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Public utility obstacles and labor productivity growth: The moderating effect of national culture 公共事业障碍与劳动生产率增长:民族文化的调节作用
IF 6.5 2区 管理学 Q1 MANAGEMENT Pub Date : 2024-08-16 DOI: 10.1002/joom.1329
Shenyang Jiang, Huan He, Xiaowei Liu, Baofeng Huo

Operational challenges arising from public utility obstacles are widespread globally, leading to production disruptions, decreased sales, and escalated logistics costs, ultimately contributing to a decline in firm labor productivity growth. Despite the criticality of this issue, there is a scarcity of studies in the field of operations management that investigate factors capable of mitigating these adverse impacts. Taking power outages and transportation obstacles as pivotal examples, our study aims to examine whether national culture can moderate the impact of public utility obstacles on firm labor productivity growth. To achieve this objective, we conduct an empirical analysis using a multi-country dataset from the World Bank Enterprises Survey, which covers detailed firm-level information across 28 industries in 41 countries, with a total of 17,227 firm-year observations. Our findings indicate that the detrimental effects of power outages and transportation obstacles on firm labor productivity growth are contingent on various dimensions of national culture. Specifically, cultural power distance and uncertainty avoidance would amplify the negative impact of power outages, whereas long-term orientation would alleviate this impact. Meanwhile, individualism and masculinity can help mitigate the adverse effects of transportation obstacles. Our results provide valuable insights for managers.

公用事业障碍带来的运营挑战在全球范围内普遍存在,导致生产中断、销售下降和物流成本上升,最终导致企业劳动生产率增长下降。尽管这一问题非常严重,但运营管理领域却很少有研究能够减轻这些不利影响的因素。以停电和交通障碍为例,我们的研究旨在探讨民族文化是否能缓和公共事业障碍对企业劳动生产率增长的影响。为了实现这一目标,我们利用世界银行企业调查的多国数据集进行了实证分析,该数据集涵盖了 41 个国家 28 个行业的详细企业信息,共有 17,227 个企业年观测值。我们的研究结果表明,停电和交通障碍对企业劳动生产率增长的不利影响取决于国家文化的不同层面。具体来说,文化上的权力距离和不确定性规避会放大停电的负面影响,而长期取向则会减轻这种影响。同时,个人主义和大男子主义有助于减轻交通障碍的不利影响。我们的研究结果为管理者提供了宝贵的启示。
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引用次数: 0
All along the asset life cycle: Research opportunities for operations and supply chain management 整个资产生命周期:运营和供应链管理的研究机会
IF 6.5 2区 管理学 Q1 MANAGEMENT Pub Date : 2024-08-01 DOI: 10.1002/joom.1326
Henk Akkermans, Wendy van der Valk, Luk N. Van Wassenhove, Finn Wynstra
<p>Without well-functioning public utilities, our society breaks down. They are the organizations that facilitate or provide infrastructure-based services, such as basic amenities (power, water, and sanitation), public transportation, and communication. They are either state-owned or at least tightly regulated, due to their natural monopoly character: there are substantial economies of scale and large capital requirements involved, and given their typical network-based operations, having multiple parallel systems is inefficient (McNabb, <span>2016</span>). Managing the operations of public utilities is vital for safe, reliable, affordable, and sustainable functioning of the physical assets, the infrastructure, through which key services are provided (De Bruijn & Dicke, <span>2006</span>; Wilkeshuis, <span>2010</span>) and, thus, for the security, economic prosperity, and social well-being of all citizens (Rinaldi et al., <span>2001</span>). Furthermore, effective management of public utilities is—either directly or indirectly—imperative for meeting the United Nations' Sustainable Development Goals. Consider, for example, the centrality of water and energy networks for access to clean water (SDG 6) and energy (SDG 7) as well as for good health and well-being (SDG 3) and sustainable cities and communities (SDG 11). In light of the efforts to transition to a socially just and sustainable society, one would expect the operations of utilities to feature prominently in state-of-the-art operations and supply chain management (OSCM) research. So far, this is only partly the case. For example, Joglekar et al. (<span>2016</span>) found that of all the industry-specific studies in OSCM, only a small proportion covered public utilities, such as the energy sector and transportation. As we will elaborate, review of the literature for the purpose of this special issue still reveals only a limited number of contributions.</p><p>The operational and supply chain aspects of public utilities manifest in different but highly related sets of processes. The first and probably most visible set of processes relates to how the <i>services</i> facilitated by the public utility assets are being designed and delivered. Literature within the operations management and operations research domains has addressed this topic in diverse areas, such as public transport services (Dollevoet et al., <span>2014</span>), drinking water access (Zhai et al., <span>2023</span>), and electric vehicle (EV) charging services (Guillet & Schiffer, <span>2023</span>). The second set of processes pertains to <i>asset operations</i> and the life cycle of the physical assets that the utilities own—that is, how these assets are acquired, operated, maintained, and ultimately disposed or refurbished/recycled. Compared with the literature on service operations for utilities, the literature on asset operations for utilities is rather scant. Such studies of asset management, including utility asset
其他文章被拒的主要原因是与特刊不符、缺乏严谨透明的实证研究,以及实证研究的详细程度不足以支持所提出的理论主张。本特刊接受的第一篇文章由 Roehrich、Taubeneder、Tyler、Squire 和 Gnyawali(2024 年)撰写,涉及大型公用事业资产建设项目中多方联盟的形成。公用事业的资产管理通常涉及许多不同的参与者,如何处理合作与竞争之间的矛盾是一项典型的重大挑战。本文基于对英国一座新核电站的设计、建造和调试的案例研究,调查了运营商与五家供应商之间的关系。研究依赖于广泛、纵向的实时数据收集,其中主要研究人员在多年时间里深入到运营商组织中。该研究的主要贡献在于,它从时间的角度研究了从二元合同向多方联盟合同过渡期间的独特动态和挑战,并重点研究了在供应商联盟中保持竞争与合作平衡的措施。第二篇文章由 Huo、Jiang、He 和 Liu(2024 年)撰写,研究了与公用事业资产相关的障碍--特别是停电和交通障碍--在多大程度上影响了一系列行业的劳动生产率增长,以及民族文化在多大程度上调节了这些影响。通过使用世界银行提供的数据,以及从 2003 年到 2020 年对 41 个经济体 28 个行业的 17,227 个企业年观测数据,霍建国及其同事发现,停电和交通障碍都与劳动生产率的增长呈负相关。停电对劳动生产率增长的不利影响在权力距离和不确定性规避程度高的国家更为明显,而在长期取向程度高的国家则不太明显。高功率距离和回避不确定性可能导致僵化和较少创新,从而阻碍对停电的充分应对,而长期取向则可能促进这种准备和恢复能力。这两项研究说明了公用事业资产管理主题的潜力--从项目内部治理的 "微观 "主题到基础设施中断的 "宏观 "主题。如上所述,对公用事业卓越运营的研究将受益于系统视角,该视角考虑了资产的整个生命周期,因此将包括与规划、购置、建设、运营、维护和处置相关的各个方面。在本节中,我们将举例说明我们认为公用事业卓越运营研究的相关机会。我们强调,这些只是示例,并不是一系列限制性问题。本特刊旨在帮助研究人员从 OSCM 的角度研究公用事业的资产管理。需要遵循哪些关键步骤,回答哪些主要问题?在本期社论的最后,我们将回答英国小说家和诗人鲁德亚德-吉卜林(Rudyard Kipling)所说的 "六个服务人员 "的问题,他们教会了他所有的知识:"是什么,为什么,何时,如何,何地,何人"(吉卜林,1902 年)。关于 "为什么",这一点应该很清楚--公共事业和基础设施资产对社会至关重要,它们面临着日益严重的问题,而 OSCM 研究可以也应该解决这些问题。关于 "谁",作为特刊编辑,我们发现有两个不同的群体需要解决。第一类是为 JOM 阅读和写作,但不涉及公共事业/基础设施主题的 OSCM 研究人员。第二类是通常具有工程背景的研究人员,他们研究公用事业和基础设施,但不太从 OSCM 的角度进行研究,因此不以 JOM 等期刊为基础或目标期刊。对于第一类人来说,问题不在于 "是什么 "和 "如何做",而在于 "在哪里 "和 "何时做"。对于第二类人来说,情况恰恰相反。有抱负的 OSCM 公共事业研究人员知道研究的挑战是什么,并能为这些挑战增添价值。正如 Bendoly 和 Oliva(2024 年)所指出的,运营管理涉及 "将某些输入转化为有用输出的任何过程的管理"(Krajewski,1980 年,第 v 页,见 Bendoly &amp; Oliva,2024 年)。在资产的整个生命周期中,都存在这样的管理问题。
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引用次数: 0
Trade credits and visit frequency: The role of order financing on logistics efficiency in the nanostore setting 贸易信贷和访问频率:订单融资对纳米商店物流效率的影响
IF 6.5 2区 管理学 Q1 MANAGEMENT Pub Date : 2024-07-17 DOI: 10.1002/joom.1323
Rafael Escamilla, Jan C. Fransoo, Marcos Mogollon

Millions of mom-and-pop nanostores dominate the grocery retail landscape in emerging markets. As nanostores are cash and storage space constrained, their suppliers tend to visit them with a high frequency, causing high operational costs. It is unclear if credit could mitigate such costs by allowing for a lower visit frequency. To investigate this, we conduct a randomized field experiment on nanostores that have not made recent use of supplier credit, with the objective to uncover how trade credits interact with the visit frequency and with the available storage space to shape shopkeepers' ordering behavior. We find that trade credits moderate the positive relationship between visit frequency and bi-weekly order size, with credit effects being salient under low frequency visits. Storage space, by contrast, does not directionally shape shopkeepers' ordering behavior. While trade credits may more than offset the negative effect of low frequency visits among adopting nanostores, credit adoption remains challenging, with only 24% of nanostores assigned to the credit condition actually adopting the credit. Remarkably, not a single credit line was defaulted over the entire duration of the intervention. In terms of assortment, trade credit is mostly used to acquire nanostores' core assortment of popular, low-price items with low physical volume. We contribute to the extant literature by showing that the gesture by the supplier to extend trade credit may only partly legitimize a reduction of the visit frequency.

在新兴市场,数以百万计的微型商店主导着杂货零售业。由于微型商店的现金和存储空间有限,其供应商往往会频繁光顾,从而导致运营成本居高不下。目前还不清楚信贷是否可以通过降低访问频率来减轻这种成本。为了研究这个问题,我们对近期没有使用供应商信用的纳米商店进行了随机实地实验,目的是揭示贸易信用如何与访问频率和可用存储空间相互作用,从而影响店主的订购行为。我们发现,贸易信贷缓和了访问频率与双周订单量之间的正相关关系,在访问频率较低的情况下,信贷效应更为突出。相比之下,存储空间对店主的订购行为没有定向影响。虽然贸易信贷可以抵消采用信贷的纳米商店低访问频率的负面影响,但采用信贷仍然具有挑战性,只有 24% 被分配到信贷条件下的纳米商店真正采用了信贷。值得注意的是,在整个干预期间,没有一个信用额度被拖欠。在商品种类方面,贸易信贷主要用于购买纳米商店的核心商品种类,即流行、低价、实物量少的商品。我们的研究表明,供应商提供贸易信贷的姿态只能部分地使减少访问频率合法化,从而为现有文献做出了贡献。
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引用次数: 0
Explicating the microfoundations of operational excellence in services: A capabilities perspective 阐释服务业卓越运营的微观基础:能力视角
IF 6.5 2区 管理学 Q1 MANAGEMENT Pub Date : 2024-07-14 DOI: 10.1002/joom.1325
Vijaya Sunder M, Kevin Linderman

The operations management community has recognized operational excellence as a contemporary arena comprising a full spectrum of research paradigms. However, there is a dearth of theoretical development aimed at understanding and unpacking operational excellence and its strategic implications for competitiveness. Much of the existing research focuses on siloed operational improvement practices rather than on inherent capabilities. In this paper, we conceptualize operational excellence from a capabilities perspective. We derive our findings from within- and cross-case analyses based on data gathered from four global banks with varying competitive positions. We posit the microfoundations of operational excellence in services by demonstrating how the cumulative aggregation of constituent capabilities leads to higher competitiveness in firms. We enhance the external validity of the emergent theory by showing its applicability in another service setting (healthcare). Our study demonstrates the importance of shifting managerial thinking from individual operational improvement practices to long-term capability building through the microfoundations of operational excellence.

运营管理界已认识到卓越运营是一个当代领域,包含各种研究范式。然而,旨在理解和解读卓越运营及其对竞争力的战略意义的理论发展却十分匮乏。现有研究大多侧重于孤立的运营改进实践,而非内在能力。在本文中,我们从能力的角度来构思卓越运营。我们根据从四家具有不同竞争地位的全球性银行收集到的数据进行案例内部和交叉分析,得出研究结果。我们通过论证构成能力的累积聚合如何导致企业竞争力的提升,提出了卓越运营服务的微观基础。我们通过展示新理论在另一种服务环境(医疗保健)中的适用性,增强了该理论的外部有效性。我们的研究表明,通过卓越运营的微观基础,将管理思维从单个运营改进实践转向长期能力建设非常重要。
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引用次数: 0
Registered reports in operations management: Lessons from an experimental trial 运营管理中的登记报告:从实验中汲取的经验教训
IF 6.5 2区 管理学 Q1 MANAGEMENT Pub Date : 2024-07-01 DOI: 10.1002/joom.1322
Aravind Chandrasekaran, Rogelio Oliva, Bradley R. Staats
<p>Field experiments involve the practice of conducting controlled interventions wherein researchers collaborate with practicing managers to study the effects of such interventions on a subset of subjects, processes or entities (Ibañez & Staats, <span>2019</span>). In recent years, Operations Management (OM) as a field has seen significant interest to conducting field experiments as evidenced by studies in healthcare delivery (Anand et al., <span>2021</span>; Staats et al., <span>2017</span>), retail operations (Chuang et al., <span>2016</span>; Craig et al., <span>2016</span>) and recycling (McKie et al., <span>2024</span>). While there are several benefits to conducting field experiment such as improved external validity, reduced observer bias and improved causal inference, field experiments require considerable relational investments, often require substantial time in data collection, and carry significant risks such as loss of access to participant sites through attrition. Given these points, OM researchers often shy away from field experiments as primary research method. By doing so, however, they miss an opportunity to ask and answer bold questions that can challenge existing OM theories and offer richer insights.</p><p>As an illustrative example, consider the age-old question on why operational excellence initiatives (e.g., Lean/Six Sigma, Process Management) fail to sustain themselves over time. There have been many studies exploring the factors that influence the adoption and use of operational excellence in a variety of industry contexts (e.g., Anand et al., <span>2021</span>; Anderson & Chandrasekaran, <span>2024</span>; Shah & Ward, <span>2003</span>; Sterman et al., <span>2002</span>). These studies have capitalized on several research methods including case studies, surveys, analytical models, and econometric methods. Yet, the explanations delivered from these studies leave important questions unanswered. One way to address this gap would involve the use of carefully constructed field experiments, with specific sets of interventions supporting operational excellence initiatives adopted by organizations or their units, with some controls for otherwise confounding factors, and with monitoring in place to observe their impacts over time. Unfortunately, the challenges of recruiting enough firms to secure an adequate sample size, controlling for potential spillover effects and attrition, and ensuring compliance in the experimental protocol, renders a potential research project with lead time that could run into years and with significant risk and uncertainty. Accordingly, given time pressures on faculty publishing, the paucity of such rich studies into these complex settings is far from surprising. Instead, we continue to make incremental knowledge creation through alternative research designs.</p><p>For this special issue, we were particularly motivated by the prospect of supporting authors interested in questions that requi
我们如何解释该实验的无效结果?"和 "对阳性结果是否有其他解释?"这两个问题始终引领着审查小组。评审过程通常会要求研究问题更加具体,对实验或样本随机化进行额外控制,或对样本的功率分析进行估算。当然,这种提问是作者团队应该/可以自己完成的,或者是通过同事的友好审查完成的。不过,我们认为,将实验方案正规化并记录在案,以便于审查和改进,是实验过程中的一个重要环节,也许并不是所有的作者团队都愿意这样做。虽然我们没有证据表明被否决的建议的结果如何,但我们相信,对这些建议提供的反馈意见应该会让作者们暂停下来,重新设计他们的实验处理方法或调整他们研究的预期主张。通过降低无结果的风险和/或提高无结果将被该领域考虑而非忽视的可信度,我们认为预审程序有效地实现了特刊的目的,即鼓励质疑现状理论或提出替代解释的实验。这些结果的风险较低,可信度较高,应能鼓励与企业开展更多合作,并鼓励该领域进一步开展参与性学术研究(van de Ven,2007 年)。从根本上说,PARD 方法帮助作者在相关性和严谨性之间进行了权衡(Keiser &amp; Nicolai, 2005),同时确保审稿人和编辑对这些选择感到满意,从而使稿件不仅能推进我们的理论知识,而且对参与研究的研究机构来说也是有意义的。由于无法轻易地重新进行实地实验,而且没有适当的研究设计会带来很高的风险,因此有理由对提案进行额外的审查。不过,我们确实看到了该领域在推进此类评审时所面临的两个重大挑战。首先,作为编辑,我们对理论内容或贡献稀少的投稿数量感到惊讶。我们可能遇到了一些选择上的偏差,因为特刊的论文征集偏向于野外实验的建议,而野外实验最重要的是能进入研究现场。然而,实验的主要目的是确定某一特定因果机制是否对某一结果负责,即明确检验某一假设。理论的发展或检验应该是进行实验的主要动机,而进入研究场所也是必要的。然而,由于缺乏与理论的明确联系,该特刊一半以上的投稿最终被拒。我们认为,这些 "无理论 "的提案可能是由于我们目前的博士课程侧重于方法培训,而忽视了对海洋管理基本理论或理论发展和测试过程本身的深入理解。作为一个领域,我们应该深入了解拥有不断发展的运营管理理论意味着什么(Spearman &amp; Hopp, 2021),并让社区变得具有理论意识,而不仅仅是精通方法。虽然我们并不认为这是一个严格的要求,但我们意识到,在信任和长期关系的背景下,推迟执行和/或在最初提案后调整研究设计的可能性要容易得多。事实上,由于作者团队无法调整实验环境以解决评审人的顾虑,我们失去了几项提案。这是该领域面临的一个挑战,因为学术界目前的激励机制不一定适合建立这种长期合作关系,也不一定适合那些为发展这种合作关系而投资的人分享使用权。我们认为,降低现场实验的成本和风险的可能性可以改变这种计算方法,并鼓励与产业界加强合作。从过程的角度来看,要成功地维持对实验设计的评审,有几个问题尚未解决。首先,第一阶段审查过程的 "停止规则 "尚不明确。
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引用次数: 0
Toward health promotion and prevention: Evidence from a food and health partnership model of care 促进和预防健康:来自食品与健康合作护理模式的证据
IF 6.5 2区 管理学 Q1 MANAGEMENT Pub Date : 2024-07-01 DOI: 10.1002/joom.1321
John Lowrey, Aravind Chandrasekaran, Amy Headings, Ayaz Hyder

Health promotion and disease prevention requires health systems address the patients' social needs using new care delivery models. Yet, research in this area has stalled for several reasons. We study a partnership model of care that couples clinical care delivered by primary care providers and social services delivered by community-based organizations, and its impact on patients' preventive health outcomes and behaviors. We use data from the Mid-Ohio Farmacy, which is a collaboration across the Mid-Ohio Food Collective (MOFC), a network of 650+ affiliated food pantries, and a large federally qualified health center (FQHC). The FQHC offers primary and preventative healthcare services across eight free clinics, which are co-located with the MOFC-affiliated food pantries. Patients were screened for food insecurity during their clinic visit and, if positive, were referred to the Farmacy. Compliers made at least one visit to the food pantry after referral, while noncompliers did not. Using difference-in-differences, we find that compliers had no discernible change in their body mass index (BMI, kg/m2), which we refer to as a BMI stabilization effect. Noncompliers' BMI increased after referral. High comorbid and high pantry use compliers experienced a significant reduction in their BMI and a marginally significant reduction in glycated hemoglobin (HbA1c, %). These patients had unique compliance behaviors, including greater search, frequency, and consistency of food pantry use. Travel costs suggests that high comorbid patients ascribed a greater value to the Farmacy program. In terms of primary care utilization, we find that compliers' clinic visit patterns after referral were consistent with the visit patterns observed in the food secure cohort, suggesting that the Farmacy program may have helped compliers address competing demands that are known to inhibit health behaviors.

促进健康和预防疾病需要医疗系统利用新的医疗服务模式来满足患者的社会需求。然而,由于多种原因,这一领域的研究停滞不前。我们研究了将初级医疗服务提供者提供的临床医疗服务与社区组织提供的社会服务相结合的合作医疗模式,以及该模式对患者预防性健康结果和行为的影响。我们使用的数据来自中俄亥俄农场(Mid-Ohio Farmacy),该农场是中俄亥俄食品合作社(Mid-Ohio Food Collective,MOFC)、一个由 650 多个附属食品储藏室组成的网络和一个大型联邦合格健康中心(Federally qualified health center,FQHC)的合作项目。FQHC 通过八个免费诊所提供初级和预防性医疗保健服务,这些诊所与 MOFC 附属食品储藏室设在同一地点。患者在就诊时会接受粮食不安全筛查,如果筛查结果呈阳性,则会被转介到 Farmacy。转诊后,符合条件者至少去了一次食品储藏室,而不符合条件者则没有去。利用差分法,我们发现合规者的体重指数(BMI,kg/m2)没有明显变化,我们称之为体重指数稳定效应。非合规者的体重指数在转介后有所增加。高合并率和高泛酸使用率患者的体重指数显著下降,糖化血红蛋白(HbA1c,%)也略有下降。这些患者有独特的遵医行为,包括更多搜索、更频繁和更持续地使用食品储藏室。旅行费用表明,高合并症患者认为 Farmacy 计划具有更大的价值。在初级保健利用率方面,我们发现,转诊后遵从者的门诊就诊模式与食品安全队列中观察到的就诊模式一致,这表明 Farmacy 计划可能帮助遵从者解决了众所周知会抑制健康行为的竞争性需求。
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引用次数: 0
Managing coopetition dynamics: A longitudinal study of a multiparty alliance formation in a large utilities project 合作竞争动态管理:大型公用事业项目中多方联盟形成的纵向研究
IF 6.5 2区 管理学 Q1 MANAGEMENT Pub Date : 2024-06-29 DOI: 10.1002/joom.1320
Renate Taubeneder, Jens K. Roehrich, Beverly B. Tyler, Brian Squire, Devi R. Gnyawali

Multiparty alliances (MPAs) are increasingly used to deliver large utilities infrastructure projects on-time, on-budget, and to specified quality. In theory, MPAs should help buyers to coordinate suppliers, enable concurrent scheduling, and create process innovations. On the other hand, these governance structures are inherently less stable than dyadic relationships due to their additional complexity and greater opportunities for free riding. We conduct a multi-source, longitudinal study, investigating how a buyer actively manages the dynamics between competition and cooperation during the formation of an MPA consisting of a lead organization and directional relationships between all partners. We contribute to MPA and coopetition literature by exploring cooperation and competition dynamics that are associated with the MPA structure that would largely be absent in dyads, and unpack the process by which a buyer orchestrates these dynamics by sequentially introducing new initiatives that seek to balance coopetition. MPAs have been recommended by governments and industry bodies as one solution for time and cost overruns in the utilities infrastructure sector, our study also provides guidance to buyers on the management of the alliance during the critical formation stage of the relationship lifecycle.

多方联盟(MPA)越来越多地用于按时、按预算、按规定质量交付大型公用事业基础设施项目。从理论上讲,多方联盟应有助于买方协调供应商、实现并行调度和流程创新。另一方面,这些治理结构由于其额外的复杂性和更大的搭便车机会,在本质上不如二元关系稳定。我们开展了一项多来源纵向研究,调查买方如何在由牵头组织和所有合作伙伴之间的定向关系组成的 MPA 形成过程中积极管理竞争与合作之间的动态关系。我们探讨了与 MPA 结构相关的合作与竞争动态(这在二元结构中基本不存在),为 MPA 和合作竞争文献做出了贡献,并揭示了买方通过连续引入新举措来平衡合作竞争,从而协调这些动态的过程。MPA 已被政府和行业机构推荐为解决公用事业基础设施领域时间和成本超支问题的一种方法,我们的研究也为买方在关系生命周期的关键形成阶段管理联盟提供了指导。
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引用次数: 0
Causal inference under selection on observables in operations management research: Matching methods and synthetic controls 运营管理研究中可观测变量选择下的因果推断:匹配方法和合成控制
IF 6.5 2区 管理学 Q1 MANAGEMENT Pub Date : 2024-06-19 DOI: 10.1002/joom.1318
Övünç Yılmaz, Yoonseock Son, Guangzhi Shang, Hayri A. Arslan

The majority of recent empirical papers in operations management (OM) employ observational data to investigate the causal effects of a treatment, such as program or policy adoption. However, as observational data lacks the benefit of random treatment assignment, estimating causal effects poses challenges. In the specific scenario where one can reasonably assume that all confounding factors are observed—referred to as selection on observables—matching methods and synthetic controls can assist researchers to replicate a randomized experiment, the most desirable setting for drawing causal inferences. In this paper, we first present an overview of matching methods and their utilization in the OM literature. Subsequently, we establish the framework and provide pragmatic guidance for propensity score matching and coarsened exact matching, which have garnered considerable attention in recent OM studies. Following this, we conduct a comprehensive simulation study that compares diverse matching algorithms across various scenarios, providing practical insights derived from our findings. Finally, we discuss synthetic controls, a method that offers unique advantages over matching techniques in specific scenarios and is expected to become even more popular in the OM field in the near future. We hope that this paper will serve as a catalyst for promoting a more rigorous application of matching and synthetic control methodologies.

最近,运营管理(OM)领域的大多数实证论文都采用了观察数据来研究处理方法(如采用项目或政策)的因果效应。然而,由于观察数据缺乏随机治疗分配的优势,因此对因果效应的估算面临挑战。在可以合理假定所有混杂因素都被观察到的特定情况下,即对可观察因素的选择,匹配方法和合成控制可以帮助研究人员复制随机实验,这是得出因果推论最理想的环境。在本文中,我们首先概述了匹配方法及其在 OM 文献中的应用。随后,我们建立了倾向得分匹配和粗化精确匹配的框架,并为其提供了实用指导,这两种方法在最近的定向测量研究中得到了广泛关注。随后,我们进行了一项全面的模拟研究,比较了各种情况下的不同匹配算法,并从我们的研究结果中提出了实用的见解。最后,我们讨论了合成控制,这种方法在特定情况下比匹配技术具有独特的优势,预计在不久的将来会在 OM 领域变得更加流行。我们希望本文能成为促进更严格地应用匹配和合成控制方法的催化剂。
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引用次数: 0
Follow-suit or free-ride? A relational view of CSR diffusion in a supply chain with customer–supplier closure 跟风还是搭便车?从关系角度看企业社会责任在客户-供应商封闭供应链中的传播
IF 6.5 2区 管理学 Q1 MANAGEMENT Pub Date : 2024-06-09 DOI: 10.1002/joom.1319
Ellie C. Falcone, Tingting Yan, Brian S. Fugate

Embedded in networks of relationships, firms are who they buy from and sell to. As a result, a firm's corporate social responsibility (CSR) practices can be influenced by CSR practices of its customers and suppliers—known as CSR diffusion. This study examines how CSR diffuses in a supply chain that encompasses a focal firm, its suppliers, and customers. Adopting a relational view, this research hypothesizes that a firm's CSR is influenced by its customer-base CSR differently than its supply-base CSR. By analyzing panel data consisting of 1972 firm-year observations integrated from multiple data sources, the results offer evidence for a positive impact of customer-base CSR and a negative impact of supply-base CSR on firm CSR. Interestingly, when customers and suppliers of a focal firm establish direct business connections (i.e., customer–supplier closure), the positive follow-suit effect of customer-base CSR is enhanced. In contrast, the negative free-ride effect of supply-base CSR is diminished. This suggests that a focal firm is more likely to embrace CSR practices from CSR-active supply chain partners when embedded in closed triads. This research shows the need to consider the directionality and closure of relationships in understanding the diffusion of voluntary, ill-defined, costly operational practices within a supply chain.

企业植根于各种关系网络之中,向谁买,卖给谁。因此,企业的企业社会责任(CSR)实践会受到其客户和供应商的企业社会责任实践的影响,这就是所谓的企业社会责任扩散。本研究探讨了企业社会责任是如何在供应链中扩散的,其中包括一家重点企业、其供应商和客户。本研究采用关系观点,假设企业的企业社会责任受客户基础企业社会责任的影响不同于受供应基础企业社会责任的影响。通过分析由多个数据源整合而成的 1972 个企业年观测数据组成的面板数据,结果证明了客户基础企业社会责任对企业社会责任的积极影响和供应基础企业社会责任对企业社会责任的消极影响。有趣的是,当焦点企业的客户和供应商建立了直接的业务联系(即客户-供应商闭环)时,客户基础企业社会责任的正向追随效应就会增强。相反,供应方企业社会责任的负面搭便车效应则会减弱。这表明,在封闭的三方关系中,焦点企业更有可能接受积极履行企业社会责任的供应链合作伙伴的企业社会责任实践。这项研究表明,在理解供应链中自愿的、不明确的、代价高昂的运营实践的传播时,需要考虑关系的方向性和封闭性。
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引用次数: 0
Do mid-level providers enhance hospital cost per discharge or triple aim performance efficiency? An exploratory analysis 中级医疗服务提供者是否能提高医院的每次出院成本或三重目标的绩效效率?探索性分析
IF 6.5 2区 管理学 Q1 MANAGEMENT Pub Date : 2024-05-26 DOI: 10.1002/joom.1307
Aaron W. Bonnett, Gregory R. Heim

Hospital administrators are shifting care delivery models toward an approach that uses more caregivers in the form of mid-level providers (MLPs), such as nurse practitioners, physician assistants, and clinical nurse specialists. To date, however, healthcare operations management (OM) literature remains ambiguous about longitudinal empirical associations between mid-level providers and hospital costs, quality, and other performance measures. We analyze how the extent of MLP employment used by a hospital is associated with hospital operational outcomes, as reflected by hospital cost per discharge and Triple Aim Performance (TAP) efficiency metrics. Our findings indicate percent MLP usage is positively associated with efficiency metrics for hospital clinical quality, technical efficiency, and patient experience, but not associated with hospital costs. We also find percent MLP usage is associated with the likelihood that hospitals excel on all TAP metrics simultaneously. Post-hoc exploratory analyses suggest the associations exhibit differential outcomes across hospital efficiency quantiles, while sub-sample analyses motivate boundary conditions for some hypothesized MLP associations. We contribute to healthcare OM research by providing one of the first panel data analyses of MLPs, improving insights relative to extant work. By giving key stakeholders useful findings about outcomes associated with hospital staffing trends, our managerial contribution helps hospital administrators understand empirical consequences of the increasing use of MLPs.

医院管理者正在将医疗服务模式转向使用更多中层医疗人员(MLP)的方式,如执业护士、医生助理和临床护理专家。然而,迄今为止,医疗运营管理(OM)文献对中层医疗人员与医院成本、质量和其他绩效指标之间的纵向实证关联仍然含糊不清。我们分析了医院使用 MLP 的程度与医院运营结果之间的关系,医院每次出院成本和三重目标绩效(TAP)效率指标反映了这一点。我们的研究结果表明,MLP的使用比例与医院临床质量、技术效率和患者体验等效率指标呈正相关,但与医院成本无关。我们还发现,MLP的使用百分比与医院同时在所有TAP指标上取得优异成绩的可能性相关。事后探索性分析表明,这些关联在不同的医院效率量级上表现出不同的结果,而子样本分析则为一些假设的 MLP 关联提供了边界条件。我们提供了首批 MLP 面板数据分析,提高了对现有工作的洞察力,从而为医疗保健 OM 研究做出了贡献。通过向关键利益相关者提供与医院人员配置趋势相关的有用结果,我们在管理方面的贡献有助于医院管理者了解越来越多地使用 MLP 的经验性后果。
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引用次数: 0
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Journal of Operations Management
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