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Patentability of AI and global harmonization: An analysis of the current guidelines in Brazil and the IP5 offices 人工智能的可专利性和全球协调:对巴西和五局现行指南的分析
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-09-26 DOI: 10.1016/j.wpi.2025.102400
Tarso Mesquita Machado , Eduardo Winter , Hernane Borges de Barros Pereira
Innovations related to artificial intelligence can impact many technological fields and several sectors from industry, including patent offices and the patent system. Major patent offices have been updating their examination guidelines to address the particularities of AI inventions, providing legal certainty and predictability to the players in the patent system. The present study has explored the responses of the IP5 patent offices and Brazil's INPI to these challenges, revealing key areas of harmonization, divergence, and areas requiring further development. The analysis shows that, while the IP5 offices have taken steps to adapt their patent guidelines to account for the unique features of AI technologies, Brazil's INPI lags behind in terms of clarity and specificity. This works also analyses the level of harmonization among the IP5, where we conclude that significant differences remain between their approaches, especially in the case of the USPTO, which continues to rely heavily on judicial interpretations. Brazil's INPI must continue to evolve its guidelines, and there is an opportunity to observe the behavior of the IP5 to incorporate best examination practices in Brazil. By aligning with international best practices and offering clear, detailed guidance, patent offices can provide the legal certainty necessary to foster sustained investment in AI, ensuring that these transformative technologies benefit both inventors and society at large.
与人工智能相关的创新可以影响许多技术领域和工业的几个部门,包括专利局和专利制度。主要专利局一直在更新其审查指南,以解决人工智能发明的特殊性,为专利制度中的参与者提供法律确定性和可预测性。本研究探讨了五国专利局和巴西国家知识产权局对这些挑战的反应,揭示了协调、分歧和需要进一步发展的关键领域。分析表明,虽然五国知识产权局已采取措施调整其专利指南,以考虑人工智能技术的独特性,但巴西的INPI在清晰度和特异性方面落后。本著作还分析了五国知识产权局之间的协调程度,我们得出结论,它们的方法之间仍然存在显著差异,特别是在美国专利商标局的情况下,它继续严重依赖司法解释。巴西的INPI必须继续发展其指导方针,并且有机会观察IP5的行为,以纳入巴西的最佳审查实践。通过与国际最佳实践保持一致并提供清晰、详细的指导,专利局可以提供必要的法律确定性,以促进对人工智能的持续投资,确保这些变革性技术使发明者和整个社会受益。
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引用次数: 0
Literature listing 文献清单
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-09-19 DOI: 10.1016/j.wpi.2025.102397
Susan Bates
Welcome to the latest quarterly Literature Listing intended as a current awareness service for readers indicating newly published books, journal, and conference articles on IP management; Information Retrieval Techniques; Patent Landscapes; Education & Certification; and Legal & Intellectual Property Office Matters. The current Literature Listing was compiled mid-August-2025. Key resources include Scopus, Digital Commons, publishers' RSS feeds, and serendipity! This article gives a selection of interesting references to whet your appetite - the full list of references can be found in the companion datafile.
欢迎访问最新的季刊《文献列表》,该列表旨在为读者提供最新的知识产权管理相关书籍、期刊和会议文章的了解服务;信息检索技术;专利景观;教育&认证;法律和知识产权局事务。目前的文献清单是在2025年8月中旬编制的。关键资源包括Scopus、Digital Commons、出版商的RSS订阅和serendipity!本文提供了一些有趣的参考文献来满足您的胃口——完整的参考文献列表可以在附带的数据文件中找到。
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引用次数: 0
Innovation trends and evolutionary paths of electrocatalytic hydrogen evolution reaction technology: A global patent analysis 电催化析氢反应技术的创新趋势与演进路径:全球专利分析
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-09-04 DOI: 10.1016/j.wpi.2025.102388
Wenting Jin , Ji Huang
Electrocatalytic hydrogen evolution reaction has emerged as a key driver of technological innovation and industrial advancement in the hydrogen energy sector. By conducting statistical analysis on patent information in this technology field, we can effectively grasp the trends and directions of technological research and development (R&D), thereby providing a critical basis for scientific policy making and industrial deployment strategies in related fields. Based on search results from the IncoPat database, this study integrates text mining with KeyBERT algorithm, CiteSpace visualization analytics, and Logistic model to conduct a comprehensive investigation from multiple dimensions including patent quantity and quality, R&D hotspots and frontiers, as well as technology lifecycle. The results indicate that: (1) The patented technologies in this field predominantly originate from core innovation clusters in China, Japan, the United States, and South Korea. China maintains an unequivocal dominance in the volume of technological outputs and has made effective strides in catching up with developed countries in terms of patent quality. However, the industrial application of Chinese patents may encounter certain difficulties. In contrast, the technological innovations of the United States and Japan maintain comparative advantages in terms of global influence and market presence. (2) The R&D hotspots in this field are concentrated primarily on topics such as precious metal-based catalysts and transition metal-based catalysts. (3) The evolutionary trajectory of this technology can be delineated into three distinct phases, with each phase featuring distinct R&D focuses and mainstream paths. (4) The technology is currently in a rapid growth phase, with forecasts suggesting it will enter the technological maturity stage by 2026 and the decline stage by 2036.
电催化析氢反应已成为氢能源领域技术创新和产业进步的关键驱动力。通过对该技术领域的专利信息进行统计分析,可以有效掌握技术研发的趋势和方向,从而为相关领域的科学政策制定和产业部署战略提供重要依据。本研究以IncoPat数据库的检索结果为基础,将文本挖掘与KeyBERT算法、CiteSpace可视化分析、Logistic模型相结合,从专利数量与质量、研发热点与前沿、技术生命周期等多个维度进行综合调查。结果表明:(1)该领域的专利技术主要来源于中国、日本、美国和韩国的核心创新集群。中国在技术产出量方面保持着无可置疑的优势,在专利质量方面取得了有效进展,正在追赶发达国家。然而,中国专利的产业化应用可能会遇到一定的困难。相比之下,美国和日本的技术创新在全球影响力和市场占有率方面保持着比较优势。(2)该领域的研发热点主要集中在贵金属基催化剂和过渡金属基催化剂等课题上。(3)该技术的演进轨迹可以划分为三个不同的阶段,每个阶段都有不同的研发重点和主流路径。(4)该技术目前处于快速成长阶段,预测到2026年将进入技术成熟期,到2036年将进入衰退期。
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引用次数: 0
The effective use of artificial intelligence in patent searches: A case study in using AI-based classifiers to identify AI inventions 人工智能在专利检索中的有效应用:使用基于人工智能的分类器识别人工智能发明的案例研究
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-08-27 DOI: 10.1016/j.wpi.2025.102387
Aleksei L. Kalinichenko, Kelvin W. Willoughby
This study proposes a new patent search methodology for enhancing the quality and utility of patent research. The methodology focuses on techniques for effectively searching large patent datasets using artificial intelligence (AI) based classifiers to generate robust and reproducible results for subsequent statistical analysis. An extensive literature review revealed that salient approaches to patent searching fail to provide transparent, accurate and reproducible results, thereby hindering validation as well as evoking the need for manual post-processing and subjective judgments. Our proposed methodology, to enable precise, reliable and reproducible AI-enabled search queries, involves employing a novel terminological framework and formulating search regulations based on a formal definition of the technological subject matter of interest. We tested the methodology by applying it to patent searches in the field of AI technologies. In other words, we employed AI to facilitate our development of an operational technical definition of AI for patent searches. The primary results of our research are: (1) an automated patent search technique utilizing a learning algorithm guided by a formal definition of the search area; and (2) a novel terminological framework tailored for patent searches in the AI technology domain. Our approach offers enhanced transparency, reproducibility, and reliability in patent research, with applicability to both AI and other fields of technology.
本研究提出了一种新的专利检索方法,以提高专利研究的质量和实用性。该方法侧重于使用基于人工智能(AI)的分类器有效搜索大型专利数据集的技术,以生成鲁棒性和可重复的结果,用于后续的统计分析。一项广泛的文献综述表明,专利检索的主要方法无法提供透明、准确和可重复的结果,从而阻碍了验证,并引发了人工后处理和主观判断的需要。为了实现精确、可靠和可重复的人工智能搜索查询,我们提出的方法包括采用一种新的术语框架,并根据感兴趣的技术主题的正式定义制定搜索规则。我们通过将其应用于人工智能技术领域的专利检索来测试该方法。换句话说,我们利用人工智能来促进我们对专利检索人工智能的操作技术定义的开发。本研究的主要成果有:(1)利用一种以搜索区域的正式定义为指导的学习算法的自动专利检索技术;(2)为人工智能技术领域的专利检索量身定制的新术语框架。我们的方法在专利研究中提供了更高的透明度、可重复性和可靠性,适用于人工智能和其他技术领域。
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引用次数: 0
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-08-20 DOI: 10.1016/j.wpi.2025.102384
George J.H. Huang
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引用次数: 0
Advancing PHA-Based packaging: A patent and scientific landscape analysis for sustainable innovation 推进pha基包装:可持续创新的专利和科学景观分析
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-08-16 DOI: 10.1016/j.wpi.2025.102386
Pietro Carlos Gonçalves Conceição , Natália Hlavnicka Miranda , Luiggi Cavalcanti Pessôa , Denilson de Jesus Assis , Jamille Santos Santana , Paulo Vitor França Lemos , Jania Betania Alves da Silva , Lucas Guimarães Cardoso , Karina Teixeira Magalhães-Guedes , Leonardo Moreira de Assunção , Carolina Oliveira de Souza
Polyhydroxyalkanoates (PHAs) have emerged as promising biodegradable alternatives to petrochemical plastics for packaging applications, aligning with global sustainability goals. This study presents a comprehensive analysis of the scientific and technological landscape of PHA-based packaging from 1992 to 2024, combining a systematic review of 4176 scientific articles with a patent landscape analysis of 3328 patent families. The results reveal a robust increase in academic research since 2015, focusing on enhancing mechanical, barrier, and antimicrobial properties through nanomaterials and bioactive additives. Patent trends show a technological evolution from basic PHA formulations to multifunctional, smart packaging systems. The food sector dominates application areas, while blending PHAs with polymers such as PLA, starch, and PBAT remains a key strategy to improve performance and reduce costs. China leads in patent filings, driven by strong regulatory support, whereas Japan and the U.S. contribute significantly through industrial innovation. Despite the high potential of PHAs, challenges such as production cost, thermal sensitivity, and limited university-industry partnerships persist. The findings highlight the need for intensified collaboration and continued R&D investment to advance PHA-based packaging technologies toward large-scale adoption.
聚羟基烷酸酯(pha)已成为有前途的可生物降解替代品,石化塑料包装应用,与全球可持续发展目标一致。本研究通过对4176篇科学论文的系统回顾和对3328个专利家族的专利景观分析,对1992 - 2024年pha包装的科技景观进行了综合分析。结果显示,自2015年以来,学术研究强劲增长,重点是通过纳米材料和生物活性添加剂增强机械、屏障和抗菌性能。专利趋势显示了从基本PHA配方到多功能智能包装系统的技术演变。食品行业在应用领域占主导地位,而将pha与PLA、淀粉和PBAT等聚合物混合仍然是提高性能和降低成本的关键策略。在强有力的监管支持下,中国在专利申请方面处于领先地位,而日本和美国则通过产业创新做出了重大贡献。尽管pha具有很高的潜力,但诸如生产成本、热敏性和有限的大学-工业合作等挑战仍然存在。研究结果强调了加强合作和持续研发投资的必要性,以推动基于pha的封装技术大规模采用。
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引用次数: 0
Digital marketing of standard essential patent licensing programs 数字营销标准必备专利许可程序
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-08-16 DOI: 10.1016/j.wpi.2025.102385
Gülfem Özmen , Jussi Heikkilä , Matti Karvonen , Ville Ojanen
We present empirical evidence on the digital marketing choices of standard essential patent licensing programs on patent pool and licensor websites. We highlight the importance of dynamic learning in licensing negotiation events and strategic information revelation in the presence of asymmetric information. We document licensing schemes and licensed units adopted in patent licensing programs. We analyze the marketing strategies of licensing programs using applicable elements of the Marketing Mix framework. We observe significant variation in publicly available information across licensing programs. This suggests that licensors face trade-offs in deciding what information is revealed and anchored in pre-negotiations, as part of licensing program marketing, and during confidential licensing negotiations. Future studies could analyze how generative artificial intelligence (AI) systems may promote marketing and transparency of patent licensing programs.
我们提出了关于专利池和许可方网站上标准必要专利许可程序的数字营销选择的经验证据。我们强调了动态学习在许可谈判事件和存在不对称信息的战略信息披露中的重要性。我们记录了专利许可计划中采用的许可方案和许可单位。我们使用营销组合框架的适用元素来分析许可计划的营销策略。我们观察到不同许可项目的公开信息存在显著差异。这表明许可方在决定在预先谈判中,作为许可计划营销的一部分,以及在保密的许可谈判中披露和固定哪些信息时,面临着权衡。未来的研究可以分析生成式人工智能(AI)系统如何促进专利许可计划的营销和透明度。
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引用次数: 0
A systematic review of artificial intelligence applications and methodological advances in patent analysis 人工智能在专利分析中的应用和方法进展的系统综述
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-08-13 DOI: 10.1016/j.wpi.2025.102383
Tzu-Yu Lin , Li-Chieh Chou

Purpose

This study aims to systematically synthesize the practical applications of artificial intelligence (AI) in patent analysis by constructing a comprehensive matrix that aligns distinct AI techniques with their corresponding analytical tasks. The “AI Technique and Analytical Task” matrix provides a structured framework for understanding how various AI approaches are deployed across different functional objectives within the patent analysis domain.

Design/methodology/approach

This study integrates bibliometric analysis, BERT-based topic modeling, and literature review to explore AI applications in patent analysis. Data were retrieved from the Web of Science Core Collection using a dual-focus search strategy targeting AI techniques and patent analysis tasks. A clear distinction was made to exclude studies analyzing AI trends using patent data, retaining only those applying AI methods to patent analytics. With these strategies, 718 relevant publications were selected as the basis for analysis.

Findings

The results reveal exponential growth in AI-powered patent analysis research since the mid-2010s, with Technological Forecasting and Social Change (TFSC), Scientometrics, and World Patent Information (WPI) identified as the leading publication platforms. Geographical analysis shows that China and South Korea have rapidly increased their research output and institutional engagement, while the U.S. maintains a foundational yet less recent presence.
With topic modeling technique, this study identified eleven major thematic clusters, spanning tasks such as emerging knowledge discovery, technology forecasting, and opportunity identification. These were integrated into “AI Technique and Analytical Task” matrix, which systematically maps the relationships between AI methods (such as pretrained language models, convolutional neural networks, semantic analysis, and topic modeling) and their practical implementations. Among these, patent classification and nature language processing (NLP) emerged as the most impactful applications, underscoring AI's vital role in enabling scalable, data-driven approaches to managing complex patent information.

Originality

This study presents a novel integration of multi-layered literature retrieval strategies, bibliometric analysis, BERT-based topic modeling, and an AI technique-to-analytical task matrix to construct a systematic and structured knowledge framework. This integrative approach not only delineates the interdisciplinary evolution of AI applications in patent analysis but also provides strategic guidance for future research, particularly in advancing empirical validation, informing policy applications, and promoting global inclusivity in this emerging field.
本研究旨在通过构建一个综合矩阵,将不同的人工智能技术与其相应的分析任务结合起来,系统地综合人工智能(AI)在专利分析中的实际应用。“人工智能技术和分析任务”矩阵提供了一个结构化框架,用于理解如何在专利分析领域内跨不同功能目标部署各种人工智能方法。本研究结合文献计量分析、基于bert的主题建模和文献综述,探索人工智能在专利分析中的应用。使用针对人工智能技术和专利分析任务的双焦点搜索策略从Web of Science核心馆藏中检索数据。明确区分了使用专利数据分析人工智能趋势的研究,只保留了那些将人工智能方法应用于专利分析的研究。根据这些策略,选择了718份相关出版物作为分析的基础。结果显示,自2010年代中期以来,人工智能驱动的专利分析研究呈指数级增长,其中技术预测与社会变革(TFSC)、科学计量学(Scientometrics)和世界专利信息(WPI)被确定为领先的出版平台。地理分析表明,中国和韩国的研究产出和机构参与都在迅速增加,而美国则保持着基础地位,但时间并不长。利用主题建模技术,本研究确定了11个主要的主题集群,涵盖了新兴知识发现、技术预测和机会识别等任务。这些被整合到“人工智能技术和分析任务”矩阵中,该矩阵系统地映射了人工智能方法(如预训练语言模型、卷积神经网络、语义分析和主题建模)与其实际实现之间的关系。其中,专利分类和自然语言处理(NLP)成为最具影响力的应用,突显了人工智能在实现可扩展、数据驱动的方法来管理复杂专利信息方面的重要作用。本研究将多层文献检索策略、文献计量分析、基于bert的主题建模和人工智能技术-分析任务矩阵相结合,构建系统化、结构化的知识框架。这种综合方法不仅描述了专利分析中人工智能应用的跨学科演变,而且为未来的研究提供了战略指导,特别是在推进经验验证、为政策应用提供信息和促进这一新兴领域的全球包容性方面。
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引用次数: 0
Scalable multi-label patent classification via iterative large language model-assisted active learning 基于迭代大语言模型辅助主动学习的可扩展多标签专利分类
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-08-06 DOI: 10.1016/j.wpi.2025.102380
Songquan Xiong, Shikun Chen, Jianwei He, Yangguang Liu, Junjie Mao, Chao Liu
Patent classification faces increasingly complex challenges due to the exponential growth in volume and technical sophistication of global patent databases. A substantial proportion of patents inherently belong to multiple technological categories simultaneously, rendering classification particularly challenging for both manual and automated systems. Current approaches struggle with computational scalability, prohibitive annotation costs, and the accurate identification of overlapping technical concepts across interdisciplinary innovations. This study presents a novel iterative framework that combines the advanced text comprehension capabilities of Large Language Models (LLMs) with the sample-efficient principles of active learning (AL) for scalable multi-label patent classification. We evaluated our approach using drone-related technologies extracted from a comprehensive dataset of 100,000 patents, focusing on ten key technological component categories. Our LLM-assisted active learning methodology achieved Macro-F1 and Micro-F1 scores of 0.85 and 0.88, respectively, demonstrating a 15% improvement in Macro-F1 compared to established baseline methods. Our approach reduced the required manual annotation effort by approximately 60% while maintaining comparable classification performance. These empirical findings demonstrate the potential for transforming large-scale patent analysis workflows and improving the efficiency of intellectual property management systems
由于全球专利数据库的数量和技术复杂性呈指数级增长,专利分类面临着越来越复杂的挑战。相当大比例的专利本质上同时属于多个技术类别,这使得人工和自动化系统的分类特别具有挑战性。当前的方法与计算可伸缩性、令人望而却步的注释成本以及跨跨学科创新的重叠技术概念的准确识别作斗争。本研究提出了一种新的迭代框架,该框架结合了大型语言模型(llm)的高级文本理解能力和用于可扩展多标签专利分类的主动学习(AL)的样本效率原则。我们使用从10万项专利的综合数据集中提取的无人机相关技术来评估我们的方法,重点关注10个关键技术组件类别。我们的llm辅助主动学习方法的Macro-F1和Micro-F1得分分别为0.85和0.88,与既定的基线方法相比,Macro-F1提高了15%。我们的方法将所需的手动注释工作减少了大约60%,同时保持了相当的分类性能。这些实证研究结果证明了大规模专利分析工作流程的转变和提高知识产权管理系统效率的潜力
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引用次数: 0
Quantitative insights on artificial intelligence in the pharmaceutical industry: A patent-basis analysis of technological trends and key players 制药行业人工智能的定量分析:技术趋势和关键参与者的专利分析
IF 1.9 Q2 INFORMATION SCIENCE & LIBRARY SCIENCE Pub Date : 2025-08-04 DOI: 10.1016/j.wpi.2025.102381
Shunsuke Sakaoka, Shingo Kano
The application of artificial intelligence (AI) in the pharmaceutical industry has rapidly expanded in recent years. To quantitatively assess this emerging trend, previous studies have conducted bibliometric analyses using publication databases to elucidate leading affiliations, research themes, and the contributions and research focuses of key players, including mega pharma, big IT firms, AI startups, and academic institutions. However, quantitative analyses that leverage patent databases to capture these significant shifts and assess the contributions of the key players are scarce. This study investigated technological trends in AI applications within the pharmaceutical industry and clarify the roles and strategic focuses of key players through patent analysis. A total of 1365 AI-related pharmaceutical patent applications in the United States between 2000 and 2023 were identified. Through a detailed analysis of patents, we revealed that AI is strategically employed across critical business domains, including drug discovery, drug development, diagnosis, manufacturing, marketing, and healthcare. Moreover, the study unveiled the specific business areas where each key player has focused their AI-driven initiatives and historical contributions to AI applications in the pharmaceutical industry. The findings underscore both patent and literature analyses are essential to comprehensively assess AI applications and contributions of key players in the pharmaceutical industry.
近年来,人工智能(AI)在制药行业的应用迅速扩大。为了定量评估这一新兴趋势,之前的研究使用出版物数据库进行了文献计量分析,以阐明主要从属关系、研究主题以及主要参与者(包括大型制药公司、大型IT公司、人工智能初创公司和学术机构)的贡献和研究重点。然而,利用专利数据库捕捉这些重大变化并评估关键参与者贡献的定量分析很少。本研究调查了制药行业人工智能应用的技术趋势,并通过专利分析阐明了关键参与者的角色和战略重点。在2000年至2023年期间,美国共确定了1365项与人工智能相关的药物专利申请。通过对专利的详细分析,我们发现人工智能被战略性地应用于关键业务领域,包括药物发现、药物开发、诊断、制造、营销和医疗保健。此外,该研究还揭示了每个关键参与者专注于人工智能驱动计划的特定业务领域以及对制药行业人工智能应用的历史贡献。研究结果强调,专利和文献分析对于全面评估人工智能应用和制药行业主要参与者的贡献至关重要。
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引用次数: 0
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