts arising from academic activity. Such conditions are particularly critical for the context of developing countries, which have mostly mimicked initiatives taking place in the context of developed markets. To address these issues, we analyze the impacts generated by research-intensive universities on local innovation ecosystems. We apply a combination of econometric and case study methods for the state of São Paulo, Brazil. Results suggest that research-intensive universities, mostly public universities, positively impact their respective innovation ecosystems. Moreover, qualified research funds and the existence of a support structure (incubators and science and technology parks) significantly enhance the impacts generated by research-intensive universities. These findings highlight the relationship between the internal constraints of universities and their capacity to generate impacts on local ecosystems.
{"title":"What makes an entrepreneurial university? Institutional moderators of ecosystem impacts in a developing country","authors":"Paola Rücker Schaeffer, Bruno Brandão Fischer, Sérgio Queiroz, Gustavo Hermínio Salati Marcondes de Moraes","doi":"10.1093/scipol/scad062","DOIUrl":"https://doi.org/10.1093/scipol/scad062","url":null,"abstract":"Abstract Entrepreneurial universities have become a key concept in debates concerning regional economic development. Yet, we still fall short of having a clear comprehension of the enablers of such localized impacts arising from academic activity. Such conditions are particularly critical for the context of developing countries, which have mostly mimicked initiatives taking place in the context of developed markets. To address these issues, we analyze the impacts generated by research-intensive universities on local innovation ecosystems. We apply a combination of econometric and case study methods for the state of São Paulo, Brazil. Results suggest that research-intensive universities, mostly public universities, positively impact their respective innovation ecosystems. Moreover, qualified research funds and the existence of a support structure (incubators and science and technology parks) significantly enhance the impacts generated by research-intensive universities. These findings highlight the relationship between the internal constraints of universities and their capacity to generate impacts on local ecosystems.","PeriodicalId":47975,"journal":{"name":"Science and Public Policy","volume":"173 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2023-10-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"136012628","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"管理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Sara Nienow, Olena Leonchuk, Alan C O’Connor, Albert N Link
Abstract The National Heart, Lung, and Blood Institute (NHLBI) is the fourth largest institute in the US National Institutes of Health (NIH). Surprisingly, there is a conspicuous void of policy studies related to the research activities of NHLBI in comparison to NIH or the National Cancer Institute. This paper investigates the likelihood that a business funded through NHLBI’s Small Business Innovation Research (SBIR) program will commercialize from its Phase IIB translational support. Commercialization is one performance metric that quantifies a policy dimension of the success of the funded SBIR project. Based on an empirical analysis of sixty-one Phase IIB projects, we find that the most significant covariate with the likelihood of commercialization is the growth in human capital within the business since the Phase IIB award.
{"title":"Bringing technology to market: National Heart, Lung, and Blood Institute SBIR Phase IIB projects","authors":"Sara Nienow, Olena Leonchuk, Alan C O’Connor, Albert N Link","doi":"10.1093/scipol/scad063","DOIUrl":"https://doi.org/10.1093/scipol/scad063","url":null,"abstract":"Abstract The National Heart, Lung, and Blood Institute (NHLBI) is the fourth largest institute in the US National Institutes of Health (NIH). Surprisingly, there is a conspicuous void of policy studies related to the research activities of NHLBI in comparison to NIH or the National Cancer Institute. This paper investigates the likelihood that a business funded through NHLBI’s Small Business Innovation Research (SBIR) program will commercialize from its Phase IIB translational support. Commercialization is one performance metric that quantifies a policy dimension of the success of the funded SBIR project. Based on an empirical analysis of sixty-one Phase IIB projects, we find that the most significant covariate with the likelihood of commercialization is the growth in human capital within the business since the Phase IIB award.","PeriodicalId":47975,"journal":{"name":"Science and Public Policy","volume":"165 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2023-10-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"135967865","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"管理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Cecilia Garcia Chavez, David Howoldt, Patrick Hoyer, Maria Karaulova, Henning Kroll, Torben Schubert
Abstract This paper analyses the conditions and factors influencing non-university researchers’ career transitions back into academia. Using affiliation data in publications of German researchers, their cross-sector career transitions from the public research organisation Fraunhofer-Gesellschaft and industry to universities are analysed. Although the rate of transitions is small, there are distinctive windows of opportunity at a junior career stage, especially for Fraunhofer researchers. Researchers who publish more and in more acclaimed journals, Fraunhofer researchers who co-publish with universities, and women are more likely to gain a university affiliation over the course of their career. These results indicate the influence of institutional proximity for cross-domain career transitions. The quality and impact of academic knowledge could be improved if the higher education sector was more open to recruitment of researchers from other sectors. Policy needs to target the barriers that preclude applied researchers from pursuing university careers.
{"title":"Understanding career transitions of applied researchers to universities: evidence from Germany","authors":"Cecilia Garcia Chavez, David Howoldt, Patrick Hoyer, Maria Karaulova, Henning Kroll, Torben Schubert","doi":"10.1093/scipol/scad049","DOIUrl":"https://doi.org/10.1093/scipol/scad049","url":null,"abstract":"Abstract This paper analyses the conditions and factors influencing non-university researchers’ career transitions back into academia. Using affiliation data in publications of German researchers, their cross-sector career transitions from the public research organisation Fraunhofer-Gesellschaft and industry to universities are analysed. Although the rate of transitions is small, there are distinctive windows of opportunity at a junior career stage, especially for Fraunhofer researchers. Researchers who publish more and in more acclaimed journals, Fraunhofer researchers who co-publish with universities, and women are more likely to gain a university affiliation over the course of their career. These results indicate the influence of institutional proximity for cross-domain career transitions. The quality and impact of academic knowledge could be improved if the higher education sector was more open to recruitment of researchers from other sectors. Policy needs to target the barriers that preclude applied researchers from pursuing university careers.","PeriodicalId":47975,"journal":{"name":"Science and Public Policy","volume":"72 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2023-09-26","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"135718859","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"管理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Abstract Mission-oriented innovation policies are increasingly recognized as an effective strategy for initiating and guiding far-reaching transition processes towards sustainability. In this article, we examine a successful early example of a national mission-oriented research and innovation (R&I) programme (Building of Tomorrow) that has had a significant impact on the building sector in Austria. The objective is to identify the factors and dynamics that contributed to the programme’s success and helped maintain its momentum over a period of more than 20 years. By successively integrating different groups of researchers and practitioners, organizing programme development as an adaptive process of co-production, and regularly ‘reinventing itself’ by shifting focus and guiding ideas, the programme sustained its mission momentum. Several insights from this case study can provide valuable guidance for organizing mission-oriented programmes, particularly by avoiding an exclusive emphasis on ‘mission orientation by design’ at the expense of processes of sense-making, emergence, and reinvention.
{"title":"Navigating missions: experiences from a long-term R&I programme to transform the building sector in Austria","authors":"Harald Rohracher, Michael Ornetzeder","doi":"10.1093/scipol/scad055","DOIUrl":"https://doi.org/10.1093/scipol/scad055","url":null,"abstract":"Abstract Mission-oriented innovation policies are increasingly recognized as an effective strategy for initiating and guiding far-reaching transition processes towards sustainability. In this article, we examine a successful early example of a national mission-oriented research and innovation (R&I) programme (Building of Tomorrow) that has had a significant impact on the building sector in Austria. The objective is to identify the factors and dynamics that contributed to the programme’s success and helped maintain its momentum over a period of more than 20 years. By successively integrating different groups of researchers and practitioners, organizing programme development as an adaptive process of co-production, and regularly ‘reinventing itself’ by shifting focus and guiding ideas, the programme sustained its mission momentum. Several insights from this case study can provide valuable guidance for organizing mission-oriented programmes, particularly by avoiding an exclusive emphasis on ‘mission orientation by design’ at the expense of processes of sense-making, emergence, and reinvention.","PeriodicalId":47975,"journal":{"name":"Science and Public Policy","volume":"4 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2023-09-25","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"135770011","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"管理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Abstract This article conceptualizes the role of social innovation (SI) in transformational innovation policy, identifies policy options, and points out potential risks of mobilizing SI for transformations. We illustrate our conceptual claims based on selected policy examples and propose a set of distinctions about the basic role of policy for SI in the context of transformation. We distinguish the importance of SI for the two policy approaches: transformative innovation policy and mission-oriented innovation policy. It follows that politics must differentiate between the various types of SI and their different significance for missions and transformations. To decide whether and how policy intervenes, ex ante and ex post analyses of the transformational effects of SI and the policies that act on them must be developed and applied. It is crucial to accompany and promote the diversity of SIs politically in such a way that they can constructively unfold their transformation potential.
{"title":"Social innovation, transformation, and public policy: towards a conceptualization and critical appraisal","authors":"Jakob Edler, Katrin Ostertag, Johanna Schuler","doi":"10.1093/scipol/scad054","DOIUrl":"https://doi.org/10.1093/scipol/scad054","url":null,"abstract":"Abstract This article conceptualizes the role of social innovation (SI) in transformational innovation policy, identifies policy options, and points out potential risks of mobilizing SI for transformations. We illustrate our conceptual claims based on selected policy examples and propose a set of distinctions about the basic role of policy for SI in the context of transformation. We distinguish the importance of SI for the two policy approaches: transformative innovation policy and mission-oriented innovation policy. It follows that politics must differentiate between the various types of SI and their different significance for missions and transformations. To decide whether and how policy intervenes, ex ante and ex post analyses of the transformational effects of SI and the policies that act on them must be developed and applied. It is crucial to accompany and promote the diversity of SIs politically in such a way that they can constructively unfold their transformation potential.","PeriodicalId":47975,"journal":{"name":"Science and Public Policy","volume":"17 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2023-09-25","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"135770008","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"管理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Abstract Lists of endorsed and discouraged scholarly publications recently emerged as an important transition in Chinese journal evaluation. Among the targeted users of these lists are researchers, who are to avoid publishing in discouraged journals and focus efforts on endorsed journals. However, it is unclear how these lists affect researchers’ valuations when choosing publication outlets. This explorative study investigates the reception of such journal lists in Chinese scientists’ research practices. Our findings suggest that three logics interact in respondents’ journal valuations: institutional evaluation regimes, differing epistemic cultures, and the influence of the commercial publishing industry. The reactive effects of both endorsed and discouraged journal lists appear to differ with the ranking status of universities, the seniority of scholars, and research fields. Apart from the new institutional evaluation regimes in this interplay, there appear to be more predominant factors than journal lists that inform publishing choices: quantitative indicators, publishers’ branding, epistemic cultures, and editorial procedures and publishing models.
{"title":"Listing quality: Chinese journal lists in incoherent valuation regimes","authors":"Jing Wang, Willem Halffman, Serge P J M Horbach","doi":"10.1093/scipol/scad052","DOIUrl":"https://doi.org/10.1093/scipol/scad052","url":null,"abstract":"Abstract Lists of endorsed and discouraged scholarly publications recently emerged as an important transition in Chinese journal evaluation. Among the targeted users of these lists are researchers, who are to avoid publishing in discouraged journals and focus efforts on endorsed journals. However, it is unclear how these lists affect researchers’ valuations when choosing publication outlets. This explorative study investigates the reception of such journal lists in Chinese scientists’ research practices. Our findings suggest that three logics interact in respondents’ journal valuations: institutional evaluation regimes, differing epistemic cultures, and the influence of the commercial publishing industry. The reactive effects of both endorsed and discouraged journal lists appear to differ with the ranking status of universities, the seniority of scholars, and research fields. Apart from the new institutional evaluation regimes in this interplay, there appear to be more predominant factors than journal lists that inform publishing choices: quantitative indicators, publishers’ branding, epistemic cultures, and editorial procedures and publishing models.","PeriodicalId":47975,"journal":{"name":"Science and Public Policy","volume":"8 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2023-09-14","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"134972149","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"管理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Correction to: Making sense of knowledge-brokering organisations: boundary organisations or policy entrepreneurs?","authors":"","doi":"10.1093/scipol/scad053","DOIUrl":"https://doi.org/10.1093/scipol/scad053","url":null,"abstract":"","PeriodicalId":47975,"journal":{"name":"Science and Public Policy","volume":" ","pages":""},"PeriodicalIF":2.7,"publicationDate":"2023-08-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"48072500","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"管理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
This paper presents the rationale for a four-asset growth policy model, which the US economy has executed only on a partial and intermittent basis over the past four decades. The need for such a model is driven by (1) growing global competition, (2) resulting slower gross domestic product and personal income growth, and (3) a consequent rise in income inequality. Without a more effective growth model to both broaden and deepen the role of technology, declining growth and its skewed distribution among income classes will perpetuate current social and political unrest. To achieve both broader and deeper technology-based growth across the economy, the proposed technology element model specifies the four major asset categories that characterize technology-based economic development, which combine to drive more effective growth policy analysis and development.
{"title":"A four-asset technology-based growth policy","authors":"G. Tassey","doi":"10.1093/scipol/scad039","DOIUrl":"https://doi.org/10.1093/scipol/scad039","url":null,"abstract":"\u0000 This paper presents the rationale for a four-asset growth policy model, which the US economy has executed only on a partial and intermittent basis over the past four decades. The need for such a model is driven by (1) growing global competition, (2) resulting slower gross domestic product and personal income growth, and (3) a consequent rise in income inequality. Without a more effective growth model to both broaden and deepen the role of technology, declining growth and its skewed distribution among income classes will perpetuate current social and political unrest. To achieve both broader and deeper technology-based growth across the economy, the proposed technology element model specifies the four major asset categories that characterize technology-based economic development, which combine to drive more effective growth policy analysis and development.","PeriodicalId":47975,"journal":{"name":"Science and Public Policy","volume":" ","pages":""},"PeriodicalIF":2.7,"publicationDate":"2023-08-29","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"44448570","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"管理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
This paper focuses on scientists working with CRISPR in Norway, where genetic modification is thought to be a particularly stigmatized technology with strict regulation and a strong consumer skepticism. Drawing on actor–network theory, we investigate the translation work these scientists perform to mobilize CRISPR as a more legitimate technology and how they relate to society’s perception of GMO. We find that the scientists make co-productions of CRISPR as a ‘more controllable’ and ‘socially useful’ technology and show how they attempt to mobilize industry, farmers, media, politicians, and youth by (1) distinguishing CRISPR from GMO, (2) assuring the consumers of CRISPR’s safety, and (3) creating trust through openness about the risks. We conclude that the scientists’ efforts are twofold; they work on solving societal challenges, as well as making continuous efforts to manage their relationship to society. An important part of this work was seen as providing knowledge and creating ‘new understandings’ about CRISPR; however, if research should take place in conversation with society’s views and opinions, we suggest that the scientists should enter into a two-way dialog with the consumers about these definitions.
{"title":"Making space for CRISPR: scientists’ translation work to make gene editing a legitimate technology","authors":"Marit Svingen, Lisbeth Jahren","doi":"10.1093/scipol/scad050","DOIUrl":"https://doi.org/10.1093/scipol/scad050","url":null,"abstract":"\u0000 This paper focuses on scientists working with CRISPR in Norway, where genetic modification is thought to be a particularly stigmatized technology with strict regulation and a strong consumer skepticism. Drawing on actor–network theory, we investigate the translation work these scientists perform to mobilize CRISPR as a more legitimate technology and how they relate to society’s perception of GMO. We find that the scientists make co-productions of CRISPR as a ‘more controllable’ and ‘socially useful’ technology and show how they attempt to mobilize industry, farmers, media, politicians, and youth by (1) distinguishing CRISPR from GMO, (2) assuring the consumers of CRISPR’s safety, and (3) creating trust through openness about the risks. We conclude that the scientists’ efforts are twofold; they work on solving societal challenges, as well as making continuous efforts to manage their relationship to society. An important part of this work was seen as providing knowledge and creating ‘new understandings’ about CRISPR; however, if research should take place in conversation with society’s views and opinions, we suggest that the scientists should enter into a two-way dialog with the consumers about these definitions.","PeriodicalId":47975,"journal":{"name":"Science and Public Policy","volume":" ","pages":""},"PeriodicalIF":2.7,"publicationDate":"2023-08-22","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"48312620","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"管理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}