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The ghost that slayed the mandate. 杀死委任令的幽灵。
IF 4.9 1区 社会学 Q1 Social Sciences Pub Date : 2011-09-02 DOI: 10.31228/osf.io/9hxay
Kevin C. Walsh
Virginia v. Sebelius is a federal lawsuit in which Virginia has challenged President Obama's signature legislative initiative of health care reform. Virginia has sought declaratory and injunctive relief to vindicate a state statute declaring that no Virginia resident shall be required to buy health insurance. To defend this state law from the preemptive effect of federal law, Virginia has contended that the federal legislation's individual mandate to buy health insurance is unconstitutional. Virginia's lawsuit has been one of the most closely followed and politically salient federal cases in recent times. Yet the very features of the case that have contributed to its political salience also require its dismissal for lack of statutory subject matter jurisdiction. The Supreme Court has placed limits on statutory subject matter jurisdiction over declaratory judgment actions in which a state seeks a declaration that a state statute is not preempted by federal law--precisely the relief sought in Virginia v. Sebelius. These statutory limits are a sea wall; they keep out, on statutory grounds, some suits that should otherwise be kept out on Article III grounds. The statutory and constitutional limits on federal jurisdiction over suits like Virginia v. Sebelius insulate federal courts from the strong political forces surrounding lawsuits that follow from state statutes designed to create federal jurisdiction over constitutional challenges by states to federal law. This Article identifies previously neglected jurisdictional limits, shows why they demand dismissal of Virginia v. Sebelius, and explains why it is appropriate for federal courts to be closed to suits of this type.
维吉尼亚州诉西贝利厄斯是一项联邦诉讼,维吉尼亚州对奥巴马总统签署的医疗改革立法倡议提出质疑。维吉尼亚州寻求声明性和禁令性救济,以证明一项州法规的有效性,该法规宣布维吉尼亚州居民不应被要求购买健康保险。为了保护州法律不受联邦法律先发制人的影响,弗吉尼亚州辩称,联邦立法要求个人购买医疗保险是违宪的。弗吉尼亚州的诉讼是近年来最受关注、政治上最突出的联邦案件之一。然而,该案的特点使其在政治上引人注目,这也要求以缺乏法定主题管辖权为由将其驳回。最高法院对宣告性判决诉讼的法定主体管辖权进行了限制,在宣告性判决诉讼中,一个州寻求声明州法规不受联邦法律的优先地位——这正是弗吉尼亚诉西贝利厄斯案所寻求的救济。这些法定限制是一道防波堤;他们以法定理由排除了一些诉讼,否则根据第三条的理由应该排除这些诉讼。联邦法院对弗吉尼亚诉西贝利厄斯(Virginia v. Sebelius)等诉讼的管辖权受到法律和宪法的限制,这使联邦法院不受围绕诉讼的强大政治力量的影响。这些诉讼源于州法规,旨在对各州对联邦法律提出的宪法挑战建立联邦管辖权。本文指出了以前被忽视的管辖权限制,说明了为什么他们要求驳回弗吉尼亚诉西贝利厄斯案,并解释了为什么联邦法院对这类诉讼不予受理是合适的。
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引用次数: 3
From Bilski back to Benson: preemption, inventing around, and the case of genetic diagnostics. 从比尔斯基回到本森:先发制人,四处发明,以及基因诊断的案例。
IF 4.9 1区 社会学 Q1 Social Sciences Pub Date : 2011-06-01
Rochelle Dreyfuss, James P Evans

The long-anticipated decision in Bilski v. Kappos was supposed to end uncertainty regarding the patentability of process claims (or, at the least, business method claims). Instead, the opinion featured a series of anomalies: The Court emphasized strict construction of the Patent Act, but acknowledged three judge-made exceptions to patentability. It disapproved State Street, the Federal Circuit case that had upheld business method patents, but could muster only four votes for the proposition that business methods are in fact unpatentable. But even though the Court upheld business method patents, it invalidated all of Bilski's hedging claims. And while the Justices agreed on one thing - a patent that "preempts" something (a mathematical formula, an approach, a commonly used idea, a wide swath of technological developments, the public's access) is bad - they failed to operationalize the concept. That problem had plagued the law prior to State Street; in the interest of preventing the same set of problems from recurring, this Article uses recent empirical studies on gene patents to tease out indicia ("clues") to supplement the machine-or-transformation test for determining when a claim is preemptive and therefore invalid. Chief among these clues is the inability to invent around claims that cover broad prospects.

人们期待已久的Bilski v. Kappos案的判决应该结束关于工艺权利要求(或者至少是商业方法权利要求)的可专利性的不确定性。相反,该意见的特点是一系列反常现象:法院强调严格构建《专利法》,但承认法官对可专利性的三个例外。联邦巡回法院驳回了支持商业方法专利的道富一案,但只有四票赞成商业方法实际上不可专利的主张。但是,即使法院支持商业方法专利,它也使比尔斯基的所有对冲主张无效。虽然法官们在一件事上达成一致——“抢占”某些东西(一个数学公式、一种方法、一种常用的想法、广泛的技术发展、公众获取)的专利是不好的——但他们未能实现这一概念。在道富银行之前,这个问题一直困扰着法律;为了防止同样的问题再次发生,本文利用最近对基因专利的实证研究来梳理出指示(“线索”),以补充机器或转换测试,以确定何时权利要求是先发制人的,因此无效。在这些线索中,最主要的是无法围绕涵盖广泛前景的主张进行创新。
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引用次数: 0
Whose body is it anyway? Human cells and the strange effects of property and intellectual property law. 这到底是谁的身体?人类细胞和财产和知识产权法的奇怪影响。
IF 4.9 1区 社会学 Q1 Social Sciences Pub Date : 2011-06-01
Robin Feldman

Whatever else I might own in this world, it would seem intuitively obvious that I own the cells of my body. Where else could the notion of ownership begin, other than with the components of the tangible corpus that all would recognize as "me"? The law, however, does not view the issue so neatly and clearly, particularly when cells are no longer in my body. As so often happens in law, we have reached this point, not by design, but by the piecemeal development of disparate notions that, when gathered together, form a strange and disconcerting picture. This Article examines both property and intellectual property doctrines in relation to human cells that are no longer within the body. In particular, the Article discusses the Bilski decision, in the context of life science process patents, and the Molecular Pathology case, in the context of gene patents. For patent law, the Article concludes that the problem lies not with the fact that genes constitute patentable subject matter, but rather with the extent of the rights that are granted. For both property and intellectual property law, the Article concludes that a more careful application of basic legal principles would better reflect the interests of society as a whole and the interests of individual human subjects, as well as the interests of those who innovate.

无论我在这个世界上拥有什么,直觉上很明显,我拥有我身体的细胞。除了所有人都承认为“我”的有形主体的组成部分之外,所有权的概念还能从哪里开始呢?然而,法律并没有如此清晰地看待这个问题,特别是当细胞不再存在于我的身体中时。正如法律上经常发生的那样,我们已经达到了这一点,不是通过设计,而是通过零散的概念的零碎发展,当这些概念聚集在一起时,形成了一幅奇怪而令人不安的画面。本文探讨了与不再存在于体内的人类细胞有关的财产和知识产权理论。本文特别讨论了生命科学过程专利背景下的Bilski案和基因专利背景下的Molecular Pathology案。对于专利法,文章的结论是,问题不在于基因构成可专利的主题,而在于被授予权利的范围。对于财产法和知识产权法,该条得出的结论是,更谨慎地适用基本法律原则,将更好地反映整个社会的利益、人类个体主体的利益以及创新者的利益。
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引用次数: 0
Life after Bilski 比尔斯基之后的生活
IF 4.9 1区 社会学 Q1 Social Sciences Pub Date : 2010-12-13 DOI: 10.31235/osf.io/cr2zh
Mark A. Lemley, M. Risch, Ted Sichelman, R. P. Wagner
In Bilski v. Kappos, the Supreme Court declined calls to categorically exclude business methods - or any technology - from the patent law. It also rejected as the sole test of subject matter eligibility the Federal Circuit’s deeply-flawed "machine or transformation" test, under which no process is patentable unless it is tied to a particular machine or transforms an article to another state or thing. Subsequent developments threaten to undo that holding, however. Relying on the Court’s description of the Federal Circuit test as a "useful and important clue', the U.S. Patent and Trademark Office, patent litigants, and district courts have all continued to rely on the machine-or-transformation test in the wake of Bilski: no longer as the sole rule, but as a presumptive starting point that threatens to effectively become mandatory. In this Article, we suggest a new way to understand the exclusion of abstract ideas from patentable subject matter. No class of invention is inherently too abstract for patenting. Rather, the rule against patenting abstract ideas is an effort to prevent inventors from claiming their ideas too broadly. By requiring that patent claims be limited to a specific set of practical applications of an idea, the abstract ideas doctrine both makes the scope of the resulting patent clearer and leaves room for subsequent inventors to improve upon - and patent new applications of - the same basic principle. Recasting the abstract ideas doctrine as an overclaiming test eliminates the constraints of the artificial machine-or-transformation test, as well as the pointless effort to fit inventions into permissible or impermissible categories. It also helps understand some otherwise-inexplicable distinctions in the case law. Testing for overclaiming allows courts to focus on what really matters: whether the scope of the patentee's claims are commensurate with the invention’s practical, real-world contribution. This inquiry, we suggest, is the touchstone of the abstract ideas analysis, and the way out of the post-Bilski confusion.
在Bilski诉Kappos案中,最高法院拒绝了将商业方法——或任何技术——明确排除在专利法之外的要求。最高法院还拒绝了联邦巡回法院存在严重缺陷的“机器或转换”测试作为主题合格性的唯一测试,根据该测试,除非与特定机器相关联或将物品转换为另一状态或事物,否则任何方法都不能获得专利。然而,随后的事态发展有可能使这一持股落空。美国专利商标局、专利诉讼当事人和地方法院在Bilski案之后,依靠最高法院将联邦巡回法院测试描述为“有用和重要的线索”,继续依赖机器或转换测试:不再是唯一的规则,而是作为一个推定的起点,有可能有效地成为强制性的。在这篇文章中,我们提出了一种新的方式来理解抽象概念从可专利的主题排除。没有哪一类发明本身就过于抽象,不适合申请专利。相反,反对为抽象概念申请专利的规定是为了防止发明者过于宽泛地主张自己的想法。通过要求将专利权利要求限制在一个想法的一组特定的实际应用中,抽象概念原则既使最终专利的范围更清晰,又为后来的发明者留下了改进相同基本原则的空间,并为其申请新的专利应用。将抽象概念原则重新定义为一种过度要求的测试,消除了人工机器或转换测试的限制,以及将发明纳入允许或不允许类别的无意义努力。它还有助于理解判例法中一些难以解释的区别。对权利要求过高的测试允许法院关注真正重要的事情:专利权人权利要求的范围是否与发明的实际、现实贡献相称。我们认为,这种探究是抽象观念分析的试金石,也是走出后比尔斯基困惑的出路。
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引用次数: 24
Inter-Judge Sentencing Disparity After Booker: A First Look 布克案后法官间量刑差异:初窥
IF 4.9 1区 社会学 Q1 Social Sciences Pub Date : 2010-12-01 DOI: 10.2139/SSRN.1446744
R. Scott
A central purpose of the Sentencing Reform Act was to reduce inter-judge sentencing disparity, driven not by legitimate differences between offenders and offense conduct, but by the philosophy, politics, or biases of the sentencing judge. The federal Sentencing Guidelines, despite their well-recognized deficiencies, succeeded in reducing that form of unwarranted disparity. But in a series of decisions from 2005 to 2007, the Supreme Court rendered the Guidelines advisory (Booker), set a highly deferential standard for appellate review (Gall), and explicitly authorized judges to reject the policy judgments of the Sentencing Commission (Kimbrough). Since then, the Commission has received extensive anecdotal reports of a surge in inter-judge disparity at sentencing.This Article provides the first empirical evidence of inter-judge sentencing disparity since the Supreme Court upended federal sentencing, drawing on an original new dataset of sentences from the District of Massachusetts — the only district court that makes key sentencing documents available to the public. The data indicate a clear increase in inter-judge sentencing disparity, both in sentence length and in guideline sentencing patterns. Since Booker, Kimbrough, and Gall, the effect of the judge on sentence length has more than doubled in strength. In cases not subject to a mandatory minimum, the difference between the court’s more lenient and more severe judges translates into an average of more than two years in prison. The decisions also have altered guideline sentencing patterns. Some “business as usual” judges continue to sentence below the guideline range at essentially the same rate as before Booker, while other “free at last” judges now sentence below the guideline range at triple or quadruple their pre-Booker levels.In explaining the spike in inter-judge sentencing disparity, the Article casts doubt on the conventional theories that persistent within-guideline sentencing is the product of inertia, fear of reversal, anchoring effects, strategic behavior, or simple laziness. Instead, it proposes that some judges actually agree with the Guidelines or consciously choose to impose within-range sentences for institutional reasons.
《量刑改革法》的一个核心目的是减少法官之间的量刑差异,这种差异不是由罪犯和犯罪行为之间的合法差异造成的,而是由量刑法官的哲学、政治或偏见造成的。联邦量刑准则尽管存在公认的缺陷,但成功地减少了这种不合理的差距。但在2005年至2007年的一系列判决中,最高法院提出了指导方针咨询意见(布克),为上诉审查设定了高度尊重的标准(加尔),并明确授权法官驳回量刑委员会的政策判决(金布罗)。自那时以来,委员会收到了大量关于法官之间量刑差异激增的轶事报告。本文提供了自最高法院推翻联邦判决以来法官间量刑差异的第一个经验证据,借鉴了马萨诸塞州地区(唯一向公众提供关键量刑文件的地区法院)的原始新量刑数据集。数据表明,法官之间的量刑差异在量刑长度和量刑方式上都有明显的增加。自布克、金布罗和加尔案以来,法官对刑期长短的影响增加了一倍多。在不受强制性最低刑期限制的案件中,法院较为宽大的法官和较为严厉的法官之间的差异意味着平均两年以上的监禁。这些判决也改变了指导性量刑模式。一些“一切照旧”的法官继续以与布克案之前基本相同的比率低于指导范围的量刑,而其他“终于自由”的法官现在量刑低于指导范围,是布克案之前量刑水平的三倍或四倍。在解释法官间量刑差异的激增时,本文对传统理论提出了质疑,即持续在指导范围内量刑是惯性、害怕逆转、锚定效应、战略行为或简单的懒惰的产物。相反,它建议一些法官实际上同意《准则》或出于体制原因有意识地选择量刑。
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引用次数: 52
Through a scanner darkly: functional neuroimaging as evidence of a criminal defendant's past mental states. 通过扫描仪:功能神经成像作为刑事被告过去精神状态的证据。
IF 4.9 1区 社会学 Q1 Social Sciences Pub Date : 2010-04-01
Teneille Brown, Emily Murphy

As with phrenology and the polygraph, society is again confronted with a device that the media claims is capable of reading our minds. Functional magnetic resonance imaging ("fMRI"), along with other types of functional brain imaging technologies, is currently being introduced at various stages of a criminal trial as evidence of a defendant's past mental state. This Article demonstrates that functional brain images should not currently be admitted as evidence into courts for this purpose. Using the analytical framework provided by Federal Rule of Evidence 403 as a threshold to a Daubert/Frye analysis, we demonstrate that, when fMRI methodology is properly understood, brain images are only minimally probative of a defendant's past mental states and are almost certainly more unfairly prejudicial than probative on balance. Careful and detailed explanation of the underlying science separates this Article from others, which have tended to paint fMRI with a gloss of credibility and certainty for all courtroom-relevant applications. Instead, we argue that this technology may present a particularly strong form of unfair prejudice in addition to its potential to mislead jurors and waste the court's resources. Finally, since fMRI methodology may one day improve such that its probative value is no longer eclipsed by its extreme potential for unfair prejudice, we offer a nonexhaustive checklist that judges and counsel can use to authenticate functional brain images and assess the weight these images are to be accorded by fact finders.

与颅相学和测谎仪一样,社会再次面临着一种媒体声称能够读懂我们思想的设备。功能性磁共振成像(fMRI)和其他类型的功能性脑成像技术,目前正被引入刑事审判的各个阶段,作为被告过去精神状态的证据。这篇文章表明,功能性脑图像目前不应该作为证据被法庭接受。使用联邦证据规则403提供的分析框架作为Daubert/Frye分析的门槛,我们证明,当功能磁共振成像方法被正确理解时,大脑图像只能最低限度地证明被告过去的精神状态,并且几乎肯定比证明更不公平。对基础科学的仔细和详细的解释使本文有别于其他文章,这些文章倾向于为所有与法庭相关的应用涂上一层可信性和确定性的光泽。相反,我们认为,这种技术除了可能误导陪审员和浪费法庭资源之外,还可能呈现出一种特别强烈的不公平偏见。最后,由于fMRI方法可能有一天会得到改进,使其证明价值不再因其极端的不公平偏见而失色,我们提供了一份非详尽的清单,法官和律师可以使用它来验证功能性脑图像,并评估这些图像与事实发现者所给予的权重。
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引用次数: 0
Just the Facts: The Case for Workplace Transparency 事实真相:工作场所透明度的案例
IF 4.9 1区 社会学 Q1 Social Sciences Pub Date : 2009-10-08 DOI: 10.2139/SSRN.1485535
C. Estlund
In many areas of regulation, mandating disclosure of information about a firm’s products, services, production processes, or governance is said to improve the efficiency and rationality of market decisions, avoid fraud, and advance public regulatory goals, all without intruding significantly upon the autonomy of market actors. Yet the idea of regulating through information disclosure has made barely a cameo appearance in the field of labor and employment law. This article begins to fill that void. Mandatory disclosure is no panacea; it may be an overused policy tool in many areas. But in the law of work, mandatory disclosure can play a supportive role both within the ambit of existing substantive mandates and among the many terms and conditions that are above or beyond the reach of substantive mandates. Within the domain of mandatory legal rights or minimum terms, mandatory disclosure may help to improve compliance. Within the large domain that is left to private ordering, mandatory disclosure can improve the operation of labor markets by better informing employees’ choices among and bar-gains with employers. And where neither mandates nor markets meet public aspirations for more socially responsible, fair, and egalitarian workplaces, mandatory disclosure may help to press firms to reach beyond compliance by strengthening and broadening the factual foundation for the reputational rewards and sanctions that are an increasingly significant driver in organizational behavior.
在许多监管领域,强制披露公司的产品、服务、生产过程或治理信息,据说可以提高市场决策的效率和合理性,避免欺诈,推进公共监管目标,而不会严重侵犯市场参与者的自主权。然而,通过信息公开进行监管的想法在劳动雇佣法领域几乎没有出现过。本文开始填补这一空白。强制披露并非万灵药;在许多领域,这可能是一种被过度使用的政策工具。但在工作法中,强制性披露可在现有实质性任务范围内以及在超出或超出实质性任务范围的许多条款和条件中发挥辅助作用。在强制性法律权利或最低条款领域,强制性披露可能有助于提高合规性。在留给私人订购的大范围内,强制披露可以通过更好地告知员工在雇主之间的选择和与雇主的讨价还价,来改善劳动力市场的运作。如果法令和市场都不能满足公众对更有社会责任感、更公平、更平等的工作场所的期望,强制性披露可能有助于通过加强和扩大声誉奖励和制裁的事实基础,迫使公司超越合规,而声誉奖励和制裁是组织行为中日益重要的驱动力。
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引用次数: 50
Dispatch from the Supreme Court Archives: Vagrancy, Abortion, and What the Links Between Them Reveal About the History of Fundamental Rights 最高法院档案派遣:流浪,堕胎,以及它们之间的联系揭示了基本权利的历史
IF 4.9 1区 社会学 Q1 Social Sciences Pub Date : 2009-07-06 DOI: 10.2139/SSRN.1428965
Risa Goluboff
This Essay explores the implications for constitutional history of several documents I found in the archives of Supreme Court Justices William O. Douglas, William J. Brennan, Jr., Thurgood Marshall, Potter Stewart, and Harry Blackmun. In particular, I discuss (1) portions of an early draft of Justice Douglas’s opinion in the 1972 vagrancy case of Papachristou v. City of Jacksonville; (2) memoranda from Justices Brennan and Stewart about that opinion; and (3) memoranda between Justices Brennan and Douglas about Roe v. Wade. These documents - which I have reproduced in an appendix - shed new light on several apparently disparate issues in constitutional law: the Supreme Court’s use of void-for-vagueness doctrine; the social and constitutional history of vagrancy law; the possibility and contours of constitutional regulation of substantive criminal law; the relationship between Papachristou and Roe; and the development and conceptualization of substantive due process. These documents invite us to think both more deeply and more broadly about who was engaged in constructing the intellectual framework of modern fundamental rights, about where in the constitution such rights would be located, and about what the contours of such rights would be.
本文探讨了我在最高法院大法官威廉·o·道格拉斯、小威廉·j·布伦南、瑟古德·马歇尔、波特·斯图尔特和哈里·布莱克蒙的档案中发现的几份文件对宪法历史的影响。特别地,我将讨论:(1)道格拉斯大法官在1972年帕帕克里斯图诉杰克逊维尔市流浪案中意见的早期草稿的部分内容;(2)布伦南和斯图尔特大法官关于该意见的备忘录;(3)布伦南法官和道格拉斯法官关于罗伊诉韦德案的备忘录。这些文件——我在附录中转载了——为宪法中几个明显不同的问题提供了新的视角:最高法院对模糊无效原则的使用;流浪法的社会史和宪制史实体刑法宪法规制的可能性与轮廓帕帕克里斯图和罗伊之间的关系;以及实质性正当程序的发展和概念化。这些文件促使我们更深入、更广泛地思考,是谁参与构建了现代基本权利的思想框架,这些权利将被置于宪法的何处,以及这些权利的轮廓将是什么。
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引用次数: 5
Did Liberal Justices Invent the Standing Doctrine? An Empirical Study of the Evolution of Standing, 1921-2006 是自由派大法官发明了常设原则吗?1921-2006年中国银行存续权演变的实证研究
IF 4.9 1区 社会学 Q1 Social Sciences Pub Date : 2009-04-22 DOI: 10.2139/SSRN.1393566
Daniel E. Ho, Erica Ross
While the standing doctrine is one of the most widely theorized and criticized doctrines in U.S. law, its origins remain controversial. One revisionist view espouses that New Deal progressive justices purposely invented the standing doctrine to insulate administrative agencies from judicial review. Yet existing support for this “insulation thesis” is weak. Our Article provides the first systematic empirical evidence of the historical evolution of standing. We synthesize the theory and claims underlying the insulation thesis and compile a new database of every standing issue decided, along with all contested merits votes, by the Supreme Court from 1921-2006. To overcome conventional problems of haphazard case selection, we amass, read, and classify over 1,500 cases cited in historical treatments of the doctrine, assembling a database of all standing issues contested. With modern statistical methods and this new dataset – comprised of 47,570 votes for 5,497 unique issues and 229 standing issues – we find compelling evidence for the insulation thesis. Before 1940, progressive justices disproportionately deny standing to plaintiffs in cases that largely involve challenges to administrative agencies. After 1940, the political valence of the standing doctrine reverses: progressives uniformly favor standing. Justices Douglas and Black, in particular, track this evolution (and valence reversal) of the standing doctrine. Our results challenge legal inquiries of what claims are traditionally amenable to judicial resolution and highlight the unintended consequences of judicial innovation.
虽然常备原则是美国法律中理论化程度最高、受到批评最多的原则之一,但其起源仍存在争议。一种修正主义观点认为,新政的进步大法官故意发明了常备原则,以使行政机构免受司法审查。然而,对这种“绝缘理论”的现有支持是薄弱的。我们的文章提供了第一个系统的经验证据的历史演变的立场。我们综合了隔离理论的理论和主张,并编制了一个新的数据库,其中包含了最高法院从1921年到2006年所决定的每一个常设问题,以及所有有争议的案情投票。为了克服随意选择案例的传统问题,我们收集、阅读并分类了1500多个在教义的历史处理中引用的案例,组装了一个所有有争议的常设问题的数据库。通过现代统计方法和这个新的数据集——由5497个独特问题和229个常设问题的47,570张选票组成——我们为绝缘论文找到了令人信服的证据。在1940年之前,在主要涉及挑战行政机构的案件中,进步派法官不成比例地否认原告的诉讼资格。1940年之后,立场主义的政治价值发生了逆转:进步人士一致支持立场。道格拉斯法官和布莱克法官,尤其关注常设原则的这种演变(和效价逆转)。我们的研究结果挑战了传统上适用于司法解决的索赔的法律调查,并突出了司法创新的意外后果。
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引用次数: 18
Criminal madness: cultural iconography and insanity. 犯罪狂:文化意象与精神错乱。
IF 4.9 1区 社会学 Q1 Social Sciences Pub Date : 2009-04-01
Russell D Covey
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引用次数: 0
期刊
Stanford Law Review
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