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Secret Innovation 秘密创新
IF 7.8 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-11-19 DOI: 10.1017/s0020818324000250
Michael F. Joseph, Michael Poznansky

Conventional wisdom holds that open, collaborative, and transparent organizations are innovative. But some of the most radical innovations—satellites, lithium-iodine batteries, the internet—were conceived by small, secretive teams in national security agencies. Are these organizations more innovative because of their secrecy, or in spite of it? We study a principal–agent model of public-sector innovation. We give research teams a secret option and a public option during the initial testing and prototyping phase. Secrecy helps advance high-risk, high-reward projects through the early phase via a cost-passing mechanism. In open institutions, managers will not approve pilot research into high-risk, high-reward ideas for fear of political costs. Researchers exploit secrecy to conduct pilot research at a higher personal cost to generate evidence that their project is viable and win their manager's approval. Contrary to standard principal–agent findings, we show that researchers may exploit secrecy even if their preferences are perfectly aligned with their manager's, and that managers do not monitor researchers even if monitoring is costless and perfect. We illustrate our theory with two cases from the early Cold War: the CIA's attempt to master mind control (MKULTRA) and the origins of the reconnaissance satellite (CORONA). We contribute to the political application of principal–agent theory and studies of national security innovation, emerging technologies, democratic oversight, the Sino–American technology debate, and great power competition.

传统观念认为,开放、协作和透明的组织才具有创新性。但一些最激进的创新--卫星、锂碘电池、互联网--都是由国家安全机构中的小型秘密团队构想出来的。这些组织是因为保密而更具创新性,还是尽管保密却更具创新性?我们研究了公共部门创新的委托代理模型。在最初的测试和原型设计阶段,我们给研究团队提供了一个秘密选项和一个公开选项。通过成本转嫁机制,保密有助于推进高风险、高回报项目的早期阶段。在开放的机构中,由于担心政治成本,管理者不会批准对高风险、高回报的想法进行试点研究。研究人员利用保密性,以较高的个人成本开展试验性研究,以证明他们的项目是可行的,并赢得管理者的批准。与标准的委托代理结论相反,我们的研究表明,即使研究人员的偏好与经理的偏好完全一致,他们也可能利用保密性,而且即使监督是无成本和完美的,经理也不会对研究人员进行监督。我们用冷战早期的两个案例来说明我们的理论:中央情报局试图掌握精神控制(MKULTRA)和侦察卫星(CORONA)的起源。我们对委托代理理论的政治应用以及国家安全创新、新兴技术、民主监督、中美技术辩论和大国竞争的研究做出了贡献。
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引用次数: 0
Elections, War, and Gender: Self-Selection and the Pursuit of Victory 选举、战争与性别:自我选择与追求胜利
IF 7.8 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-11-19 DOI: 10.1017/s0020818324000249
Stephen Chaudoin, Sarah Hummel, Yon Soo Park

Why might female leaders of democratic countries commit more money, equipment, soldiers, and other resources to interstate conflicts than male leaders? We argue that gender bias in the process of democratic election helps explain this behavior. Since running for office is generally more costly for women than for men, only women who place a higher value on winning competitions will choose to run. After election, they also devote more resources to pursuing victory in conflict situations. To provide microfoundational evidence for this claim, we analyze data from an online laboratory game featuring real-time group play in which participants chose to run for election, conducted a simple campaign, and represented their group in a contest game if elected. Women with a higher nonmonetary value to winning were more likely to self-select into candidacy, and when victorious, they spent more resources on intergroup contests than male elected leaders. The data suggest that electoral selection plays an important role in observed differences between male and female leaders in the real world.

为什么民主国家的女性领导人会比男性领导人在国家间冲突中投入更多的资金、设备、士兵和其他资源?我们认为,民主选举过程中的性别偏见有助于解释这种行为。由于女性竞选公职的成本通常高于男性,因此只有那些更看重在竞争中获胜的女性才会选择竞选。当选后,她们也会投入更多的资源在冲突局势中追求胜利。为了给这一说法提供微观基础证据,我们分析了一个在线实验室游戏的数据,该游戏以实时小组游戏为特色,参与者在游戏中选择参选,开展简单的竞选活动,并在当选后代表自己的小组参加竞赛游戏。与男性当选领导者相比,非货币价值较高的女性更有可能自我选择参选,而一旦获胜,她们会在群体间竞赛中花费更多的资源。这些数据表明,在现实世界中观察到的男女领导人之间的差异中,选举选择起到了重要作用。
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引用次数: 0
The Effect of Education on Support for International Trade: Evidence from Compulsory-Education Reforms 教育对支持国际贸易的影响:义务教育改革的证据
IF 7.8 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-11-18 DOI: 10.1017/s0020818324000262
Omer Solodoch
Across countries and over time, support for economic globalization is strongest among individuals with the highest levels of education. Yet despite long-lasting debates on the sources of this correlation, reliable evidence that isolates the causal effect of education from the nonrandom selection of individuals into education is lacking. To address this fundamental issue, I exploit compulsory-schooling reforms that increased the minimum school-leaving age in eighteen countries. Employing a fuzzy regression discontinuity design, I find that the reform-induced added years of education substantially and durably increased support for trade liberalization. And using new data on the content of school curricula, I find that the effect of schooling largely stems from instilling tolerance and pluralism in citizens and reducing the perceived cultural threat of globalization. In contrast, there is little evidence that the effect of schooling reflects the distributive consequences of international trade, separating globalization winners and losers.
在不同国家和不同时期,受教育程度最高的人对经济全球化的支持力度最大。然而,尽管人们对这种相关性的来源争论不休,但却缺乏可靠的证据将教育的因果效应与个人接受教育的非随机选择分离开来。为了解决这一根本问题,我利用了 18 个国家提高最低离校年龄的义务教育改革。通过采用模糊回归不连续设计,我发现由改革引起的教育年限增加大大持久地提高了对贸易自由化的支持。利用有关学校课程内容的新数据,我发现学校教育的效果主要源于向公民灌输宽容和多元化思想,以及减少全球化带来的文化威胁。与此相反,几乎没有证据表明学校教育的效果反映了国际贸易的分配性后果,将全球化的赢家和输家区分开来。
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引用次数: 0
Race, Representation, and the Legitimacy of International Organizations 种族、代表性和国际组织的合法性
IF 7.8 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-11-14 DOI: 10.1017/s0020818324000225
David A. Steinberg, Daniel McDowell

This study explores how race impacts the legitimacy of international organizations (IOs). Specifically, we examine whether the representation of Black people in IO leadership positions influences perceptions of IO legitimacy among Black and white individuals. To do so, we fielded seven survey experiments in two racially diverse countries, South Africa and the United States, and three experiments in one predominantly Black country, Kenya. Our experiments were designed to distinguish the effects of an IO leader's race from their region of origin. We find that Black IO leadership enhances perceptions of institutional legitimacy among Black citizens, but does not strongly influence the legitimacy perceptions of their white counterparts. Our findings suggest that improving the representation of historically marginalized racial groups within IOs can enhance their popular legitimacy.

本研究探讨种族如何影响国际组织(IOs)的合法性。具体来说,我们研究了黑人在国际组织领导职位中的代表性是否会影响黑人和白人对国际组织合法性的看法。为此,我们在南非和美国这两个种族多元化的国家进行了七项调查实验,并在一个以黑人为主的国家肯尼亚进行了三项实验。我们的实验旨在区分 IO 领导者的种族与其原籍地区的影响。我们发现,黑人 IO 领导力会增强黑人公民对机构合法性的认知,但对白人公民的合法性认知影响不大。我们的研究结果表明,提高历史上被边缘化的种族群体在国际组织中的代表性,可以增强其在民众中的合法性。
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引用次数: 0
Denying the Obvious: Why Do Nominally Covert Actions Avoid Escalation? 否认显而易见:为什么名义上的隐蔽行动会避免升级?
IF 7.8 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-11-13 DOI: 10.1017/s0020818324000183
Chase Bloch, Roseanne W. McManus

In 2014, Russia denied that its military was assisting separatists in eastern Ukraine, despite overwhelming evidence. Why do countries bother to deny hostile actions like this even when they are obvious? Scholars have argued that making hostile actions covert can reduce pressure on the target state to escalate. Yet it is not clear whether this claim applies when evidence of responsibility for the action is publicly available. We use three survey experiments to test whether denying responsibility for an action in the presence of contradictory evidence truly dampens demand for escalation among the public in the target state. We also test three causal mechanisms that might explain this: a rationalist reputation mechanism, a psychological mechanism, and an uncertainty mechanism. We do find a de-escalatory effect of noncredible denials. The effect is mediated through all three proposed causal mechanisms, but uncertainty and reputational concern have the most consistent effect.

2014 年,俄罗斯不顾大量证据,否认其军队正在协助乌克兰东部的分离主义分子。为什么即使敌对行动显而易见,各国也要矢口否认呢?学者们认为,使敌对行动隐蔽化可以减轻目标国的压力,从而使敌对行动升级。然而,当行动的责任证据是公开的时候,这种说法是否适用还不清楚。我们通过三个调查实验来检验,在存在矛盾证据的情况下否认行动责任是否真的会降低目标国公众对升级行动的需求。我们还检验了三种可能解释这种情况的因果机制:理性主义声誉机制、心理机制和不确定性机制。我们确实发现了非可信否认的降级效应。该效应通过所有三种拟议的因果机制进行调解,但不确定性和声誉担忧的效应最为一致。
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引用次数: 0
Peace Versus Profit: Rebel Fragmentation and Conflict Resurgence in Colombia 和平与利益:哥伦比亚叛军分裂与冲突再起
IF 7.8 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-11-13 DOI: 10.1017/s0020818324000213
Frank Wyer

Why do rebel splinter groups emerge during peace processes, and who chooses to defect? Since Colombia's landmark peace agreement with the FARC in 2016, roughly half of the territory once controlled by the group has seen a resurgence of rebel activity by FARC splinter groups. I argue that the FARC's return to arms is a case of “middle-out fragmentation,” whereby opportunities for profit induce mid- or low-ranking rebel commanders to establish splinter groups. In Colombia, I argue that profits from the cocaine trade incentivized local-level FARC officers to defect from the peace agreement and allowed them to rapidly mobilize viable splinter groups. I offer several lines of evidence for this argument. I first construct a chronology of splinter group formation, which demonstrates that mid- and low-level commanders, rather than high-level commanders, were the key drivers of fragmentation. Second, I show that splinter groups emerged in areas where opportunities for profit were greatest. Among areas previously controlled by the FARC, those with coca cultivation prior to the peace agreement were up to thirty-seven percentage points more likely to see splinter groups emerge by 2020 than areas without significant production. Using soil and weather conditions to instrument for coca cultivation produces similar results. Further, I use a novel measure of how critical each municipality is to drug trafficking to show that areas that are theoretically most important for drug trafficking are also more likely to see FARC resurgence. I also address competing explanations related to state capacity, terrain, and popular support for the rebels. These findings highlight an important challenge to peacebuilding: satisfying the political demands of rebel leadership is a necessary but insufficient component of peace agreements in cases where opportunities for profit motivate fragmentation from the middle out.

和平进程中为何会出现叛乱分裂组织,谁会选择叛逃?自 2016 年哥伦比亚与哥伦比亚革命武装力量(FARC)达成具有里程碑意义的和平协议以来,曾被该组织控制的大约一半领土上,FARC 分裂组织的反叛活动卷土重来。我认为,哥伦比亚革命武装力量重新拿起武器是 "中出分裂 "的一个案例,即获利机会促使中低级叛军指挥官建立分裂组织。在哥伦比亚,我认为可卡因贸易带来的利润刺激了当地的哥伦比亚革命武装力量军官脱离和平协议,使他们能够迅速动员可行的分裂组织。我为这一论点提供了多个证据。首先,我构建了一个分裂组织形成的年表,表明中低层指挥官而非高层指挥官是分裂的主要推动力。其次,我表明分裂组织出现在获利机会最大的地区。在哥伦比亚革命武装力量先前控制的地区中,和平协议签署前种植古柯的地区到 2020 年出现分裂组织的可能性要比没有大量生产古柯的地区高出 37 个百分点。使用土壤和天气条件作为古柯种植的工具也会产生类似的结果。此外,我还使用了一种新的方法来衡量每个市镇对贩毒的重要性,结果表明,理论上对贩毒最重要的地区也更有可能出现哥伦比亚革命武装力量死灰复燃的情况。我还探讨了与国家能力、地形和民众对叛军的支持有关的竞争性解释。这些发现凸显了建设和平所面临的一个重要挑战:在获利机会促使叛军从中间分裂的情况下,满足叛军领导层的政治要求是和平协议的必要组成部分,但并不充分。
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引用次数: 0
The Laws of War and Public Support for Foreign Combatants 战争法与公众对外国战斗人员的支持
IF 7.8 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-10-28 DOI: 10.1017/s0020818324000274
Yonatan Lupu, Geoffrey P.R. Wallace

Are publics in great power democracies more likely to approve of foreign armed combatants that comply with international humanitarian law (IHL)? There is a wealth of evidence that armed combatants with an incentive to seek the support of outside compliance constituencies are more likely to adhere to IHL. Yet a key mechanism underlying these claims—that people in great power democracies are more likely to support armed combatants that comply with IHL—has not been directly tested. We address this question using a series of experiments embedded in nationally representative surveys conducted in three democracies that have frequently been involved in foreign interventions: France, the United Kingdom, and the United States. We find that belligerents—both governments and rebels—that comply with the laws of war are significantly more likely to garner support from publics in likely intervening countries compared to those who do not comply. In all three countries, compliance with international law caused greater approval of armed combatants as well as greater support for economic or military intervention (although support for military intervention remained relatively low in the treatment groups). This lends support to arguments that, to the extent combatants seek support from outside audiences, this can serve as a mechanism by which international law constrains armed combat.

大国民主国家的公众是否更有可能认可遵守国际人道法(IHL)的外国武装战斗人员?大量证据表明,有动机寻求外部支持的武装战斗人员更有可能遵守国际人道法。然而,这些说法背后的一个关键机制--大国民主国家的人民更有可能支持遵守国际人道法的武装战斗人员--尚未得到直接验证。为了解决这个问题,我们在三个经常参与外国干预行动的民主国家进行了一系列具有全国代表性的调查实验:法国、英国和美国。我们发现,与不遵守战争法的交战方相比,遵守战争法的交战方--无论是政府还是叛军--更有可能获得干预国公众的支持。在所有三个国家中,遵守国际法会使武装战斗人员获得更多支持,也会使经济或军事干预获得更多支持(尽管在处理组中,军事干预的支持率仍然相对较低)。这为以下论点提供了支持,即只要战斗人员寻求外部受众的支持,这就可以成为国际法制约武装战斗的一种机制。
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引用次数: 0
Foreign Policy Appointments 外交政策任命
IF 7.8 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-08-30 DOI: 10.1017/s002081832400016x
Matt Malis
How do leaders select their top-level foreign policy appointees? Through a formal model of the domestic and intragovernmental politics surrounding an international crisis, I investigate the trade-offs shaping leaders’ appointment strategies. In the model, a leader selects a foreign policy appointee, anticipating how the appointment will affect the advice he receives in the crisis, the electorate's evaluation of his performance, and ultimately the policies that he and his foreign counterparts pursue as a consequence. The analysis uncovers a fundamental tension in the leader's ability to use appointments to advance his core political and policy objectives of deterring foreign aggression, obtaining accurate advice, and maximizing domestic approval: any appointment that advances one of these objectives invariably comes at the cost of another, and the leader's appointment strategy must balance across these trade-offs. Analyzing cross-national appointment patterns to the offices of ministers of defense and foreign affairs, I find descriptive evidence consistent with the model's predictions: leaders from dovish parties are more than twice as likely as leaders from hawkish parties to select cross-partisan and politically independent appointees, and such appointments are less likely for leaders of either party as they approach re-election.
领导人如何选择其外交政策的高层任命人员?通过一个围绕国际危机的国内和政府内部政治的正式模型,我研究了影响领导人任命策略的权衡因素。在该模型中,领导人在选择外交政策任命人选时,会考虑该任命人选将如何影响他在危机中获得的建议、选民对他的表现的评价,以及最终他和他的外交同行因此而奉行的政策。分析揭示了领导人在利用任命推进其核心政治和政策目标--威慑外国侵略、获得准确建议以及最大限度地提高国内支持率--的能力中存在的基本矛盾:任何推进其中一个目标的任命都必然以另一个目标为代价,领导人的任命策略必须在这些权衡中取得平衡。通过分析国防部长和外交部长的跨国任命模式,我发现描述性证据与模型的预测一致:鸽派政党的领导人选择跨党派和政治独立的被任命者的可能性是鹰派政党领导人的两倍多,而且任何一个政党的领导人在临近连任时都不太可能做出这样的任命。
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引用次数: 0
Violent Competition and Terrorist Restraint 暴力竞争与恐怖主义克制
IF 7.8 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-08-29 DOI: 10.1017/s0020818324000110
Sara M.T. Polo, Blair Welsh

A large literature has argued that domestic competition increases a militant organization's use and severity of terrorism to differentiate their “brand” and “outbid” other organizations. However, most empirical analyses infer such competition from the quantity of groups present in a geographic area. This approach neglects specific group relationships, such as cooperation, rhetorical or violent rivalry, or peaceful coexistence. We introduce a behavioral measure of group competition and argue that variation in the quality, rather than the quantity, of competition affects the violence profile of militant groups in unexpected ways. Violent competition, where militants attack one another, imposes significant constraints on group resources and increases groups’ dependence on civilian support, which exacerbates the costs of a popular backlash against brutality. Moreover, violent competition effectively substitutes for crowding out rivals via outbidding. As competition becomes extreme, we posit that groups increasingly opt for a strategy of terrorist restraint and reduce the share of high-profile attacks on soft civilian targets. We test this argument at the macro and micro levels with cross-national data on 290 organizations in civil war (1970–2018) and granular data on the subnational targeting strategy of the Islamic State in Syria (2013–2018). Both analyses provide robust support for our argument. The findings shed light on the strategic limitations of outbidding and provide important insights for research and policy.

有大量文献认为,国内竞争会增加激进组织使用恐怖主义的程度和严重性,使其 "品牌 "与众不同,并 "超越 "其他组织。然而,大多数实证分析都是从一个地理区域内存在的组织数量来推断这种竞争的。这种方法忽略了特定的群体关系,如合作、言辞或暴力竞争或和平共处。我们引入了一种群体竞争的行为测量方法,并认为竞争的质量而非数量的变化会以意想不到的方式影响激进组织的暴力特征。在暴力竞争中,激进分子相互攻击,这对团体资源造成了极大的限制,增加了团体对平民支持的依赖,从而加剧了民众对暴行反弹的成本。此外,暴力竞争可有效替代通过出价排挤对手。我们认为,当竞争变得极端激烈时,恐怖组织会越来越多地选择克制策略,减少对平民软目标的高调袭击。我们利用 290 个内战组织的跨国数据(1970-2018 年)和叙利亚 "伊斯兰国 "次国家目标策略的细粒度数据(2013-2018 年),在宏观和微观层面检验了这一论点。这两项分析为我们的论点提供了有力支持。研究结果揭示了出价竞标的战略局限性,为研究和政策提供了重要启示。
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引用次数: 0
Resources and Territorial Claims: Domestic Opposition to Resource-Rich Territory 资源与领土要求:国内对资源丰富领土的反对意见
IF 7.8 1区 社会学 Q1 INTERNATIONAL RELATIONS Pub Date : 2024-08-29 DOI: 10.1017/s0020818324000134
Soyoung Lee

Are states more interested in claiming territories that have economic resources? While previous theories of international relations assume that resources make a territory more tempting to claim, all else equal, I argue that certain types of economic resources can make states less willing to claim a territory. The presence of capital-intensive resources—such as oil or minerals—raises concerns about how the benefits of acquiring the territory would be distributed within the nation. These distributional concerns make it harder and costlier for leaders to mobilize widespread and consistent support for claiming resource-rich lands. Using original geocoded data on territorial claims in South America from 1830 to 2001, I show that states are indeed less likely to claim lands that have oil or minerals, even when they can be claimed for historical or administrative reasons. I then illustrate the theoretical mechanism through a case study of Bolivia, comparing Bolivian attitudes toward reclaiming its two lost provinces, the Chaco and the Litoral. By showing how the presence of economic resources can become a liability in mobilizing unified support, this paper questions the widespread assumption that resources make territories more desirable to claim.

国家是否对拥有经济资源的领土更感兴趣?虽然以往的国际关系理论认为,在其他条件相同的情况下,资源会使领土更有吸引力,但我认为,某些类型的经济资源会使国家对领土提出主权要求的意愿降低。资本密集型资源--如石油或矿产--的存在会引起人们对获取领土的利益在国内如何分配的担忧。这些分配方面的担忧使得领导人更难动员广泛而一致的支持来声索资源丰富的土地,成本也更高。利用 1830 年至 2001 年南美洲领土要求的原始地理编码数据,我证明了国家确实不太可能要求拥有石油或矿产的土地,即使出于历史或行政原因可以要求这些土地。然后,我通过对玻利维亚的案例研究来说明这一理论机制,比较玻利维亚对收回其失去的两个省份--查科省和利托拉尔省--的态度。通过展示经济资源的存在如何成为动员统一支持的负担,本文对资源使领土更值得主张的普遍假设提出了质疑。
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引用次数: 0
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International Organization
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