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Rethinking Peer Review Using the Swiss Cheese Model to Better Flag Problematic Manuscripts 重新思考同行评议,使用瑞士奶酪模型更好地标记有问题的手稿
IF 2.4 3区 管理学 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-08-18 DOI: 10.1002/leap.2021
Jennifer A. Byrne, Anna Abalkina, Jana Christopher, Marie F. Soulière
<p>Peer review represents a cornerstone of scientific and scholarly publishing. Despite many unanswered questions about the value of peer review (Tennant and Ross-Hellauer 2020), it is widely assumed that peer review improves the quality of published articles. In turn, reviewers accept peer review requests based on the interest and relevance of manuscripts, and as a service to their fields (Severin and Chataway <span>2021</span>). It has been estimated that reviewers contributed over 100 million hours towards peer review in 2020, with an approximate collective value of over USD 2 billion (Aczel et al. <span>2021</span>). Millions of peer reviewers participate in peer review every year (Aczel et al. <span>2021</span>) through invitations from the many thousands of editors who support peer reviewed journals.</p><p>Peer review occurs through a stepwise process (Figure 1), where manuscripts are first considered by editors, with a subset of manuscripts progressing to external peer review. These stages involve different individuals with often differing expertise and hence capacities to assess research quality. Peer review has, however, paid less attention to detecting manuscripts with questionable integrity. This could reflect assumptions that relatively few manuscripts present integrity issues, and that peer reviewers may be poorly equipped to detect integrity issues within manuscripts (Stroebe et al. <span>2012</span>).</p><p>The rise in manuscripts from paper mills (Behl <span>2021</span>; Bricker-Anthony and Giangrande <span>2022</span>; Cooper and Han <span>2021</span>; Heck et al. <span>2021</span>; Pinna et al. <span>2020</span>; Van Noorden <span>2023</span>) and the possible misapplication of large language models (LLM's) to generate and scale fast-churn manuscripts (Grimaldi and Ehrler <span>2023</span>; Suchak et al. <span>2025</span>) highlight the need to revisit assumptions about the capacity of peer review to detect unethical or low-value submissions. Suspected submissions from paper mills have now been described by many biomedical journals (Behl <span>2021</span>; Bricker-Anthony and Giangrande <span>2022</span>; Cooper and Han <span>2021</span>; Heck et al. <span>2021</span>; Pinna et al. <span>2020</span>; Seifert <span>2021</span>). Other journals have described receiving large numbers of repetitive manuscripts (Jin <span>2022</span>), suggesting the possible misapplication of LLM's by paper mills or individual teams (Mainous III <span>2025</span>; Munafò et al. <span>2024</span>; Stewart <span>2025</span>). Such changing patterns of submissions (Mainous III <span>2025</span>) and, in some cases, publications (Stender et al. <span>2024</span>; Suchak et al. <span>2025</span>) question assumptions that unethical manuscript submissions are infrequent. As submissions from paper mills and the use of LLM's to produce derivative manuscripts become more frequent, the awareness of scaled and repetitive submissions is also expected to grow (B
同行评议是科学和学术出版的基石。尽管关于同行评议的价值有许多悬而未决的问题(Tennant和Ross-Hellauer 2020),但人们普遍认为同行评议可以提高发表文章的质量。反过来,审稿人根据手稿的兴趣和相关性接受同行评审请求,并作为对其领域的服务(Severin和Chataway 2021)。据估计,审稿人在2020年为同行评审贡献了超过1亿小时,总价值约超过20亿美元(Aczel et al. 2021)。每年有数百万同行评议人通过支持同行评议期刊的数千名编辑的邀请参与同行评议(Aczel et al. 2021)。同行评审是通过一个循序渐进的过程进行的(图1),其中手稿首先由编辑考虑,然后一部分手稿进行外部同行评审。这些阶段涉及不同的人,他们通常具有不同的专业知识,因此评估研究质量的能力也不同。然而,同行评议却很少注意检测论文的完整性是否有问题。这可能反映了这样的假设,即相对较少的手稿存在完整性问题,同行审稿人可能没有足够的能力来检测手稿中的完整性问题(Stroebe et al. 2012)。造纸厂手稿的增加(Behl 2021;布里克-安东尼和詹格兰德2022;Cooper and Han 2021;Heck et al. 2021;Pinna et al. 2020;Van Noorden 2023)以及大型语言模型(LLM)在生成和扩展快速流动手稿方面可能存在的误用(Grimaldi和Ehrler 2023;Suchak等人(2025)强调需要重新审视同行评审能力的假设,以发现不道德或低价值的提交。许多生物医学期刊现已描述了造纸厂提交的可疑材料(Behl 2021;布里克-安东尼和詹格兰德2022;Cooper and Han 2021;Heck et al. 2021;Pinna et al. 2020;塞弗特2021年)。其他期刊称收到了大量重复稿件(Jin 2022),这表明造纸厂或个别团队可能误用法学硕士学位(Mainous III 2025;Munafò等人2024;斯图尔特2025)。这种提交模式的变化(Mainous III 2025),在某些情况下,出版物(Stender et al. 2024;Suchak等人(2025)质疑不道德的稿件提交很少发生的假设。随着造纸厂的投稿和法学硕士制作衍生文稿的使用变得越来越频繁,预计规模和重复投稿的意识也会增强(Byrne和Stender 2025)。这种意识可以通过同行评审过程来利用,除了质量之外,还积极考虑研究和学术诚信(Abalkina et al. 2025)。还有更多的理由来关注同行评议,以反对造纸厂的意见书。与真正的研究相反,出版的限速步骤可能是进行研究,造纸厂的限速步骤可能是同行评审(Byrne et al. 2022)。因此,造纸厂试图操纵这一限制速度的步骤并不奇怪(Byrne等人,2022;Matusz et al. 2025),例如,通过招募编辑和同行审稿人来促进稿件的接受(Abalkina et al. 2025;Joelving和缩回手表2024;Pinna et al. 2020),并通过创建虚假的审稿人身份(Matusz et al. 2025)。鉴于同行评议对造纸厂的关键和限制速度的重要性,他们的手稿和提交策略可能会不断发展以逃避检测(Byrne等人,2024),突出了同行评议过程跟上步伐的必要性(Abalkina等人,2025)。造纸厂问题的规模和不断变化的性质突出了根据错误和事故因果和预防的瑞士奶酪模型(Larouzee和Le Coze 2020;Wiegmann et al. 2022)。瑞士奶酪模型将过程表示为不同的奶酪片,其中优势由奶酪表示,缺点或失败由奶酪上的洞表示(图1)。瑞士奶酪模型提出,当不同过程阶段的盲点共享时,可能会发生错误或事故,而当过程具有互补的优势时,可以防止错误和事故(Wiegmann et al. 2022)(图1)。当应用于同行评审时,瑞士奶酪模型允许将同行评审过程的每个阶段视为检测有问题手稿的新机会(图1)。理想情况下,大多数有问题的提交将在同行评审的早期阶段被检测到,只有较少的有问题的提交进展到后期,资源更密集的阶段(图1)。 尽管如此,如果有问题的手稿特征可以反馈给编辑,这可以收紧一些“漏洞”,否则有问题的手稿可能会滑出去。虽然没有同行评议系统可以成功地检测到来自不良行为者的所有提交(Cooke et al. 2024;Wykes和Parkinson 2023),持续的、实时的改进可以减少被接受的手稿数量,事后看来,这些手稿应该被拒绝。其他作者最近描述了编辑和同行评议者可以检测到的造纸厂手稿的特征,以及同行评议系统如何更好地做出反应(Abalkina等人,2025;克里斯托弗·2021)。我们基本上不会重复以前的建议,而是将重点放在以前没有讨论过的机会上。在所有情况下,我们将描述对现有实践的简单修改,这些修改可以很容易地实现(表1)。我们将最后考虑大规模实施这些建议的变化可能带来的后果,以及一些出版商和期刊的做法可能需要如何适应。编辑最终决定稿件是被接受还是被拒绝;因此,他们在同行评议中发挥着关键作用(Sever 2023;Tennant和Ross-Hellauer 2020)。许多期刊都有编辑助理或内部团队检查投稿,并对最初的办公桌拒绝做出决定(Horbach and Halffman 2020)。这些早期的决定决定了稿件是否以及如何进入同行评审的后期阶段,以及将多少时间和其他资源分配给单个稿件。编辑审查尽可能有效地识别低价值和潜在不诚实的投稿,以减少可能通过进一步考虑而浪费的资源,符合编辑和同行审稿人的利益(Cooke et al. 2024;切断2023;Wykes and Parkinson 2023)。为了在编辑审查阶段发现有问题的投稿,出版商和期刊越来越多地投资于研究诚信团队、稿件筛选工具,并利用有问题投稿的已知特征来突出稿件的退稿(Abalkina et al. 2025;阿拉姆和威尔逊2023)。然而,尽管期刊和出版商尽了最大的努力,但并不是所有有问题的投稿都能通过编辑审查发现(Behl 2021;Bricker-Anthony and Giangrande 2022)(图1)。首先,筛选工具可能并不适用于所有期刊,特别是在个别期刊需要付费访问的情况下。其次,大多数筛选工具代表商业产品,其中目标特征可能不会公开,并且对输出的实际理解可能有限。这可能导致预测价值的不确定性,以及编辑人员应对预测做出的决定。第三,内部团队和筛选工具不太可能识别所有造纸厂或批量生产的手稿特征,因为我们目前对造纸厂问题的程度了解有限,而且造纸厂提交的预测能力会随着检测的改进而变化(Byrne et al. 2024)。最后,个别编辑和期刊对问题投稿的认识可能有所不同。例如,一些编辑可能根本不知道造纸厂,或者认为他们的期刊不会成为攻击目标。同样,编辑可能无法识别有问题的投稿的特征,特别是如果他们的期刊以前没有(或故意)成为目标或收到很少的投稿。如果稿件未被退稿,编辑将邀请专家对稿件进行审稿,目的是尽快确定2-3名审稿人(Sever 2023)。虽然邀请审稿人
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引用次数: 0
Does ChatGPT Ignore Article Retractions and Other Reliability Concerns? ChatGPT是否忽略了文章撤回和其他可靠性问题?
IF 2.4 3区 管理学 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-08-04 DOI: 10.1002/leap.2018
Mike Thelwall, Marianna Lehtisaari, Irini Katsirea, Kim Holmberg, Er-Te Zheng

Large language models (LLMs) like ChatGPT seem to be increasingly used for information seeking and analysis, including to support academic literature reviews. To test whether the results might sometimes include retracted research, we identified 217 retracted or otherwise concerning academic studies with high altmetric scores and asked ChatGPT 4o-mini to evaluate their quality 30 times each. Surprisingly, none of its 6510 reports mentioned that the articles were retracted or had relevant errors, and it gave 190 relatively high scores (world leading, internationally excellent, or close). The 27 articles with the lowest scores were mostly accused of being weak, although the topic (but not the article) was described as controversial in five cases (e.g., about hydroxychloroquine for COVID-19). In a follow-up investigation, 61 claims were extracted from retracted articles from the set, and ChatGPT 4o-mini was asked 10 times whether each was true. It gave a definitive yes or a positive response two-thirds of the time, including for at least one statement that had been shown to be false over a decade ago. The results therefore emphasise, from an academic knowledge perspective, the importance of verifying information from LLMs when using them for information seeking or analysis.

像ChatGPT这样的大型语言模型(llm)似乎越来越多地用于信息搜索和分析,包括支持学术文献综述。为了测试结果是否有时可能包括撤回的研究,我们确定了217项撤回或其他与高替代分数有关的学术研究,并要求ChatGPT 40 -mini对每项研究的质量进行30次评估。令人惊讶的是,在6510份报告中,没有一篇提到文章被撤回或存在相关错误,它给了190篇相对较高的分数(世界领先、国际优秀或接近)。得分最低的27篇文章大多被指责为内容薄弱,尽管在5个案例中,主题(而不是文章)被描述为有争议的(例如,关于羟氯喹治疗COVID-19)。在后续调查中,从这组撤稿文章中提取了61条声明,ChatGPT 40 -mini被询问了10次是否每条都是真的。在三分之二的时间里,它给出了明确的“是”或“肯定”的回答,包括至少一个十多年前被证明是错误的陈述。因此,从学术知识的角度来看,研究结果强调了在使用法学硕士进行信息搜索或分析时验证信息的重要性。
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引用次数: 0
Scholarly Publications: Criteria, Types, and Recognition From the Researchers' Perspective 学术出版物:研究人员视角下的标准、类型和认可
IF 2.4 3区 管理学 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-08-01 DOI: 10.1002/leap.2019
Christian Kaier, Lisa Schilhan, Karin Lackner, Hilmar Brohmer

Based on a survey, this study investigates the perceptions of researchers in Austria concerning scholarly publications, exploring criteria, types, and emerging types of publication and their future recognition. The findings reveal that researchers value a diverse set of criteria, with content-related factors prioritised over formal ones. While traditional publication types remain dominant, novel forms, such as data publications and replication studies, are gaining recognition. Researchers (n = 616) express a desire for broader recognition of diverse types of work, particularly data publications, teaching materials, and software or code. The findings also exhibit the predominantly research-to-research focus of scholarly communication, with limited emphasis on science-to-public engagement. An analysis of career stages shows that pre-doctoral and post-doctoral researchers tend to be more open-minded than professors regarding the future recognition of some novel types of publication. There are evident differences between disciplines, highlighting the need for a nuanced, subject-specific approach to evaluation and documentation. Overall, the survey results call for greater consideration of novel publication types in research assessment and documentation. Accordingly, libraries should enhance their research support services to assist in the publication, documentation, and archiving of additional types of publication.

基于一项调查,本研究调查了奥地利研究人员对学术出版物的看法,探讨了出版物的标准、类型、新兴类型及其未来的认可。研究结果表明,研究人员重视一系列不同的标准,与内容相关的因素优先于形式因素。虽然传统的出版物类型仍然占主导地位,但新的形式,如数据出版物和复制研究,正在得到承认。研究人员(n = 616)表达了对不同类型工作的更广泛认可的愿望,特别是数据出版物、教材、软件或代码。研究结果还显示,学术交流主要以研究对研究为重点,对科学对公众参与的重视有限。一项对职业阶段的分析表明,对于某些新型出版物的未来认可,博士前和博士后研究人员往往比教授更开放。学科之间有明显的差异,强调需要一种细致入微的、特定学科的评估和文档方法。总体而言,调查结果要求在研究评估和文献中更多地考虑新颖的出版物类型。因此,图书馆应加强其研究支助服务,以协助其他类型出版物的出版、文件编制和存档。
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引用次数: 0
Developing a Criteria Framework for Peer Review: A Critical Interpretive Synthesis 制定同行评议的标准框架:一个关键的解释性综合
IF 2.2 3区 管理学 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-06-21 DOI: 10.1002/leap.2016
Yifei Li, Xiaoting Xu, Dongqing Lyu, Zhen Zhang, Juan Xie, Ying Cheng

The review criteria that reviewers and editors use are crucial in the journal peer review process. However, the review criteria for manuscripts are scattered across various literature, and their different manifestations make things more complicated. In response, we conducted a critical interpretive synthesis to provide a systematic criteria framework with clear definitions for reviewing manuscripts. We extracted review criteria from 157 heterogeneous sources, including 33 research articles, 20 literature reviews, 20 editorials and 84 reviewer guidelines from journals or publishers. The analysis of the evidence followed a ‘bottom-up’ approach. Five categories emerged (i.e., value to journal, effective use of literature, rigorousness, clarity and compliance) involving 12 components, 33 items and 79 entries. Drawing on the results, we developed a four-level criteria framework (i.e., categories-components-items-entries) for manuscript peer review. Additionally, we compared the content of review criteria across diverse fields. The findings provide a theoretical framework for standardised and systemised review criteria.

审稿人和编辑使用的评审标准在期刊同行评审过程中至关重要。然而,稿件的评审标准分散在各种文献中,其不同的表现形式使事情变得更加复杂。作为回应,我们进行了一个批判性的解释性综合,以提供一个系统的标准框架,明确定义审查手稿。我们从157个不同来源中提取了评价标准,包括来自期刊或出版商的33篇研究文章、20篇文献综述、20篇社论和84篇审稿人指南。对证据的分析采用了“自下而上”的方法。出现了五个类别(即对日志的价值,文献的有效利用,严谨性,清晰度和合规性),涉及12个组成部分,33个项目和79个条目。根据结果,我们开发了一个四级标准框架(即,类别-组件-项目-条目)用于手稿同行评审。此外,我们比较了不同领域的评审标准的内容。这些发现为标准化和系统化的审查标准提供了理论框架。
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引用次数: 0
Assessing the Societal Impact of Academic Research With Artificial Intelligence (AI): A Scoping Review of Business School Scholarship as a ‘Force for Good’ 用人工智能(AI)评估学术研究的社会影响:商学院奖学金作为“善的力量”的范围审查
IF 2.2 3区 管理学 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-06-11 DOI: 10.1002/leap.2010
David Steingard, Kathleen Rodenburg

This study addresses critical questions about how current evaluative frameworks for academic research can effectively translate scholarly findings into practical applications and policies to tackle societal ‘grand challenges’. This scoping review analysis was conducted using bibliometric methods and AI tools. Articles were drawn from a wide range of disciplines, with particular emphasis on the business and management fields, focusing on the burgeoning scholarship area of ‘business as a force for good’. The novel integration of generative AI research approaches underscores the transformative potential of AI-human collaboration in academic research. Metadata from 4051 articles were examined in the scoping review, with only 370 articles (9.1%) explicitly identified as relevant to societal impact. This finding reveals a substantial and concerning gap in research addressing the urgent social and environmental issues of our time. To address this gap, the study identifies six meta-themes related to enhancing the societal impact of research: business applications; faculty publication pressure; societal impact focus; sustainable development; university and scholarly rankings; and reference to responsible research frameworks. Key findings highlight critical misalignments between research outputs and the United Nations Sustainable Development Goals (SDGs) and a lack of practical business applications of research insights. The results emphasise the urgent need for academic institutions to expand evaluation criteria beyond traditional metrics to prioritise real-world impacts. Recommendations include developing holistic evaluation frameworks and incentivising research that addresses pressing societal challenges—shifting academia from a ‘scholar-to-scholar’ to a ‘scholar-to-society’ paradigm. The implications of this shift are applied to business-related scholarship and its potential to inspire meaningful societal impact through business practice.

本研究解决了一些关键问题,即当前的学术研究评估框架如何有效地将学术发现转化为实际应用和政策,以应对社会“重大挑战”。使用文献计量学方法和人工智能工具进行范围综述分析。文章来自广泛的学科,特别强调商业和管理领域,关注新兴的“商业为善的力量”的学术领域。生成式人工智能研究方法的新整合强调了人工智能-人类合作在学术研究中的变革潜力。在范围审查中检查了4051篇文章的元数据,其中只有370篇(9.1%)明确确定与社会影响相关。这一发现揭示了在解决我们这个时代紧迫的社会和环境问题的研究方面存在重大和令人担忧的差距。为了解决这一差距,该研究确定了与增强研究的社会影响相关的六个元主题:商业应用;教师出版压力;关注社会影响;可持续发展;大学和学术排名;并参考负责任的研究框架。主要发现突出了研究成果与联合国可持续发展目标(sdg)之间的严重偏差,以及研究见解缺乏实际的商业应用。研究结果强调,学术机构迫切需要将评估标准扩展到传统指标之外,以优先考虑现实世界的影响。建议包括发展整体评估框架和鼓励研究解决紧迫的社会挑战——将学术界从“学者对学者”的模式转变为“学者对社会”的模式。这种转变的含义适用于商业相关的学术研究,以及它通过商业实践激发有意义的社会影响的潜力。
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引用次数: 0
Early Career Researchers Open-Up on Citations in Respect to Reputation, Trust, Ethics, AI and Much More 早期职业研究人员在声誉、信任、道德、人工智能等方面开放引文
IF 2.2 3区 管理学 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-05-26 DOI: 10.1002/leap.2015
David Nicholas, Abdullah Abrizah, David Clark, Blanca Rodríguez-Bravo, Jorge Revez, Eti Herman, Marzena Świgoń, Jie Xu, Anthony Watkinson

This paper, part of the Harbingers project studying early career researchers (ECRs), focuses on the impact of artificial intelligence (AI) on scholarly communications (https://ciber-research.com/harbingers-3/index.html). It investigates citations and citing, its purpose, function and use, especially in respect to reputation, trust, publishing and AI. We also cover journal impact factors, H-index, Scopus, Web of Science and Google Scholar. All of this, regarding a research community, to whom citations have special reputational and career-advancing value. This interview-based study covers a convenience sample of 91 ECRs from all disciplines and half a dozen countries. Furthermore, this study has been conducted with minimal prompting about citations, so providing a fresh feel by using the voices of ECRs wherever possible. Findings include: (1) citations are all-pervasive, although cropping up mostly in the reputational and trust arenas; (2) citations remain a major force in determining what is read, where to publish and what to trust; (3) there are no signs their value is diminishing; if anything, the opposite is true; (4) AI has given a boost to their use—primarily as a validity check; (5) there are strong signs that altmetrics are being taken up. Note, this was a preliminary study working with a convenience sample attempting to inform a future study. Our findings should therefore be treated more as early observations.

本文是研究早期职业研究人员(ecr)的Harbingers项目的一部分,重点关注人工智能(AI)对学术交流的影响(https://ciber-research.com/harbingers-3/index.html)。它调查引用和引用,其目的,功能和用途,特别是在声誉,信任,出版和人工智能方面。我们还涵盖期刊影响因子、h指数、Scopus、Web of Science和谷歌Scholar。所有这一切,对于一个研究社区来说,引文具有特殊的声誉和职业发展价值。这项基于访谈的研究涵盖了来自所有学科和六个国家的91个ecr的方便样本。此外,本研究在进行时对引用的提示很少,因此尽可能使用ecr的声音提供了一种新鲜的感觉。研究发现:(1)论文被引用普遍存在,但主要出现在声誉和信任领域;(2)引文仍然是决定阅读内容、发表内容和信任内容的主要力量;(三)没有价值递减的迹象;如果有的话,事实正好相反;(4)人工智能促进了它们的使用——主要是作为有效性检查;(5)有强烈的迹象表明,替代指标正在被采用。注意,这是一项初步研究,使用方便的样本,试图为未来的研究提供信息。因此,我们的发现应该更多地被视为早期观察。
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引用次数: 0
Toward Science-Led Publishing
IF 2.2 3区 管理学 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-05-14 DOI: 10.1002/leap.2012
Damian Pattinson, George Currie
<p>The majority of scholarly communication today depends on publishing. An industry with estimated profit margins of between 30% and 50% (Van Noorden <span>2013</span>), scholarly publishing has long been on a trajectory of consolidation, with 2022 estimates giving the top five publishers control over 60% of the market (Crotty <span>2023</span>).</p><p>Through the medium of the journal, scholarly publishers play an integral role for scientific communities. On the one hand, journals need to provide value to their customers—authors (through APCs—article processing charges), or readers (through library subscriptions)—and on the other, they are incentivised to maximise profitability and to outcompete other journals. While the incentive structures at play for publishers are primarily commercial, all scholarly publishing has to exist in the same system, face similar considerations and play the same game by the same rules.</p><p>The interests of scholarly communication and publishing are not always compatible. What's good for publishing isn't necessarily good for science, and successful publishing strategies may be actively harmful to the scholarly record.</p><p> <i>Science-led publishing is an opportunity to realign the current processes and reward systems in publishing and research to first and foremost benefit the scientific endeavour. It demands faster, fairer and more transparent modes of science communication. It is not an unachievable ideal; it is a choice within our current reach.</i> </p><p>Science-led publishing means two things. First, the needs of science communication dictate how publishing processes and models work, what options are available to researchers, and how researchers are incentivised—how success is measured—by funders and institutions. Second, it is not an end state. Science-led publishing must continually reevaluate itself so that it best serves the current needs of researchers and research within current social and technological boundaries.</p><p>An example of this is how, despite technological advances, much of scholarly publishing still operates as it did in print. Where the print medium demanded works be final before they are shared, digital publishing allows works to be shared, reviewed and revised iteratively and publicly. This change could be relatively straightforward within our current technological limitations, and is already in place for some journals, yet much of the system exists in an inertia—why?</p><p> <i>Science-led publishing enables faster scientific communication and expedites sharing and refining ideas and approaches ahead of formal review. The preprint becomes the standard research article type using existing infrastructure that is free for authors and readers.</i> </p><p> <i>Science-led publishing changes the relationship between authors, editors and reviewers to one of collaboration rather than control. Authors have more choice in how and when t
今天,大多数学术交流依赖于出版。学术出版行业的利润率估计在30%到50%之间(Van Noorden 2013),长期以来一直处于整合的轨道上,预计到2022年,前五大出版商将控制60%以上的市场(Crotty 2023)。通过期刊这一媒介,学术出版商在科学界扮演着不可或缺的角色。一方面,期刊需要为他们的客户——作者(通过文章处理费)或读者(通过图书馆订阅)——提供价值;另一方面,他们有动力最大化利润,并超越其他期刊。虽然对出版商起作用的激励结构主要是商业性的,但所有的学术出版都必须存在于同一个系统中,面对类似的考虑,按照同样的规则玩同样的游戏。学术交流和出版的利益并不总是相容的。对出版业有利的并不一定对科学有益,成功的出版策略可能对学术记录有害。以科学为导向的出版是一个机会,可以重新调整出版和研究中的当前流程和奖励制度,首先使科学努力受益。它需要更快、更公平和更透明的科学传播模式。这不是一个无法实现的理想;这是我们目前力所能及的选择。以科学为导向的出版意味着两件事。首先,科学传播的需求决定了发表过程和模式如何运作,研究人员有哪些选择,以及资助者和机构如何激励研究人员——如何衡量成功。其次,它不是最终状态。以科学为主导的出版必须不断地重新评估自己,以便在当前的社会和技术边界内最好地服务于研究人员的当前需求和研究。这方面的一个例子是,尽管技术进步,许多学术出版仍然像印刷一样运作。如果印刷媒体要求作品在共享之前是最终的,那么数字出版允许作品被共享、迭代和公开地审查和修改。在我们目前的技术限制下,这种改变可能相对简单,并且已经在一些期刊上实现了,但是系统的大部分存在惯性——为什么?以科学为导向的出版可以加快科学交流,加快在正式审查之前分享和完善思想和方法。预印本利用现有的基础设施成为标准的研究文章类型,对作者和读者免费。以科学为导向的出版将作者、编辑和审稿人之间的关系转变为合作而不是控制。作者在如何出版和何时出版方面有更多的选择。审稿人的建议是建议,而不是接受成本。编辑提供专业知识、指导和协助。以科学为主导的出版优先考虑方法和产出的透明度。研究成果免费提供给读者;共享底层数据和代码已成为常态。在同行评议期间进行的工作与研究一起提供,以帮助告知读者,启动讨论,并防止浪费这些贡献。以科学为导向的出版重塑了出版商、研究人员、索引者和机构之间的关系。不是根据发表地点来评判研究,而是公开评估研究的内容。公开评论和出版商策展声明形成了每个出版物的历史。版本历史鼓励研究的迭代改进,而不是最终版本的记录。一份期刊的繁荣不是建立在其出版物的质量上,而是建立在公开展示的评审质量上。如今,出版商同时是研究的看门人、验证者和放大者。他们控制着学术界最重要的商品——出版物的流通。它们赋予研究地位和价值信号,并影响谁看到它以及如何看到它。所有这些导致了研究和出版之间纠缠在一起的关系,这种关系已经忘记了它的目的,并在研究出版的运作方式上产生了巨大的利益冲突。改革学术传播,将科学利益置于出版利益之上,将有助于利用现有的技术和基础设施,重新调整现有的实践,以实现它们一直应该带来的好处,并创造更容易获得和公平的参与学术传播的手段。这是一种选择,而且是我们力所能及的。所有作者在概念、写作和编辑方面都做出了同样的贡献。 达米安·帕丁森和乔治·柯里都是eLife的员工,eLife是一家非营利组织,致力于按照我们在这里倡导的原则改革研究交流。
{"title":"Toward Science-Led Publishing","authors":"Damian Pattinson,&nbsp;George Currie","doi":"10.1002/leap.2012","DOIUrl":"https://doi.org/10.1002/leap.2012","url":null,"abstract":"&lt;p&gt;The majority of scholarly communication today depends on publishing. An industry with estimated profit margins of between 30% and 50% (Van Noorden &lt;span&gt;2013&lt;/span&gt;), scholarly publishing has long been on a trajectory of consolidation, with 2022 estimates giving the top five publishers control over 60% of the market (Crotty &lt;span&gt;2023&lt;/span&gt;).&lt;/p&gt;&lt;p&gt;Through the medium of the journal, scholarly publishers play an integral role for scientific communities. On the one hand, journals need to provide value to their customers—authors (through APCs—article processing charges), or readers (through library subscriptions)—and on the other, they are incentivised to maximise profitability and to outcompete other journals. While the incentive structures at play for publishers are primarily commercial, all scholarly publishing has to exist in the same system, face similar considerations and play the same game by the same rules.&lt;/p&gt;&lt;p&gt;The interests of scholarly communication and publishing are not always compatible. What's good for publishing isn't necessarily good for science, and successful publishing strategies may be actively harmful to the scholarly record.&lt;/p&gt;&lt;p&gt;\u0000 &lt;i&gt;Science-led publishing is an opportunity to realign the current processes and reward systems in publishing and research to first and foremost benefit the scientific endeavour. It demands faster, fairer and more transparent modes of science communication. It is not an unachievable ideal; it is a choice within our current reach.&lt;/i&gt;\u0000 &lt;/p&gt;&lt;p&gt;Science-led publishing means two things. First, the needs of science communication dictate how publishing processes and models work, what options are available to researchers, and how researchers are incentivised—how success is measured—by funders and institutions. Second, it is not an end state. Science-led publishing must continually reevaluate itself so that it best serves the current needs of researchers and research within current social and technological boundaries.&lt;/p&gt;&lt;p&gt;An example of this is how, despite technological advances, much of scholarly publishing still operates as it did in print. Where the print medium demanded works be final before they are shared, digital publishing allows works to be shared, reviewed and revised iteratively and publicly. This change could be relatively straightforward within our current technological limitations, and is already in place for some journals, yet much of the system exists in an inertia—why?&lt;/p&gt;&lt;p&gt;\u0000 &lt;i&gt;Science-led publishing enables faster scientific communication and expedites sharing and refining ideas and approaches ahead of formal review. The preprint becomes the standard research article type using existing infrastructure that is free for authors and readers.&lt;/i&gt;\u0000 &lt;/p&gt;&lt;p&gt;\u0000 &lt;i&gt;Science-led publishing changes the relationship between authors, editors and reviewers to one of collaboration rather than control. Authors have more choice in how and when t","PeriodicalId":51636,"journal":{"name":"Learned Publishing","volume":"38 3","pages":""},"PeriodicalIF":2.2,"publicationDate":"2025-05-14","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1002/leap.2012","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"143944851","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"管理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
The Black Market of Publications in Peru: Paper Mills and Authorship for Sale 秘鲁出版物的黑市:造纸厂和作者出售
IF 2.2 3区 管理学 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-05-09 DOI: 10.1002/leap.2014
Joel Alhuay-Quispe, Victoria Yance-Yupari

The credit for authorship is the most common and significant means of recognising contributions in academic collaborations due to its impact on funding acquisition, staff evaluation, and academic career progression (Hosseini et al. 2024). However, the individualistic construction of authorship is a concept stemming from a reconceptualisation of the creative process (Jaszi and Woodmansee 2014). In academia, the ‘publish or perish’ phenomenon has shifted the overarching perspective on research processes—from being primarily dedicated to advancing human scientific, social, and cultural knowledge—to viewing the contribution of articles merely as transactional assets. In actual fact, within a society dominated by a ‘paper culture’, research and publication processes have been undermined by unethical practices. In scientific authorship, there are common ways of misconduct such as multiple unjustified authorship, ghostwriting, gift authorship, guest authorship, authorship under pressure. Additionally, other ways of misconduct such as team/group/consortium authorship and ‘authorship for sale’ have emerged latterly (Alhuay-Quispe 2023; Chirico and Bramstedt 2023; Hosseini et al. 2024).

Paper mills manufacture manuscripts that have never been written, where online enterprises sell authorship of the manuscripts and submit them to journals on behalf of the authors, often submitting to multiple journals simultaneously (Bricker-Anthony and Herzog 2023). On the other hand, part of fake and unethical publishers' business is related to the purchase and sale of scholarly articles (Sorooshian 2017). COPE and STM (2022) call ‘paper mill’ a commercial enterprise; evidently, some of them are significant and highly professional, offering authorship in exchange for a fee. A similar scientific authorship misconduct is ‘academic ghostwriting’ where they contract a writing service with plagiarism practices and significant alterations in authorship (Jung-Choi 2023). Guest and ghost authorship have been replaced by a business in which individuals can purchase authorship positions, and emerging companies create spurious articles or copy already-published ones; then they sell authorship of them (Smart 2023). Ghostwriting is a common unethical practice, specifically in biomedical journals, where a proliferation of industry-sponsored articles represents an important part of the pharmaceutical area (Yadav and Rawal 2018).

The proliferation of fake or manufactured papers is a problem for the world of academic research and publishing. It is estimated that 2% of submissions to scholarly journals across all disciplines come from paper mills, usually submitted by authors who have not previously published in an academic venue (Porter and McIntosh 2024). Furthermore, over 20% of the Retraction Watch datab

作者署名是学术合作中认可贡献的最常见和最重要的手段,因为它对资金获取、员工评估和学术职业发展产生了影响(Hosseini et al. 2024)。然而,作者身份的个人主义建构是一个概念,源于对创作过程的重新概念化(Jaszi和Woodmansee 2014)。在学术界,“发表或消亡”的现象已经改变了对研究过程的总体看法——从主要致力于推进人类科学、社会和文化知识——到将文章的贡献仅仅视为交易资产。事实上,在一个由“论文文化”主导的社会中,研究和出版过程已经被不道德的做法所破坏。在科学作者中,常见的不当行为有多重不正当作者、代写、礼物作者、客座作者、压力作者等。此外,最近出现了其他不当行为,如团队/团体/财团的作者身份和“作者身份出售”(alway - quispe 2023;Chirico and Bramstedt 2023;Hosseini et al. 2024)。造纸厂制造从未写过的手稿,在线企业出售手稿的作者身份,并代表作者将其提交给期刊,通常同时提交给多个期刊(Bricker-Anthony and Herzog 2023)。另一方面,部分虚假和不道德的出版商的业务与学术文章的购买和销售有关(Sorooshian 2017)。COPE和STM(2022)将“造纸厂”称为商业企业;显然,他们中的一些人是重要的和高度专业的,提供作者身份以换取费用。类似的科学作者不当行为是“学术代写”,即与剽窃行为和作者的重大变更签订写作服务(Jung-Choi 2023)。客座作者和代笔作者身份已经被一种商业模式所取代,在这种模式下,个人可以购买作者身份,新兴公司可以编造虚假文章或抄袭已经发表的文章;然后卖掉他们的作者身份(Smart 2023)。代笔是一种常见的不道德行为,特别是在生物医学期刊上,行业赞助文章的激增代表了制药领域的重要组成部分(Yadav和Rawal 2018)。伪造或伪造论文的泛滥是学术研究和出版界面临的一个问题。据估计,所有学科的学术期刊投稿中有2%来自造纸厂,通常是由以前没有在学术场所发表过论文的作者提交的(Porter and McIntosh 2024)。此外,超过20%的撤稿观察数据库的文件由于造纸厂问题而被撤稿,尽管这些文件主要发表在JCR的第二四分之一期刊上(Candal-Pedreira et al. 2022)。先前的研究报告了据称由造纸厂在不同学术研究领域生产的论文,如生物科学、心理学和相关的健康科学(Santos-d'Amorim et al. 2024)。在技术层面上,生成式人工智能工具的增加进一步促进了欺诈性论文的产生,从而为欺诈性研究创造了机会主义环境(Elali和Rachid 2023)。然而,生成式人工智能使用的增加似乎正在影响传统造纸厂的商业模式(Cortinhas和Deak 2023)。从地理角度来看,研究最多的造纸厂和作者商业案例涉及中国、俄罗斯、印度和韩国等国家(Abalkina 2023;Candal-Pedreira et al. 2022;COPE和STM 2022)。在中国,2013年发表的一项新闻调查揭示了一个繁荣的学术黑市,根据作者身份的不同,作者报酬从1600美元到26300美元不等(Hvistendahl 2013)。在俄罗斯,一个以。ru域名运营的网站以每篇科学文章高达5000美元的费用提供作者空间,自2019年以来,至少有100篇文章随后在68种知名出版商的期刊上发表(Chawla 2022)。同样,Abalkina(2024)引入了索引劫持这个术语来描述被劫持的期刊渗透到索引数据库中。在韩国,一个医学协会调查了与一家网络公司有关的文章中涉嫌作者变更的论文;该公司提供写作、数据分析、手稿起草、期刊选择、提交、同行评审等服务(Jung-Choi 2023)。 在本文件中,作者通过以下场景定义造纸厂环境:(i)当代笔人或部分认识的个人(人a)通过同事或中介向出价最高的竞标者提供或销售纸张时;(ii)当另一个人(人员B)获得准备提交或已被接受的手稿的作者身份时;(iii)当第三方(PersonC)或公司作为人员a和b之间的中介时。参与任何这些场景都意味着参与造纸厂或“纸农场”。在United2Act峰会(COPE和STM 2023)上,期刊出版商、大学和研究机构就解决造纸厂问题的五项关键行动达成一致:促进教育和意识,改进出版后更正,开展造纸厂研究,促进信任标记的发展,鼓励公开对话。在秘鲁,自2016年实施《大学法》以来,出版的压力越来越大,导致教师(通常在起草学术文章方面缺乏经验)选择了掠夺性的期刊或会议(Sotomayor-Beltran 2020)。2018年,一项研究报告称,秘鲁五所非公立大学对学术研究的经济奖励为500至13000索尔,约合150至3500美元。这些经济激励因文章类型、索引数据库或期刊四分位数而异(Nieto-Gutierrez et al. 2018)。2022年,一份研究报告指出,进入2020年SIR排名的9所秘鲁大学中,有7所在2015年至2019年期间在欺诈期刊上发表了文章(Sotomayor-Beltran和Zarate Segura 2022)。2023年,两家大众媒体——一份名为《Hildebrandt en sus trece》的周刊和在拉丁Televisión频道播出的电视节目《Punto final》——揭露了一个黑市的日益扩散,在这个黑市中,书籍、论文和科学文章通过作者身份的金融交易出售。2023年5月,作为第一个案例,记者里卡多·贝拉斯科(Hildebrandt en sus trece 2023)披露:“两家秘鲁公司奉命捏造作者和声誉,以换取高额报酬。”他们出版书籍、文章、散文和论文(……)。Velazco(2023)指出,获得一本书、一篇论文或一篇科学文章的署名权的成本在7000到12000索尔之间(约1900到3000美元)。另一个案例是在2023年10月的两个电视片段中报道的,揭露了通过即时通讯群(Telegram和WhatsApp)进行的版权交易。所提供的手稿与已被著名期刊接受的文章相符。因此,这些报价为出价最高的竞标者提供了诸如主题(或暂定标题)、可用的共同作者职位和相关成本等详细信息,其中第一作者职位通常是最昂贵的,或者是为第一作者保留的(Hidalgo 2023)。因此,立法改革得到了促进。2023年11月,国会议员Edward Málaga提出了两项法案,将作者身份贩运和其他欺诈研究行为归类为严重犯罪,导致暂停长达5年,情节严重者,将相关研究人员驱逐出Sinacti系统(Perú Congreso TV 2024)。2024年2月,国会议员卡洛斯·泽巴洛斯(Carlos Zeballos)对秘鲁刑法第196条提出了一项修正案,规定那些犯有欺诈行为的人——从而以牺牲科学界为代价获取非法利润——可能面临1至6年的监禁(McCubbin 2024)。最后,在2024年3月,秘鲁科学与技术创新协会理事机构CONCYTEC批准了新的《国家科学诚信守则》,规定通过买卖获得作者身份也被列为一种科学欺诈(CONCYTEC 2024)。秘鲁共和国国会调查委员会于2023年1
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引用次数: 0
Integrity and Misconduct, Where Does Artificial Intelligence Lead? 诚信与不端,人工智能将走向何方?
IF 2.2 3区 管理学 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-05-08 DOI: 10.1002/leap.2013
David Nicholas, Eti Herman, David Clark, Abdullah Abrizah, Jorge Revez, Blanca Rodríguez-Bravo, Marzena Świgoń, Jie Xu, Anthony Watkinson

This paper, part of the third stage of the Harbingers project studying early career researchers (ECRs), focuses on the impact of artificial intelligence (AI) on scholarly communications. It concentrates on research integrity and misconduct, a ‘hot’ topic among the publishing community, in no small part due to the rise of AI. The interview-based study, supported by an extensive literature review, covers a convenience sample of 91 ECRs from all disciplines and half a dozen countries. It provides a new and fresh take on the subject, using the ‘voices’ of ECRs to describe their views and practices regarding integrity and misconduct. We show that ECRs are clearly aware of research misconduct and questionable practice with three-quarters saying so. A big indictment of the scholarly system, but, not surprising given a rising number of retractions and questionable journals. The main blame for this is levelled at the haste with which researchers publish and the volume of papers produced. ECRs also feel that things are likely to get worse with the advent of AI. They believe that they are aware of the problems and how to avoid the pitfalls but suspect that things are approaching a cliff-edge, which can only be avoided with strong policies and an overhaul of the reputational system.

本文是研究早期职业研究人员(ecr)的Harbingers项目第三阶段的一部分,重点研究人工智能(AI)对学术交流的影响。它专注于研究诚信和不端行为,这是出版界的一个“热门”话题,在很大程度上是由于人工智能的兴起。这项基于访谈的研究得到了广泛文献综述的支持,涵盖了来自所有学科和六个国家的91个ecr的方便样本。它提供了一个新的和新鲜的主题,用“声音”的ecr描述他们的观点和做法关于诚信和不当行为。我们表明,ecr清楚地意识到研究不当行为和有问题的做法,其中四分之三的人这样说。这是对学术体系的重大控诉,但鉴于撤回论文的数量和有问题的期刊数量不断增加,这并不奇怪。造成这种情况的主要原因是研究人员发表论文的匆忙和论文的数量。ecr还认为,随着人工智能的出现,情况可能会变得更糟。他们认为,他们意识到了问题所在,也知道如何避免陷阱,但他们怀疑,事情正在接近悬崖边缘,只有通过强有力的政策和对声誉体系的彻底改革,才能避免这种情况。
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引用次数: 0
Correction to “Transformative Agreements, Publication Venues and Open Access Policies at the University of Milan” 更正“米兰大学的变革性协议、出版场所和开放获取政策”
IF 2.2 3区 管理学 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-05-05 DOI: 10.1002/leap.2011

Berni L., and F. Zucchini. 2024. “Transformative Agreements, Publication Venues and Open Access Policies at the University of Milan.” Learned Publishing 37, no. 4: e1627. https://doi.org/10.1002/leap.1627.

In the article referenced above, the data sharing statement was not included. The data sharing statement should read as follows:

The data that support the findings of this study are openly available in the Harvard Dataverse at https://doi.org/10.7910/DVN/3T1G2U.

We apologise for this error.

朱奇尼和朱奇尼。2024。“米兰大学的变革协议、出版场所和开放获取政策。”《学问出版》第37期。4: e1627。https://doi.org/10.1002/leap.1627.In以上引用的文章,不包含数据共享声明。数据共享声明应如下:支持本研究结果的数据可在哈佛数据厌恶网站https://doi.org/10.7910/DVN/3T1G2U.We上公开获取,为这个错误道歉。
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引用次数: 0
期刊
Learned Publishing
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