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Sensor fault characteristics and fault detection in wastewater treatment plants: Current status and trend analysis 污水处理厂传感器故障特征与故障检测:现状与趋势分析
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-11-01 DOI: 10.1016/j.jprocont.2025.103574
Shanshan Chen , Xiaodong Wang , Xuejun Bi , Zakhar Maletskyi
Sensor faults in wastewater treatment plants (WWTPs) significantly impact the data quality of online monitoring and further affect process operation. The reliability of online sensor data remains the key barrier which obstacles the digitalization of the water sector. Advances in machine learning (ML) and artificial intelligence (AI) offer new opportunities to improve fault detection and diagnosis. Using CiteSpace, this review analyzes literature from 2008 to 2024, highlighting the increasing adoption of hybrid fault detection models that integrate statistical, model-based, and data-driven methods. It categorizes sensor faults, examines their impact on WWTP monitoring, and evaluates mathematical approaches used for fault detection. While AI-driven models enhance detection accuracy, challenges persist in real-time implementation and adaptability to dynamic WWTP conditions. The review further explores strategies for enhancing fault resilience, emphasizing hybrid models, soft sensors, and advanced sensor networks as effective solutions for maintaining system functionality and ensuring continuous monitoring.
污水处理厂传感器故障严重影响在线监测数据质量,进而影响工艺运行。在线传感器数据的可靠性仍然是阻碍水务部门数字化的主要障碍。机器学习(ML)和人工智能(AI)的进步为改进故障检测和诊断提供了新的机会。本文利用CiteSpace分析了2008年至2024年的文献,强调了越来越多地采用混合故障检测模型,该模型集成了统计、基于模型和数据驱动的方法。它对传感器故障进行分类,检查它们对污水处理厂监测的影响,并评估用于故障检测的数学方法。虽然人工智能驱动的模型提高了检测精度,但在实时实施和对动态污水处理厂条件的适应性方面仍然存在挑战。本文进一步探讨了提高故障恢复能力的策略,强调混合模型、软传感器和先进的传感器网络是维持系统功能和确保持续监测的有效解决方案。
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引用次数: 0
Dynamic compensation of the threading speed drop in rolling processes: Bayesian optimization of the roughing and finishing mill 轧制过程中螺纹速度下降的动态补偿:粗精轧机的贝叶斯优化
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-10-31 DOI: 10.1016/j.jprocont.2025.103579
Johannes Reinhard , Klaus Löhe , Sebastian Kallabis , Knut Graichen
This paper introduces an advanced approach for dynamic speed drop compensation during threading in rolling processes. The approach combines a data-driven machine learning procedure with a recently presented flatness-based feedforward control to robustly compensate for the speed drop. The feedforward control design accelerates both the rolls and the drivetrain, ensuring that the acceleration torque matches the rolling torque during threading, while maintaining the roll at the desired target speed. Ideally, this prevents the speed drop and enhances the quality and stability of the rolling process. The dynamic speed drop compensation approach is extended in this paper to optimize all stands of a rolling mill, finishing mill as well as roughing mill. To achieve this, the flatness-based feedforward trajectories are adapted to account for uncertainties in the threading event. Moreover, a cost function dependent on optimization parameters is established to optimize the dynamic speed drop compensation. This optimization is carried out using Bayesian Optimization with a Gaussian Process as surrogate model. Both the feedforward control and the Bayesian Optimization run in real-time on an industrial Programmable Logic Controller (PLC). Extensive experimental validation on a hot strip finishing mill, including both the roughing and finishing mill, demonstrates the superior performance of this approach across various key performance indicators in comparison to standard compensation methods.
介绍了一种轧钢螺纹加工过程中动态降速补偿的先进方法。该方法将数据驱动的机器学习过程与最近提出的基于平面度的前馈控制相结合,以鲁棒地补偿速度下降。前馈控制设计使滚道和传动系统同时加速,确保加速扭矩与滚道扭矩匹配,同时使滚道保持在预期的目标速度。理想情况下,这可以防止速度下降,提高轧制过程的质量和稳定性。本文将动态降速补偿方法推广到轧机、精轧机和粗轧机的全机架优化中。为了实现这一点,基于平面度的前馈轨迹适应于考虑线程事件中的不确定性。建立了依赖于优化参数的代价函数,对动态降速补偿进行了优化。该优化是用高斯过程作为代理模型的贝叶斯优化来实现的。前馈控制和贝叶斯优化都在工业可编程控制器(PLC)上实时运行。在热轧带钢精轧机(包括粗轧和精轧机)上进行的大量实验验证表明,与标准补偿方法相比,该方法在各种关键性能指标上具有优越的性能。
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引用次数: 0
A Bayesian Optimisation with segmentation approach to optimising liquid handling parameters 带分割的贝叶斯优化方法优化液体处理参数
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-10-30 DOI: 10.1016/j.jprocont.2025.103571
Estefania Yap , Viet Huynh , Calvin Vong , Peter Vogel , Viv Louzado , Thomas Barnes , Buser Say , Michael Burke , Dana Kulić , Aldeida Aleti
The automation of liquid handling has become integral in speeding up pharmaceutical development for faster drug development and more affordable treatments. However, the optimal parameters which define the aspirate and dispense procedures vary between liquids and liquid volumes, limiting transfer accuracy and precision. Even state-of-the-art liquid handling devices offer predefined parameters for only a handful of liquids and volumes, resulting in novel parameter sets being defined via a manual, time-consuming process. In this study, we propose an experimental framework for automating the optimisation of liquid class parameters for arbitrary liquids. Within our framework, we propose an optimisation and segmentation algorithm, OptAndSeg, to identify the optimal parameters by automatically grouping volumes into volume ranges and optimising parameters for these volume range subsets. Our method was validated on three live experiments: glycerol, a solution of 25% purified human serum albumin, and human serum. The results showed that OptAndSeg outperformed existing benchmarks for glycerol and human serum. By optimising in non-overlapping volume range segments, we were also able to increase the accuracy and precision of liquid transfer for the 25% purified human serum albumin solution and human serum, achieving relative errors of 5% and 6% or less for volumes as small as 30 μL. This methodology can be rapidly applied to any arbitrary liquid, therefore enhancing efficiency and throughput of liquid handling in research and development settings.
液体处理的自动化已经成为加速药物开发的组成部分,以更快的药物开发和更实惠的治疗。然而,定义抽吸和分配程序的最佳参数因液体和液体体积而异,限制了转移的准确性和精度。即使是最先进的液体处理设备也只能为少数液体和体积提供预定义参数,因此需要通过手动、耗时的过程来定义新的参数集。在这项研究中,我们提出了一个实验框架,用于自动优化任意液体的液体类参数。在我们的框架内,我们提出了一种优化和分割算法,OptAndSeg,通过自动将卷分组到卷范围并优化这些卷范围子集的参数来识别最佳参数。我们的方法在三个活体实验中得到验证:甘油,25%纯化的人血清白蛋白溶液和人血清。结果表明,OptAndSeg优于甘油和人血清的现有基准。通过优化非重叠体积范围段,我们还能够提高25%纯化的人血清白蛋白溶液和人血清的液体转移的准确性和精密度,对于小至30 μL的体积,相对误差分别为5%和6%或更小。该方法可以快速应用于任何任意液体,从而提高研究和开发环境中液体处理的效率和吞吐量。
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引用次数: 0
Implementing quality-by-design latent-variable model predictive control (QbD-LV-MPC) for batch processes: An updating policy for batch profiles 为批处理实现质量设计潜变量模型预测控制(QbD-LV-MPC):批配置文件的更新策略
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-10-30 DOI: 10.1016/j.jprocont.2025.103576
Qiang Zhu, Zhonggai Zhao, Fei Liu
Ensuring on-spec product quality that satisfies both customer and regulatory requirements is a fundamental objective in batch manufacturing. Over the years, various data-driven strategies have been proposed for batch quality control, involving batch-to-batch and within-batch approaches. While the former is often implemented using offline optimization, maintaining consistent product quality within a batch remains challenging due to unanticipated disturbances that can lead to off-spec products. Existing within-batch strategies, such as latent-variable-based tracking control, mainly address disturbances that affect batch trajectories, potentially overlooking quality-related variations that do not manifest in the trajectory. To address this gap, we proposed a new within-batch control strategy, quality-by-design latent-variable model predictive control (QbD-LV-MPC), which extends the conventional LV-MPC framework. This strategy dynamically updates the reference trajectories within a predefined design space (DS), ensuring all adjustments remain quality-compliant. Two latent variable models, namely principal component analysis and partial least-squares, are calibrated in parallel to construct the LV-MPC and calculate the DS. Upon detecting quality-related disturbances, QbD-LV-MPC promptly adjusts the reference profiles within the DS and computes optimal inputs using LV-MPC. By confining control actions to the DS, the strategy ensures product quality and enhances process flexibility. The proposed strategy has been validated using a benchmark simulator, IndPensim, and the case study results show that it outperforms the conventional LV-MPC in reducing quality deviations.
确保符合规格的产品质量,满足客户和法规要求是批量生产的基本目标。多年来,已经提出了各种数据驱动的批量质量控制策略,包括批对批和批内方法。虽然前者通常使用离线优化实现,但由于意外干扰可能导致产品不合规格,因此在批内保持一致的产品质量仍然具有挑战性。现有的批内策略,如基于潜在变量的跟踪控制,主要处理影响批轨迹的干扰,潜在地忽略了在轨迹中未显示的质量相关变化。为了解决这一差距,我们提出了一种新的批内控制策略,即基于设计的质量潜变量模型预测控制(QbD-LV-MPC),它扩展了传统的LV-MPC框架。该策略在预定义的设计空间(DS)内动态更新参考轨迹,确保所有调整都符合质量要求。平行校准两个潜变量模型,即主成分分析和偏最小二乘,构建LV-MPC并计算DS。在检测到与质量相关的干扰后,QbD-LV-MPC迅速调整DS内的参考轮廓,并使用LV-MPC计算最佳输入。通过将控制行动限制在DS,该策略确保了产品质量并增强了过程灵活性。采用基准模拟器IndPensim对该策略进行了验证,实例研究结果表明,该策略在减少质量偏差方面优于传统的LV-MPC。
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引用次数: 0
Real time multi-inputs multi-outputs economic model predictive control for directional drilling based on fast modeling and sensor fusion 基于快速建模和传感器融合的定向钻井实时多输入多输出经济模型预测控制
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-10-28 DOI: 10.1016/j.jprocont.2025.103577
Jiamin Xu , Nazli Demirer , Vy Pho , Kaixiao Tian , He Zhang , Ketan Bhaidasna , Robert Darbe , Dongmei Chen
This paper presents a multi-input, multi-output (MIMO) economic model predictive control (MPC) approach for directional drilling using an efficient model with state and parameter estimation using sensor fusion. The MPC framework coordinates weight-on-bit (WOB) and pad force to ensure the bit follows the planned well trajectory while maintaining high WOB, implying a high rate of penetration (ROP). The simulation studies, conducted under scenarios with initial bit positions both ahead of and behind the well plan, demonstrate the robustness and effectiveness of the proposed MPC strategy. The results show that the controller can maintain the bit on the well plan despite various disturbances and noise, indicating its potential for practical application in the field.
本文提出了一种多输入多输出(MIMO)经济模型预测控制(MPC)方法,该方法采用传感器融合的状态和参数估计模型。MPC框架协调钻头钻压(WOB)和垫块力,以确保钻头遵循计划的井眼轨迹,同时保持高WOB,这意味着高机械钻速(ROP)。模拟研究在初始钻头位置在井计划前面和后面的情况下进行,证明了MPC策略的鲁棒性和有效性。结果表明,该控制器可以在各种干扰和噪声的情况下保持钻头在井平面上的稳定,表明其在现场的实际应用潜力。
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引用次数: 0
Research on control methods for gas-liquid separators based on UKF-LSTM hybrid observation and sliding mode control 基于UKF-LSTM混合观测与滑模控制的气液分离器控制方法研究
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-10-25 DOI: 10.1016/j.jprocont.2025.103573
Chuan Wang , Haojie Liao , Kui Xie , Chao Yu
This study proposes a robust control framework that integrates sliding mode control (SMC) with a novel hybrid observer (UKF-LSTM in series) to stabilize separator level and pressure. The stability of the control system is ensured by the Lyapunov method. A significant innovation is a hybrid observer that combines an Unscented Kalman Filter (UKF) and a Long Short-Term Memory (LSTM) network in series to accurately estimate the unmeasurable multiphase inflow. In OLGA plug flow simulations, the framework reduced flow estimation Mean Absolute Error (MAE) and Root Mean Square Error (RMSE) by 73.9 % and 64.7 % over the baseline. The Control tests showed Integral of Squared Error (ISE), Integral of Absolute Error (IAE), and Integral of Time-weighted Absolute Error (ITAE) were 49.8 %, 24.8 %, and 18.0 %, with convergence accelerated by at least 250 s. Results demonstrate that the method achieves a practical balance between accuracy, robustness, and computational efficiency, making it suitable for real-time industrial separator control under variable conditions.
本研究提出了一种鲁棒控制框架,该框架将滑模控制(SMC)与新型混合观测器(UKF-LSTM串联)相结合,以稳定分离器液位和压力。采用李亚普诺夫方法保证了控制系统的稳定性。一个重要的创新是混合观测器,它将Unscented卡尔曼滤波器(UKF)和长短期记忆(LSTM)网络串联在一起,以准确估计不可测量的多相流入。在OLGA塞流模拟中,该框架将流量估计的平均绝对误差(MAE)和均方根误差(RMSE)比基线分别降低了73.9 %和64.7 %。对照试验表明,平方误差积分(ISE)、绝对误差积分(IAE)和时间加权绝对误差积分(ITAE)分别为49.8 %、24.8 %和18.0 %,收敛速度至少加快250 s。结果表明,该方法在精度、鲁棒性和计算效率之间取得了很好的平衡,适用于工业分选机在可变条件下的实时控制。
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引用次数: 0
Data-driven Koopman MPC using mixed stochastic–deterministic tubes 使用混合随机-确定性管的数据驱动Koopman MPC
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-10-21 DOI: 10.1016/j.jprocont.2025.103533
Zhengang Zhong, Ehecatl Antonio del Rio-Chanona, Panagiotis Petsagkourakis
This paper presents a novel data-driven stochastic MPC design for discrete-time nonlinear systems with additive disturbances by leveraging the Koopman operator and a distributionally robust optimization (DRO) framework. By lifting the dynamical system into a linear space, we achieve a finite-dimensional approximation of the Koopman operator. We explicitly account for the modeling approximation and additive disturbance error by a mixed stochastic–deterministic tube for the lifted linear model. This ensures the regulation of the original nonlinear system while complying with the prespecified constraints. Stochastic and deterministic tubes are constructed using a DRO and a hyper-cube hull, respectively. We provide finite sample error bounds for both types of tubes. The effectiveness of the proposed approach is demonstrated through numerical simulations.
本文利用Koopman算子和分布鲁棒优化(DRO)框架,提出了一种具有加性扰动的离散非线性系统的数据驱动随机MPC设计方法。通过将动力系统提升到线性空间,我们实现了库普曼算子的有限维逼近。对于提升的线性模型,我们用混合随机-确定性管明确地解释了建模近似和加性扰动误差。这样既保证了原非线性系统的规定性,又符合预先设定的约束条件。随机管和确定性管分别使用DRO和超立方体船体构造。我们为这两种类型的管提供了有限的样本误差界限。通过数值仿真验证了该方法的有效性。
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引用次数: 0
Multi-objective optimal control of biochemical processes based on reinforcement learning 基于强化学习的生化过程多目标最优控制
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-10-21 DOI: 10.1016/j.jprocont.2025.103572
Chongyang Liu , Jinxu Cui , Jianzhi Wu , Zhaohua Gong
Optimal control of biochemical processes remains an open research and industrial challenge due to intrinsic system nonlinearity, unsteady dynamics and stringent operation constraints. Although reinforcement learning has recently gained attention, its direct application in biochemical process control has been hindered by the presence of multiple conflicting control objectives. To address this, we formulate a multi-objective optimal control problem in biochemical processes with both control inputs and terminal time as decision variables and subject to path and terminal inequality constraints. For this problem, a time-scaling transformation and an exact penalty method are exploited to convert it into the one with fixed terminal time and simple box constraints. Furthermore, the problem is transformed to a set of single-objective problems by using the scalarization techniques of weighted sum and normalized norm constraint. Then, based on an improved proximal policy optimization algorithm with dynamic clipping threshold, we develop a reinforcement learning algorithm to solve the resulting problems. Finally, two case studies on glucose batch fermentation and lysine fed-batch fermentation show that the proposed reinforcement algorithm can achieve more uniform distribution of optimal solution sets and faster convergence.
由于生物化学过程固有的非线性、非定常动力学和严格的操作约束,生物化学过程的最优控制仍然是一个开放的研究和工业挑战。尽管强化学习近年来得到了广泛的关注,但由于存在多个相互冲突的控制目标,它在生化过程控制中的直接应用受到了阻碍。为了解决这个问题,我们在生化过程中提出了一个多目标最优控制问题,将控制输入和终端时间作为决策变量,并受路径和终端不等式约束。针对这一问题,利用时间尺度变换和精确惩罚法将其转化为具有固定终端时间和简单框约束的问题。在此基础上,利用加权和和和归一化范数约束的标量化技术将该问题转化为单目标问题集。然后,基于改进的带动态裁剪阈值的近端策略优化算法,我们开发了一种强化学习算法来解决由此产生的问题。最后,以葡萄糖分批发酵和赖氨酸补料分批发酵为例进行了研究,结果表明该算法可以实现更均匀的最优解集分布和更快的收敛速度。
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引用次数: 0
Towards hybrid modeling with mechanistic and real-time data embed iterative co-optimization for industrial processes 面向工业过程机械与实时数据融合的混合建模与迭代协同优化
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-10-18 DOI: 10.1016/j.jprocont.2025.103567
Mingyu Liang, Yi Zheng, Shaoyuan Li
This paper addresses the hybrid modeling challenges arising from incomplete mechanistic models and operational data noise interference in process industries, proposing a two-layer joint iterative optimization framework for updating parameters of hybrid models integrating mechanistic and data-driven models. The framework achieves real-time anomaly elimination through an outlier screening algorithm, while employing a bidirectional feedback algorithm to enable continuous collaboration and mutual constraints between mechanistic and data-driven models during parameter identification and iterative updates, ensuring robust hybrid model predictions. The proposed method resolves hybrid modeling and updating under conditions of mechanistic model information deficiency. Additionally, by incorporating model uncertainty and prior knowledge, it accomplishes a knowledge-incorporated hybrid modeling process, demonstrating significant practical value. Unlike conventional hybrid modeling approaches where mechanistic knowledge merely guides the modeling process, our method achieves dynamic co-evolution between mechanistic and data-driven models. This paper elaborates on three key aspects: (1) using mechanistic models to screen anomalous data; (2) incorporating mechanistic parameter uncertainty and prior knowledge through Bayesian methods to design knowledge-guided parameter updating method; (3) implementation details of the two-layer joint iterative optimization algorithm. Comparative experiments validate the method’s superior performance under multiple operating conditions and anomalies, demonstrating its scientific validity and practical value in dynamic optimization processes.
针对过程工业中机械模型不完整和运行数据噪声干扰等问题带来的混合建模挑战,提出了一种结合机械模型和数据驱动模型的两层联合迭代优化框架,用于混合模型参数更新。该框架通过异常点筛选算法实现实时异常消除,同时采用双向反馈算法,在参数识别和迭代更新过程中实现机制模型和数据驱动模型之间的持续协作和相互约束,确保混合模型预测的鲁棒性。该方法解决了机械模型信息缺乏情况下的混合建模和更新问题。此外,通过将模型不确定性和先验知识相结合,实现了知识融合的混合建模过程,具有重要的实用价值。不同于传统的混合建模方法,机械知识仅仅指导建模过程,我们的方法实现了机械模型和数据驱动模型的动态协同进化。本文重点阐述了三个方面:(1)利用机制模型筛选异常数据;(2)通过贝叶斯方法结合机械参数不确定性和先验知识,设计知识引导的参数更新方法;(3)两层联合迭代优化算法的实现细节。对比实验验证了该方法在多种工况和异常情况下的优越性能,证明了该方法在动态优化过程中的科学有效性和实用价值。
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引用次数: 0
Boiler operation predictions by integrating thermo-fluid principles within an artificial neural network framework 在人工神经网络框架内集成热流体原理的锅炉运行预测
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-10-17 DOI: 10.1016/j.jprocont.2025.103568
C. Bisset , R. Coetzer , PVZ. Venter
Optimising boiler operations is challenging due to fluctuating conditions in complex thermo-fluid systems. This study introduces a novel approach to improve efficiency in coal-fired boilers by developing and validating an artificial neural network (ANN) model that provides both statistically accurate and scientifically feasible predictions. Three multi-layer perceptron (MLP) feedforward ANN models were developed, with variable selection supported by principal component analysis (PCA) and hyperparameter optimisation performed using Latin hypercube sampling (LHS). The best ANN achieved test root mean square errors (RMSEs) of 2.11 t/h for steam flow, 2.11 t/h for blowdown, 4.98 °C for superheated steam temperature, 0.69 bar for steam pressure, and 0.86 % for efficiency. The mean absolute percentage error (MAPE) for efficiency remained below 1.25 %, with deviations constrained within ±4.25 %. Statistical and thermodynamic validations were applied, including bootstrap aggregation of prediction variance and mass and energy balance checks. Results showed that 96.76 % of samples achieved water mass balance deviations of less than 0.01 %. Furthermore, 100 % of predictions for efficiency and energy output fell within a 5 % absolute error range. The novelty of this work lies in integrating ANN predictions with thermo-fluid validation. Theoretically, it advances current literature by bridging the gap between statistical accuracy and physical feasibility. Practically, it provides a reliable framework for evaluating efficiency in operational settings and lays the foundation for a machine learning (ML)–aided decision-support framework (DSF) for energy efficiency optimisation in coal-fired boilers.
由于复杂热流体系统的波动条件,优化锅炉运行具有挑战性。本研究通过开发和验证人工神经网络(ANN)模型,介绍了一种提高燃煤锅炉效率的新方法,该模型提供了统计准确和科学可行的预测。建立了3个多层感知机(MLP)前馈神经网络模型,其中主成分分析(PCA)支持变量选择,拉丁超立方采样(LHS)进行超参数优化。最佳人工神经网络的测试均方根误差(rmse)为:蒸汽流量为2.11 t/h,排气量为2.11 t/h,过热蒸汽温度为4.98°C,蒸汽压力为0.69 bar,效率为0.86 %。效率的平均绝对百分比误差(MAPE)保持在1.25 %以下,偏差限制在±4.25 %。应用了统计和热力学验证,包括预测方差的自举聚合和质量和能量平衡检查。结果表明,96.76 %的样品水质量平衡偏差小于0.01 %。此外,100 %的效率和能源输出预测落在5 %的绝对误差范围内。这项工作的新颖之处在于将人工神经网络预测与热流体验证相结合。从理论上讲,它通过弥合统计准确性和物理可行性之间的差距来推进当前的文献。实际上,它为评估运行设置中的效率提供了可靠的框架,并为用于燃煤锅炉能效优化的机器学习(ML)辅助决策支持框架(DSF)奠定了基础。
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引用次数: 0
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Journal of Process Control
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