Spencer G Lawson, Emma L Narkewicz, Gina M Vincent
Objective: One concern about the use of risk assessment instruments in legal decisions is the potential for disparate impact by race or ethnicity. This means that one racial or ethnic group will experience harsher legal outcomes than another because of higher or biased risk estimates. We conducted a systematic review of the literature to synthesize research examining the real-world impact of juvenile and adult risk instruments on racial/ethnic disparities in legal decision making.
Hypotheses: Given the nature of research synthesis, we did not test formal hypotheses.
Method: Our systematic literature search as of July 2023 identified 21 articles that investigated the disparate impact of 13 risk assessment instruments on various legal outcomes. Most of these instruments were actuarial pretrial screening instruments.
Results: Our narrative synthesis indicated that there is not strong evidence of risk instruments contributing to greater system disparity. Ten articles indicated that adopting risk instruments did not create (or exacerbate preexisting) disparities, and eight articles found that instrument use reduced disparities in legal decision making. Three articles reported evidence of disparate impact of risk instruments; only one of these studies received a strong study quality assessment score. We observed a scarcity of high-quality articles that employed what we deem to be the gold standard approach for examining the disparate impact of risk instruments (i.e., pretest-posttest design).
Conclusions: The evidence signals that risk instruments can contribute to reductions in disparities across multiple stages of legal decision making. Yet study quality remains low, and most research has been conducted on decisions during the pretrial stage. More rigorous research on disparate impact across diverse legal decision points and approaches to risk assessment is needed. (PsycInfo Database Record (c) 2024 APA, all rights reserved).
{"title":"Disparate impact of risk assessment instruments: A systematic review.","authors":"Spencer G Lawson, Emma L Narkewicz, Gina M Vincent","doi":"10.1037/lhb0000582","DOIUrl":"https://doi.org/10.1037/lhb0000582","url":null,"abstract":"<p><strong>Objective: </strong>One concern about the use of risk assessment instruments in legal decisions is the potential for disparate impact by race or ethnicity. This means that one racial or ethnic group will experience harsher legal outcomes than another because of higher or biased risk estimates. We conducted a systematic review of the literature to synthesize research examining the real-world impact of juvenile and adult risk instruments on racial/ethnic disparities in legal decision making.</p><p><strong>Hypotheses: </strong>Given the nature of research synthesis, we did not test formal hypotheses.</p><p><strong>Method: </strong>Our systematic literature search as of July 2023 identified 21 articles that investigated the disparate impact of 13 risk assessment instruments on various legal outcomes. Most of these instruments were actuarial pretrial screening instruments.</p><p><strong>Results: </strong>Our narrative synthesis indicated that there is not strong evidence of risk instruments contributing to greater system disparity. Ten articles indicated that adopting risk instruments did not create (or exacerbate preexisting) disparities, and eight articles found that instrument use reduced disparities in legal decision making. Three articles reported evidence of disparate impact of risk instruments; only one of these studies received a strong study quality assessment score. We observed a scarcity of high-quality articles that employed what we deem to be the gold standard approach for examining the disparate impact of risk instruments (i.e., pretest-posttest design).</p><p><strong>Conclusions: </strong>The evidence signals that risk instruments can contribute to reductions in disparities across multiple stages of legal decision making. Yet study quality remains low, and most research has been conducted on decisions during the pretrial stage. More rigorous research on disparate impact across diverse legal decision points and approaches to risk assessment is needed. (PsycInfo Database Record (c) 2024 APA, all rights reserved).</p>","PeriodicalId":48230,"journal":{"name":"Law and Human Behavior","volume":" ","pages":""},"PeriodicalIF":2.4,"publicationDate":"2024-09-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142337147","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
OBJECTIVEDefense attorneys sometimes suggest that social-cognitive difficulties render autistic individuals vulnerable to involvement in crime, often arguing that theory of mind (ToM) difficulties that undermine inferences about others' intentions underpin this vulnerability. We examined autistic adults' ability to respond adaptively to criminal intent during interactions and whether difficulties were associated with poor ToM.HYPOTHESESCompared with nonautistic adults, autistic adults were expected to be less likely to respond adaptively to another's criminal intent and less likely to do so early in interactions, with poorer performance associated with ToM difficulties.METHODWe developed the Suspicious Activity Paradigm, in which autistic (n = 102) and nonautistic (n = 95) adults listened (as if participating in an interaction) to audio scenarios in which cues suggesting their impending involvement in a crime gradually emerged. At periodic intervals, they were required to indicate how they would react toward the other person's behavior, with response coding reflecting detection of, and adaptive responding to, suspicious activity.RESULTSWe observed similar patterns of suspicion and adaptive responses in autistic and nonautistic adults as the scenarios progressed. Regardless of diagnostic status, pronounced ToM difficulties and low verbal ability were independently associated with a lower likelihood of reporting suspicion and responding adaptively.CONCLUSIONSOur results do not support the perspective that autistic adults are uniquely vulnerable to crime involvement due to an inability to recognize and respond adaptively to suspicious behavior. The potential for heightened criminal vulnerability was associated with significant ToM difficulties (and verbal ability) regardless of autism diagnostic status, although such difficulties were more prevalent in the autistic sample. The finding that pronounced ToM difficulties may heighten criminal vulnerability for both autistic and nonautistic individuals challenges the validity of a generalized "autism" legal defense based on assumed rather than measured ToM difficulties. (PsycInfo Database Record (c) 2024 APA, all rights reserved).
目的辩护律师有时会提出,社会认知困难会使自闭症患者容易参与犯罪,他们通常认为,心智理论(ToM)困难破坏了对他人意图的推断,是这种脆弱性的基础。我们研究了自闭症成年人在互动过程中对犯罪意图做出适应性反应的能力,以及这些困难是否与较差的心智理论有关。假设与非自闭症成年人相比,我们认为自闭症成年人不太可能对他人的犯罪意图做出适应性反应,并且不太可能在互动早期就做出反应,而较差的表现与心智理论困难有关。我们开发了 "可疑活动范式"(Suspicious Activity Paradigm),让自闭症成人(n = 102)和非自闭症成人(n = 95)聆听(就像参与互动一样)音频情景,在这些情景中,暗示他们即将参与犯罪的线索逐渐出现。我们观察到,自闭症和非自闭症成人的怀疑和适应性反应模式与情景进展相似。结论我们的研究结果并不支持自闭症成人因无法识别可疑行为并做出适应性反应而特别容易卷入犯罪的观点。无论自闭症诊断状况如何,犯罪易感性增加的可能性都与明显的 ToM 困难(和言语能力)有关,尽管这种困难在自闭症样本中更为普遍。研究发现,明显的 ToM 困难可能会增加自闭症患者和非自闭症患者的犯罪风险,这一发现对基于假设而非测量的 ToM 困难的 "自闭症 "法律辩护的有效性提出了质疑。(PsycInfo Database Record (c) 2024 APA,保留所有权利)。
{"title":"Detecting criminal intent in social interactions: The influence of autism and theory of mind.","authors":"Zoe Michael,Neil Brewer","doi":"10.1037/lhb0000575","DOIUrl":"https://doi.org/10.1037/lhb0000575","url":null,"abstract":"OBJECTIVEDefense attorneys sometimes suggest that social-cognitive difficulties render autistic individuals vulnerable to involvement in crime, often arguing that theory of mind (ToM) difficulties that undermine inferences about others' intentions underpin this vulnerability. We examined autistic adults' ability to respond adaptively to criminal intent during interactions and whether difficulties were associated with poor ToM.HYPOTHESESCompared with nonautistic adults, autistic adults were expected to be less likely to respond adaptively to another's criminal intent and less likely to do so early in interactions, with poorer performance associated with ToM difficulties.METHODWe developed the Suspicious Activity Paradigm, in which autistic (n = 102) and nonautistic (n = 95) adults listened (as if participating in an interaction) to audio scenarios in which cues suggesting their impending involvement in a crime gradually emerged. At periodic intervals, they were required to indicate how they would react toward the other person's behavior, with response coding reflecting detection of, and adaptive responding to, suspicious activity.RESULTSWe observed similar patterns of suspicion and adaptive responses in autistic and nonautistic adults as the scenarios progressed. Regardless of diagnostic status, pronounced ToM difficulties and low verbal ability were independently associated with a lower likelihood of reporting suspicion and responding adaptively.CONCLUSIONSOur results do not support the perspective that autistic adults are uniquely vulnerable to crime involvement due to an inability to recognize and respond adaptively to suspicious behavior. The potential for heightened criminal vulnerability was associated with significant ToM difficulties (and verbal ability) regardless of autism diagnostic status, although such difficulties were more prevalent in the autistic sample. The finding that pronounced ToM difficulties may heighten criminal vulnerability for both autistic and nonautistic individuals challenges the validity of a generalized \"autism\" legal defense based on assumed rather than measured ToM difficulties. (PsycInfo Database Record (c) 2024 APA, all rights reserved).","PeriodicalId":48230,"journal":{"name":"Law and Human Behavior","volume":"217 1","pages":""},"PeriodicalIF":2.5,"publicationDate":"2024-09-26","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142325207","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Madeleine Millar, Colleen M Berryessa, Cynthia Willis-Esqueda, Jason A Cantone, Deborah Goldfarb, Melissa de Vel-Palumbo, Anthony D Perillo, Terrill O Taylor, Laurie T Becker
Objective: Existing literature has yet to conceptualize and consolidate research on psychological essentialism and its relation to the criminal legal system, particularly in terms of explaining how individuals with justice involvement have been and could be differentially impacted across contexts. This article explores essentialism in the criminal legal system, including its potential consequences for inequity.
Method: We review research on essentialism as a psychological construct, its common applications to different social categorizations, and its trickle-down effects within the criminal legal system.
Results: Empirical work suggests that biases stemming from essentialism have the potential to severely affect individuals within the criminal legal system. Beyond assigning immutable properties across social groups, essentialism can give rise to biased attributions of responsibility and blame and affect decisions and behavior within three core domains of the criminal legal system: jury decision making, sentencing decisions, and public support for punitive policies.
Conclusions: We propose future policy recommendations to mitigate the adverse effects of essentialism in the criminal legal system, focusing especially on how using and adopting person-first language (focusing on people before characteristics) across society and policy can help to combat bias across criminal legal domains. Future research is needed on how to best address the adverse effects of essentialism and its biasing effects in the criminal legal system, as well as to examine the effects of essentialism in different legal contexts. (PsycInfo Database Record (c) 2024 APA, all rights reserved).
目的:现有文献尚未对心理本质主义及其与刑事法律体系的关系进行概念化和整合研究,尤其是在解释司法参与个体在不同环境下如何受到和可能受到不同影响方面。本文探讨了刑事法律体系中的本质主义,包括其对不公平的潜在后果:我们回顾了本质主义作为一种心理结构的研究、其在不同社会分类中的常见应用,以及其在刑事法律体系中的涓滴效应:实证研究表明,本质主义产生的偏见有可能严重影响刑事法律体系中的个人。除了在不同社会群体之间分配不可改变的属性之外,本质主义还可能导致有偏见的责任和指责归因,并影响刑事法律体系三个核心领域内的决策和行为:陪审团决策、量刑决策以及公众对惩罚性政策的支持:我们提出了未来的政策建议,以减轻本质主义在刑事法律体系中的不利影响,尤其关注如何在整个社会和政策中使用和采用以人为本的语言(先关注人,后关注特征)来帮助消除刑事法律领域中的偏见。未来需要研究如何最有效地解决本质主义的负面影响及其在刑事法律体系中的偏见效应,并研究本质主义在不同法律环境中的影响。(PsycInfo Database Record (c) 2024 APA, all rights reserved)。
{"title":"Essentialism and the criminal legal system.","authors":"Madeleine Millar, Colleen M Berryessa, Cynthia Willis-Esqueda, Jason A Cantone, Deborah Goldfarb, Melissa de Vel-Palumbo, Anthony D Perillo, Terrill O Taylor, Laurie T Becker","doi":"10.1037/lhb0000576","DOIUrl":"https://doi.org/10.1037/lhb0000576","url":null,"abstract":"<p><strong>Objective: </strong>Existing literature has yet to conceptualize and consolidate research on psychological essentialism and its relation to the criminal legal system, particularly in terms of explaining how individuals with justice involvement have been and could be differentially impacted across contexts. This article explores essentialism in the criminal legal system, including its potential consequences for inequity.</p><p><strong>Method: </strong>We review research on essentialism as a psychological construct, its common applications to different social categorizations, and its trickle-down effects within the criminal legal system.</p><p><strong>Results: </strong>Empirical work suggests that biases stemming from essentialism have the potential to severely affect individuals within the criminal legal system. Beyond assigning immutable properties across social groups, essentialism can give rise to biased attributions of responsibility and blame and affect decisions and behavior within three core domains of the criminal legal system: jury decision making, sentencing decisions, and public support for punitive policies.</p><p><strong>Conclusions: </strong>We propose future policy recommendations to mitigate the adverse effects of essentialism in the criminal legal system, focusing especially on how using and adopting person-first language (focusing on people before characteristics) across society and policy can help to combat bias across criminal legal domains. Future research is needed on how to best address the adverse effects of essentialism and its biasing effects in the criminal legal system, as well as to examine the effects of essentialism in different legal contexts. (PsycInfo Database Record (c) 2024 APA, all rights reserved).</p>","PeriodicalId":48230,"journal":{"name":"Law and Human Behavior","volume":" ","pages":""},"PeriodicalIF":2.4,"publicationDate":"2024-09-23","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142298882","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Objective: Researcher-based degrees of freedom have been shown to contribute to low replication rates in science. That is, researchers' options within the process of designing and conducting empirical tests may increase the probability of false positive findings. The aim of this study was to transfer the concept of degrees of freedom to the practice of forensic-psychological assessment as it may likewise pose a severe threat to the reliability and validity of forensic assessments. Using an example from statement validity assessment, we identified degrees of freedom, calculated the different possible workflows that forensic experts can take, and elaborated on their consequences for the reliability and validity of their assessments. Importantly, we elaborated on why degrees of freedom likely not only increase noise in the results but also foster the occurrence of systematic biases in forensic practice.
Conclusion: Degrees of freedom in forensic-psychological assessments exist and lead to an enormous number of different possible workflows. As this threatens the interrater reliability and validity of forensic assessments and may lead to biases, we call for research on this issue and put forward recommendations for forensic practice. (PsycInfo Database Record (c) 2024 APA, all rights reserved).
目的:研究人员的自由度已被证明会导致科学领域的低复制率。也就是说,研究人员在设计和进行实证测试过程中的选择可能会增加出现假阳性结果的概率。本研究旨在将自由度的概念应用到法医心理评估实践中,因为它同样可能对法医评估的可靠性和有效性构成严重威胁。我们以陈述有效性评估为例,确定了自由度,计算了法医专家可能采取的不同工作流程,并阐述了其对评估可靠性和有效性的影响。重要的是,我们阐述了为什么自由度不仅可能增加结果中的噪音,还可能在法医实践中助长系统性偏见的发生:结论:法医心理评估中自由度的存在导致了大量不同的工作流程。由于这威胁到法医评估的互评可靠性和有效性,并可能导致偏差,我们呼吁对这一问题进行研究,并为法医实践提出建议。(PsycInfo Database Record (c) 2024 APA, all rights reserved)。
{"title":"Degrees of freedom as a breeding ground for biases-A threat to forensic practice.","authors":"Aileen Oeberst, Verena Oberlader","doi":"10.1037/lhb0000579","DOIUrl":"https://doi.org/10.1037/lhb0000579","url":null,"abstract":"<p><strong>Objective: </strong>Researcher-based degrees of freedom have been shown to contribute to low replication rates in science. That is, researchers' options within the process of designing and conducting empirical tests may increase the probability of false positive findings. The aim of this study was to transfer the concept of degrees of freedom to the practice of forensic-psychological assessment as it may likewise pose a severe threat to the reliability and validity of forensic assessments. Using an example from statement validity assessment, we identified degrees of freedom, calculated the different possible workflows that forensic experts can take, and elaborated on their consequences for the reliability and validity of their assessments. Importantly, we elaborated on why degrees of freedom likely not only increase noise in the results but also foster the occurrence of systematic biases in forensic practice.</p><p><strong>Conclusion: </strong>Degrees of freedom in forensic-psychological assessments exist and lead to an enormous number of different possible workflows. As this threatens the interrater reliability and validity of forensic assessments and may lead to biases, we call for research on this issue and put forward recommendations for forensic practice. (PsycInfo Database Record (c) 2024 APA, all rights reserved).</p>","PeriodicalId":48230,"journal":{"name":"Law and Human Behavior","volume":" ","pages":""},"PeriodicalIF":2.4,"publicationDate":"2024-09-23","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142298881","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Tess M S Neal, Nina MacLean, Robert D Morgan, Daniel C Murrie
Objective: Across two experiments, we examined three cognitive biases (order effects, context effects, confirmatory bias) in licensed psychologists' diagnostic reasoning.
Hypotheses: Our main prediction was that psychologist-participants would seek confirming versus disconfirming information after forming an initial diagnostic hypothesis, even given multiple opportunities to seek new information in the same case. We also expected that individual differences would affect diagnostic reasoning, such that psychologists with lower (vs. higher) cognitive reflection tendencies and larger (vs. smaller) bias blind spots would be more likely to demonstrate confirmatory bias.
Method: In Study 1, we recruited 149 licensed psychologists (M = 18 years of experience; 44% women; 71% White) and exposed them to one of four randomly assigned vignettes that varied order effects (one set of symptoms in reversed orders) and context effects (court referral vs. employer referral). They rank ordered a list of four possible initial diagnostic hypotheses and received a piped follow-up choice of which of two pieces of information (confirmatory or disconfirmatory) they wanted to test their initial hypothesis. Study 2 (n = 131; M = 21 years of experience; 53% men; 68% White) replicated and extended Study 1, following the same procedure except offering three sequential choice opportunities.
Results: Both studies found robust confirmatory information seeking: 92% sought confirmatory information in Study 1, and confirmation persisted across three opportunities in Study 2 (90%, 84%, 77%), although it lowered with each opportunity (generalized logistic mixed regression model), F(2, 378) = 3.85, p = .02, ηp² = .02.
Conclusion: These findings expand a growing body of research on bias in expert judgment. Specifically, psychologists may engage in robust confirmation bias in the process of forming diagnoses. Although further research is needed on bias and its impact on accuracy, psychologists may need to take steps to reduce confirmatory reasoning processes, such as documenting evidence for and against each decision element. (PsycInfo Database Record (c) 2024 APA, all rights reserved).
{"title":"Confirmatory information seeking is robust in psychologists' diagnostic reasoning.","authors":"Tess M S Neal, Nina MacLean, Robert D Morgan, Daniel C Murrie","doi":"10.1037/lhb0000574","DOIUrl":"https://doi.org/10.1037/lhb0000574","url":null,"abstract":"<p><strong>Objective: </strong>Across two experiments, we examined three cognitive biases (order effects, context effects, confirmatory bias) in licensed psychologists' diagnostic reasoning.</p><p><strong>Hypotheses: </strong>Our main prediction was that psychologist-participants would seek confirming versus disconfirming information after forming an initial diagnostic hypothesis, even given multiple opportunities to seek new information in the same case. We also expected that individual differences would affect diagnostic reasoning, such that psychologists with lower (vs. higher) cognitive reflection tendencies and larger (vs. smaller) bias blind spots would be more likely to demonstrate confirmatory bias.</p><p><strong>Method: </strong>In Study 1, we recruited 149 licensed psychologists (<i>M</i> = 18 years of experience; 44% women; 71% White) and exposed them to one of four randomly assigned vignettes that varied order effects (one set of symptoms in reversed orders) and context effects (court referral vs. employer referral). They rank ordered a list of four possible initial diagnostic hypotheses and received a piped follow-up choice of which of two pieces of information (confirmatory or disconfirmatory) they wanted to test their initial hypothesis. Study 2 (<i>n</i> = 131; <i>M</i> = 21 years of experience; 53% men; 68% White) replicated and extended Study 1, following the same procedure except offering three sequential choice opportunities.</p><p><strong>Results: </strong>Both studies found robust confirmatory information seeking: 92% sought confirmatory information in Study 1, and confirmation persisted across three opportunities in Study 2 (90%, 84%, 77%), although it lowered with each opportunity (generalized logistic mixed regression model), <i>F</i>(2, 378) = 3.85, <i>p</i> = .02, η<i><sub>p</sub></i>² = .02.</p><p><strong>Conclusion: </strong>These findings expand a growing body of research on bias in expert judgment. Specifically, psychologists may engage in robust confirmation bias in the process of forming diagnoses. Although further research is needed on bias and its impact on accuracy, psychologists may need to take steps to reduce confirmatory reasoning processes, such as documenting evidence for and against each decision element. (PsycInfo Database Record (c) 2024 APA, all rights reserved).</p>","PeriodicalId":48230,"journal":{"name":"Law and Human Behavior","volume":" ","pages":""},"PeriodicalIF":2.4,"publicationDate":"2024-09-19","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142298880","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Objective: Racial biases exist in almost every aspect of the criminal legal system, resulting in disparities across all stages of legal procedures-before, during, and after a legal procedure. Building on expected utility theory, we propose an expected utility framework to organize and quantify racial disparities in legal procedures.
Hypotheses: Corresponding to the parameteres involved in estimating expected utility, we hypothesized that racial biases would occur at different stages of legal procedures.
Method: Using police interrogation procedures as an example, we obtained estimates from previous literature and demonstrated that racial disparities exist at each stage of legal procedures. We then used these estimates to compute and visualize expected utilities, which quantify the average long-term outcomes of interrogations for minority versus nonminority suspects.
Results: Based on this hypothetical example, the expected utility analysis suggests that biases at various stages of interrogations could potentially lead to substantial disparities in legal outcomes between racial groups. In particular, the example shows that interrogations might yield notably worse outcomes for minority suspects than nonminority suspects because of cumulative biases that occur before, during, and after this legal procedure.
Conclusions: The proposed expected utility approach not only offers a valuable tool for accounting the joint impacts of multiple stages of legal procedures to quantify racial disparities but also carries important implications for how the criminal legal system could reduce such disparities. That is, the criminal legal system must seek to reduce racial biases across all stages of legal procedures rather than focusing on just one aspect. (PsycInfo Database Record (c) 2024 APA, all rights reserved).
目标:种族偏见几乎存在于刑事法律制度的方方面面,导致法律程序的各个阶段--法律程序之前、期间和之后--都存在差异。基于预期效用理论,我们提出了一个预期效用框架来组织和量化法律程序中的种族差异:与估计预期效用所涉及的参数相对应,我们假设种族偏见会出现在法律程序的不同阶段:方法:以警方审讯程序为例,我们从以前的文献中获得了估计值,并证明在法律程序的每个阶段都存在种族差异。然后,我们利用这些估计值计算出预期效用并将其可视化,该效用量化了少数族裔与非少数族裔嫌疑人审讯的平均长期结果:基于这个假设的例子,预期效用分析表明,审讯各个阶段的偏差可能会导致种族群体之间法律结果的巨大差异。特别是,这个例子表明,由于在这一法律程序之前、期间和之后出现的累积性偏见,讯问对少数族裔嫌疑人产生的结果可能会比对非少数族裔嫌疑人产生的结果要差得多:拟议的预期效用法不仅为计算法律程序多个阶段的共同影响以量化种族差异提供了有价值的工具,还对刑事法律系统如何减少这种差异产生了重要影响。也就是说,刑事法律系统必须设法减少法律程序各个阶段的种族偏见,而不是只关注一个方面。(PsycInfo Database Record (c) 2024 APA, all rights reserved)。
{"title":"Reducing biases in the criminal legal system: A perspective from expected utility.","authors":"Janice L Burke, Justice Healy, Yueran Yang","doi":"10.1037/lhb0000571","DOIUrl":"https://doi.org/10.1037/lhb0000571","url":null,"abstract":"<p><strong>Objective: </strong>Racial biases exist in almost every aspect of the criminal legal system, resulting in disparities across all stages of legal procedures-before, during, and after a legal procedure. Building on expected utility theory, we propose an expected utility framework to organize and quantify racial disparities in legal procedures.</p><p><strong>Hypotheses: </strong>Corresponding to the parameteres involved in estimating expected utility, we hypothesized that racial biases would occur at different stages of legal procedures.</p><p><strong>Method: </strong>Using police interrogation procedures as an example, we obtained estimates from previous literature and demonstrated that racial disparities exist at each stage of legal procedures. We then used these estimates to compute and visualize expected utilities, which quantify the average long-term outcomes of interrogations for minority versus nonminority suspects.</p><p><strong>Results: </strong>Based on this hypothetical example, the expected utility analysis suggests that biases at various stages of interrogations could potentially lead to substantial disparities in legal outcomes between racial groups. In particular, the example shows that interrogations might yield notably worse outcomes for minority suspects than nonminority suspects because of cumulative biases that occur before, during, and after this legal procedure.</p><p><strong>Conclusions: </strong>The proposed expected utility approach not only offers a valuable tool for accounting the joint impacts of multiple stages of legal procedures to quantify racial disparities but also carries important implications for how the criminal legal system could reduce such disparities. That is, the criminal legal system must seek to reduce racial biases across all stages of legal procedures rather than focusing on just one aspect. (PsycInfo Database Record (c) 2024 APA, all rights reserved).</p>","PeriodicalId":48230,"journal":{"name":"Law and Human Behavior","volume":" ","pages":""},"PeriodicalIF":2.4,"publicationDate":"2024-09-19","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142298883","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Jonas Ludwig,Paul-Michael Heineck,Marie-Theres Hess,Eleni Kremeti,Max Tauschhuber,Eric Hilgendorf,Roland Deutsch
OBJECTIVEAlgorithmic decision making (ADM) takes on increasingly complex tasks in the criminal justice system. Whereas new developments in machine learning could help to improve the quality of judicial decisions, there are legal and ethical concerns that thwart the widespread use of algorithms. Against the backdrop of current efforts to promote the digitization of the German judicial system, this research investigates motivational factors (pragmatic motives, fairness concerns, and self-image-related considerations) that drive or impede the acceptance of ADM in court.HYPOTHESESWe tested two hypotheses: (1) Perceived threat of inequality in legal judgments increases ADM acceptance, and (2) experts (judges) are more skeptical toward technological innovation than novices (general population).METHODWe conducted a preregistered experiment with 298 participants from the German general population and 267 judges at regional courts in Bavaria to study how inequality threat (vs. control) relates to ADM acceptance in court, usage intentions, and attitudes.RESULTSIn partial support of the first prediction, inequality threat increased ADM acceptance, effect size d = 0.24, 95% confidence interval (CI) [0.01, 0.47], and usage intentions (d = 0.23, 95% CI [0.00, 0.46]) of laypeople. Unexpectedly, however, this was not the case for experts. Moreover, ADM attitudes remained unaffected by the experimental manipulation in both groups. As predicted, judges held more negative attitudes toward ADM than the general population (d = -0.71, 95% CI [-0.88, -0.54]). Exploratory analysis suggested that generalized attitudes emerged as the strongest predictor of judges' intentions to use ADM in their own court proceedings.CONCLUSIONSThese findings elucidate the motivational forces that drive algorithm aversion and acceptance in a criminal justice context and inform the ongoing debate about perceptions of fairness in human-computer interaction. Implications for judicial praxis and the regulation of ADM in the German legal framework are discussed. (PsycInfo Database Record (c) 2024 APA, all rights reserved).
目标算法决策(ADM)在刑事司法系统中承担着越来越复杂的任务。虽然机器学习的新发展有助于提高司法判决的质量,但法律和道德方面的问题阻碍了算法的广泛使用。我们测试了两个假设:(1)感知到法律判决中不平等的威胁会增加对 ADM 的接受度;(2)专家(法官)比新手(普通民众)更怀疑技术创新。结果部分支持第一项预测,不平等威胁增加了非专业人士对 ADM 的接受度(效应大小 d = 0.24,95% 置信区间 (CI) [0.01, 0.47])和使用意愿(d = 0.23,95% CI [0.00, 0.46])。但出乎意料的是,专家的情况并非如此。此外,两组人的 ADM 态度都没有受到实验操作的影响。正如预测的那样,法官比普通人对 ADM 持更消极的态度(d = -0.71,95% CI [-0.88,-0.54])。探索性分析表明,普遍态度是法官在自己的法庭诉讼中使用 ADM 的意向的最强预测因素。结论:这些研究结果阐明了在刑事司法背景下驱动算法厌恶和接受的动力,并为正在进行的关于人机交互中公平感的讨论提供了信息。本文还讨论了德国法律框架中的司法实践和 ADM 法规的影响。(PsycInfo Database Record (c) 2024 APA, all rights reserved)。
{"title":"Inequality threat increases laypeople's, but not judges', acceptance of algorithmic decision making in court.","authors":"Jonas Ludwig,Paul-Michael Heineck,Marie-Theres Hess,Eleni Kremeti,Max Tauschhuber,Eric Hilgendorf,Roland Deutsch","doi":"10.1037/lhb0000577","DOIUrl":"https://doi.org/10.1037/lhb0000577","url":null,"abstract":"OBJECTIVEAlgorithmic decision making (ADM) takes on increasingly complex tasks in the criminal justice system. Whereas new developments in machine learning could help to improve the quality of judicial decisions, there are legal and ethical concerns that thwart the widespread use of algorithms. Against the backdrop of current efforts to promote the digitization of the German judicial system, this research investigates motivational factors (pragmatic motives, fairness concerns, and self-image-related considerations) that drive or impede the acceptance of ADM in court.HYPOTHESESWe tested two hypotheses: (1) Perceived threat of inequality in legal judgments increases ADM acceptance, and (2) experts (judges) are more skeptical toward technological innovation than novices (general population).METHODWe conducted a preregistered experiment with 298 participants from the German general population and 267 judges at regional courts in Bavaria to study how inequality threat (vs. control) relates to ADM acceptance in court, usage intentions, and attitudes.RESULTSIn partial support of the first prediction, inequality threat increased ADM acceptance, effect size d = 0.24, 95% confidence interval (CI) [0.01, 0.47], and usage intentions (d = 0.23, 95% CI [0.00, 0.46]) of laypeople. Unexpectedly, however, this was not the case for experts. Moreover, ADM attitudes remained unaffected by the experimental manipulation in both groups. As predicted, judges held more negative attitudes toward ADM than the general population (d = -0.71, 95% CI [-0.88, -0.54]). Exploratory analysis suggested that generalized attitudes emerged as the strongest predictor of judges' intentions to use ADM in their own court proceedings.CONCLUSIONSThese findings elucidate the motivational forces that drive algorithm aversion and acceptance in a criminal justice context and inform the ongoing debate about perceptions of fairness in human-computer interaction. Implications for judicial praxis and the regulation of ADM in the German legal framework are discussed. (PsycInfo Database Record (c) 2024 APA, all rights reserved).","PeriodicalId":48230,"journal":{"name":"Law and Human Behavior","volume":"63 1","pages":""},"PeriodicalIF":2.5,"publicationDate":"2024-09-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142174608","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Objective: When an officer places a suspect in an identification procedure and the witness identifies the suspect, it falls on attorneys to make decisions that reflect the strength of that identification. The factor that most affects the strength of identification evidence is the likelihood that the suspect is guilty before being subjected to the procedure, which scholars refer to as the prior probability of guilt. Given large racial disparities in exonerations based on eyewitness misidentifications, the current work examined whether defense attorneys are less sensitive to prior evidence of guilt when the defendant is Black as opposed to White.
Hypotheses: We predicted that when the defendant's race was described as White rather than Black, attorneys' judgments would be more sensitive to variations in the evidence that would influence the base rate of guilt. We also predicted that attorneys would rate the case as stronger when the victim's race was described as White rather than Black.
Method: We gave 316 defense attorneys case files (modeled after the New York Police Department's style) that varied the strength of the preidentification evidence (strong vs. weak), the race of the defendant (Black vs. White), and the race of the victim (Black vs. White).
Results: Attorneys made judgments that were sensitive to the base rate of guilt, but self-report measures demonstrated that they did not understand the extent to which the base rate of guilt influences the reliability of eyewitness evidence. Participants also rated the strength of the preidentification evidence as stronger for Black than for White defendants.
Conclusions: Although attorneys are intuitively sensitive to the strength of preidentification evidence, they lack conscious awareness of how a suspect's prior probability of guilt affects likelihood of a mistaken identification, which may have implications for their ability to make race-neutral evaluations of preidentification evidence. (PsycInfo Database Record (c) 2024 APA, all rights reserved).
目标:当一名警官将一名嫌疑犯置于指认程序中,而证人指认了嫌疑犯时,律师就有责任做出反映该指认强度的决定。对指认证据的强度影响最大的因素是嫌疑人在接受指认程序之前有罪的可能性,学者将其称为有罪的先验概率。鉴于基于目击证人错误指认的免罪判决中存在巨大的种族差异,本研究考察了当被告是黑人而非白人时,辩护律师是否对先前的有罪证据不太敏感:我们预测,当被告的种族被描述为白人而非黑人时,律师的判断会对影响基本有罪率的证据变化更加敏感。我们还预测,当受害人的种族被描述为白人而非黑人时,律师对案件的评价会更高:我们向 316 名辩护律师提供了案件卷宗(仿照纽约警察局的风格),这些卷宗在预先认定证据的强度(强与弱)、被告的种族(黑人与白人)和受害人的种族(黑人与白人)方面各不相同:结果:律师做出的判断对基本有罪率很敏感,但自我报告测量结果表明,他们并不了解基本有罪率对目击证人证据可靠性的影响程度。参与者还认为黑人被告的指认前证据的强度要高于白人被告:尽管律师对预先指认证据的强度具有直觉上的敏感性,但他们对嫌疑人先前的有罪概率如何影响错误指认的可能性缺乏自觉意识,这可能会影响他们对预先指认证据进行种族中立评估的能力。(PsycInfo Database Record (c) 2024 APA,保留所有权利)。
{"title":"Suspect race affects defense attorney evaluations of preidentification evidence.","authors":"Jacqueline Katzman, Margaret Bull Kovera","doi":"10.1037/lhb0000566","DOIUrl":"https://doi.org/10.1037/lhb0000566","url":null,"abstract":"<p><strong>Objective: </strong>When an officer places a suspect in an identification procedure and the witness identifies the suspect, it falls on attorneys to make decisions that reflect the strength of that identification. The factor that most affects the strength of identification evidence is the likelihood that the suspect is guilty before being subjected to the procedure, which scholars refer to as the prior probability of guilt. Given large racial disparities in exonerations based on eyewitness misidentifications, the current work examined whether defense attorneys are less sensitive to prior evidence of guilt when the defendant is Black as opposed to White.</p><p><strong>Hypotheses: </strong>We predicted that when the defendant's race was described as White rather than Black, attorneys' judgments would be more sensitive to variations in the evidence that would influence the base rate of guilt. We also predicted that attorneys would rate the case as stronger when the victim's race was described as White rather than Black.</p><p><strong>Method: </strong>We gave 316 defense attorneys case files (modeled after the New York Police Department's style) that varied the strength of the preidentification evidence (strong vs. weak), the race of the defendant (Black vs. White), and the race of the victim (Black vs. White).</p><p><strong>Results: </strong>Attorneys made judgments that were sensitive to the base rate of guilt, but self-report measures demonstrated that they did not understand the extent to which the base rate of guilt influences the reliability of eyewitness evidence. Participants also rated the strength of the preidentification evidence as stronger for Black than for White defendants.</p><p><strong>Conclusions: </strong>Although attorneys are intuitively sensitive to the strength of preidentification evidence, they lack conscious awareness of how a suspect's prior probability of guilt affects likelihood of a mistaken identification, which may have implications for their ability to make race-neutral evaluations of preidentification evidence. (PsycInfo Database Record (c) 2024 APA, all rights reserved).</p>","PeriodicalId":48230,"journal":{"name":"Law and Human Behavior","volume":" ","pages":""},"PeriodicalIF":2.4,"publicationDate":"2024-08-29","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142113473","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Jeff Kukucka, Kateryn Reyes-Fuentes, Christina M Dardis
Objective: People who have been wrongly incarcerated report exceptionally poor mental health, and despite having been exonerated, they face discrimination similar to other formerly incarcerated people when seeking housing and employment opportunities. The current audit study was designed to test whether exonerees likewise face discrimination when seeking mental health treatment.
Hypotheses: Therapists will reply less often to treatment inquiries from exonerees and parolees compared to another prospective client with the same symptoms and trauma history-and when therapists do reply, they will less often be willing to meet with exonerated or paroled help seekers.
Method: We emailed 752 therapists across the United States while posing as a man seeking therapy for the mental health symptoms most commonly reported by exonerees. By random assignment, this help seeker had been either incarcerated and paroled, wrongly incarcerated and exonerated, or working as a first responder (control). For each email, we noted whether the therapist replied and, if so, the speed and length of the reply. We also content analyzed all replies for predetermined themes, including willingness to meet.
Results: Overall, therapists replied less often to exonerees (50.6%) than to first responders (62.9%) or parolees (61.1%), who did not differ (V = .11). Therapists' replies also differed in their willingness to meet (V = .13), such that inquiries from first responders would more often result in a meeting with a therapist (31.7%) compared with inquiries from exonerees (19.6%) or parolees (21.0%).
Conclusions: Exonerees' staggering rates of mental illness may be compounded by lesser treatment access. Therapists' reluctance to assist exonerees may reflect stigma and/or perceived incompetence. Our data highlight the need to destigmatize wrongful conviction, empower clinicians to treat exonerated clients, and advance legislation and other means to expand exonerees' access to mental health care. (PsycInfo Database Record (c) 2024 APA, all rights reserved).
{"title":"An audit study of barriers to mental health treatment for wrongly incarcerated people.","authors":"Jeff Kukucka, Kateryn Reyes-Fuentes, Christina M Dardis","doi":"10.1037/lhb0000569","DOIUrl":"https://doi.org/10.1037/lhb0000569","url":null,"abstract":"<p><strong>Objective: </strong>People who have been wrongly incarcerated report exceptionally poor mental health, and despite having been exonerated, they face discrimination similar to other formerly incarcerated people when seeking housing and employment opportunities. The current audit study was designed to test whether exonerees likewise face discrimination when seeking mental health treatment.</p><p><strong>Hypotheses: </strong>Therapists will reply less often to treatment inquiries from exonerees and parolees compared to another prospective client with the same symptoms and trauma history-and when therapists do reply, they will less often be willing to meet with exonerated or paroled help seekers.</p><p><strong>Method: </strong>We emailed 752 therapists across the United States while posing as a man seeking therapy for the mental health symptoms most commonly reported by exonerees. By random assignment, this help seeker had been either incarcerated and paroled, wrongly incarcerated and exonerated, or working as a first responder (control). For each email, we noted whether the therapist replied and, if so, the speed and length of the reply. We also content analyzed all replies for predetermined themes, including willingness to meet.</p><p><strong>Results: </strong>Overall, therapists replied less often to exonerees (50.6%) than to first responders (62.9%) or parolees (61.1%), who did not differ (<i>V</i> = .11). Therapists' replies also differed in their willingness to meet (<i>V</i> = .13), such that inquiries from first responders would more often result in a meeting with a therapist (31.7%) compared with inquiries from exonerees (19.6%) or parolees (21.0%).</p><p><strong>Conclusions: </strong>Exonerees' staggering rates of mental illness may be compounded by lesser treatment access. Therapists' reluctance to assist exonerees may reflect stigma and/or perceived incompetence. Our data highlight the need to destigmatize wrongful conviction, empower clinicians to treat exonerated clients, and advance legislation and other means to expand exonerees' access to mental health care. (PsycInfo Database Record (c) 2024 APA, all rights reserved).</p>","PeriodicalId":48230,"journal":{"name":"Law and Human Behavior","volume":" ","pages":""},"PeriodicalIF":2.4,"publicationDate":"2024-08-26","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142074178","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Marcus T Boccaccini, Daniel C Murrie, Paige B Harris
Objective: Field research increasingly reveals that forensic evaluators are not interchangeable. Instead, they tend to differ in their patterns of forensic opinions, in ways that likely reflect something about themselves, not just the persons evaluated. This study used data from sexually violent predator (SVP) evaluations to examine whether evaluator differences in making intermediate decisions (e.g., instrument scoring, assigning diagnoses) might explain their different patterns of final opinions.
Hypotheses: Although this study was generally exploratory and not strongly hypothesis driven, we expected that there might be evidence for a simple form of bias in which some evaluators would be more likely than others to consistently "find" indications of SVP status (i.e., consistently assigning higher risk scores and more SVP-relevant diagnoses) and, therefore, be more likely to find behavioral abnormality, the legal construct qualifying someone for commitment as an SVP.
Method: The study used data from 745 SVP evaluations conducted by 10 different evaluators who were assigned cases from the same referral stream. Potential evaluator difference variables included behavioral abnormality opinions, paraphilia and antisocial personality disorder diagnoses, and Psychopathy Checklist-Revised and Static-99 scores.
Results: Evaluator differences explained a statistically significant (p < .001) amount of variance in behavioral abnormality opinions (17%), paraphilia diagnoses (7%), and Psychopathy Checklist-Revised scores (16%). Contrary to our expectation of a simple tendency for some evaluators to find all indicators of SVP status more often than others, evaluators differed in the ways that underlying diagnoses and scores corresponded with their conclusions. The overall pattern was one in which different evaluators appeared to base their final opinions on different factors.
Conclusions: Findings reveal further evidence of substantial forensic evaluator differences in patterns of assigning instrument scores and reaching forensic conclusions. But these findings are the first to also reveal wide variability in their patterns of reaching forensic conclusions. (PsycInfo Database Record (c) 2024 APA, all rights reserved).
{"title":"Do risk measure scores and diagnoses predict evaluator opinions in sexually violent predator cases? It depends on the evaluator.","authors":"Marcus T Boccaccini, Daniel C Murrie, Paige B Harris","doi":"10.1037/lhb0000561","DOIUrl":"https://doi.org/10.1037/lhb0000561","url":null,"abstract":"<p><strong>Objective: </strong>Field research increasingly reveals that forensic evaluators are not interchangeable. Instead, they tend to differ in their patterns of forensic opinions, in ways that likely reflect something about themselves, not just the persons evaluated. This study used data from sexually violent predator (SVP) evaluations to examine whether evaluator differences in making intermediate decisions (e.g., instrument scoring, assigning diagnoses) might explain their different patterns of final opinions.</p><p><strong>Hypotheses: </strong>Although this study was generally exploratory and not strongly hypothesis driven, we expected that there might be evidence for a simple form of bias in which some evaluators would be more likely than others to consistently \"find\" indications of SVP status (i.e., consistently assigning higher risk scores and more SVP-relevant diagnoses) and, therefore, be more likely to find behavioral abnormality, the legal construct qualifying someone for commitment as an SVP.</p><p><strong>Method: </strong>The study used data from 745 SVP evaluations conducted by 10 different evaluators who were assigned cases from the same referral stream. Potential evaluator difference variables included behavioral abnormality opinions, paraphilia and antisocial personality disorder diagnoses, and Psychopathy Checklist-Revised and Static-99 scores.</p><p><strong>Results: </strong>Evaluator differences explained a statistically significant (<i>p</i> < .001) amount of variance in behavioral abnormality opinions (17%), paraphilia diagnoses (7%), and Psychopathy Checklist-Revised scores (16%). Contrary to our expectation of a simple tendency for some evaluators to find all indicators of SVP status more often than others, evaluators differed in the ways that underlying diagnoses and scores corresponded with their conclusions. The overall pattern was one in which different evaluators appeared to base their final opinions on different factors.</p><p><strong>Conclusions: </strong>Findings reveal further evidence of substantial forensic evaluator differences in patterns of assigning instrument scores and reaching forensic conclusions. But these findings are the first to also reveal wide variability in their patterns of reaching forensic conclusions. (PsycInfo Database Record (c) 2024 APA, all rights reserved).</p>","PeriodicalId":48230,"journal":{"name":"Law and Human Behavior","volume":" ","pages":""},"PeriodicalIF":2.4,"publicationDate":"2024-08-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141972109","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}