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Does increasing auditors' independence lead to more forceful public auditing? A study of a Canadian internal audit reform 审计师独立性的提高是否会导致更有力的公共审计?加拿大内部审计改革研究
2区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2023-10-05 DOI: 10.1111/padm.12964
Catherine Liston‐Heyes, Luc Juillet
Abstract The value of auditing as an instrument of accountability depends upon the independence of auditors. However, the extent to which auditors feel free to review the operation, compliance, and performance of public programs and objectively communicate findings to stakeholders has rarely been assessed. A Canadian public service reform in 2006 introduced institutional safeguards to bolster the independence of departmental internal auditors, but left legislative auditors working for the Auditor General's Office (i.e., Canada's Supreme Audit Institution) unaffected. We analyze and compare 2677 audit reports written by internal and legislative auditors before and after the reform. After the reform, the language used by internal auditors became more assertive and evaluative, but not more critical. This suggests that the safeguards had a meaningful impact on how auditors perform their accountability function but that factors other than independence may be driving their willingness to be more adversarial and critical when communicating audit findings.
审计作为问责工具的价值取决于审计人员的独立性。然而,审核员在多大程度上可以自由地审查公共项目的运作、合规性和绩效,并客观地将结果传达给利益相关者,这一点很少得到评估。2006年,加拿大的一项公共服务改革引入了制度保障措施,以加强部门内部审计员的独立性,但为审计长办公室(即加拿大最高审计机构)工作的立法审计员并未受到影响。我们分析比较了改革前后内部和立法审计员撰写的2677份审计报告。改革后,内部审计员使用的语言变得更加自信和评价,但没有变得更加挑剔。这表明,保障措施对审计师如何履行其问责职能产生了有意义的影响,但独立性以外的因素可能促使他们在沟通审计发现时更愿意采取对抗和批评态度。
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引用次数: 0
Actor roles in co‐production—Introducing intermediaries: Findings from a systematic literature review 演员角色在合作生产-引入中介:来自系统文献综述的发现
2区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2023-10-05 DOI: 10.1111/padm.12965
Nathalie Haug
Abstract Public service ecosystems are used to understand how multiple actors co‐produce public services and create public value. Especially interactions between public service providers and service users are essential. However, systematic examinations of these interactions and what roles the different actors play are rare. This study closes this gap by conducting a systematic literature review with three main findings. First, public service providers play an important role: they facilitate co‐production by micromanaging or facilitating collaboration, empowering service users, and translating the results of the process back into the organization. Second, service users contribute to co‐production by providing resources. Third, a new category of actors is proposed: the co‐production intermediary. Intermediaries are formal organizations whose primary role is to support service providers in service delivery. This study comprehensively analyzes the different actors and power constellations between them.
公共服务生态系统用于了解多个参与者如何共同提供公共服务并创造公共价值。特别是公共服务提供者和服务使用者之间的互动是必不可少的。然而,对这些相互作用以及不同参与者所扮演的角色的系统研究却很少。本研究通过三个主要发现进行了系统的文献综述,从而缩小了这一差距。首先,公共服务提供者发挥着重要作用:他们通过微观管理或促进协作、授权服务用户并将过程的结果转化为组织来促进共同生产。第二,服务使用者通过提供资源为合作生产做出贡献。第三,本文提出了一个新的演员类别:合作制作中介。中介体是正式的组织,其主要作用是支持服务提供者提供服务。本研究综合分析了不同的行为主体及其之间的权力星座。
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引用次数: 0
Blue sky, cold heart: The political cost of environmental regulations 天蓝心冷:环保法规的政治代价
2区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2023-09-24 DOI: 10.1111/padm.12961
Wenhui Yang, Jing Zhao
Abstract The economic costs of environmental regulations are well documented, but their political cost is still unclear, especially in cases of substantial pollution reduction. This study presents empirical evidence for the unexpected political costs of China's war on air pollution. Using a clean energy regulation as a case, we demonstrate that it significantly reduces air pollutants over a short period; however, exposure to the regulation erodes local political support and trust in government officials. In addition, we show that stringent environmental regulations significantly reduce local political trust when it entails high policy costs for local residents and had weak policy participation. Our results indicate that stringent regulations may improve environmental quality at the cost of local political legitimacy.
环境法规的经济成本是有据可查的,但其政治成本仍然不清楚,特别是在大量减少污染的情况下。这项研究为中国治理空气污染的战争带来的意想不到的政治成本提供了实证证据。以清洁能源法规为例,我们证明它在短时间内显著减少了空气污染物;然而,暴露在监管之下会削弱当地的政治支持和对政府官员的信任。此外,我们还发现,当严格的环境法规给当地居民带来较高的政策成本和较弱的政策参与时,会显著降低当地的政治信任。我们的研究结果表明,严格的法规可能会以牺牲地方政治合法性为代价来改善环境质量。
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引用次数: 0
Opening the “black box” of public administration: The need for interpretive research 打开公共行政的“黑盒子”:解释性研究的需要
2区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2023-09-21 DOI: 10.1111/padm.12959
María Verónica Elías
Abstract Important research questions in public administration and management cannot be studied through the scientific method. A fundamental example is how public administrators utilize their discretion and judgment in their everyday work. Inquiring into the process of administrative practice has been characterized as “opening the black box” of public administration and policy implementation—that is, how people in public administration and management situations do what they do. This paper argues that expanding the menu of worthwhile research approaches from quantitative empiricism, the current “gold standard” in public administration, to include interpretivism makes it possible to view inside the black box of administrative process. After a brief narrative describing how the field lost the balance between quantitative and interpretive approaches it once had, the discussion lays out the philosophical grounding and methodology of interpretive research and offers phenomenology as illustration of how such an expansion will benefit both administrative theory and practice.
公共行政与管理中的重要研究问题无法通过科学的方法进行研究。一个基本的例子是公共行政人员如何在日常工作中运用他们的判断力和判断力。对行政实践过程的探究被认为是公共行政和政策实施的“打开黑盒子”,即公共行政和管理情境中的人如何做他们所做的事情。本文认为,将公共行政的“金标准”——定量经验主义的研究方法扩展到解释主义的研究方法,使我们有可能看到行政过程的黑盒子内部。在简要描述了该领域如何在定量和解释方法之间失去平衡之后,讨论列出了解释研究的哲学基础和方法论,并提供现象学作为例证,说明这种扩展将如何有利于行政理论和实践。
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引用次数: 0
How rediscovering nodality can improve democratic governance in a digital world 重新发现节点关系如何能在数字世界中改善民主治理
2区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2023-09-16 DOI: 10.1111/padm.12960
Helen Margetts, Peter John
Abstract In Hood's (1983) classic “NATO” scheme, nodality—centrality and visibility in information networks—is one of the four tools of government. Despite its potential as a resource to effect policy change, contemporary scholars have largely neglected this unique policy tool. However, the growing prominence of digital platforms in public life prompts a rediscovery of this concept. The decisive shift is the parallel growth of citizen nodality, which can increase societal capacity and enhance government nodality, partly by allowing citizens to challenge government nodality. Moreover, citizen nodality and government nodality can interact to promote more democratic government. With the aim of rediscovering and updating nodality, this article defines the concept, reviews how the modern digital landscape has transformed the practice of nodality, and proposes a conceptual and methodological toolkit. The goal is to understand how nodality may be more effectively used by policy‐makers while at the same time fostering democratic governance.
在Hood(1983)的经典“北约”方案中,节点性——信息网络中的中心和可见性——是政府的四大工具之一。尽管它有可能成为影响政策变化的资源,但当代学者在很大程度上忽视了这一独特的政策工具。然而,数字平台在公共生活中的日益突出促使人们重新发现这一概念。决定性的转变是公民节点性的并行增长,它可以增加社会能力并增强政府节点性,部分原因是允许公民挑战政府节点性。此外,公民节点和政府节点可以相互作用,促进更民主的政府。为了重新发现和更新节点性,本文定义了节点性的概念,回顾了现代数字景观如何改变节点性的实践,并提出了概念和方法工具包。我们的目标是了解决策者如何更有效地利用节点性,同时促进民主治理。
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引用次数: 0
Agencies on the parliamentary radar: Exploring the relations between media attention and parliamentary attention for public agencies using machine learning methods 议会雷达上的机构:利用机器学习方法探索公共机构的媒体关注和议会关注之间的关系
2区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2023-09-15 DOI: 10.1111/padm.12963
Jan Boon, Jan Wynen, Walter Daelemans, Jens Lemmens, Koen Verhoest
Abstract The news media frame political debate about public agencies, and enable legislators with incomplete information to monitor and act upon agency (mal)performance. While studies show that the news media matters for parliamentary attention, the contingent nature of this relation has been understudied. Building on agenda‐setting theory, this study theorizes that the effect of newspaper coverage is contingent on the sentiment of coverage, the majority vs. opposition role of legislators, and the locus (committee vs. plenaries) of parliamentary questions. Supervised machine learning methods allow to code sentiment towards agencies in newspapers and parliament, after which a balanced panel relates these data to the questioning behavior of legislators in parliament over time. Results show that media attention for public agencies precedes parliamentary attention. Sentiment matters, as positive media attention, was related to (positive) parliamentary attention in the same month. Negative media attention had broader and more enduring influences on parliamentary questioning behavior.
新闻媒体构建了关于公共机构的政治辩论框架,使立法者能够在信息不完全的情况下监督并对机构(不当)行为采取行动。虽然研究表明新闻媒体对议会的关注很重要,但这种关系的偶然性尚未得到充分研究。基于议程设置理论,本研究认为报纸报道的效果取决于报道的情绪、立法者的多数派与反对派角色以及议会问题的所在地(委员会与全体会议)。有监督的机器学习方法允许对报纸和议会中的机构的情绪进行编码,之后,一个平衡的小组将这些数据与议会中立法者的质疑行为联系起来。结果显示,媒体对公共机构的关注先于议会的关注。情绪因素,如积极的媒体关注,在同一个月与(积极的)议会关注相关。负面媒体关注对议会质询行为的影响更为广泛和持久。
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引用次数: 0
Paths to trust: Explaining citizens' trust to experts and evidence‐informed policymaking during the COVID‐19 pandemic 信任之路:在COVID - 19大流行期间解释公民对专家的信任和基于证据的政策制定
2区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2023-09-13 DOI: 10.1111/padm.12962
Angelos Angelou, Stella Ladi, Dimitra Panagiotatou, Vasiliki Tsagkroni
Abstract The COVID‐19 pandemic brought forward new questions about the efficient implementation of arduous public policies. Drawing evidence from the pandemic, this article argues that, during crises, policymakers will often opt for evidence‐informed policymaking, hoping for better results. In line with previous studies, we show that citizens trust more policies coming from experts rather than policymakers and elected politicians. We also add nuance to these claims as we attribute this tendency to the technocratic legitimacy thesis, referring to the symbolic significance of expert authority. Employing a public opinion survey conducted across four European countries, Germany, Greece, Sweden, and the United Kingdom, we show that independently of prior levels of political trust and each country's mortality rate, citizens welcomed evidence‐informed policies during the pandemic's first wave. Politicians can leverage these insights to increase public compliance with crisis management policies.
2019冠状病毒病大流行对艰巨的公共政策的有效实施提出了新的问题。本文以此次大流行为例,认为在危机期间,决策者往往会选择基于证据的决策,希望获得更好的结果。与之前的研究一致,我们表明公民更信任专家的政策,而不是政策制定者和民选政治家。我们还为这些主张添加了细微差别,因为我们将这种倾向归因于技术官僚的合法性论点,指的是专家权威的象征意义。通过在德国、希腊、瑞典和英国四个欧洲国家进行的民意调查,我们发现,在大流行的第一波期间,公民对循证政策表示欢迎,这与之前的政治信任水平和每个国家的死亡率无关。政治家们可以利用这些见解来提高公众对危机管理政策的依从性。
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引用次数: 0
Achieving collaborative innovation by controlling or leveraging network complexities through complexity leadership 通过复杂性领导通过控制或利用网络复杂性实现协同创新
IF 3.5 2区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2023-09-05 DOI: 10.1111/padm.12958
Chesney Callens
Recent innovation research in the public sector demonstrates the advantages of collaborative innovation, but also recognizes the complex character of collaborative innovation processes. These complexities might both stimulate and hinder collaborative innovation. Through a qualitative comparative analysis of empirical data from 19 public–private innovation partnerships (PPIs) in five European Countries, we show how particular types of complexity leadership (i.e., generative leadership and administrative leadership) act on these complexities in PPIs to produce highly innovative services. The results show that small partnerships use generative leadership in the presence of network complexities, and administrative leadership in the absence of network complexities to produce highly innovative services. However, large partnerships only use generative leadership, while abandoning administrative leadership, to produce highly innovative services. These findings bring about theoretical and practical insights as to how various forms of complexity leadership might be employed in varying contexts of partnership complexity.
最近在公共部门的创新研究证明了协同创新的优势,但也认识到协同创新过程的复杂性。这些复杂性既可能刺激也可能阻碍合作创新。通过对来自五个欧洲国家的19个公私创新伙伴关系(PPIs)的实证数据进行定性比较分析,我们展示了特定类型的复杂性领导(即生成型领导和行政领导)如何在PPIs中作用于这些复杂性,从而产生高度创新的服务。研究结果表明,在存在网络复杂性的情况下,小型伙伴关系使用生成式领导,而在没有网络复杂性的情况下,使用行政领导来提供高度创新的服务。然而,大型合作伙伴关系只使用生成式领导,而放弃行政领导,以提供高度创新的服务。这些发现为如何在不同的伙伴关系复杂性背景下运用不同形式的复杂性领导带来了理论和实践的见解。
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引用次数: 0
Unpacking the effects of burdensome state actions on citizens' policy perceptions 揭示繁重的国家行为对公民政策认知的影响
IF 3.5 2区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2023-09-03 DOI: 10.1111/padm.12957
Martin Sievert, Jonas Bruder
Administrative burdens appear to influence citizens' perceptions of welfare policies and attitudes toward beneficiaries. However, empirical evidence that has disentangled different state actions' effects on policy perceptions is scarce. We applied a 2 × 2 × 2 factorial survey experiment and manipulated the conceptually distinct state actions implemented in German unemployment benefits. We investigated whether and how exposure to learning demands, compliance demands, and sanctions affected citizens' prejudices against beneficiaries, policy support, and perceived legitimacy. The results from a sample of 1602 German citizens indicate that those confronted with program sanctions exhibit less policy support and expect higher policy spending. Similarly, sanctions decreased the Federal Employment Agency's perceived legitimacy. These results have implications for administrative burden and policy feedback research. Distinguishing different state actions provides nuances to assess policy feedback effects. Practitioners should consider whether program sanctions are necessary because they evoke unintended policy feedback effects.
行政负担似乎会影响公民对福利政策的看法和对受益人的态度。然而,很少有实证证据能够理清不同国家行动对政策认知的影响。我们申请了2 × 2. × 2因子调查实验,并操纵了德国失业救济金中实施的概念上不同的国家行动。我们调查了接触学习需求、合规需求和制裁是否以及如何影响公民对受益人、政策支持和合法性的偏见。对1602名德国公民的抽样结果表明,那些面临计划制裁的人表现出较少的政策支持,并预计会有更高的政策支出。同样,制裁降低了联邦就业局的合法性。这些结果对行政负担和政策反馈研究具有启示意义。区分不同的国家行动提供了评估政策反馈效果的细微差别。从业者应该考虑项目制裁是否有必要,因为它们会引发意想不到的政策反馈效应。
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引用次数: 0
How personnel allocation affects performance: Evidence from Brazil's federal protected areas agency 人员分配如何影响绩效:来自巴西联邦保护区机构的证据
2区 管理学 Q1 POLITICAL SCIENCE Pub Date : 2023-08-30 DOI: 10.1111/padm.12954
Gus Greenstein
Abstract Many government agencies operate with fewer personnel than they need to perform effectively. Yet little research has explored how agencies might allocate their personnel so as to maximize performance with the personnel they have. I address this gap through a study of Brazil's federal protected areas agency, which manages the world's third largest system of conservation areas. Based on 66 interviews and econometric analyses covering 322 administrative units, I find that three moderators influence the relationship between sub‐unit size and performance: the size of a sub‐unit's jurisdiction, a sub‐unit's likelihood of near‐term failure, and the strength of a sub‐unit's ties with local stakeholders. Personnel re‐allocation strategies informed by these factors may have reduced deforestation on the order of 26% over the agency's first decade. This study contributes a framework for analyzing the efficacy of personnel allocation strategies, with implications for management of one of the world's greatest natural assets.
许多政府机构的运作人员比其有效运作所需的人员少。然而,很少有研究探讨机构如何分配其人员,以便最大限度地发挥其现有人员的绩效。我通过对巴西联邦保护区机构的研究来解决这一差距,该机构管理着世界第三大保护区系统。基于覆盖322个行政单位的66次访谈和计量经济学分析,我发现三个调节因素影响子单位规模与绩效之间的关系:子单位管辖范围的大小、子单位近期失败的可能性,以及子单位与当地利益相关者的联系强度。根据这些因素制定的人员重新分配战略可能在该机构的头十年中将森林砍伐减少了26%左右。这项研究为分析人员配置策略的有效性提供了一个框架,对世界上最大的自然资产之一的管理具有启示意义。
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引用次数: 0
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Public Administration
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