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Exploring indicators for monitoring sociotechnical system transitions through portfolio networks 探索通过投资组合网络监测社会技术系统转变的指标
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2023-06-02 DOI: 10.1093/scipol/scad015
Caetano C. R. Penna, Oscar Y. Romero Goyeneche, C. Matti
In this paper, we propose a method for tracking the evolution of sociotechnical niches supported by sustainability-focused project portfolios. Based on social network analysis (SNA), this method can be used to evaluate and monitor funding initiatives that seek to advance sociotechnical transitions. It is an important area of study because there is currently a lack of tools for measuring the success of efforts to promote transformative innovation. Conceptually, our approach is based on existing sociotechnical transition research and offers insights into how project networks evolve. We applied this method to a specific portfolio of food system projects that the European Institute for Innovation and Technology Climate-KIC supported. Our results show that SNA can provide a proper visual representation of the infrastructure that supports programme-based investment and can help us understand how specific network structures can support niche development and protect it from external pressures.
在本文中,我们提出了一种方法来跟踪以可持续性为重点的项目组合所支持的社会技术利基的演变。基于社会网络分析(SNA),该方法可用于评估和监测旨在推动社会技术转型的资助举措。这是一个重要的研究领域,因为目前缺乏衡量促进变革性创新努力成功与否的工具。从概念上讲,我们的方法基于现有的社会技术转型研究,并提供了对项目网络如何发展的见解。我们将这种方法应用于欧洲创新与技术气候KIC支持的特定食品系统项目组合。我们的研究结果表明,国民账户体系可以为支持基于计划的投资的基础设施提供适当的视觉表现,并可以帮助我们了解特定的网络结构如何支持利基发展并保护其免受外部压力。
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引用次数: 0
Ideology, knowledge, and the assessment of science policy agencies 意识形态、知识和科学政策机构的评估
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2023-06-01 DOI: 10.1093/scipol/scad020
Kathryn Haglin, A. Vedlitz
In the USA, politics often dominates the conversation surrounding science and related technologies. We also live in times of high political polarization, leading to political debate over scientific discoveries and subsequent policy implications. Given these dynamics, there is much to be learned about the politicization of science, individuals’ policy views, and the public’s relationship with the communication and interpretation of scientific findings. Agencies are often responsible for facilitating scientific research and framing its policy relevance for decision makers and the public. This paper uses data from a large national public opinion survey to investigate citizen attitudes about government science agencies. We theorize that disparities between objective and self-assessed scientific knowledge coupled with ideological cues help frame citizen evaluations of agencies. We find that individuals’ political ideologies and disparities between knowledge types shape citizen assessments of energy-related scientific agencies. These findings have important implications for our understanding of public acceptance of the work of government science agencies.
在美国,围绕科学和相关技术的讨论常常被政治所主导。我们也生活在高度政治两极分化的时代,这导致了对科学发现和随后的政策影响的政治辩论。考虑到这些动态,关于科学的政治化、个人的政策观点以及公众与科学发现的沟通和解释的关系,还有很多东西需要学习。各机构通常负责促进科学研究并为决策者和公众制定其政策相关性。本文利用一项大型全国民意调查的数据来调查公民对政府科学机构的态度。我们的理论是,客观和自我评估的科学知识之间的差异加上意识形态线索有助于构建公民对机构的评估。我们发现,个人的政治意识形态和知识类型之间的差异影响了公民对能源相关科学机构的评估。这些发现对我们理解公众对政府科学机构工作的接受程度具有重要意义。
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引用次数: 0
Coloniality in science diplomacy—evidence from the Atlantic Ocean 科学外交中的殖民主义——来自大西洋的证据
4区 管理学 Q1 Social Sciences Pub Date : 2023-05-31 DOI: 10.1093/scipol/scad027
Andrei Polejack
Abstract Ocean science diplomacy stands for the social phenomena resulting from the interaction of science and diplomacy in ocean affairs. It refers, inter alia, to the provision of scientific evidence in support of international decision-making, the building of alliances through scientific cooperation, and the enhancement of international collaborative marine research. Despite this generalization, we still lack an understanding of the sense practitioners make of ocean science diplomacy. This paper reports on perceptions of ocean science diplomacy collected through twenty in-depth interviews with South and North Atlantic government officials and researchers involved in the All-Atlantic Ocean Research Alliance. In principle, interviewees perceive ocean science diplomacy as a positive and critically important phenomenon that combines the best of science and diplomacy. However, below this generally positive perception, there seems to be a polarization of power between science and policy and also between South and North Atlantic perspectives. Scientists have reported feeling suspicious of policymaking processes, while officials portray science as unaccountable and segregated from policy. South Atlantic researchers expressed concern over limited research capabilities, and officials reported an openness to the scientific evidence presented by scientists. Northern interviewees, with reported enhanced research capabilities, seem more inclined to search for the right scientific evidence in support of national political goals. A preconceived sense of the other is what seems to permeate South–North Atlantic relationships. Northern subjects make sense of their Southern peers as those in need of assistance, while Southern interviewees claimed being unheard and victims of tokenism. I discuss these findings in light of postcolonial and decolonial theories, advocating for the need to decolonize ocean science diplomacy in the Atlantic Ocean if we are to achieve its alluded benefits.
海洋科学外交是科学与外交在海洋事务中相互作用而产生的社会现象。除其他外,它指的是提供科学证据以支持国际决策,通过科学合作建立联盟,以及加强国际海洋合作研究。尽管如此,我们仍然缺乏对实践者对海洋科学外交的理解。本文报告了通过对南、北大西洋政府官员和全大西洋研究联盟研究人员的20次深度访谈收集到的对海洋科学外交的看法。原则上,受访者认为海洋科学外交是一种积极的、至关重要的现象,它结合了科学和外交的优点。然而,在这种普遍积极的看法之下,似乎存在着科学和政策之间以及南大西洋和北大西洋观点之间的权力两极分化。科学家报告说,他们对政策制定过程感到怀疑,而官员们则把科学描绘成不负责任的、与政策分离的。南大西洋的研究人员对有限的研究能力表示担忧,官员们报告说,他们对科学家提出的科学证据持开放态度。据报道,研究能力较强的北方受访者似乎更倾向于寻找支持国家政治目标的正确科学证据。一种对对方的先入为主的感觉似乎渗透在南-北大西洋关系中。北方的受访者认为他们的南方同伴需要帮助,而南方的受访者则声称自己没有被倾听,是象征性的受害者。我根据后殖民和非殖民理论讨论这些发现,主张如果我们要实现其隐含的好处,就需要在大西洋进行海洋科学外交的非殖民化。
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引用次数: 0
Does international R&D cooperation under institutional agreements have a greater impact than those without agreements? 制度性协议下的国际研发合作是否比非制度性协议下的影响更大?
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2023-05-27 DOI: 10.1093/scipol/scad019
P. Feitosa, S. Salles-Filho, Adriana Bin, Yohanna Juk, F. Colugnati
Funding agencies (FAs) have increasingly engaged in international cooperation agreements (ICAs) to encourage world-class research and achieve more promising outcomes in the context of increasing competition for research resources. While the benefits of International Research Collaboration are largely supported by literature, less attention was paid to the influence of ICA on scientific and technological outputs. We employed a quasi-experimental evaluation with a comparison between funding for international collaboration carried under ICA (treatment) and funding for international collaboration not carried under ICA (control). The sample was collected from the database of the São Paulo Research Foundation (FAPESP) between 1990 and 2018. We have found that ICA has a positive and significant impact on the quality of scientific production measured by the number of citations, h-index, and the number of national and international papers co-authorship. However, no significant difference was found in terms of scholarly and technological outputs.
资助机构(FAs)越来越多地参与国际合作协议(ica),以鼓励世界级的研究,并在研究资源竞争日益激烈的背景下取得更有希望的成果。虽然国际研究合作的好处在很大程度上得到文献的支持,但对国际合作对科技产出的影响的关注较少。我们采用了一种准实验评估,比较了在ICA(治疗)下进行的国际合作的资助和在ICA(控制)下进行的国际合作的资助。该样本是从1990年至2018年期间从圣保罗研究基金会(FAPESP)的数据库中收集的。我们发现,通过引用次数、h指数以及国内外合著论文数量来衡量,ICA对科学生产质量具有显著的积极影响。然而,在学术和技术产出方面没有发现显著差异。
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引用次数: 0
Analysis of COVID-19 recovery and resilience policy in Finland: a transformative policy mix approach 芬兰COVID-19恢复和抵御力政策分析:一种变革性政策组合方法
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2023-05-13 DOI: 10.1093/scipol/scad016
Paula Kivimaa, J. Lukkarinen, D. Lazarevic
Transformative innovation policy (TIP) implies not only new directionality for innovation policy but also rethinking its means and scope. This requires further investigation into the role of horizontal and cross-sectoral policy programmes that may be relevant for upscaling innovation and destabilising regimes. This paper studies the national implementation, in Finland, of the European Union (EU) programme for COVID-19 recovery, the Recovery and Resilience Facility (RRF), as an example of a cross-sectoral policy programme. It is of interest, because the EU has set certain conditions related to sustainability transitions for the RRF. Using a transformative policy mix approach, the paper finds that the Finnish RRF Programme lists many policy measures that can be regarded as having a transformative intent. These include upscaling innovative sustainability niches and destabilising existing practices. Yet, we also found that there is a risk that cross-sectoral programmes fail to find overall transformative visions and fund multiple potentially competing technological pathways instead.
变革型创新政策不仅意味着创新政策的新方向,而且意味着对创新手段和范围的重新思考。这需要进一步调查横向和跨部门政策方案的作用,这些方案可能与扩大创新和破坏政权稳定有关。本文以跨部门政策规划为例,研究了芬兰在国家层面实施欧盟2019冠状病毒病恢复计划——恢复和复原力基金(RRF)的情况。这很有趣,因为欧盟已经为RRF设定了与可持续性过渡相关的某些条件。采用变革性政策组合方法,本文发现芬兰RRF方案列出了许多可被视为具有变革性意图的政策措施。这些措施包括提升创新的可持续性利基和破坏现有做法的稳定性。然而,我们还发现,存在一种风险,即跨部门项目未能找到总体变革愿景,而是为多种潜在竞争的技术途径提供资金。
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引用次数: 1
Disentangling the local context—imagined communities and researchers’ sense of belonging 解开当地语境——想象的社区和研究者的归属感
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2023-05-13 DOI: 10.1093/scipol/scad017
Serge Horbach, M. P. Sørensen, N. Allum, A. Reid
It is generally agreed that researchers’ ‘local context’ matters to the successful implementation of research integrity policies. However, it often remains unclear what the relevant local context is. Is it the institutions and immediate working surroundings of researchers? Or, do we need to pay more attention to researchers’ epistemic communities if we want to understand their ‘local context’? In this paper, we examine this question by using the International Research Integrity Survey with more than 60,000 respondents. Survey responses indicate that academics identify with both their geographical local units (‘polis’) and their more transnational epistemic or scholarly communities (‘cosmos’). Identification with scholarly communities tends to be strongest. We embed the survey results in the academic literature by proposing a theoretical understanding of academics’ ‘local context’ based on Beck’s notion of cosmopolitanism and Durkheim’s concept of solidarity. We conclude with considerations on how to successfully implement research integrity policies.
人们普遍认为,研究人员的“当地背景”对研究诚信政策的成功实施很重要。然而,人们往往不清楚相关的当地背景是什么。是研究人员的机构和直接工作环境吗?或者,如果我们想了解研究人员的“当地背景”,我们是否需要更多地关注他们的认知社区?在本文中,我们通过使用超过60,000名受访者的国际研究诚信调查来研究这个问题。调查结果表明,学者既认同他们的地理本地单位(“城邦”),也认同他们更跨国的认知或学术社区(“宇宙”)。与学术团体的认同感往往是最强的。我们基于贝克的世界主义概念和迪尔凯姆的团结概念,提出了对学术界“地方语境”的理论理解,将调查结果嵌入学术文献中。最后,我们考虑了如何成功地实施研究诚信政策。
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引用次数: 0
Policy entrepreneurs, entrepreneurial strategies, and institutional contexts in Interreg Europe 政策企业家,创业战略,和制度背景下的互联欧洲
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2023-05-05 DOI: 10.1093/scipol/scad014
Arnault Morisson, E. Petridou
In their efforts to affect policy change, policy entrepreneurs employ a series of strategies, which have been well documented in the literature. However, little is known regarding the relationship between the types of strategies policy entrepreneurs use and the institutional contexts in which they operate. The Interreg Europe programme aims to promote policy changes and thus offers a space for policy learning and experimentation to policy entrepreneurs. Using a mixed methodology that includes a survey addressed to the sixty-five Interreg Europe projects in research and innovation during the programming period 2014–20 and twelve follow-up semi-structured interviews, this article explores the strategies used by policy entrepreneurs in different institutional contexts. The study, rare in the policy entrepreneurship scholarship with its quantitative aspects, highlights the most widely-used strategies by policy entrepreneurs in research and innovation policy changes. Findings suggest that the strategy of storytelling is more widely used in high-innovator regions than in low-innovator regions and in Northern European regions compared to Southern European regions. Moreover, policy entrepreneurs who employ the storytelling strategy find it easier to introduce a policy change.
在影响政策变化的努力中,政策企业家采用了一系列策略,这些策略在文献中有很好的记录。然而,关于政策企业家使用的战略类型与他们运作的制度背景之间的关系,人们知之甚少。欧洲区域间方案旨在促进政策变革,从而为政策企业家提供政策学习和实验的空间。本文采用混合方法,包括对2014-2010年规划期间65个欧洲区域间研究和创新项目的调查和12个后续半结构化访谈,探讨了政策企业家在不同制度背景下使用的策略。这项研究在政策企业家奖学金中是罕见的,其数量方面突出了政策企业家在研究和创新政策变化中使用最广泛的策略。研究结果表明,讲故事的策略在高创新地区比在低创新地区更广泛地使用,在北欧地区比在南欧地区更广泛。此外,采用讲故事策略的政策企业家发现,引入政策变化更容易。
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引用次数: 0
The experimentation–accountability trade-off in innovation and industrial policy: are learning networks the solution? 创新和产业政策中的实验-责任权衡:学习网络是解决方案吗?
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2023-05-05 DOI: 10.1093/scipol/scad013
S. Radosevic, Despina Kanellou, G. Tsekouras
The exact nature of industrial/innovation (I/I) policy challenges and the best way to address them are unknown ex ante. This requires a degree of experimentation, which can be problematic in the context of an accountable public administration and leaves the question of how to reconcile the experimental nature of I/I policy with the need for public accountability, a crucial but unresolved issue. The trade-off between experimentation and accountability requires a governance model that will allow continuous feedback loops among the various stakeholders and ongoing evaluation of and adjustments to activities as programmes are implemented. We propose an ‘action learning’ approach, incorporating the governance mechanism of ‘learning networks’ to handle the problems of implementing experimental governance of new and untried I/I policies. We resolve the issue of accountability by drawing on the literature on network governance in public policy. By integrating control and learning dimensions of accountability, this approach enables us to resolve conceptually and empirically trade-offs between the need for experimentation and accountability in I/I policy.
工业/创新(I/I)政策挑战的确切性质以及解决这些挑战的最佳方式事先是未知的。这需要一定程度的实验,这在负责任的公共行政方面可能会有问题,并留下如何调和自主投资/自主投资政策的实验性质与公共负责的需要的问题,这是一个关键但尚未解决的问题。实验和问责制之间的权衡需要一种治理模式,该模式将允许各利益攸关方之间不断反馈循环,并在实施方案时对活动进行持续评估和调整。我们提出了一种“行动学习”方法,结合“学习网络”的治理机制来处理对新的和未经尝试的I/I政策实施实验性治理的问题。我们通过借鉴公共政策中的网络治理文献来解决问责制问题。通过整合问责制的控制和学习维度,这种方法使我们能够在概念上和经验上解决I/I政策中实验需求和问责制之间的权衡。
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引用次数: 0
Barriers as moderators in the innovation process 障碍在创新过程中的调节作用
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2023-04-24 DOI: 10.1093/scipol/scad012
Diego R. de Moraes Silva, Nicholas S. Vonortas, A. Furtado
This article investigates the effect of financial and non-financial barriers on innovativeness. Using microdata from Brazil, it provides a rare detailed empirical investigation of this type in developing countries. The analysis is based on a novel conceptual framework of the moderating role of barriers to innovation. Research and development expenditure and informal methods of intellectual property protection are the innovation determinants least affected by obstacles to innovation. This is in sharp contrast to company size, whose effect appeared quite sensitive to barriers of all kinds. Disembodied and embodied knowledge outsourcing interact differently with different constraints: while the former appeared helpful in working around different types of barriers in low-tech sectors, the latter was more useful in addressing financial constraints in high-tech sectors. Finally, cooperation with other firms was negatively affected by obstacles when firms seek more radical innovations, whereas cooperation with research and education organizations proved attractive for companies facing organizational constraints.
本文研究了金融和非金融壁垒对创新能力的影响。利用巴西的微观数据,它提供了发展中国家罕见的此类详细实证调查。该分析基于一个新的概念框架,即创新障碍的调节作用。研发支出和知识产权保护的非正式方法是受创新障碍影响最小的创新决定因素。这与公司规模形成了鲜明对比,公司规模的影响似乎对各种障碍都很敏感。非具体化和具体化的知识外包与不同的制约因素有着不同的互动:前者似乎有助于解决低技术部门的不同类型的障碍,而后者在解决高技术部门的财务制约因素方面更为有用。最后,当企业寻求更激进的创新时,与其他企业的合作会受到障碍的负面影响,而事实证明,与研究和教育组织的合作对面临组织约束的公司有吸引力。
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引用次数: 0
Evaluation of research proposals by peer review panels: broader panels for broader assessments? 同行评审小组对研究提案的评估:更广泛的小组进行更广泛的评估?
IF 2.7 4区 管理学 Q1 Social Sciences Pub Date : 2023-04-12 DOI: 10.1093/scipol/scad009
Rebecca Abma-Schouten, Joey Gijbels, W. Reijmerink, I. Meijer
Panel peer review is widely used to decide which research proposals receive funding. Through this exploratory observational study at two large biomedical and health research funders in the Netherlands, we gain insight into how scientific quality and societal relevance are discussed in panel meetings. We explore, in ten review panel meetings of biomedical and health funding programmes, how panel composition and formal assessment criteria affect the arguments used. We observe that more scientific arguments are used than arguments related to societal relevance and expected impact. Also, more diverse panels result in a wider range of arguments, largely for the benefit of arguments related to societal relevance and impact. We discuss how funders can contribute to the quality of peer review by creating a shared conceptual framework that better defines research quality and societal relevance. We also contribute to a further understanding of the role of diverse peer review panels.
小组同行评议被广泛用于决定哪些研究提案获得资助。通过对荷兰两家大型生物医学和健康研究资助机构的探索性观察研究,我们深入了解了小组会议如何讨论科学质量和社会相关性。我们在10次生物医学和卫生资助计划的审查小组会议中探讨了小组组成和正式评估标准如何影响所使用的论点。我们观察到,与社会相关性和预期影响相关的论据相比,使用了更多的科学论据。此外,更多样化的小组讨论导致更广泛的争论,主要是为了与社会相关性和影响有关的争论。我们将讨论资助者如何通过创建更好地定义研究质量和社会相关性的共享概念框架来提高同行评议的质量。我们还有助于进一步了解不同同行评审小组的作用。
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引用次数: 0
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Science and Public Policy
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