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Identification of feasible regions using R-functions 利用r函数识别可行区域
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-09-03 DOI: 10.1016/j.jprocont.2025.103539
S. Kucherenko , N. Shah , O.V. Klymenko
The primary objective of feasibility analysis is to identify and define the feasibility region, which represents the range of operational conditions (e.g., variations in process parameters) that ensure safe, reliable, and feasible process performance. This work introduces a novel feasibility analysis method that requires only that model constraints (e.g., defining product Critical Quality Attributes or process Key Performance Indicators) be explicitly provided or approximated by a closed-form function, such as a multivariate polynomial model. The method is based on V.L. Rvachev's R-functions, enabling an explicit analytical representation of the feasibility region without relying on complex optimization-based approaches. R-functions offer a framework for describing intricate geometric shapes and performing operations on them using implicit functions and inequality constraints. The theory of R-functions facilitates the identification of feasibility regions through algebraic manipulation, making it a more practical alternative to traditional optimization-based methods. The effectiveness of the proposed approach is demonstrated using a suite of well-known test cases from the literature.
可行性分析的主要目标是识别和定义可行性区域,该区域代表确保安全、可靠和可行过程性能的操作条件范围(例如,过程参数的变化)。这项工作引入了一种新的可行性分析方法,该方法只需要模型约束(例如,定义产品关键质量属性或过程关键性能指标)被明确提供或近似为封闭形式的函数,例如多元多项式模型。该方法基于V.L. Rvachev的r函数,无需依赖复杂的基于优化的方法,即可对可行性区域进行明确的分析表示。r函数提供了一个框架来描述复杂的几何形状,并使用隐式函数和不等式约束对其进行操作。r函数理论有助于通过代数操作识别可行性区域,使其成为传统的基于优化的方法的更实用的替代方案。使用一组来自文献的知名测试用例证明了所提出方法的有效性。
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引用次数: 0
A physics-based multi-regime approach for estimation of head losses in operating hydropower plants 运行水电站水头损失估算的基于物理的多状态方法
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-09-03 DOI: 10.1016/j.jprocont.2025.103528
Augustin Alonso , Gerard Robert , Gildas Besançon
In this paper, the problem of estimating head losses in the hydraulic feeding system of a hydropower plant is considered. Accurate head loss assessment is crucial for performance monitoring, efficiency optimization, and predictive maintenance of these critical energy infrastructures. To this end, a nonlinear state-space model based on fundamental physical principles is first established. Recognizing the challenges of observability with a full complex model, this paper proposes a multi-regime modelling strategy, where the full model is particularized into simplified forms suitable for different operational scenarios (normal operation, quasi-static conditions, and plant shutdown). This approach facilitates the estimation of specific head loss coefficients or their combinations. Various estimation techniques are then explored and applied to these models, primarily based on Kalman filters for state-observer approaches and direct least squares for regression-based methods, all integrating real-time measurements. The efficacy of these methods is validated through comprehensive simulations and tests using operational data collected from an industrial hydropower facility.
本文研究了某水电站水力给水系统水头损失的估算问题。准确的水头损失评估对于这些关键能源基础设施的性能监测、效率优化和预测性维护至关重要。为此,首先建立了基于基本物理原理的非线性状态空间模型。考虑到完整复杂模型的可观测性挑战,本文提出了一种多状态建模策略,将完整模型具体化为适合不同操作场景(正常运行、准静态条件和工厂关闭)的简化形式。这种方法有助于估计具体的水头损失系数或其组合。然后探索各种估计技术并将其应用于这些模型,主要基于状态观测器方法的卡尔曼滤波器和基于回归的方法的直接最小二乘,所有这些方法都集成了实时测量。通过对某工业水电设施运行数据的综合仿真和试验,验证了这些方法的有效性。
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引用次数: 0
Safe control strategy for energy storage cluster assisted load frequency control based on reinforcement learning 基于强化学习的储能集群辅助负荷频率安全控制策略
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-09-02 DOI: 10.1016/j.jprocont.2025.103537
Lei Xu , Jinxing Lin , Xiang Wu , Rong Fu
The large-scale integration of renewable energy into the power grid introduces strong stochastic disturbances, posing new challenges to the safety of load frequency control (LFC). To deal with this issue, a safety control strategy is proposed for lithium-ion energy storage cluster into LFC. First, to achieve efficient frequency control with the energy storage cluster, a command allocation strategy for energy storage cluster and a control strategy for units are proposed, with comprehensive consideration of the state of charge, state of health and the real-time grid frequency deviation. Next, both the maximum frequency deviation (MFD) and the rate of change of frequency (RoCoF) are picked as dynamic response performance indexes to ensure frequency safety. Then, a novel LFC controller based on Safety Enhanced Deep Deterministic Policy Gradient (SE-DDPG) reinforcement learning algorithm is designed. The safety model of SE-DDPG which integrated with safety prediction network and intrinsic curiosity module (ICM) can enhance the exploratory capability while improving the safety and reliability of the policy. Finally, the effectiveness of the proposed safe LFC strategy is validated by numerical simulation. Compare with conventional proportional integral control, the proposed strategy reduces the MFD and the root mean square frequency deviation by 41.38 % and 22.74 % in the random noise scene. In the step load scene, MFD and the max RoCoF are reduced by 46.88 % and 48.15 %.
可再生能源大规模并网引入了较强的随机扰动,对负荷频率控制的安全性提出了新的挑战。针对这一问题,提出了锂离子储能集群进入LFC的安全控制策略。首先,为了实现储能集群的高效频率控制,综合考虑充电状态、健康状态和电网实时频率偏差,提出了储能集群的命令分配策略和单元控制策略;其次,选取最大频率偏差(MFD)和频率变化率(RoCoF)作为动态响应性能指标,确保频率安全。然后,设计了一种基于安全增强深度确定性策略梯度(SE-DDPG)强化学习算法的LFC控制器。将安全预测网络和内在好奇心模块(ICM)相结合的SE-DDPG安全模型在提高策略安全性和可靠性的同时,增强了策略的探索能力。最后,通过数值仿真验证了安全LFC策略的有效性。与传统的比例积分控制相比,该策略使随机噪声场景下的MFD和均方根频率偏差分别降低41.38 %和22.74 %。在阶跃加载场景下,MFD和最大RoCoF分别降低了46.88 %和48.15 %。
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引用次数: 0
Drill bit failure detection for drilling processes based on global–local feature extraction and multi-stage incremental learning 基于全局局部特征提取和多阶段增量学习的钻井过程钻头失效检测
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-08-30 DOI: 10.1016/j.jprocont.2025.103532
Peng Zhang, Wenkai Hu, Yupeng Li, Weihua Cao
In drilling processes, real-time detection of drill bit failure states is essential to mitigate operational risks, reduce downtime, and enhance drilling precision. However, drilling signals often exhibit both long-term degradation and local subtle changes. This coexistence poses great challenges to the accurate detection of drill bit failures. Moreover, models trained on historical data often exhibit significant performance degradation when deployed to new drilling depths. This is because the distributions of drilling process data diverge at these new depths due to lithological heterogeneity. To overcome such limitations, this paper proposes a new drill bit failure detection method for drilling processes by integrating Transformer-Convolutional Selective Fusion Network (TCSFN) with multi-stage incremental learning. The main contributions are twofold: 1) A feature extraction method based on TCSFN is proposed to capture global long-term trend features and local transient fluctuation features; 2) a multi-stage incremental learning strategy is designed for different stages of the drilling processes, and composite losses are devised for these stages separately. Case studies involving real-world data are utilized to demonstrate the effectiveness and superiority of the proposed method.
在钻井过程中,实时检测钻头故障状态对于降低作业风险、减少停机时间和提高钻井精度至关重要。然而,钻井信号往往既表现出长期的退化,也表现出局部的细微变化。这种共存对钻头故障的准确检测提出了很大的挑战。此外,使用历史数据训练的模型在部署到新的钻井深度时,往往表现出显著的性能下降。这是因为由于岩性非均质性,钻井过程数据在这些新深度的分布出现了分歧。为了克服这些局限性,本文提出了一种新的钻头故障检测方法,该方法将变压器-卷积选择融合网络(TCSFN)与多阶段增量学习相结合。主要贡献有两方面:1)提出了一种基于TCSFN的特征提取方法,以捕获全球长期趋势特征和局部瞬态波动特征;2)针对钻井过程的不同阶段设计了多阶段增量学习策略,并分别设计了这些阶段的复合损失。案例研究涉及现实世界的数据被用来证明所提出的方法的有效性和优越性。
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引用次数: 0
An offline-to-online reinforcement learning framework with trajectory-guided exploration for industrial process control 基于轨迹导向探索的工业过程控制离线到在线强化学习框架
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-08-30 DOI: 10.1016/j.jprocont.2025.103535
Jiyang Chen, Na Luo
Reinforcement learning (RL) in industrial process control faces critical challenges, including limited data availability, unsafe exploration, and the high cost of high-fidelity simulators. These issues limit the practical adoption of RL in process control systems. To address these limitations, this paper presents a comprehensive framework that combines offline pre-training with online finetuning. Specifically, the framework first employs offline RL method to learn conservative policies from historical data, preventing overestimation of unseen actions. It then transitions to fine-tuning using online RL method with a mixed replay buffer that gradually shifts from offline to online data. To further enhance safety during online exploration, this work introduces a trajectory-guided strategy that leverages timestamped sub-optimal expert demonstrations. Rather than replacing agent actions entirely, the proposed method computes a weighted combination of agent and expert actions based on a decaying intervention rate. Both components are designed as modular additions that can be integrated into existing actor-critic algorithms without structural modifications. Case studies on penicillin fermentation and simulated moving bed (SMB) processes demonstrate that the proposed framework outperforms baseline algorithms in terms of learning efficiency, stability, computation costs, and operational safety.
工业过程控制中的强化学习(RL)面临着严峻的挑战,包括有限的数据可用性、不安全的探索和高保真模拟器的高成本。这些问题限制了RL在过程控制系统中的实际应用。为了解决这些限制,本文提出了一个将离线预训练与在线微调相结合的综合框架。具体而言,该框架首先采用离线强化学习方法从历史数据中学习保守策略,防止对未见动作的高估。然后过渡到使用在线RL方法进行微调,使用混合重播缓冲区逐渐从离线数据转移到在线数据。为了进一步提高在线勘探过程中的安全性,这项工作引入了一种轨迹引导策略,该策略利用了时间戳次优专家演示。该方法不是完全取代代理行为,而是基于衰减的干预率计算代理和专家行为的加权组合。这两个组件都被设计为模块化的附加组件,可以集成到现有的演员批评算法中,而无需进行结构修改。青霉素发酵和模拟移动床(SMB)过程的案例研究表明,所提出的框架在学习效率、稳定性、计算成本和操作安全性方面优于基线算法。
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引用次数: 0
Memory-guided reconstruction for generalized zero-shot industrial fault diagnosis 广义零距工业故障诊断的记忆引导重构
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-08-25 DOI: 10.1016/j.jprocont.2025.103531
Zhengwei Hu , Wei Xiang , Jingchao Peng , Haitao Zhao
Recently, zero-shot learning (ZSL) has emerged as a promising method in the industrial fault diagnosis. However, restricted by the strong bias problem, unseen class faults tend to be classified as seen class faults in the generalized zero-shot learning (GZSL) task. To address this issue, a novel method called memory-guided reconstruction (MGR) is proposed for generalized zero-shot industrial fault diagnosis. In MGR, memory prototypes of seen classes are first learned by a self-organizing map (SOM) and stored in a memory module. During the training, the encoding of a sample is obtained from the encoder as a query. Instead of directly reconstructing from this query, a support memory aggregated from relevant memory prototypes of the query is delivered to the decoder for reconstruction. A specific memory alignment matrix is designed to measure the consistency between the query and support memory. At the test stage, unseen classes tend to produce higher reconstruction errors than seen classes because the support memory is acquired from seen class memory prototypes. A new “identify-classify” learning paradigm is adopted: identify the domain (i.e. seen or unseen) of the test sample based on the strengthened reconstruction error, and further classifythe sample within the identified domain. Extensive experiments on the benchmark dataset demonstrate the significant superiority of MGR. Moreover, MGR achieves competitive results compared to supervised learning methods. The code of MGR is available at https://github.com/htz-ecust/memory-guided-autoencoder.
近年来,零采样学习(zero-shot learning, ZSL)作为一种很有前途的故障诊断方法出现在工业故障诊断中。然而,在广义零次学习(GZSL)任务中,受强偏差问题的限制,未见类错误容易被分类为见类错误。为了解决这一问题,提出了一种用于广义零点工业故障诊断的记忆引导重构方法。在MGR中,可视类的内存原型首先通过自组织映射(SOM)学习并存储在内存模块中。在训练过程中,作为查询从编码器获得样本的编码。不是直接从该查询进行重构,而是将从查询的相关内存原型聚合的支持内存传递给解码器进行重构。设计了一个特定的内存对齐矩阵来度量查询和支持内存之间的一致性。在测试阶段,不可见的类往往比可见的类产生更高的重构错误,因为支持内存是从可见的类内存原型中获得的。采用了一种新的“识别-分类”学习范式:基于增强的重构误差识别测试样本的域(即可见或不可见),并在识别域内进一步对样本进行分类。在基准数据集上的大量实验证明了MGR的显著优越性。此外,与监督学习方法相比,MGR取得了具有竞争力的结果。MGR的代码可在https://github.com/htz-ecust/memory-guided-autoencoder上获得。
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引用次数: 0
A contrastive generative network with feature-attribute consistency for zero-shot fault diagnosis in process industries 面向过程工业零爆故障诊断的特征-属性一致性对比生成网络
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-08-25 DOI: 10.1016/j.jprocont.2025.103529
Lin Sha , Jiaqi Li , Min Wang , Shihang Yu , Sibo Qiao
In fault diagnosis tasks for process industries, comprehensively identifying all potential fault types poses significant challenges. Therefore, zero-shot fault diagnosis has gradually become a research hotspot. Currently, existing zero-shot fault diagnosis methods commonly face domain shift issues, which limit diagnostic performance. To address this shift, this paper proposes a feature-attribute consistency contrastive generative network (FAC-CGNet). This method combines attribute supervision with a contrastive learning mechanism to simultaneously maintain attribute consistency and decouple the feature space during feature generation. FAC-CGNet constructs an attribute-guided feature generation framework that integrates attribute information into the feature transformation process, ensuring that the generated features in the feature space remain consistent with their corresponding attributes. Furthermore, to prevent excessive overlap of generated features with similar attributes in the feature space, the paper designs a contrastive decoupling module. This module optimizes the feature space distribution through feature separation constraints and further enhances feature representation discrimination by combining a feature concatenation strategy. Finally, experiments on the public TEP dataset show that FAC-CGNet achieves an average accuracy of 83.1% in unknown fault diagnosis and significantly optimizes the feature representations in the feature space, confirming the effectiveness and superiority of the proposed method.
在过程工业的故障诊断任务中,全面识别所有潜在的故障类型是一项重大挑战。因此,零炮故障诊断逐渐成为研究热点。目前,现有的零射故障诊断方法普遍存在域漂移问题,限制了诊断性能。为了解决这一转变,本文提出了一种特征-属性一致性对比生成网络(facc - cgnet)。该方法将属性监督与对比学习机制相结合,在特征生成过程中保持属性一致性,同时对特征空间进行解耦。facc - cgnet构建了属性导向的特征生成框架,将属性信息融入到特征转换过程中,保证在特征空间中生成的特征与其对应的属性保持一致。此外,为了防止生成的具有相似属性的特征在特征空间中过度重叠,本文设计了对比解耦模块。该模块通过特征分离约束优化特征空间分布,并结合特征拼接策略进一步增强特征表示判别能力。最后,在公共TEP数据集上的实验表明,facc - cgnet在未知故障诊断中平均准确率达到83.1%,显著优化了特征空间中的特征表示,验证了所提方法的有效性和优越性。
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引用次数: 0
Obscured by terminology: Hidden parallels in direct methods for open-loop optimal control 被术语掩盖:开环最优控制的直接方法中隐藏的相似之处
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-08-24 DOI: 10.1016/j.jprocont.2025.103513
Susanne Sass , Alexander Mitsos
Active research on optimal control methods comprises the developments of research groups from various fields, including control, mathematics, and process systems engineering. Although there is a consensus on the classification of the main solution methods, different terms are often used for the same method. For example, solving optimal control problems with control discretization and embedded state integration may be called sequential method or direct single shooting. Equally severely, the same term may be used ambiguously: Is control vector parameterization a synonym for control discretization or for direct single shooting? Both misleading distinctions and ambiguity complicate the scientific discourse. Thus, we delineate standard terms from open-loop optimal control in this tutorial. More precisely, we formulate and challenge hypotheses on the terminology of direct methods, i.e., solution methods using control discretization combined with state integration and/or state discretization. In particular, we point out the parallel of the embedded state integration with a numerical integration scheme and the reduced-space formulation of approaches using state discretization. Taking a step further towards integrated scheduling and control problems, we additionally investigate the similarities and differences between the discrete-time solution of optimal control problems and optimal quasi-steady operation. In this context, we also hint on the discrete-time representation in scheduling which refers to the handling of controls rather than the handling of process dynamics. Rather than concluding with the “correct” term to use, this tutorial concludes with recommendations on how to avoid misunderstandings in the versatile research community.
对最优控制方法的积极研究包括来自各个领域的研究小组的发展,包括控制、数学和过程系统工程。虽然对主要解决方法的分类有共识,但同一种方法经常使用不同的术语。例如,用控制离散化和嵌入状态积分来解决最优控制问题,可称为顺序法或直接单次射击法。同样严重的是,同样的术语可能使用含糊不清:控制矢量参数化是控制离散化的同义词还是直接单次射击的同义词?误导的区分和模棱两可使科学论述复杂化。因此,我们在本教程中描述开环最优控制的标准术语。更准确地说,我们在直接方法的术语上制定和挑战假设,即使用控制离散化结合状态积分和/或状态离散化的解决方法。特别地,我们指出了嵌入式状态积分与数值积分格式的并行性,以及使用状态离散化的方法的简化空间公式。为了进一步研究综合调度和控制问题,我们还研究了最优控制问题的离散时间解与最优准稳定运行的异同。在这种情况下,我们还提示调度中的离散时间表示,它指的是对控制的处理,而不是对过程动态的处理。本教程并没有总结“正确”的术语,而是总结了如何避免在多用途的研究社区中产生误解的建议。
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引用次数: 0
Dual hormone predictive control for a fully automated intraperitoneal artificial pancreas: Preclinical evaluation in pigs 全自动腹腔人工胰腺的双激素预测控制:猪的临床前评估
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-08-22 DOI: 10.1016/j.jprocont.2025.103499
Karim Davari Benam , Hasti Khoshamadi , Marte Kierulf Å m , Sverre Chr. Christiansen , Patrick Christian Bösch , Dag Roar Hjelme , Øyvind Stavdahl , Sven Magnus Carlsen , Sébastien Gros , Anders Lyngvi Fougner
Fully automated regulation of blood glucose levels (BGL) has been the ultimate goal in the treatment of type 1 diabetes (T1D). In this context, full automation refers to a system that operates without requiring any patient interaction, such as meal or exercise announcements or manual insulin adjustments. However, achieving BGL control without such inputs remains a significant challenge for artificial pancreas (AP) systems, primarily due to the unfavorable mismatch between the time constants of meal absorption and the slower absorption kinetics of subcutaneously administered insulin. In this paper, we propose and test a dual-hormone intraperitoneal (IP) artificial pancreas system — delivering both insulin and glucagon — to explore the challenges and feasibility of achieving fully automated glucose regulation. To this, a predictive control approach was developed and tested in animal experiments. Experiments were conducted in six anesthetized pigs for 12–24 h and in an awake (unanaesthetized) pig for five days. The proposed method achieved a time-in-range (TIR, 3.9–10 mmol/L) of 73.1–94.2%, exceeding the average TIR reported for commercially available hybrid closed-loop systems. For comparison, the Medtronic MiniMed 670G reports a TIR of 70%, the Tandem t:slim X2 with Control-IQ achieves 72%, the Omnipod 5 with Horizon reports 70%, and the Diabeloop G7 achieves 74% TIR. The findings demonstrate that the full automation of BGL control using dual-hormone AP with IP injections is feasible. The paper also discusses the challenges and complexities associated with implementing the dual-hormone IP artificial pancreas system from the ground up. These challenges include addressing BGL measurement, estimation, prediction, and surgical considerations.
全自动血糖水平调节(BGL)一直是治疗1型糖尿病(T1D)的最终目标。在这种情况下,全自动是指不需要任何患者交互的系统,例如膳食或运动通知或手动胰岛素调整。然而,对于人工胰腺(AP)系统来说,在没有这些输入的情况下实现BGL控制仍然是一个重大挑战,主要是由于膳食吸收的时间常数与皮下注射胰岛素的较慢吸收动力学之间的不利不匹配。在本文中,我们提出并测试了一种双激素腹腔(IP)人工胰腺系统-提供胰岛素和胰高血糖素-探索实现全自动血糖调节的挑战和可行性。为此,开发了一种预测控制方法,并在动物实验中进行了测试。实验在6头麻醉猪上进行12-24 h,在清醒(未麻醉)猪上进行5 d。该方法的时域(TIR, 3.9-10 mmol/L)为73.1-94.2%,超过了市售混合闭环系统的平均TIR。相比之下,美敦力MiniMed 670G的TIR为70%,Tandem t:slim X2的Control-IQ为72%,Omnipod 5的Horizon为70%,Diabeloop G7的TIR为74%。研究结果表明,使用双激素AP和IP注射实现BGL控制的完全自动化是可行的。本文还讨论了从头开始实施双激素IP人工胰腺系统的挑战和复杂性。这些挑战包括解决BGL的测量、估计、预测和手术考虑。
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引用次数: 0
Closed-loop control framework for optimal startup of cryogenic air separation units 低温空分机组优化启动的闭环控制框架
IF 3.9 2区 计算机科学 Q2 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-08-22 DOI: 10.1016/j.jprocont.2025.103525
Anthony W.K. Quarshie , Jose Matias , Christopher L.E. Swartz , Yanan Cao , Yajun Wang , Jesus Flores-Cerrillo
Current volatile electricity market conditions incentivize the adaptation of the operation, including the startup, of cryogenic air separation units (ASUs) which are large consumers of electricity. Improvement in ASU startups using earlier proposed open-loop control strategies may not be fully realized in the presence of uncertainties and disturbances. This paper assesses the potential benefit of using a proposed closed-loop control framework to address uncertainty and disturbances. A rolling-horizon economic nonlinear model predictive control (ENMPC) approach is considered, for which strategies are proposed to improve computation time. Online parameter estimation is performed using a computationally efficient method that is easy to implement. Through the case studies presented, it is shown that the proposed framework outperforms the use of offline pre-computed optimal inputs in response to the disturbance and uncertainty considered.
当前波动的电力市场条件激励了操作的适应性,包括启动低温空分装置(ASUs),这是电力的大户。在存在不确定性和干扰的情况下,使用先前提出的开环控制策略改进ASU启动可能无法完全实现。本文评估了使用所提出的闭环控制框架来解决不确定性和干扰的潜在好处。研究了一种滚动水平经济非线性模型预测控制方法,并提出了缩短计算时间的策略。在线参数估计采用了一种计算效率高、易于实现的方法。通过给出的案例研究表明,所提出的框架在响应所考虑的干扰和不确定性方面优于使用离线预先计算的最优输入。
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引用次数: 0
期刊
Journal of Process Control
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