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Towards an institutional setup for industrial policy in late industrialization in the 21st century 21世纪工业化后期产业政策的制度建构
IF 2 3区 经济学 Q2 DEVELOPMENT STUDIES Pub Date : 2025-03-04 DOI: 10.1111/dpr.70004
Jan Grumiller, Werner Raza

Motivation

This article contributes to the ongoing debate on the institutional preconditions for inclusive and sustainable development in the global periphery, countries that are in a subordinate position within global capitalism.

Purpose

The authors argue that deliberations pertaining to the effectiveness, inclusiveness, and sustainability of economic development must take into account the political-economic contexts of specific peripheral countries. The article goes on to further conceptualize inclusive late industrialization processes and operationalize institutional setups for industrial policy to make it more useful from a policy perspective.

Approach and methods

Our conceptual framework draws on neo-Gramscian and materialist state theory, the developmental regime approach, and other contributions on the necessary conditions for effective industrial policy of late industrializers, particularly in sub-Saharan Africa.

Findings

We contend that the peripheral states' strategic selectivity often severely limits the emergence of comprehensive industrialization regimes that have extensive elements of embedded autonomy and hegemony. In fact, pro-developmental social forces are likely to be more successful in promoting selective industrialization projects in peripheral contexts. Notwithstanding the comprehensiveness of industrialization regimes, we propose the operationalization of industrial policy institutions with regard to their degree of inclusiveness, decentralization, managerialism, and state-led production. We conceptualize the different ways actors may be included or excluded at different scales of industrial policy institutions. In doing so, potential trade-offs within and between these institutional areas are highlighted, enhancing the policy relevance of the debate.

Policy implications

From a strategic policy perspective, the exclusive nature of bureaucratic–authoritarian industrialization regimes of the 20th century needs to be avoided in latecomer industrialization processes of the 21st century, which is why the support of pro-developmental civil society, and thus the construction of hegemony to achieve inclusive development processes, continue to be crucial in peripheral country contexts. The management of the institutional setup and respective trade-offs will involve learning-by-doing, constant monitoring, and continuous adaptation.

本文对正在进行的关于全球边缘国家(在全球资本主义中处于从属地位的国家)包容性和可持续发展的制度前提的辩论做出了贡献。作者认为,与经济发展的有效性、包容性和可持续性有关的审议必须考虑到特定外围国家的政治经济背景。本文进一步对包容性后期工业化进程进行概念化,并对产业政策的制度设置进行操作,使其从政策角度更有用。我们的概念框架借鉴了新葛兰西主义和唯物主义国家理论、发展制度方法,以及对后期工业化国家(特别是撒哈拉以南非洲国家)有效产业政策的必要条件的其他贡献。我们认为,外围国家的战略选择性往往严重限制了具有广泛内在自治和霸权要素的全面工业化制度的出现。事实上,支持发展的社会力量在促进周边地区的选择性工业化项目方面可能更成功。尽管工业化制度具有全面性,但我们建议产业政策机构在包容性、分散化、管理主义和国家主导生产方面的可操作性。我们概念化了行动者在不同规模的产业政策机构中可能被包括或被排除的不同方式。在这样做时,这些体制领域内部和之间的潜在权衡得到突出,加强辩论的政策相关性。从战略政策的角度来看,在21世纪的后期工业化进程中,需要避免20世纪官僚-威权工业化制度的排他性,这就是为什么支持亲发展的公民社会,从而构建霸权以实现包容性发展进程,在外围国家背景下仍然至关重要。对机构设置和各自权衡的管理将涉及边做边学、不断监测和不断适应。
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引用次数: 0
Why do bureaucrats want mandatory training? A conjoint mixed-methods analysis of individual learning preferences in German, Norwegian, and South Korean donor agencies 为什么官僚们想要强制培训?德国、挪威和韩国捐助机构个人学习偏好的混合方法联合分析
IF 2 3区 经济学 Q2 DEVELOPMENT STUDIES Pub Date : 2025-03-04 DOI: 10.1111/dpr.70003
Alessandra Tangianu, Daniel E. Esser, Heiner Janus
<div> <section> <h3> Motivation</h3> <p>Individual knowledge and professional learning among donor-agency bureaucrats play a decisive role in the design and implementation of development interventions. Understanding how to provide optimal training curricula for their staff is key for these bureaucracies' effectiveness as central organizational actors in the international development field.</p> </section> <section> <h3> Purpose</h3> <p>We analyse individual preferences for professional learning pathways in three bilateral donor-agency bureaucracies—the German Federal Ministry for Economic Cooperation and Development (BMZ), the Korea International Cooperation Agency (KOICA), and the Norwegian Agency for Development Cooperation (Norad)—to understand determinants of decision-making and opportunities for improvement. We ask: how do bureaucrats in these organizations assess different options for knowledge acquisition and learning?</p> </section> <section> <h3> Approach and methods</h3> <p>We integrate experimental and qualitative data to provide a comparative perspective on learning practices among donor-agency bureaucrats. Drawing on 89 randomly sampled interviews across three bureaucracies and representing both headquarters and recipient-country staff, we conducted a web-administered choice-based conjoint analysis among 81 bureaucrats to capture interactions between five dimensions of professional learning. We then contextualize our experimental findings through our interview data.</p> </section> <section> <h3> Findings</h3> <p>We find that the bureaucrats in our sample have a statistically significant preference for mandatory as opposed to optional training. We note that among the five dimensions of professional learning, the mode of training is the only one that an organization can directly influence. Triangulation with our interview data suggests that this preferred modality of learning is complemented by a staff preference for more targeted substantive training on thematic competencies as opposed to focusing on administrative procedures.</p> </section> <section> <h3> Policy implications</h3> <p>Although broad administrative knowledge and experience are indispensable for professionals working at the interface of politics and programming, they are not enough. Donor agencies must take their staff members' learning preferences seriously and not shift the burden of learning about substantive issues onto individual staff.</p> </section>
捐助机构官僚的个人知识和专业学习在发展干预措施的设计和实施中起着决定性作用。了解如何为其工作人员提供最佳培训课程是这些官僚机构作为国际发展领域的中心组织行动者发挥效力的关键。我们分析了三个双边捐助机构机构——德国联邦经济合作与发展部(BMZ)、韩国国际协力机构(KOICA)和挪威发展合作机构(Norad)——中个人对专业学习途径的偏好,以了解决策的决定因素和改进的机会。我们的问题是:这些组织中的官员如何评估知识获取和学习的不同选择?方法和方法我们将实验数据和定性数据结合起来,提供捐赠机构官僚学习实践的比较视角。我们利用来自三个机构的89个随机抽样访谈,代表了总部和接受国的员工,对81个机构进行了基于网络管理的选择联合分析,以捕捉专业学习五个维度之间的相互作用。然后,我们通过访谈数据将我们的实验结果置于背景中。我们发现样本中的官僚对强制性培训的偏好在统计上显著高于选择性培训。我们注意到,在专业学习的五个维度中,培训模式是唯一一个组织可以直接影响的维度。与我们的访谈数据进行的三角测量表明,这种首选的学习方式与工作人员更倾向于对主题能力进行更有针对性的实质性培训相辅相成,而不是侧重于行政程序。政策影响虽然广泛的行政知识和经验对于从事政治和规划工作的专业人员来说是必不可少的,但这还不够。捐助机构必须认真对待其工作人员的学习偏好,而不是将学习实质性问题的负担转嫁给个别工作人员。
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引用次数: 0
Socioeconomic development in the context of nuclear past: The case of Kazakhstan 核历史背景下的社会经济发展:以哈萨克斯坦为例
IF 2 3区 经济学 Q2 DEVELOPMENT STUDIES Pub Date : 2025-02-19 DOI: 10.1111/dpr.70002
Aigerim Mussabalinova, Artur Antimonov, Mukhtar Amanbaiuly, Nikita Durnev

Motivation

Understanding the consequences of the Semipalatinsk nuclear test site is crucial for global nuclear disarmament, environmental protection, and community-centred social policies. This article highlights the ongoing challenges faced by the inhabitants of the Abay region in Kazakhstan.

Purpose

The primary objective of the study is to inform and enhance policies related to the former Semipalatinsk nuclear testing site. A key focus is understanding how locals perceive the site's impact on socioeconomic development.

Methods and Approach

This study uses semi-structured interviews with locals. The research question addresses how locals perceive the impact of the Semipalatinsk test site on socioeconomic development. Data were collected through 48 interviews from January to March 2024 in the cities of Semey and Kurchatov and thematic patterns were analysed within Galtung's (1990) social justice framework.

Findings

The research shows how prolonged neglect by government impacts the investment climate and social well-being. Restricted access to information on land contamination has hindered explanatory work. The study reveals gaps in understanding among residents and varying access to information.

Policy Implications

An effort on the part of the government to improve information and communication exchange is needed to address the nuclear site's impact, considering differing perceptions. Legislative actions should focus on remediating contamination, protecting public health, and ensuring participatory environmental governance. Policies must address the socioeconomic effects of environmental degradation, promoting social justice and sustainable development. Targeted infrastructure investment is vital for economic growth. Supporting emerging sectors such as medicine, services, and knowledge-based industries will create employment opportunities and address brain drain.

了解塞米巴拉金斯克核试验场的后果对全球核裁军、环境保护和以社区为中心的社会政策至关重要。本文强调了哈萨克斯坦Abay地区居民面临的持续挑战。这项研究的主要目的是为与前塞米巴拉金斯克核试验场有关的政策提供信息和加强这些政策。重点是了解当地人如何看待该遗址对社会经济发展的影响。方法与途径本研究采用半结构化访谈法与当地人进行访谈。研究问题涉及当地人如何看待塞米巴拉金斯克试验场对社会经济发展的影响。从2024年1月至3月在塞梅和库尔恰托夫市通过48次访谈收集了数据,并在Galtung(1990)的社会正义框架内分析了主题模式。研究结果表明,政府长期忽视对投资环境和社会福祉的影响。对土地污染资料的获取受到限制阻碍了解释性工作。这项研究揭示了居民之间的理解差距和获取信息的渠道不同。考虑到不同的看法,政府方面需要努力改善信息和沟通交流,以解决核设施的影响。立法行动应侧重于修复污染、保护公众健康和确保参与性环境治理。政策必须处理环境退化的社会经济影响,促进社会正义和可持续发展。有针对性的基础设施投资对经济增长至关重要。支持医药、服务业和知识型产业等新兴行业将创造就业机会,解决人才流失问题。
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引用次数: 0
Taxing high-net-worth individuals in Nigeria: Challenges and opportunities for policy-makers from a preliminary investigation 尼日利亚对高净值个人征税:初步调查给政策制定者带来的挑战与机遇
IF 2 3区 经济学 Q2 DEVELOPMENT STUDIES Pub Date : 2025-02-04 DOI: 10.1111/dpr.70001
Giovanni Occhiali, Jalia Kangave, Hamza Ahmed Khan

Motivation

Nigeria ranks third in Africa for the number of US dollar millionaires, but whether these high-net-worth individuals (HNWIs) are contributing their fair share to domestic revenue mobilization is open to question. Although there have been various attempts to improve tax collection in recent years, including the establishment in 2023 of a presidential committee to harmonize fiscal policy across the country's 36 states, some of which are developing compliance strategies for wealthy individuals, very little is known about the impact of these reforms.

Purpose

To understand what approaches are currently prevalent to improve HNWI compliance across Nigeria and whether they are perceived to be effective.

Methods

The study is based on 12 semi-structured interviews with public and private stakeholders from North East Nigeria, analysis of federal and state-level legislation, data collected from 10 State Boards of the Internal Revenue Service from all Nigerian geopolitical zones in preparation for a two-day workshop on HNWIs, and discussions with the 26 participants in the workshop.

Findings

Despite the great diversity in the economic and social structures of the states of Nigeria, legal, administrative, and political challenges faced by the State Boards of the Internal Revenue Service are very similar. Different states have passed subnational legislation that introduces requirements over and above those present in federal legislation to collect the information required to identify HNWIs. However, enforcement is made complex by low tax morale amongst the citizenship and political interference in tax administrative processes. These trends are then discussed in more depth for the particular case of Borno State.

Policy implications

Given the similarities between the obstacles faced by State Boards of the Internal Revenue Service in taxing HNWIs, there is scope for promoting regional approaches coordinated by the Nigerian Joint Tax Board. More evidence needs to be gathered on the effectiveness of policy measures implemented by particular states and the sharing of experiences across State Boards of the Internal Revenue Service needs to be facilitated.

尼日利亚百万美元富翁的数量在非洲排名第三,但这些高净值个人(HNWIs)是否为国内收入筹集做出了公平的贡献,还有待商榷。尽管近年来有各种改善税收的尝试,包括在2023年成立一个总统委员会,以协调全国36个州的财政政策,其中一些州正在为富人制定合规战略,但人们对这些改革的影响知之甚少。目的了解目前在尼日利亚普遍采用哪些方法来提高高净值人士的合规性,以及这些方法是否有效。该研究基于对尼日利亚东北部公共和私人利益相关者的12次半结构化访谈,对联邦和州级立法的分析,从尼日利亚所有地缘政治区域的10个州国税局委员会收集的数据,为为期两天的高净值人士研讨会做准备,并与研讨会的26名参与者进行讨论。尽管尼日利亚各州的经济和社会结构差异很大,但国内税务局各州委员会面临的法律、行政和政治挑战非常相似。不同的州已经通过了地方立法,在联邦立法的基础上提出了收集识别高净值人士所需信息的要求。然而,由于公民税收士气低落以及税收管理过程中的政治干预,执法工作变得复杂。然后就博尔诺州的具体情况更深入地讨论这些趋势。鉴于各州国税局在向高净值人士征税方面面临的障碍相似,因此有推广由尼日利亚联合税务委员会协调的区域办法的余地。需要收集更多的证据来证明特定州实施的政策措施的有效性,并且需要促进各州国税局各委员会之间的经验交流。
{"title":"Taxing high-net-worth individuals in Nigeria: Challenges and opportunities for policy-makers from a preliminary investigation","authors":"Giovanni Occhiali,&nbsp;Jalia Kangave,&nbsp;Hamza Ahmed Khan","doi":"10.1111/dpr.70001","DOIUrl":"https://doi.org/10.1111/dpr.70001","url":null,"abstract":"<div>\u0000 \u0000 \u0000 <section>\u0000 \u0000 <h3> Motivation</h3>\u0000 \u0000 <p>Nigeria ranks third in Africa for the number of US dollar millionaires, but whether these high-net-worth individuals (HNWIs) are contributing their fair share to domestic revenue mobilization is open to question. Although there have been various attempts to improve tax collection in recent years, including the establishment in 2023 of a presidential committee to harmonize fiscal policy across the country's 36 states, some of which are developing compliance strategies for wealthy individuals, very little is known about the impact of these reforms.</p>\u0000 </section>\u0000 \u0000 <section>\u0000 \u0000 <h3> Purpose</h3>\u0000 \u0000 <p>To understand what approaches are currently prevalent to improve HNWI compliance across Nigeria and whether they are perceived to be effective.</p>\u0000 </section>\u0000 \u0000 <section>\u0000 \u0000 <h3> Methods</h3>\u0000 \u0000 <p>The study is based on 12 semi-structured interviews with public and private stakeholders from North East Nigeria, analysis of federal and state-level legislation, data collected from 10 State Boards of the Internal Revenue Service from all Nigerian geopolitical zones in preparation for a two-day workshop on HNWIs, and discussions with the 26 participants in the workshop.</p>\u0000 </section>\u0000 \u0000 <section>\u0000 \u0000 <h3> Findings</h3>\u0000 \u0000 <p>Despite the great diversity in the economic and social structures of the states of Nigeria, legal, administrative, and political challenges faced by the State Boards of the Internal Revenue Service are very similar. Different states have passed subnational legislation that introduces requirements over and above those present in federal legislation to collect the information required to identify HNWIs. However, enforcement is made complex by low tax morale amongst the citizenship and political interference in tax administrative processes. These trends are then discussed in more depth for the particular case of Borno State.</p>\u0000 </section>\u0000 \u0000 <section>\u0000 \u0000 <h3> Policy implications</h3>\u0000 \u0000 <p>Given the similarities between the obstacles faced by State Boards of the Internal Revenue Service in taxing HNWIs, there is scope for promoting regional approaches coordinated by the Nigerian Joint Tax Board. More evidence needs to be gathered on the effectiveness of policy measures implemented by particular states and the sharing of experiences across State Boards of the Internal Revenue Service needs to be facilitated.</p>\u0000 </section>\u0000 </div>","PeriodicalId":51478,"journal":{"name":"Development Policy Review","volume":"43 2","pages":""},"PeriodicalIF":2.0,"publicationDate":"2025-02-04","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/dpr.70001","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"143112094","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"经济学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Ensuring fertilizer quality in Vietnam's Mekong Delta: The role of government and market initiatives 确保越南湄公河三角洲肥料质量:政府和市场倡议的作用
IF 2 3区 经济学 Q2 DEVELOPMENT STUDIES Pub Date : 2025-02-04 DOI: 10.1111/dpr.70000
Yukichi Mano, Yutaka Arimoto, Nguyen Duy Can, Do Van Hoang, Emi Kojin, Nguyen Thiet, Kazunari Tsukada, Vo Hong Tu
<div> <section> <h3> Motivation</h3> <p>If fertilizer is of low quality, farmers can be reluctant to use it, leading to low crop yields and low profitability. Although low-quality fertilizer is often reported in the global south, little is said about how to solve the problem.</p> </section> <section> <h3> Purpose</h3> <p>We examine how the government, fertilizer manufacturers and dealers, and farmers have dealt with fertilizer quality in Vietnam. We evaluate the quality of nitrogen, phosphorus, and potassium (NPK) fertilizer samples in the Mekong Delta, a hub of rice production.</p> </section> <section> <h3> Approach and methods</h3> <p>We conducted in-depth interviews and discussions with stakeholders to understand the mechanisms for ensuring fertilizer quality and their effectiveness.</p> <p>It became clear that concerns about fertilizer quality were not regarding products from large state enterprises that dominate the market, but rather about fertilizer from smaller, often newer, manufacturers. We collected 141 samples of NPK fertilizers from smaller manufacturers in the Mekong Delta to compare the measured levels of nitrogen (N), phosphate (P), and potassium (K) with their declared levels.</p> </section> <section> <h3> Findings</h3> <p>Three complementary strategies for ensuring fertilizer quality have been identified: (1) government regulation and oversight through licensing, mandatory quality labelling, and random inspections; (2) manufacturer initiatives to establish brand reputation through warranties and dealer certification; and (3) farmer observations of fertilizer effectiveness that are communicated back to local dealers. The overall quality of fertilizers in the market was notably high, with the main brands from state enterprises capturing 95% of the market share. However, concerns were raised regarding the quality of lesser-known fertilizer brands from newer manufacturers.</p> <p>Analysis of 141 fertilizer samples revealed that 48.9% of the minor-brand fertilizers were lacking in at least one nutrient, exceeding the legally allowed deviation of 10%. Samples usually had excessive nitrogen and insufficient potassium.</p> </section> <section> <h3> Policy implications</h3> <p>These findings highlight the necessity of coordinated government and market efforts to ensure fertilizer quality. Government regulation alone may not eliminate substandard fertilizer from the market, but it can be effective when combined with market initiatives from fertilizer manufacturers, dealers, and farmers.</p>
如果肥料质量差,农民可能不愿意使用它,导致作物产量低,利润低。尽管在南半球经常有劣质肥料的报道,但很少有人谈到如何解决这个问题。目的:考察越南政府、肥料生产商和经销商以及农民如何处理肥料质量问题。我们评估了水稻生产中心湄公河三角洲氮、磷和钾(NPK)肥料样品的质量。途径和方法通过与利益相关者的深入访谈和讨论,了解确保肥料质量及其有效性的机制。很明显,对肥料质量的担忧并非针对主导市场的大型国有企业的产品,而是针对规模较小、往往较新的生产商的肥料。我们从湄公河三角洲的小型生产商那里收集了141份氮磷钾肥料样品,将测量的氮(N)、磷(P)和钾(K)含量与申报的水平进行了比较。确定了确保肥料质量的三种互补策略:(1)通过许可、强制性质量标签和随机检查进行政府监管和监督;(2)制造商通过保修和经销商认证建立品牌声誉的举措;(3)农民对肥料有效性的观察,并反馈给当地经销商。市场上化肥的整体质量明显较高,国有企业的主要品牌占据了95%的市场份额。然而,人们对新制造商生产的不太知名的化肥品牌的质量提出了担忧。对141份肥料样品的分析显示,48.9%的小品牌肥料至少缺乏一种养分,超过了10%的法定偏差。样品通常含有过量的氮和不足的钾。这些研究结果强调了政府和市场协调努力确保肥料质量的必要性。仅靠政府监管可能无法消除市场上的不合格肥料,但如果与肥料制造商、经销商和农民的市场倡议相结合,则可能有效。
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引用次数: 0
Early transition markers, opportunities, and limitations that define pathways into the labour market from adolescence to adulthood in South Africa 在南非,从青少年到成年进入劳动力市场的早期过渡标志、机会和限制
IF 2 3区 经济学 Q2 DEVELOPMENT STUDIES Pub Date : 2025-02-03 DOI: 10.1111/dpr.12829
Laura Rossouw, Kathryn Grace Watt, Furzana Timol, Leslie L. Davidson, Chris Desmond

Motivation

The transition from adolescence to adulthood encompasses key social changes. NEET status (Not in Education, Employment or Training) during this period disrupts this transition and alters an adolescent's life course. This is of particular concern in South Africa, a middle-income country with one of the world's highest rates of youth unemployment.

Purpose

The pathway to becoming NEET emerges over time by accumulating risks in early life and adolescence. Early-life adversities can increase the probability of events associated with becoming NEET. We aim to identify early-life and adolescent predictors of events associated with becoming NEET, as well as predictors of NEET status itself.

Methods and approach

We analyse four rounds of longitudinal data from a sample of 1,174 adolescents growing up in peri-urban KwaZulu-Natal, South Africa. Using a socioecological life-course model, we create two overlapping analytic cohorts and two NEET vulnerability indices to evaluate whether risks for vulnerability in schooling (early outcomes) are similar to those affecting post-schooling education and labour-market outcomes (later outcomes). We use a linear probability model to analyse the relationship between the vulnerability indices and the range of risk factors in the socioecological life-course model.

Findings

A strong predictor of both NEET vulnerability indices includes reporting feeling hopeless about the future. Other significant predictors include behavioural factors (getting pregnant or impregnating someone during adolescence, and drinking alcohol before age 16), family structure (residing with one's biological mother in early adolescence was protective) and demographics (age).

Policy implications

By deepening our understanding of how individual and contextual characteristics shape the transition into productive adulthood through a life-course approach, we can identify possible early intervention points lost once young people become NEET.

从青春期到成年期的过渡包含着重要的社会变化。啃老族(既没有接受教育,也没有就业或培训)在这一时期扰乱了这种转变,改变了青少年的生活轨迹。这在南非尤其令人担忧,这个中等收入国家是世界上青年失业率最高的国家之一。成为啃老族的途径是随着时间的推移,在生命早期和青春期积累风险。早年的逆境会增加成为啃老族相关事件的可能性。我们的目标是确定早期生活和青春期与成为啃老族相关的事件的预测因素,以及啃老族状态本身的预测因素。我们分析了来自南非夸祖鲁-纳塔尔省城郊1174名青少年样本的四轮纵向数据。使用社会生态生命历程模型,我们创建了两个重叠的分析队列和两个NEET脆弱性指数,以评估上学期间的脆弱性风险(早期结果)是否与影响上学后教育和劳动力市场结果(后期结果)的风险相似。利用线性概率模型分析了社会生态生命历程模型中脆弱性指数与风险因子范围的关系。研究发现,报告对未来感到绝望是两个NEET脆弱性指数的一个强有力的预测因子。其他重要的预测因素包括行为因素(在青春期怀孕或使某人怀孕,16岁之前饮酒)、家庭结构(在青春期早期与生母住在一起是有保护作用的)和人口统计(年龄)。通过加深我们对个人和环境特征如何通过生命历程方法塑造向有生产力的成年期过渡的理解,我们可以确定一旦年轻人成为啃老族就可能失去的早期干预点。
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引用次数: 0
Proxy means test for targeting welfare benefits in Jamaica 牙买加针对福利的代理经济状况调查
IF 2 3区 经济学 Q2 DEVELOPMENT STUDIES Pub Date : 2025-01-23 DOI: 10.1111/dpr.12828
Garfield O. Blake, Godfrey Gibbison

Motivation

The proxy means test (PMT) has become the predominant targeting mechanism for social assistance schemes in many low- and lower-middle income countries, including Jamaica. It has many powerful advocates amid claims that it can accurately and cost-effectively target the poor. However, recently, there have been concerns expressed by beneficiary groups, government stakeholders, and civil society on the selection of households for benefits under Jamaica's Programme of Advancement Through Health and Education (PATH).

Purpose

An evaluation of PATH suggests that it covers only about 71% of households ranked in the poorest quintiles, while 23% of programme beneficiaries are from households considered to be non-poor (ranked in the top two quintiles). This study introduces innovations to the current PMT model with the objective of improving targeting of the poor for social protection benefits.

Approach and methods

We draw on data collected by the Statistical Institute of Jamaica (STATIN) regarding the PATH programme to show that an application of the poverty-weighted least squares regression estimation method improves coverage of households ranked in the poorest quintiles. Poverty-weighted least squares places higher weights on the squared errors of poor households, which avoids the tendency of least squares regression to increase the predicted consumption of the poor.

Findings

Using data compiled by the STATIN through the annual Jamaica Survey of Living Conditions, we showed that the construction of a national model estimated using poverty-weighted least squares, and adjusting predicted consumption to the lower limit of the 95% confidence interval, improves coverage of the poorest households from 71% to over 85%. Achieving this high rate of coverage among the poor came at a cost, in the form of high coverage among the non-poor and, particularly, an increase in inclusion errors.

Policy implications

We believe these results demonstrate that in certain contexts it is possible to improve upon the Basic PMT model and meet the goals the PMT was intended to achieve, efficiently directing social assistance to the poor, minimizing leakage to the non-poor, and maintaining integrity in the overall social assistance mechanism.

在包括牙买加在内的许多低收入和中低收入国家,代理经济状况调查(PMT)已成为社会援助计划的主要目标机制。它有许多强有力的支持者,声称它可以准确地、经济有效地针对穷人。然而,最近,受益群体、政府利益攸关方和民间社会对根据牙买加通过保健和教育促进发展方案选择受益家庭表示关切。对适宜卫生技术方案的评价表明,该方案仅覆盖最贫穷五分之一的约71%的家庭,而23%的方案受益人来自被认为不贫穷的家庭(排在前两个五分之一)。本研究对目前的PMT模式进行了创新,目的是提高穷人获得社会保护福利的针对性。方法和方法我们利用牙买加统计研究所(STATIN)收集的关于适宜卫生技术方案的数据来表明,贫困加权最小二乘回归估计方法的应用提高了最贫困五分之一家庭的覆盖率。贫困加权最小二乘法对贫困家庭的平方误差赋予了更高的权重,从而避免了最小二乘法回归增加贫困家庭预测消费的倾向。利用国家统计局通过年度牙买加生活条件调查汇编的数据,我们发现,使用贫困加权最小二乘估算的国家模型的构建,并将预测消费调整到95%置信区间的下限,将最贫困家庭的覆盖率从71%提高到85%以上。在穷人中实现这种高覆盖率是有代价的,其形式是非穷人的高覆盖率,特别是包括错误的增加。我们认为,这些结果表明,在某些情况下,有可能改进基本的PMT模型,实现PMT旨在实现的目标,有效地向穷人提供社会援助,最大限度地减少对非穷人的泄漏,并保持整个社会援助机制的完整性。
{"title":"Proxy means test for targeting welfare benefits in Jamaica","authors":"Garfield O. Blake,&nbsp;Godfrey Gibbison","doi":"10.1111/dpr.12828","DOIUrl":"https://doi.org/10.1111/dpr.12828","url":null,"abstract":"<div>\u0000 \u0000 \u0000 <section>\u0000 \u0000 <h3> Motivation</h3>\u0000 \u0000 <p>The proxy means test (PMT) has become the predominant targeting mechanism for social assistance schemes in many low- and lower-middle income countries, including Jamaica. It has many powerful advocates amid claims that it can accurately and cost-effectively target the poor. However, recently, there have been concerns expressed by beneficiary groups, government stakeholders, and civil society on the selection of households for benefits under Jamaica's Programme of Advancement Through Health and Education (PATH).</p>\u0000 </section>\u0000 \u0000 <section>\u0000 \u0000 <h3> Purpose</h3>\u0000 \u0000 <p>An evaluation of PATH suggests that it covers only about 71% of households ranked in the poorest quintiles, while 23% of programme beneficiaries are from households considered to be non-poor (ranked in the top two quintiles). This study introduces innovations to the current PMT model with the objective of improving targeting of the poor for social protection benefits.</p>\u0000 </section>\u0000 \u0000 <section>\u0000 \u0000 <h3> Approach and methods</h3>\u0000 \u0000 <p>We draw on data collected by the Statistical Institute of Jamaica (STATIN) regarding the PATH programme to show that an application of the poverty-weighted least squares regression estimation method improves coverage of households ranked in the poorest quintiles. Poverty-weighted least squares places higher weights on the squared errors of poor households, which avoids the tendency of least squares regression to increase the predicted consumption of the poor.</p>\u0000 </section>\u0000 \u0000 <section>\u0000 \u0000 <h3> Findings</h3>\u0000 \u0000 <p>Using data compiled by the STATIN through the annual Jamaica Survey of Living Conditions, we showed that the construction of a national model estimated using poverty-weighted least squares, and adjusting predicted consumption to the lower limit of the 95% confidence interval, improves coverage of the poorest households from 71% to over 85%. Achieving this high rate of coverage among the poor came at a cost, in the form of high coverage among the non-poor and, particularly, an increase in inclusion errors.</p>\u0000 </section>\u0000 \u0000 <section>\u0000 \u0000 <h3> Policy implications</h3>\u0000 \u0000 <p>We believe these results demonstrate that in certain contexts it is possible to improve upon the Basic PMT model and meet the goals the PMT was intended to achieve, efficiently directing social assistance to the poor, minimizing leakage to the non-poor, and maintaining integrity in the overall social assistance mechanism.</p>\u0000 </section>\u0000 </div>","PeriodicalId":51478,"journal":{"name":"Development Policy Review","volume":"43 2","pages":""},"PeriodicalIF":2.0,"publicationDate":"2025-01-23","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"143118518","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"经济学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Analysing regional and sectoral productivity changes in the Indian economy 分析印度经济的区域和部门生产率变化
IF 2 3区 经济学 Q2 DEVELOPMENT STUDIES Pub Date : 2025-01-23 DOI: 10.1111/dpr.12830
Puneet Prakash Kaur, Ravi Kiran
<div> <section> <h3> Motivation</h3> <p>Numerous domestic and international studies have shown that India's business environment has shortcomings that have hindered and distorted investment, reducing growth and job creation. There is geographical variation in the distribution of sectoral and regional production in India. Therefore, it is necessary to investigate the role geography plays in evaluating the effects of shifts in aggregate and disaggregate productivity.</p> </section> <section> <h3> Purpose</h3> <p>This research attempts to build a unified framework to consider regional and sectoral changes as heterogeneous factors affecting productivity in India. It explores whether the fundamental changes in productivity are locational or sectoral.</p> </section> <section> <h3> Approach and Methods</h3> <p>This article focuses on three aspects: (1) It identifies variables based on previous literature. The aggregate industry analysis for both Punjab and India is based on independent variables. The study uses the 2SLS-estimator using STATA in a single-step endogeneity problem. (2) For disaggregate or sectoral analysis, it identifies four industries across India and Punjab. We confine our analysis to these four industries since the present study is done at both aggregate and disaggregate levels covering national and state level analysis. (3) It sets out separate interpretations for the aggregate analysis, setting it apart from disaggregate analysis.</p> </section> <section> <h3> Findings</h3> <p>For aggregate industry analysis, the results for Indian and Punjab industry adhere to Verdoorn's law which states that in the long run productivity generally grows proportionally to the square root of output. In that value-added growth is a major factor affecting total factor productivity for Indian firms across both regions. The Punjab group shows non-linearity between productivity and concentration. Concentration leads to some increase in productivity but this then declines.</p> </section> <section> <h3> Policy Implications</h3> <p>Policy-makers should promote the establishment of more medium-sized firms to enhance productivity across all regions in India.</p> <p>The skilled-labour ratio emerged as significant for the Punjab group, though this is because the state has a higher proportion of small-scale industries which are more labour intensive than the overall India group. As such, specific policies should be aimed at the manufacturing sector at state level to enhance productivity, taking into consideration unique features of each group.<
众多国内外研究表明,印度的商业环境存在着阻碍和扭曲投资、降低增长和创造就业的缺陷。在印度,部门和区域生产的分布存在地理差异。因此,有必要研究地理在评价总生产率和分解生产率变化效应中的作用。本研究试图建立一个统一的框架,将区域和部门变化视为影响印度生产率的异质因素。它探讨了生产率的根本变化是区域性的还是部门性的。本文主要从三个方面进行研究:(1)在前人文献的基础上识别变量。旁遮普和印度的总体行业分析是基于自变量的。在单步内生性问题中,研究了使用STATA的2sls估计器。(2)对于分类或部门分析,它确定了印度和旁遮普的四个行业。我们将分析局限于这四个行业,因为目前的研究是在涵盖国家和州一级分析的总量和分解水平上完成的。(3)对汇总分析提出了不同的解释,将汇总分析与非汇总分析区分开来。对于总体产业分析,印度和旁遮普工业的结果符合Verdoorn定律,该定律指出,从长远来看,生产率通常与产出的平方根成比例增长。其中,增值增长是影响两个地区印度企业全要素生产率的主要因素。旁遮普组显示出生产率和集中度之间的非线性。集中会使生产率有所提高,但随后又会下降。政策制定者应该促进建立更多的中型企业,以提高印度所有地区的生产率。熟练劳动力比例在旁遮普群体中显得尤为重要,尽管这是因为该邦的小型工业比例更高,而这些小型工业的劳动密集型程度高于整个印度群体。因此,应针对州一级的制造业部门制定具体政策,以提高生产率,同时考虑到每个群体的独特特点。政策制定者应该解决由中小微企业部监督的产业政策效率低下的问题。
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引用次数: 0
Enforcing contracts: The role of state subsidies as a hybrid enforcement mechanism in contracts between tomato processors and farmers in Algeria 执行合同:国家补贴作为一种混合执行机制在阿尔及利亚番茄加工商和农民之间的合同中的作用
IF 2 3区 经济学 Q2 DEVELOPMENT STUDIES Pub Date : 2025-01-16 DOI: 10.1111/dpr.12827
Sami Assassi, Georgios Kleftodimos, Oualid Benharrat, Aybike Bayraktar

Motivation

Contract farming plays a significant role in the growth of agriculture in many countries. Contracting poses substantial challenges when courts and companies are insufficiently developed, constraining the fulfilment of contracts. Exploring innovative contract enforcement mechanisms could yield valuable insights.

Purpose

We evaluate the effectiveness of state subsidies as a hybrid enforcement mechanism of the marketing contract developed by the Algerian government for tomato processors and their farmer suppliers.

Approach and methods

We examine the delivery decisions of Algerian tomato farmers to honour contracts or to deliver to the spot market. From the findings we evaluated the direct and indirect effects of subsidies on expanding the self-enforcing range of contracts and on encouraging firms to establish private contract enforcement mechanisms. Propensity scoring was used to match farmers. The data come from a comprehensive database of contracted tomato producers and surveys of all tomato canneries in 2021.

Findings

Subsidies, by reducing processor costs and raising famer prices, help to make contracts self-enforcing. Subsidies, moreover, encouraged half of the processors to adopt private contract enforcement mechanisms, above all loans to their supplier farmers. These mechanisms have had a positive, albeit moderate, effect on farmer deliveries.

Farmers still deliver only half of their contracts owing to weakening self-enforcement as the subsidy can be accessed in the spot market.

Policy implications

Public subsidies can help enforce contracts in agricultural value chains, especially where legal systems are fragile. Strict control of access to subsidies and incentives is crucial to ensure that the contract price provides sufficient incentive to farmers and to encourage processors to provide additional incentives.

契约农业在许多国家的农业发展中起着重要的作用。当法院和公司不够发达时,订立合同就构成了重大挑战,限制了合同的履行。探索创新的合同执行机制可以产生有价值的见解。我们评估了国家补贴作为阿尔及利亚政府为番茄加工商及其农民供应商制定的营销合同的混合执行机制的有效性。途径和方法我们审查了阿尔及利亚番茄农民的交付决定,以履行合同或交付到现货市场。根据研究结果,我们评估了补贴对扩大合同自我执行范围和鼓励企业建立私人合同执行机制的直接和间接影响。倾向评分用于匹配农民。这些数据来自签约番茄生产商的综合数据库,以及2021年对所有番茄罐装厂的调查。补贴通过降低加工者成本和提高农民价格,有助于使合同自我执行。此外,补贴鼓励一半的加工商采用私人合同执行机制,首先是向其供应商农民提供贷款。这些机制对农民的交付产生了积极的影响,尽管影响不大。由于补贴可以在现货市场获得,农民们的自我执行力减弱,目前只履行了一半的合同。公共补贴有助于在农业价值链中执行合同,特别是在法律体系脆弱的地方。严格控制获得补贴和奖励的途径对于确保合同价格为农民提供足够的奖励并鼓励加工商提供额外的奖励至关重要。
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引用次数: 0
Exploring climate change investment initiatives and funding challenges among faith-based organizations in Ghana 探讨加纳宗教组织的气候变化投资倡议和资金挑战
IF 2 3区 经济学 Q2 DEVELOPMENT STUDIES Pub Date : 2025-01-15 DOI: 10.1111/dpr.12826
Kelvin Omari Mintah, Solomon Nborkan Nakouwo, Albert Ahenkan, Justice Nyigmah Bawole

Motivation

Faith-based organizations (FBOs) have a significant role to play at a time of environmental upheavals, but their ability to mobilize climate funds in sub-Saharan Africa, especially Ghana, remains under question.

Purpose

The study asked three questions: (1) What spectrum of climate change investment opportunities are FBOs seeking? (2) What are the untapped climate change investment opportunities that FBOs can pursue? (3) What are the constraints that hinder FBOs in mobilizing funds to finance these opportunities?

Approach and methods

A qualitative research approach was adopted for the study and 18 FBOs in Ghana were purposively selected as a sample for the study.

Findings

The study uncovered the spectrum of climate change investment opportunities pursued by FBOs in the areas of agriculture and waste. However, there are untapped climate change investment opportunities in the energy and transport sectors. The constraints associated with mobilizing climate finance are ideological differences, knowledge gaps, limited institutional capacity, and bureaucratic bottlenecks.

Policy implications

Climate action funders need to reduce complications surrounding the means of obtaining funding and streamline their funding requirements to suit FBOs. They should also reassess their credibility evaluation standards to help FBOs from being sidestepped due to limited funding track records, despite the promising adaptation and mitigation initiatives they may have to offer. FBOs must upgrade their skills in the climate finance landscape by taking advantage of capacity-building programmes and training that seek to increase their understanding of the climate finance opportunities and requirements of climate funders.

在环境动荡时期,信仰组织(FBOs)可以发挥重要作用,但它们在撒哈拉以南非洲,特别是加纳调动气候资金的能力仍然受到质疑。本研究提出了三个问题:(1)fbo正在寻找什么样的气候变化投资机会?(2) fbo可以寻求哪些尚未开发的气候变化投资机会?(3)有哪些限制因素阻碍了fbo为这些机会筹集资金?方法和方法本研究采用定性研究方法,有意选择加纳的18家fbo作为研究样本。该研究揭示了fbo在农业和废物领域追求的气候变化投资机会的范围。然而,能源和运输部门存在尚未开发的气候变化投资机会。与动员气候资金相关的制约因素包括意识形态差异、知识差距、机构能力有限和官僚主义瓶颈。气候行动资助者需要减少获得资金途径的复杂性,并简化其资金要求,以适应fbo。它们还应重新评估其信誉评估标准,以帮助fbo避免因资金记录有限而被回避,尽管它们可能必须提供有希望的适应和缓解举措。fbo必须通过利用能力建设项目和培训来提升他们在气候融资领域的技能,这些项目和培训旨在提高他们对气候融资机会和气候资助者要求的理解。
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引用次数: 0
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