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The Resilience of Democracy’s Third Wave 民主第三次浪潮的韧性
Pub Date : 2024-01-11 DOI: 10.1017/s1049096523000914
S. Levitsky, Lucan Way
The literature on democratization has experienced radical mood swings in recent decades, from extreme optimism in the 1990s to extreme pessimism today. These mood swings have resulted in not only misguided claims about the state of democracy in the world but also a muddied understanding of what drives both democratization and democratic erosion.
近几十年来,有关民主化的文献经历了剧烈的情绪波动,从 20 世纪 90 年代的极度乐观到如今的极度悲观。这些情绪波动不仅导致了对世界民主状况的误导,而且也混淆了对民主化和民主侵蚀的驱动因素的理解。
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引用次数: 0
Psychological Biases and Democratic Anxiety: A Comment on Little and Meng (2023) 心理偏差与民主焦虑:对利特尔和孟的评论(2023)
Pub Date : 2024-01-11 DOI: 10.1017/s1049096523000768
Daniel Treisman
In their timely article, Andrew Little and Anne Meng make an important point. Despite widespread alarm over democratic backsliding, objective evidence suggests that the scale of the phenomenon is much more limited than many seem to think. Recent power holders around the world have not been entrenching themselves more effectively than in the past. Incumbents continue to lose elections about as often as they used to, and those who win have not been doing so by larger margins. Opposition parties are allowed to compete about as frequently today as 10 or 20 years ago. Moreover, there has been no increase in leaders’ ability to evade term limits.
安德鲁-利特尔(Andrew Little)和安妮-孟(Anne Meng)在他们及时发表的文章中提出了一个重要观点。尽管人们普遍对民主倒退感到震惊,但客观证据表明,这种现象的规模比许多人想象的要有限得多。世界各地最近的掌权者并没有比过去更有效地巩固自己的地位。现任者在选举中落败的次数仍然和过去一样频繁,而那些获胜者也没有以更大的优势获胜。今天,反对党获准参与竞争的频率与 10 年或 20 年前差不多。此外,领导人逃避任期限制的能力并没有增强。
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引用次数: 0
Measuring Democratic Backsliding 衡量民主倒退
Pub Date : 2024-01-11 DOI: 10.1017/s104909652300063x
Andrew T. Little, Anne Meng
Despite the general narrative that the world is in a period of democratic decline, there have been surprisingly few empirical studies that assess whether this is systematically true. Most existing studies of global backsliding are based largely if not entirely on subjective indicators that rely on expert coder judgment. Our study surveys objective indicators of democracy (e.g., incumbent performance in elections) and finds little evidence of global democratic decline during the past decade. To explain the discrepancy in trends between expert-coded and objective indicators, we consider the role of coder bias and leaders strategically using more subtle undemocratic action. Although we cannot rule out the possibility that the world is becoming less democratic exclusively in ways that require subjective judgment to detect, this claim is not justified by existing evidence.
尽管人们普遍认为世界正处于民主衰退期,但令人惊讶的是,很少有实证研究对这一说法是否系统地成立进行评估。现有的大多数关于全球民主倒退的研究,即使不是完全基于主观指标,也主要依赖于专家编码员的判断。我们的研究调查了民主的客观指标(如现任者在选举中的表现),发现在过去十年中几乎没有证据表明全球民主在衰退。为了解释专家编码指标与客观指标之间的趋势差异,我们考虑了编码者偏见和领导人策略性地采取更微妙的不民主行动的作用。虽然我们不能排除世界民主程度下降的可能性,但这完全需要主观判断才能发现,而现有证据并不能证明这种说法是正确的。
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引用次数: 0
An Events-Based Approach to Understanding Democratic Erosion 以事件为基础理解民主侵蚀的方法
Pub Date : 2024-01-11 DOI: 10.1017/s1049096523001026
Hannah Baron, Robert A. Blair, Jessica Gottlieb, Laura Paler
This article introduces and demonstrates the utility of a new event dataset on democratic erosion around the world. Through case studies of Turkey and Brazil, we show that our Democratic Erosion Event Dataset (DEED) can help to resolve debates about the extent to which democracy is backsliding based on prominent cross-national indicators, focusing in particular on the Varieties of Democracy (V-Dem) and Little and Meng (L&M) indices. V-Dem suggests that democracies are deteriorating worldwide; L&M argue that this may be an artifact of subjectivity and coder bias and that more “objective” indicators reveal little to no global democratic backsliding in recent years. Using DEED, we show that—at least in these cases—objective indices may underestimate the extent of democratic erosion whereas subjective indices may overestimate it. Our analyses illustrate the ways in which DEED can complement existing indices by illuminating the nature and dynamics of democratic erosion as it occurs on the ground.
本文介绍并展示了有关全球民主侵蚀的新事件数据集的实用性。通过对土耳其和巴西的案例研究,我们表明,我们的民主侵蚀事件数据集(DEED)有助于解决基于著名跨国指标的民主倒退程度的争论,尤其侧重于民主多样性指数(V-Dem)和利特尔与孟指数(L&M)。V-Dem认为全球民主正在恶化;L&M则认为这可能是主观性和编码者偏差的产物,更 "客观 "的指标显示近年来全球民主几乎没有倒退。我们利用民主与发展指数(DEED)表明--至少在这些情况下--客观指数可能会低估民主侵蚀的程度,而主观指数则可能会高估民主侵蚀的程度。我们的分析表明,DEED 可以通过揭示实地发生的民主侵蚀的性质和动态来补充现有指数。
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引用次数: 0
Expert Bias and Democratic Erosion: Assessing Expert Perceptions of Contemporary American Democracy 专家偏见与民主侵蚀:评估专家对当代美国民主的看法
Pub Date : 2024-01-11 DOI: 10.1017/s1049096523000719
Olivier Bergeron-Boutin, John M. Carey, Gretchen Helmke, Eli Rau
In an important contribution to scholarship on measuring democratic performance, Little and Meng suggest that bias among expert coders accounts for erosion in ratings of democratic quality and performance observed in recent years. Drawing on 19 waves of survey data on US democracy from academic experts and from the public collected by Bright Line Watch (BLW), this study looks for but does not find manifestations of the type of expert bias that Little and Meng posit. Although we are unable to provide a direct test of Little and Meng’s hypothesis, several analyses provide reassurance that expert samples are an informative source to measure democratic performance. We find that respondents who have participated more frequently in BLW surveys, who have coded for V-Dem, and who are vocal about the state of American democracy on Twitter are no more pessimistic than other participants.
利特尔(Little)和孟(Meng)对衡量民主绩效的学术研究做出了重要贡献,他们认为,专家编码者的偏见是近年来观察到的民主质量和绩效评分下降的原因。本研究利用 "光明线观察"(BLW)从学术专家和公众那里收集的 19 波有关美国民主的调查数据,寻找但并未发现 Little 和 Meng 所假设的那种专家偏见的表现。虽然我们无法直接检验 Little 和 Meng 的假设,但几项分析再次证明专家样本是衡量民主表现的信息来源。我们发现,那些更频繁地参与 BLW 调查、为 V-Dem 编码以及在 Twitter 上对美国民主状况发表意见的受访者并不比其他参与者更悲观。
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引用次数: 0
Measuring Backsliding with Observables: Observable-to-Subjective Score Mapping 用观测指标衡量倒退:可观测数据到主观分数的映射
Pub Date : 2024-01-11 DOI: 10.1017/s1049096523001075
Daniela Weitzel, J. Gerring, Daniel Pemstein, Svend-Erik Skaaning
Multiple well-known democracy-rating projects—including Freedom House, Polity, and Varieties of Democracy (V-Dem)—have identified apparent global regression in recent years. These measures rely on partly subjective indicators, which—in principle—could suffer from rater bias. For instance, Little and Meng (2023) argue that shared beliefs driven by the current zeitgeist could lead to shared biases that produce the appearance of democratic backsliding in subjectively coded measures. To assess this argument and the strength of the evidence for global democratic backsliding, we propose an observable-to-subjective score mapping (OSM) methodology that uses only easily observable features of democracy to predict existing indices of democracy. Applying this methodology to three prominent democracy indices, we find evidence of backsliding—but beginning later and not as pronounced as suggested by some of the original indices. Our approach suggests that the Freedom House measure particularly does not track with the recent patterns in observable indicators and that there has been a stasis or—at most—a modest decline in the average level of democracy.
多个著名的民主评级项目--包括自由之家(Freedom House)、Polity 和民主多样性(V-Dem)--都发现近年来全球民主明显倒退。这些衡量标准部分依赖于主观指标,原则上可能会受到评分者偏见的影响。例如,Little 和 Meng(2023 年)认为,当前思潮所驱动的共同信念可能会导致共同偏见,从而在主观编码的测量中产生民主倒退的表象。为了评估这一论点以及全球民主倒退的证据力度,我们提出了一种可观察到的主观分数映射(OSM)方法,该方法仅使用易于观察到的民主特征来预测现有的民主指数。将该方法应用于三个著名的民主指数,我们发现了倒退的证据--但开始时间较晚,而且不像某些原始指数所显示的那样明显。我们的方法表明,"自由之家"(Freedom House)的衡量标准尤其与可观察指标的近期模式不符,民主的平均水平一直处于停滞状态,或最多是略有下降。
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引用次数: 0
How Little and Meng’s Objective Approach Fails in Democracies 利特尔和孟晚舟的客观方法如何在民主国家失败
Pub Date : 2024-01-11 DOI: 10.1017/s1049096523001063
Michael K. Miller
Little and Meng (L&M) (2023) question the prevailing narrative of widespread democratic backsliding by showing that various objective indicators of democracy are flat over time. However, because recent democratic decline is concentrated in democracies, the objective indicators can accurately test for backsliding only if they can track democratic quality within democracies. This response article shows that they cannot, for conceptual and empirical reasons. The indicators generally can distinguish democracies from autocracies but are blind to variation in quality within democracies. L&M, therefore, are showing that one form of variation in democracy is stagnant but are systematically missing the very type of variation that has most informed current warnings about backsliding.
Little 和 Meng (L&M) (2023)通过证明民主的各种客观指标随时间的推移持平,对民主普遍倒退的普遍说法提出了质疑。然而,由于最近的民主衰退集中在民主国家,客观指标只有在能够追踪民主国家内部民主质量的情况下才能准确检验民主倒退。这篇回应文章表明,由于概念和经验方面的原因,它们无法做到这一点。这些指标通常可以区分民主政体和专制政体,但对民主政体内部的质量差异却视而不见。因此,L&M 显示民主的一种变异形式停滞不前,但却系统性地忽略了当前关于倒退的警告中最有依据的变异类型。
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引用次数: 0
The Puzzle of Chile’s Resilient Support for Gender Parity 智利对性别均等的持久支持之谜
Pub Date : 2024-01-10 DOI: 10.1017/s1049096523000811
Catherine Reyes-Housholder, Julieta Suárez-Cao, Javiera Arce-Riffo
Chile’s 2021–22 Constitutional Convention was the first in the world to feature mechanisms that guaranteed gender parity among constituents (Arce and Suárez-Cao 2021). This was not an easy win. Feminist activists and women politicians pushed for gender parity in 2020-21 in a country that had adopted gender quotas relatively late (Figueroa 2021; Reyes-Housholder, Suárez-Cao, and Le Foulon 2023; Suárez-Cao 2023; personal interview #1, April 21, 2023). Reserving seats for Indigenous groups and using other mechanisms to allow space for independent constituents further broadened the convention’s ostensible inclusiveness. After the September 2022 rejection of the 2021–22 Constitutional Convention’s draft, political parties immediately started over by crafting an elite-controlled process. Lawmakers—this time with surprising speed—again coalesced around the idea that an equal number of men and women should write the new draft.
智利的 2021-22 年制宪会议是世界上第一个以机制为特色,保障制宪会议成员性别均等的会议(Arce 和 Suárez-Cao 2021 年)。这一胜利来之不易。女权活动家和女性政治家在 2020-21 年推动了性别均等,而这个国家采用性别配额的时间相对较晚(Figueroa 2021 年;Reyes-Housholder、Suárez-Cao 和 Le Foulon 2023 年;Suárez-Cao 2023 年;个人访谈 #1,2023 年 4 月 21 日)。为原住民团体保留席位并利用其他机制为独立选民留出空间,进一步扩大了大会表面上的包容性。2022 年 9 月 2021-22 年制宪会议草案被否决后,各政党立即重新启动了由精英控制的进程。立法者们--这一次以令人惊讶的速度--再次围绕着由同等数量的男性和女性来撰写新草案的想法达成一致。
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引用次数: 0
Introduction to the Symposium, “Constitution-Making in the 21st Century: Lessons from the Chilean Process” 21 世纪的制宪 "专题讨论会导言:智利制宪进程的经验教训
Pub Date : 2024-01-10 DOI: 10.1017/s1049096523000963
Claudia Heiss, Julieta Suárez-Cao
Expressions of social discontent that trigger deep political reform appear to be a sign of the times. Emerging political actors challenge delegitimized political elites with promises of a closer relationship with electorates, new rules to fight corruption, and more open access to the benefits of economic growth. Often, however, reforms in recent decades have weakened instead of strengthened democracy, leaving political systems less fair and more exclusive than before. The Chilean constitution-making process of 2021–2022 reasonably raised hopes for a different outcome.
社会不满情绪的表达引发了深刻的政治改革,这似乎是一个时代的标志。新出现的政治行为体承诺与选民建立更密切的关系、制定新的反腐规则,以及更开放地获取经济增长的利益,以此挑战已失去合法性的政治精英。然而,近几十年来的改革往往削弱了民主,而不是加强了民主,使政治制度比以前更不公平,更具排他性。智利 2021-2022 年的制宪进程有理由让人对不同的结果抱有希望。
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引用次数: 0
Constitution-Making in the 21st Century: Lessons from the Chilean Process 21 世纪的制宪:智利制宪进程的经验教训
Pub Date : 2024-01-10 DOI: 10.1017/s104909652300104x
Claudia Heiss, Julieta Suárez-Cao
A distinctive feature of 21st-century constitution making is the role assigned to citizens through various forms of direct participation, as well as special efforts to include groups underrepresented and marginalized in ordinary politics. The legitimacy of these processes increasingly requires a role for actors and groups previously excluded from crucial institutional decisions (Elster 1998; Fishkin 2011; Reuchamps and Welp 2023; Rubio-Marín 2020; Welp and Soto 2020). However, vested interests have proven challenging to overcome amid a global crisis of representation. The failed Chilean process of 2021–2022 provides valuable lessons about the triumphs and pitfalls of embracing an open approach to constitution making.
21 世纪制宪的一个显著特点是通过各种形式的直接参与赋予公民作用,以及特别努力纳入在普通政治中代表性不足和边缘化的群体。这些进程的合法性越来越需要以前被排除在重要制度决策之外的行为者和群体发挥作用(Elster,1998 年;Fishkin,2011 年;Reuchamps 和 Welp,2023 年;Rubio-Marín,2020 年;Welp 和 Soto,2020 年)。然而,事实证明,在全球代表性危机的背景下,要克服既得利益具有挑战性。智利 2021-2022 年进程的失败为我们提供了宝贵的经验教训,让我们了解以开放的方式制宪的成功与失败。
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引用次数: 0
期刊
PS: Political Science & Politics
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