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Targeted excitation and re-identification methods for multivariate process and model predictive control 多变量过程和模型预测控制的目标激励和再识别方法
IF 4.2 2区 计算机科学 Q1 Mathematics Pub Date : 2024-03-10 DOI: 10.1016/j.jprocont.2024.103190
Masanori Oshima , Sanghong Kim , Yuri A.W. Shardt , Ken-Ichiro Sotowa

A process controlled using model predictive control is required to be re-identified when significant plant-model mismatch (PMM) occurs. During data acquisition for re-identification, the process is excited to enable accurate re-identification. However, the process excitation worsens the control performance. To prevent this problem, a new model-update framework that consists of targeted excitation (TE) and targeted re-identification (TR) is proposed. In TE, only the manipulated variables corresponding to problematic transfer functions that have significant PMM are excited during data acquisition. On the other hand, the other manipulated variables are optimized to suppress the variations of the controlled variables. After data is acquired using TE, the TR method re-identifies only the problematic transfer functions by using the other transfer-function models without large PMM. The validity of the proposed framework is examined by theoretical analysis and numerical case studies. In the theoretical analysis, the stability during data acquisition using TE and the asymptotic bias of the parameters re-identified using TR were considered. In the numerical case studies, the applicability of the proposed framework to several processes including a fluid catalytic cracking (FCC) process was examined. As a result, it was shown that, for all the processes, the proposed framework can improve both the control performance during data acquisition and the model accuracy after re-identification, compared to an existing method that excites all the inputs during data acquisition.

使用模型预测控制的过程需要在发生严重的工厂-模型不匹配(PMM)时进行重新识别。在重新识别的数据采集过程中,需要对过程进行激励,以实现准确的重新识别。然而,过程激励会降低控制性能。为了避免这一问题,我们提出了一种新的模型更新框架,包括目标激励(TE)和目标重新识别(TR)。在 TE 中,在数据采集过程中,只有与具有显著 PMM 的问题传递函数相对应的操纵变量才会被激励。另一方面,对其他操纵变量进行优化,以抑制受控变量的变化。在使用 TE 获取数据后,TR 方法通过使用其他没有较大 PMM 的传递函数模型,仅重新识别有问题的传递函数。理论分析和数值案例研究检验了所提出框架的有效性。在理论分析中,考虑了使用 TE 方法获取数据期间的稳定性,以及使用 TR 方法重新识别参数的渐进偏差。在数值案例研究中,考察了建议框架对包括流体催化裂化(FCC)过程在内的若干过程的适用性。结果表明,对于所有过程,与在数据采集期间激发所有输入的现有方法相比,所提出的框架既能提高数据采集期间的控制性能,又能提高重新识别后的模型准确性。
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引用次数: 0
Robust asymptotic super twisting sliding mode observer for non-linear uncertain biochemical systems 非线性不确定生化系统的稳健渐近超扭曲滑模观测器
IF 4.2 2区 计算机科学 Q1 Mathematics Pub Date : 2024-03-05 DOI: 10.1016/j.jprocont.2024.103192
Mateusz Czyżniewski , Rafał Łangowski

The problem of state estimation (reconstruction of the state vector) for a given class of biochemical systems under uncertain system dynamics has been addressed in this paper. In detail, the bioreactor at a water resource recovery facility represents the considered biochemical systems. The biochemical processes taking place in the bioreactor have been modelled using an activated sludge model. Based on this model, an appropriate utility model has been derived for estimation purposes. The internal dynamics of the model have been burdened with unstructured and parametric uncertainty due to the unknown reaction kinetics functions. Taking this uncertainty into account, an analysis of the observability and detectability of the utility model has been carried out. The utility model and the available set of inputs and measured outputs have been used to design a new robust non-linear observer that allows the estimation of state variables in the presence of uncertainty. In the synthesis of the observer, the asymptotic observer methodology has been combined with a second-order sliding mode observer, a so-called super twisting algorithm. The developed observer generates not only robust and stable estimates of the state variables but also enables the reconstruction of unknown kinetic functions. The stability of the designed observer has been proven using the Lyapunov stability theory. The observer has been implemented in the Matlab/Simulink environment. The comprehensive simulation studies carried out show the high efficiency of the estimation process using the developed state observer.

本文探讨了在不确定的系统动力学条件下,对给定类别的生化系统进行状态估计(重建状态向量)的问题。具体而言,一个水资源回收设施的生物反应器代表了所考虑的生化系统。生物反应器中的生化过程采用活性污泥模型进行模拟。在此模型的基础上,得出了一个适当的实用模型用于估算。由于反应动力学函数未知,该模型的内部动态具有非结构性和参数不确定性。考虑到这种不确定性,我们对实用模型的可观测性和可检测性进行了分析。利用实用模型和现有的输入和测量输出集设计了一种新的鲁棒非线性观测器,可以在存在不确定性的情况下估计状态变量。在该观测器的合成过程中,渐近观测器方法与二阶滑模观测器相结合,即所谓的超级扭曲算法。所开发的观测器不仅能生成稳健而稳定的状态变量估计值,还能重建未知的动力学函数。利用 Lyapunov 稳定性理论证明了所设计的观测器的稳定性。观测器是在 Matlab/Simulink 环境中实现的。所进行的综合模拟研究表明,使用所开发的状态观测器进行估计过程效率很高。
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引用次数: 0
Pulsatile Zone MPC with asymmetric stationary cost for artificial pancreas based on a non-standard IOB constraint 基于非标准 IOB 约束的人工胰腺具有非对称固定成本的脉动区 MPC
IF 4.2 2区 计算机科学 Q1 Mathematics Pub Date : 2024-03-04 DOI: 10.1016/j.jprocont.2024.103191
Pablo Abuin , Antonio Ferramosca , Chiara Toffanin , Lalo Magni , Alejandro H. González

This paper presents a novel pulsatile Zone Model Predictive Control (pZMPC) for glycemic control in type 1 diabetic patients, which is an extension of the one presented in literature. Its main characteristics are (i) the explicit inclusion of a time-varying insulin on board constraint to promote a non-zero insulin delivery after a standard bolus infusion and to increase the postprandial system controllability, and (ii) the softening of this constraint to ensure closed-loop stability for an enlarged domain of attraction. Additionally, configuration methods are proposed for the insulin on board constraint based on carb counting regression models and glycemia rate of change information. In-silico results in the FDA-approved UVA/Padova simulator, under over/underestimation of the meal amounts, and under insulin sensitivity variability, show a superiority of the proposed glucose control over postprandial periods.

本文介绍了一种用于 1 型糖尿病患者血糖控制的新型脉动区域模型预测控制(pZMPC),它是对文献中介绍的控制方法的扩展。它的主要特点是:(i) 明确加入了时变胰岛素上机约束,以促进标准栓剂输注后的胰岛素输送不为零,并提高餐后系统的可控性;(ii) 软化该约束,以确保扩大吸引域的闭环稳定性。此外,还提出了基于碳水化合物计数回归模型和血糖变化率信息的机载胰岛素约束配置方法。在美国食品及药物管理局批准的 UVA/Padova 模拟器中,在高估/低估膳食量以及胰岛素敏感性可变的情况下,模拟结果表明所建议的血糖控制方法在餐后血糖控制方面具有优势。
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引用次数: 0
Real-time optimization modifier adaptation approach using quadratic approximation of the plant-model mismatch function 利用植物模型失配函数二次逼近的实时优化修改器适应方法
IF 4.2 2区 计算机科学 Q1 Mathematics Pub Date : 2024-02-24 DOI: 10.1016/j.jprocont.2024.103180
Agustín Bottari

The present work proposes a real-time optimization modifier adaptation scheme (RTO MA) in which the modifiers are obtained through a quadratic approximation of the plant-model mismatch function. The work also highlights the links between the model used in the trust-region framework, the model used in bias, gradient, and Hessian-based RTO MA schemes, and the model used in function-based RTO MA. In line with this, general conditions are established for the adapted nominal model for use on the basic trust-region algorithm. The proposed modifiers are then incorporated into an iterative algorithm of the real-time modifier adaptation scheme complemented with a trust-region framework. The effectiveness of the approach is demonstrated in simulation for the optimization of a continuous stirred tank reactor.

本研究提出了一种实时优化修改器适应方案(RTO MA),在该方案中,修改器是通过对工厂-模型不匹配函数进行二次逼近而获得的。本研究还强调了信任区域框架中使用的模型、基于偏差、梯度和赫塞斯的 RTO MA 方案中使用的模型以及基于函数的 RTO MA 中使用的模型之间的联系。据此,建立了用于基本信任区域算法的改编名义模型的一般条件。然后,将提议的修改器纳入实时修改器适应方案的迭代算法中,并辅以信任区域框架。在对连续搅拌罐反应器进行优化的模拟中,演示了该方法的有效性。
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引用次数: 0
A non-fragile robust H∞ controller for continuous-time delayed models 连续时间延迟模型的非脆弱鲁棒 H∞ 控制器
IF 4.2 2区 计算机科学 Q1 Mathematics Pub Date : 2024-02-19 DOI: 10.1016/j.jprocont.2024.103181
Iran Akbarpur, Valiollah Ghaffari

In this paper, considering the uncertainties of the controller and the model, a non-fragile H control law is robustly developed for time-delay equations with additive uncertainty. Hence, exploiting the linear matrix inequality (LMI), the robust compensator design is translated to an LMI one. In a continuous-time delayed model, the stabilization around equilibrium points and the rejection of the exogenous disturbance are discussed via the non-fragile robust H controller. Such an aim is realized by checking the feasibility of the LMI. Then, through solving an LMI, the controller’s parameters would be found and updated directly. To show the superiority of the tactic in process control, the reported strategy is employed in a two-stage chemical reactor. The figurative results along with the quantitative findings consistently disclose the advantages of the addressed controller over conventional techniques.

考虑到控制器和模型的不确定性,本文针对具有加性不确定性的时延方程开发了一种非脆弱的 H∞ 控制定律。因此,利用线性矩阵不等式(LMI),鲁棒补偿器设计被转化为 LMI 设计。在连续时间延迟模型中,通过非脆弱鲁棒 H∞ 控制器讨论了平衡点附近的稳定和对外部干扰的抑制。这一目标是通过检验 LMI 的可行性来实现的。然后,通过求解 LMI,可以直接找到并更新控制器的参数。为了证明该策略在过程控制中的优越性,我们在一个两级化学反应器中采用了所报告的策略。具象的结果和定量的研究结果一致表明,与传统技术相比,该控制器更具优势。
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引用次数: 0
Model predictive coordinated cooperative control mechanism for multiagent systems based on priority negotiation 基于优先权协商的多代理系统模型预测协调合作控制机制
IF 4.2 2区 计算机科学 Q1 Mathematics Pub Date : 2024-02-19 DOI: 10.1016/j.jprocont.2024.103182
Cheng Cheng , Biao Yang , Binhua Li , Zemin Han , Feiyun Peng

Aiming at the control requirements in complex industrial processes and the problem of poor decision-making flexibility of agents in state/output difference-based consensus strategies, a novel model predictive coordinated cooperative control mechanism is proposed using multiagent systems as the computational paradigm. The proposed mechanism considers the global state of the system, the interaction of control actions among agents, the constraints of the process, and energy consumption. According to the proposed coordinated cooperative control mechanism, each agent must accomplish three tasks at each time step. First, each agent proposes its own “winner-takes-all” control scheme and calculates its payoff. Then, adjacent agents determine their own priorities at the current time step according to the payoffs of the “winner-takes-all” scheme by using a designed pairwise game mechanism. Next, each agent, in order of priority, calculates its sequence of actual optimal control input increments by applying the dynamic predictive control approach based on the dynamic model of the system. Finally, the effectiveness of the proposed coordinated cooperative control mechanism is verified by comparing it with the networked coordination-based distributed model predictive control approach and the centralized model predictive control approach based on the temperature control process of heating an alumina ceramic block in a high-power microwave reactor with six microwave sources.

针对复杂工业过程的控制要求以及基于状态/输出差异的共识策略中代理决策灵活性差的问题,提出了一种以多代理系统为计算范例的新型模型预测协调合作控制机制。所提出的机制考虑了系统的全局状态、代理之间控制行动的相互作用、过程的约束条件和能源消耗。根据所提出的协调合作控制机制,每个代理在每个时间步必须完成三项任务。首先,每个代理提出自己的 "赢者通吃 "控制方案,并计算其回报。然后,相邻的代理机构根据 "赢者通吃 "方案的回报,利用设计的成对博弈机制确定各自在当前时间步的优先级。接下来,每个代理按照优先顺序,根据系统的动态模型,通过应用动态预测控制方法,计算出其实际最优控制输入增量的序列。最后,通过与基于网络协调的分布式模型预测控制方法和基于六个微波源的高功率微波反应器中加热氧化铝陶瓷块的温度控制过程的集中模型预测控制方法进行比较,验证了所提出的协调合作控制机制的有效性。
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引用次数: 0
Comparison of multiple Kalman filter and moving horizon estimator for the anesthesia process 用于麻醉过程的多重卡尔曼滤波器和移动地平线估计器的比较
IF 4.2 2区 计算机科学 Q1 Mathematics Pub Date : 2024-02-19 DOI: 10.1016/j.jprocont.2024.103179
Bob Aubouin-Pairault , Mirko Fiacchini , Thao Dang

In this paper, a new method to estimate the states and the parameters of the anesthesia process is proposed and compared to a Moving Horizon Estimator (MHE) approach. The proposed method makes use of multiple extended Kalman filters (MEKF) where each EKF uses a different set of system parameters whose selection is based on a predictive performance criterion. In view of usage in a closed loop, the comparison between the two methods is based on a metric quantifying the capability of the estimators to predict the future behavior of the system. The metric is also used as a performance measure for tuning the hyperparameters of the estimators. While the results on simulated data are similar, the MEKF method outperforms MHE on clinical data. Tests show that the MEKF method can better predict the future trajectory of the system during the whole induction, on average for all the patients but also for the worst scenario.

本文提出了一种估算麻醉过程状态和参数的新方法,并与移动地平线估算器(MHE)方法进行了比较。所提出的方法利用了多个扩展卡尔曼滤波器(MEKF),其中每个扩展卡尔曼滤波器使用不同的系统参数集,参数集的选择基于预测性能标准。考虑到在闭环中的使用,两种方法之间的比较基于一个量化估算器预测系统未来行为能力的指标。该指标还被用作调整估计器超参数的性能指标。虽然模拟数据的结果相似,但 MEKF 方法在临床数据上的表现优于 MHE。测试表明,在整个诱导过程中,MEKF 方法能更好地预测系统的未来轨迹,不仅能预测所有患者的平均轨迹,还能预测最坏情况的轨迹。
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引用次数: 0
Joint design of VSI Tr control chart and equipment maintenance in high quality process 在高质量流程中联合设计 VSI Tr 控制图和设备维护
IF 4.2 2区 计算机科学 Q1 Mathematics Pub Date : 2024-02-19 DOI: 10.1016/j.jprocont.2024.103177
Ying Zhang, Mengyao Yan, Chuxian Ke

To reduce the cost of quality and equipment management in high quality process, this paper uses Variable Sampling Interval Tr (VSI Tr) control chart to monitor the Time Between Events (TBE) and constructs a joint model of VSI Tr chart and equipment maintenance to stabilize product quality and reduce process costs. Considering the state changes of the equipment, this paper uses four maintenance methods and delay monitoring strategies to divide the system update scenario and calculate the Expected Cost of unit Time (ECT). It verifies the accuracy of the model probability calculation and the effectiveness of the model in the high-quality process. This study analyzes the sensitivity of the model and studies the impact of process parameters on ECT. The results show that the joint model of VSI Tr control chart and equipment maintenance can reduce the ECT of the system compared with the two contrasting models. Accordingly, it is more suitable for quality and equipment management of high quality processes.

为降低高质量过程中的质量成本和设备管理成本,本文采用可变采样间隔 Tr(VSI Tr)控制图监控事件间时间(TBE),并构建了 VSI Tr 控制图与设备维护的联合模型,以稳定产品质量并降低过程成本。考虑到设备的状态变化,本文采用四种维护方法和延迟监控策略来划分系统更新方案并计算单位时间预期成本(ECT)。它验证了模型概率计算的准确性和模型在高质量流程中的有效性。本研究分析了模型的灵敏度,并研究了流程参数对 ECT 的影响。结果表明,与两种对比模型相比,VSI Tr 控制图和设备维护的联合模型可以降低系统的 ECT。因此,该模型更适用于高质量过程的质量和设备管理。
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引用次数: 0
Quasi-online failure times identification of mobile heat sources in 2D geometry 二维几何中移动热源的准在线故障时间识别
IF 4.2 2区 计算机科学 Q1 Mathematics Pub Date : 2024-02-17 DOI: 10.1016/j.jprocont.2024.103183
M.S. Bidou, L. Perez, S. Verron, L. Autrique

Identifying the failure instants in thermal systems subject to 2D parabolic partial differential equations presents a significant challenge, especially when the systems involve mobile heat sources. In the context of this study, mobile heat sources are examined, along with a set of stationary sensors, while assuming known and constant-velocity trajectories for the heat sources. This research introduces a quasi-online methodology that incorporates Exponentially Weighted Moving Average (EWMA) charts for immediate failure detection. When a failure is detected via the EWMA charts, the Conjugate Gradient Method, traditionally developed for offline applications, is activated. This method is adapted to a quasi-online framework, facilitating a more rapid and precise identification of malfunctioning heat sources, the exact time of their failures, and the possibility of restoring normal operations. To assess the performance and reliability of this approach, it is compared with a Bayesian filter-based method, particularly using the Kalman filter for this purpose. Monte Carlo simulations are employed to evaluate the resilience and effectiveness of the quasi-online method, focusing on the system’s sensitivity to the accuracy of sensor measurements.

确定受二维抛物线偏微分方程影响的热力系统中的失效时刻是一项重大挑战,尤其是当系统涉及移动热源时。本研究对移动热源和一组固定传感器进行了研究,同时假设热源的轨迹已知且速度不变。这项研究引入了一种准在线方法,该方法结合了指数加权移动平均(EWMA)图表,用于即时故障检测。当通过 EWMA 图表检测到故障时,传统上为离线应用而开发的共轭梯度法将被激活。这种方法适用于准在线框架,有助于更快速、更精确地识别故障热源、准确的故障时间以及恢复正常运行的可能性。为了评估这种方法的性能和可靠性,我们将其与基于贝叶斯滤波的方法进行了比较,特别是在这方面使用了卡尔曼滤波器。蒙特卡罗模拟用于评估准在线方法的弹性和有效性,重点是系统对传感器测量精度的敏感性。
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引用次数: 0
Novel approach for industrial process anomaly detection based on process mining 基于流程挖掘的工业流程异常检测新方法
IF 4.2 2区 计算机科学 Q1 Mathematics Pub Date : 2024-02-15 DOI: 10.1016/j.jprocont.2024.103165
Yilin Shi , Ning Zhang , Xiaolu Song , Hongguang Li , Qunxiong Zhu

Anomaly detection plays a critical role in ensuring the quality and safety of industrial processes. Process mining, as an emerging technology, has proven effective in extracting knowledge and process rules inherent in process events. However, industrial time series data possess characteristics such as high noise, and data redundancy, posing challenges for accurately assessing system anomalies using traditional data-driven methods. To address these challenges, this paper proposes a Trend-Value Fusion Process Mining (TVPM) approach based on the representation of industrial process events to tackle anomaly detection in industrial processes. Firstly, TVPM introduces a fusion measure that combines data trends and mean-value to provide a comprehensive description of operating events in industrial processes. This fusion measure serves as a vital tool for capturing the complex details and features of industrial events. Additionally, a novel process discovery algorithm is developed to extract behavioral patterns and sequence information from events. Finally, a process abnormal state detection model is constructed by leveraging the comprehensive and in-depth information obtained from TVPM. The proposed method is applied to an industrial coal gasification process, yielding satisfactory results.

异常检测在确保工业流程的质量和安全方面发挥着至关重要的作用。过程挖掘作为一种新兴技术,已被证明能有效提取过程事件中固有的知识和过程规则。然而,工业时间序列数据具有高噪声和数据冗余等特点,给使用传统的数据驱动方法准确评估系统异常带来了挑战。为了应对这些挑战,本文提出了一种基于工业过程事件表示的趋势-价值融合过程挖掘(TVPM)方法,以解决工业过程中的异常检测问题。首先,TVPM 引入了一种融合测量方法,将数据趋势和平均值结合起来,全面描述工业流程中的运行事件。这种融合测量方法是捕捉工业事件复杂细节和特征的重要工具。此外,还开发了一种新型流程发现算法,用于从事件中提取行为模式和序列信息。最后,利用从 TVPM 获取的全面而深入的信息,构建了流程异常状态检测模型。将所提出的方法应用于工业煤气化过程,取得了令人满意的结果。
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引用次数: 0
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Journal of Process Control
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