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Rethinking patent retrieval with language models: Toward scalable and efficient search 用语言模型重新思考专利检索:走向可扩展和高效的检索
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2026-01-28 DOI: 10.1016/j.wpi.2026.102433
Renukswamy Chikkamath , Linda Andersson , Markus Endres
Semantic search with embedding models offers an alternative to traditional keyword-based patent retrieval but often struggles with computational cost and efficiency in real-time scenarios compared to methods like BM25. Meanwhile, the rapid advancement of language models raises questions about the necessity of domain-specific models versus the viability of general-purpose ones. This work presents a comprehensive evaluation of embedding-based patent search using the CLEF-IP 2011 dataset. We assess 10 configurations employing language models as retrievers, re-rankers, or hybrids, across 9 models, both patent-specific and general-purpose, tested in 105 experimental setups. Our best configurations deliver a 14.81% absolute MAP improvement over state-of-the-art baselines and outperform patent-specific embeddings by at least 28.95% in MAP. We further show that embedding quantization enables large-scale patent search with up to 30×faster retrieval and 32×lower memory usage. These results provide practical guidance for integrating embedding models into patent prior art search while addressing performance and scalability constraints.
嵌入模型的语义搜索为传统的基于关键字的专利检索提供了一种替代方案,但与BM25等方法相比,在实时场景中,语义搜索往往存在计算成本和效率方面的问题。同时,语言模型的快速发展提出了关于特定领域模型的必要性与通用模型的可行性的问题。本研究使用CLEF-IP 2011数据集对基于嵌入的专利检索进行了综合评估。我们评估了使用语言模型作为检索器、重新排序器或混合器的10种配置,包括专利专用和通用的9种模型,在105个实验设置中进行了测试。与最先进的基线相比,我们的最佳配置提供了14.81%的MAP绝对改进,并且在MAP中比特定专利的嵌入至少高出28.95%。我们进一步表明,嵌入量化可以实现大规模的专利检索,最高可达30×faster检索和32×lower内存使用。这些结果为在解决性能和可扩展性限制的同时将嵌入模型集成到专利现有技术搜索中提供了实用指导。
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引用次数: 0
Structured LLM-based patent comparison across three evaluation dimensions 基于结构化法学硕士的专利比较横跨三个评估维度
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2026-01-28 DOI: 10.1016/j.wpi.2026.102430
Deokjin Choi , Boeun Park
Large language models (LLMs) show promise in document-level comparison but often lack transparency and consistency in judgment. These limitations hinder their use in high-stakes tasks such as patent evaluation, where reliable and explainable comparisons are essential. To address this gap, we propose a structured prompting framework that guides LLMs to compare patents across three evaluative dimensions: Functional Purpose (FP), Technical Uniqueness (TU), and Strategic Value (SV). Prompt refinement improves fairness, stability, and interpretability, but its effects vary across technical domains. Together, these findings position structured comparative judgment as a viable and auditable paradigm for deploying LLMs in high-stakes patent evaluation.
大型语言模型(llm)在文档级比较中表现出希望,但往往缺乏判断的透明度和一致性。这些限制阻碍了它们在诸如专利评估等高风险任务中的使用,在这些任务中,可靠和可解释的比较是必不可少的。为了解决这一差距,我们提出了一个结构化的提示框架,指导法学硕士在三个评估维度上比较专利:功能目的(FP)、技术独特性(TU)和战略价值(SV)。快速细化提高了公平性、稳定性和可解释性,但其效果在不同的技术领域有所不同。总之,这些发现将结构化比较判断定位为在高风险专利评估中部署法学硕士的可行且可审计的范例。
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引用次数: 0
Using trademark data in research 在研究中使用商标数据
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2026-01-28 DOI: 10.1016/j.wpi.2026.102431
Tom Willeke , Jörn Block , Darius Lambrecht
Although trademarks are the most widely used intellectual property right (IPR) they remain underrepresented in empirical research compared to other IPRs like patents. While patents capture mainly technological innovation, trademarks are broader and reflect firm strategy, brand positioning, and non-technological innovation. Despite their importance in practice, challenges in data accessibility and preprocessing have limited their application and investigation in (empirical) research. This review examines available trademark data sources, assesses their usability, and discusses key challenges in data integration. It further provides a structured overview of trademark-based measures for studying innovation, product strategy and economic development. We derive a research agenda of opportunities enabled by improved data accessibility and methodological advancements. Our study highlights the potential of trademarks as a data source, empirical measure, and research tool. We provide researchers with methodological guidance to facilitate the broader adoption of trademark data in business and economic studies.
尽管商标是使用最广泛的知识产权(IPR),但与专利等其他知识产权相比,商标在实证研究中的代表性仍然不足。专利主要体现了技术创新,而商标则更广泛,反映了企业战略、品牌定位和非技术创新。尽管它们在实践中很重要,但数据可访问性和预处理方面的挑战限制了它们在实证研究中的应用和调查。本文审查了可用的商标数据源,评估了它们的可用性,并讨论了数据集成中的关键挑战。它进一步为研究创新、产品战略和经济发展提供了基于商标的措施的结构化概述。通过改进数据可访问性和方法进步,我们得出了机会的研究议程。我们的研究强调了商标作为数据来源、实证度量和研究工具的潜力。我们为研究人员提供方法指导,以促进商标数据在商业和经济研究中的广泛采用。
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引用次数: 0
Syntactic anchoring for artificial intelligence patent insight: A lightweight framework for keyword extraction 人工智能专利洞察的语法锚定:关键字提取的轻量级框架
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2026-01-23 DOI: 10.1016/j.wpi.2026.102429
Elisa J. Choi, Gyoo Gun Lim
Compact yet powerful, patent titles embed signals that uncover emerging technological trends. This study introduces a lightweight, syntax-aware method for keyword extraction that identifies functionally meaningful trigrams by leveraging high-frequency prepositions (such as for, on, and using) as structural anchors. Unlike conventional approaches that disregard such function words, the proposed method treats them as semantic pivots, or anchor points in the sentence structure, to capture context-specific expressions, especially in short texts such as patent titles. Applied to 21,100 AI patent titles (2014–2024), the method outperformed six baselines in terms of semantic cohesion (PMI = 11.47), and runtime efficiency, while also demonstrating external validity through alignment with official CPC classification trends (r = 0.73). These results demonstrate the effectiveness of syntactic cues for metadata-level text analysis and highlight the method's practical utility for innovation tracking, patent analytics, and early-stage technology scouting. The study also contributes to the broader discourse on function-oriented innovation by offering a scalable tool for identifying evolving functional expressions in patent corpora.
紧凑而强大的专利名称嵌入了揭示新兴技术趋势的信号。本研究引入了一种轻量级的、语法感知的关键字提取方法,通过利用高频介词(例如for、on和using)作为结构锚点来识别功能上有意义的三元组。与忽略这些功能词的传统方法不同,该方法将它们视为句子结构中的语义支点或锚点,以捕获上下文特定的表达,特别是在诸如专利标题之类的短文本中。应用于21,100个AI专利标题(2014-2024),该方法在语义衔接(PMI = 11.47)和运行效率方面优于6个基线,同时通过与官方CPC分类趋势保持一致(r = 0.73),也证明了外部有效性。这些结果证明了句法线索在元数据级文本分析中的有效性,并突出了该方法在创新跟踪、专利分析和早期技术侦察方面的实用价值。该研究还通过提供一个可扩展的工具来识别专利语料库中不断发展的功能表达,从而有助于更广泛地讨论功能导向的创新。
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引用次数: 0
FOPNet:A comprehensive functional semantic knowledge graph for deep technical analysis in patents FOPNet:一个用于专利深度技术分析的综合功能语义知识图
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2026-01-17 DOI: 10.1016/j.wpi.2026.102427
Nan Wang , Ziyi Wan , Hongyu Zhao , Chang Wang , Yake Wang
Patent text similarity is critical for semantic search, due diligence, infringement detection, and litigation. As global patent filings increase, conventional keyword-, citation-, and classification-based methods fail to capture the contextual and functional semantics of patent documents. Function–Object–Property (FOP) representations offer a promising alternative, but progress is limited by the scarcity of specialized Semantic Text Similarity (STS) datasets and by insufficient evaluations. We propose the FOPNet, a comprehensive framework that decomposes patent text into F–O–P triples, links them to a patent knowledge graph, and produces FOP embeddings augmented by clustering-based weighting and learned re-ranking. We constructed two STS benchmarks from USPTO examination decisions and PTAB appeals: a binary (2-point) similarity set and a ranked retrieval set — the first openly available benchmarks of this type. Experimental evaluations show that the proposed FOP-based framework improves retrieval accuracy by 43 % over keyword-based baselines and by 26 % over standard document embedding methods. Vector-based similarity algorithms incorporating K-means clustering weights achieved a 32 % improvement over unweighted baselines, while a knowledge-based similarity threshold of 0.4–0.6 maximized distinction between similar and dissimilar patents. Ablation analysis identified the optimal configuration as combining FOP embeddings derived from pre-trained patent vectors with clustering-based weighting, similarity thresholds, and semantic knowledge extensions. This configuration reduced the average ranking position of relevant patents from 5.7 to 2.7 and achieved top-3 retrieval in all test cases.
专利文本相似度对于语义搜索、尽职调查、侵权检测和诉讼至关重要。随着全球专利申请的增加,传统的基于关键字、引文和分类的方法无法捕获专利文献的上下文和功能语义。函数-对象-属性(FOP)表示提供了一个有希望的替代方案,但由于缺乏专门的语义文本相似度(STS)数据集和评估不足,进展受到限制。我们提出了FOPNet,这是一个综合框架,它将专利文本分解为F-O-P三元组,将它们链接到专利知识图,并通过基于聚类的加权和学习重排序增强fopp嵌入。我们根据USPTO审查决定和PTAB申诉构建了两个STS基准:一个二值(2点)相似性集和一个排序检索集——这是这种类型的第一个公开可用的基准。实验评估表明,该框架比基于关键字的基线检索精度提高了43%,比标准文档嵌入方法提高了26%。结合K-means聚类权重的基于向量的相似度算法比未加权的基线提高了32%,而基于知识的相似度阈值为0.4-0.6,可以最大限度地区分相似和不相似的专利。消融分析发现,最优配置是将基于预训练专利向量的FOP嵌入与基于聚类的加权、相似阈值和语义知识扩展相结合。该配置将相关专利的平均排名从5.7降至2.7,并在所有测试用例中实现了前3名的检索。
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引用次数: 0
Clustering doc2vec output for topic-dimensionality reduction: A MITRE ATT&CK calibration 用于主题降维的doc2vec输出聚类:MITRE ATT&CK校准
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2026-01-14 DOI: 10.1016/j.wpi.2026.102426
Nathan Monnet , Loïc Maréchal
We introduce a novel approach to text classification by combining doc2vec embeddings with advanced clustering techniques to improve the analysis of specialized, high-dimensional textual data. We integrate unsupervised methods such as Louvain, K-means, and Spectral clustering with doc2vec to enhance the detection of semantic patterns across a large corpus. As a case study, we apply this methodology to cybersecurity risk analysis using the MITRE ATT&CK framework to structure and reduce the dimensionality of cyberattack tactics. Louvain clustering proved the most effective among the tested methods, achieving the best balance between cluster coherence and computational efficiency. Our approach identifies four “super tactics”, demonstrating how clustering improves thematic coherence and risk attribution. The results validate the utility of combining doc2vec with clustering, particularly Louvain, for enhancing topic modelling and text classification.
我们引入了一种新的文本分类方法,将doc2vec嵌入与先进的聚类技术相结合,以改进对专门的高维文本数据的分析。我们将Louvain, K-means和光谱聚类等无监督方法与doc2vec集成在一起,以增强跨大型语料库的语义模式检测。作为一个案例研究,我们将这种方法应用于网络安全风险分析,使用MITRE att&ck框架来构建和降低网络攻击策略的维度。Louvain聚类被证明是测试方法中最有效的,实现了簇相干性和计算效率之间的最佳平衡。我们的方法确定了四种“超级策略”,展示了聚类如何提高主题一致性和风险归因。结果验证了doc2vec与聚类(特别是Louvain)相结合的实用性,可以增强主题建模和文本分类。
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引用次数: 0
Literature listing 文献清单
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2026-01-02 DOI: 10.1016/j.wpi.2025.102424
Susan Bates
Welcome to the latest quarterly Literature Listing intended as a current awareness service for readers indicating newly published books, journal, and conference articles on IP management; Information Retrieval Techniques; Patent Landscapes; Education & Certification; and Legal & Intellectual Property Office Matters. The current Literature Listing was compiled mid-November 2025. Key resources include Scopus, Digital Commons, publishers' RSS feeds, and serendipity! This article gives a selection of interesting references to whet your appetite - the full list of references can be found in the companion datafile.
欢迎访问最新的季刊《文献列表》,该列表旨在为读者提供最新的知识产权管理相关书籍、期刊和会议文章的了解服务;信息检索技术;专利景观;教育&认证;法律和知识产权局事务。目前的文献清单是在2025年11月中旬编制的。关键资源包括Scopus、Digital Commons、出版商的RSS订阅和serendipity!本文提供了一些有趣的参考文献来满足您的胃口——完整的参考文献列表可以在附带的数据文件中找到。
{"title":"Literature listing","authors":"Susan Bates","doi":"10.1016/j.wpi.2025.102424","DOIUrl":"10.1016/j.wpi.2025.102424","url":null,"abstract":"<div><div>Welcome to the latest quarterly Literature Listing intended as a current awareness service for readers indicating newly published books, journal, and conference articles on IP management; Information Retrieval Techniques; Patent Landscapes; Education &amp; Certification; and Legal &amp; Intellectual Property Office Matters. The current Literature Listing was compiled mid-November 2025. Key resources include Scopus, Digital Commons, publishers' RSS feeds, and serendipity! This article gives a selection of interesting references to whet your appetite - the full list of references can be found in the companion datafile.</div></div>","PeriodicalId":51794,"journal":{"name":"World Patent Information","volume":"84 ","pages":"Article 102424"},"PeriodicalIF":1.9,"publicationDate":"2026-01-02","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"145884446","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
The impact of the open IP strategies on technology development: Evidence from the low emission vehicles field 开放知识产权战略对技术发展的影响:来自低排放汽车领域的证据
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2026-01-02 DOI: 10.1016/j.wpi.2025.102425
Xiaoyu Zhang, Jing Shi, Lele Kang
Can open IP strategies promote innovation among competitors, thereby advancing the development of the technology field? This empirical question has remained a central topic of debate in the open innovation literature. To address this question, this study examines how open IP strategies adopted by leading firms affect technological advancement. The patent pledges by Tesla and Toyota serve as exogenous shocks, enabling an empirical analysis of the impact of open IP strategies on technological development in the Low Emission Vehicles (LEVs) industry. We utilized Difference-in-Differences (DID) models analyzing patent data from 2010 to 2019 to measure the effects on technological performance across firms. Our results indicate that open IP strategies significantly enhance technological output, including quantity, quality, and novelty, especially benefiting start-ups, and to a lesser extent, firms with rich knowledge bases. This study contributes to understanding the role of open innovation in fostering technological competition.
开放的知识产权战略能否促进竞争对手之间的创新,从而推动技术领域的发展?这一实证问题一直是开放式创新文献中争论的中心话题。为了解决这个问题,本研究考察了领先企业采用的开放知识产权战略如何影响技术进步。特斯拉和丰田的专利质押作为外生冲击,可以实证分析开放知识产权战略对低排放汽车(LEVs)行业技术发展的影响。我们利用差分中的差分(DID)模型分析了2010年至2019年的专利数据,以衡量专利对企业技术绩效的影响。研究结果表明,开放知识产权战略显著提高了技术产出(包括数量、质量和新颖性),尤其有利于初创企业,而知识基础丰富的企业则受益较少。本研究有助于理解开放式创新在促进技术竞争中的作用。
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引用次数: 0
From filing to grant: Predicting patent outcomes in FinTech using a predictive analytics perspective 从申请到授权:从预测分析的角度预测金融科技的专利结果
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-12-20 DOI: 10.1016/j.wpi.2025.102423
Milad Armani Dehghani , Mehmet Sahiner , Noptanit Chotisarn
Patents are critical indicators of innovation, especially in fast-evolving domains like Financial Technology (FinTech). However, accurately predicting patent grant outcomes with modern artificial intelligence techniques has remained challenging. This study addresses that gap by applying state-of-the-art machine learning (ML), including ensemble methods and deep learning models, to a dataset of 20,008 FinTech patent applications from 2000 to 2020. We demonstrate that our ML framework can forecast grant success with high precision (up to 89 %), revealing that patent quality and strategic filing choices, such as optimal IPC classes and jurisdictions, are key determinants of grant probability. The findings highlight practical implications for innovators and intellectual property managers, such as better resource allocation and informed patent strategy decisions. Overall, this work introduces a novel, AI-driven approach to patent analytics in FinTech, offering a forward-looking tool to enhance innovation management and strategic IP planning.
专利是创新的关键指标,尤其是在金融科技等快速发展的领域。然而,利用现代人工智能技术准确预测专利授权结果仍然具有挑战性。本研究通过将最先进的机器学习(ML),包括集成方法和深度学习模型,应用于2000年至2020年的20,008项金融科技专利申请数据集,解决了这一差距。我们证明了我们的机器学习框架可以高精度地预测授权成功(高达89%),揭示了专利质量和战略性申请选择,如最佳IPC类别和司法管辖区,是授权概率的关键决定因素。这些发现强调了对创新者和知识产权管理者的实际意义,例如更好地分配资源和做出明智的专利战略决策。总的来说,这项工作为金融科技领域的专利分析引入了一种新颖的、人工智能驱动的方法,为加强创新管理和战略知识产权规划提供了一种前瞻性工具。
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引用次数: 0
Enhancing mechanical performance of thick steel plates for offshore wind structures: A classification and patent landscape study 提高海上风力结构厚钢板的力学性能:分类和专利景观研究
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-12-08 DOI: 10.1016/j.wpi.2025.102419
Jeong-sang Eom , Dong-chan Kim , Ji-hun Han , Won-Gyu Bae
Offshore wind energy is emerging as a pivotal energy resource, and as turbine dimensions expand to meet growing power demands, structural requirements for support towers have intensified. This has led to the use of thicker steel plates, introducing challenges such as microstructural inhomogeneity from uneven cooling across plate thicknesses. To address these issues, we conducted a comprehensive patent analysis on heavy steel plate technologies to identify technological gaps and track innovation trends. We developed a classification framework to organize production methods aimed at enhancing mechanical properties. Additionally, we assessed average steel plate thicknesses across countries and companies, reflecting the trend towards larger turbines and towers. Patent impact and market potential were evaluated using the Cites Per Patent (CPP) and Patent Family Size (PFS) indices.
海上风能正在成为一种关键的能源资源,随着涡轮机尺寸的扩大以满足不断增长的电力需求,对支撑塔的结构要求也越来越高。这导致了使用更厚的钢板,带来了挑战,如由于板厚不同而冷却不均匀的微观结构不均匀性。为了解决这些问题,我们对厚钢板技术进行了全面的专利分析,以识别技术差距并跟踪创新趋势。我们开发了一个分类框架来组织旨在提高机械性能的生产方法。此外,我们评估了不同国家和公司的平均钢板厚度,反映了更大的涡轮机和塔的趋势。利用专利家族规模(PFS)和专利数量指数对专利影响和市场潜力进行了评价。
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引用次数: 0
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