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The ‘Border Security’ Concept in EU Law 欧盟法律中的 "边境安全 "概念
IF 1 3区 社会学 Q2 DEMOGRAPHY Pub Date : 2024-08-13 DOI: 10.1163/15718166-12340183
Åsa Gustafsson

What ‘border security’ or ‘secure borders’ denote in the EU is not defined. The article explores the concept of border security and how the concept of border security found its way into the supranational EU legislation on border control. The core of the concept of border security can be seen as consisting of ‘border control’, referring to the maintaining of controls of individuals crossing the EU external borders. The developments towards the use of the term border security seemingly encompass, at least, the evolution of the EU internal security domain, a qualitative change in the nature of a number of border control related measures, the perception of insecurities related to the 2004 EU enlargement and the 11 September 2001 attacks. At least at the time when Frontex became operational in 2004, a border security rhetoric began to be used in the EU. Today, the term border security is well established in EU actors’ rhetoric. The supranational EU rules containing the term border security are fundamental elements of the EU border policies and play a crucial role in contributing to the EU discourse on border issues.

在欧盟,"边境安全 "或 "安全边境 "的含义并没有界定。本文探讨了边境安全的概念,以及边境安全的概念是如何进入欧盟关于边境管制的超国家立法的。边境安全概念的核心是 "边境管制",指的是对跨越欧盟外部边界的个人实施管制。使用边境安全一词的发展似乎至少包括欧盟内部安全领域的演变、一些边境管制相关措施性质的质变、与 2004 年欧盟扩大和 2001 年 9 月 11 日袭击事件有关的不安全感。至少在 2004 年 Frontex 开始运作时,欧盟就开始使用边境安全的说法。如今,边境安全一词已在欧盟行动者的言论中根深蒂固。包含边境安全一词的超国家欧盟规则是欧盟边境政策的基本要素,在促进欧盟关于边境问题的讨论方面发挥着至关重要的作用。
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引用次数: 0
The Fiction of Non-entry in European Migration Law: Its Implications on the Rights of Asylum Seekers and Irregular Migrants at European Borders 欧洲移民法中的非入境虚构:其对欧洲边境寻求庇护者和非正常移民权利的影响
IF 1 3区 社会学 Q2 DEMOGRAPHY Pub Date : 2024-08-13 DOI: 10.1163/15718166-12340181
Francesca Rondine

The fiction of non-entry is a legal fiction usually employed by States at their borders. Such a fiction is based on the distinction between the physical presence of a person on the national territory and her legal entitlement to cross the border and reside herewith. More precisely, the fiction of non-entry revolves around the concept of admission and on the premise that unadmitted migrants (i.e. migrants not fulfilling the entry conditions and, therefore, refused entry, or migrants awaiting admission) at the borders, despite being physically present on the territory, are not to be considered so for legal purposes. By this mean, States are able to deny the application of the ordinary legal regime, institutionalizing a detrimental legal framework for unadmitted migrants at the borders as opposed to the one applicable to regular or even irregular migrants within the national territory. The purpose of this article is to explore the role of such a fiction in European migration law, namely in the context of EU law and the ECtHR jurisprudence, with a focus on the issues of admission on national territory, detention and expulsion. Moreover, this contribution aims at showing how this legal construct is to become increasingly central to European migration law. Indeed, the fiction of non-entry is currently at the core of the new “integrated border procedure” proposed within the 2020 new pact on migration and asylum. Therefore, the contribution will analyse the consequences of such an institutionalization on the rights of migrants at the EU external borders.

不入境假定是各国通常在其边界采用的一种法律假定。这种假定的依据是一个人在国家领土上的实际存在与其跨越边界并在此居住的法律权利之间的区别。更确切地说,不入境假定是围绕入境概念和以下前提提出的:在边境未获准入境的移民(即不符合入境条件因而被拒绝入境的移民,或等待入境的移民),尽管实际存在于该国领土上,但就法律目的而言,不应被视为实际存在于该国领土上。这样,国家就可以拒绝适用普通法律制度,为边境上未获准入境的移徙者建立一个不利的法律框架,而不是适用于本国境内的正常移徙者甚至非正常移徙者的法律框架。本文旨在探讨这种拟制在欧洲移民法中的作用,即在欧盟法律和欧洲人权法院判例中的作用,重点是在国家领土上的入境、拘留和驱逐问题。此外,这篇论文旨在说明这一法律概念如何日益成为欧洲移民法的核心。事实上,不入境假定目前是 2020 年移民与庇护新契约中提出的新 "综合边境程序 "的核心。因此,本文将分析这种制度化对欧盟外部边界移民权利的影响。
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引用次数: 0
When Do Union Citizens and Their Families Have the Right to Equal Treatment on Grounds of Nationality in EU Law? 在欧盟法律中,欧盟公民及其家人何时享有基于国籍的平等待遇权?
IF 1 3区 社会学 Q2 DEMOGRAPHY Pub Date : 2024-08-13 DOI: 10.1163/15718166-12340180
Gareth Davies

Article 18 TFEU appears to prohibit nationality discrimination throughout the scope of EU law, but the Court of Justice uses various techniques to often deny equal treatment to people who are within that scope. It wants to create a layered regime of rights, which takes account of the degree of integration and participation of Union Citizens and their families, but this ambition is in tension with the apparently simple Article 18 rule. The solution, this article suggests, is to recognize that discrimination itself is a layered concept, allowing for justified distinctions, and so for different treatment of different groups. There is a surprising amount of support for this view in the case law. The article looks at the cases on equal treatment for Union Citizens and their families, including TCN family members, and tries to provide a coherent conceptual and legal frame which explains their results.

欧盟运作条约》第 18 条似乎在整个欧盟法律范围内禁止国籍歧视,但法院却使用各种手段,经常拒绝平等对待在该范围内的人。法院希望建立一个分层的权利体系,考虑到欧盟公民及其家人的融入和参与程度,但这一雄心壮志与看似简单的第 18 条规则存在矛盾。本文认为,解决办法是承认歧视本身是一个分层的概念,允许合理的区别对待,因此也允许对不同群体的不同待遇。这一观点在判例法中得到了令人惊讶的支持。本文探讨了关于平等对待联盟公民及其家庭成员(包括 TCN 家庭成员)的案例,并试图提供一个连贯的概念和法律框架来解释其结果。
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引用次数: 0
Derogations in Exchange of Increased Responsibility: How Can This Fix the Broken Promise for More Solidarity in the EU? 以减免换取更多责任:欧盟如何才能实现更加团结的承诺?
IF 1 3区 社会学 Q2 DEMOGRAPHY Pub Date : 2024-08-13 DOI: 10.1163/15718166-12340182
Vasiliki Apatzidou

The 2020 EU Pact on Migration and Asylum introduced a series of legal texts aimed at reforming the existing EU asylum policy. Following years of challenging negotiations, an agreement on the Pact was reached in December 2023 with all the texts published in the Official Journal of the EU in May 2024. This article critically discusses some provisions of three key texts within the Pact: the Asylum Procedures Regulation (APR), the Crisis Regulation, and the Asylum and Migration Management Regulation (AMMR). The aim is to uncover the strategic employment of derogations and exceptions to compensate external border states for their heightened responsibilities, particularly in situations of migratory pressure. The article also explores the impact of newly introduced concepts and measures, such as the ‘non-entry’ fiction and the concept of ‘adequate capacity’ in border procedures, as well as derogatory provisions in ‘crisis’ and ‘instrumentalisation’ situations. It highlights how the agreed instruments, under the guise of presenting derogations as a form of ‘solidarity’, compromise the rights of asylum seekers and fail to effectively address the increased responsibility of states at the external borders. It further argues that these measures deviate from the goal of harmonisation within the Common European Asylum System (CEAS). The paper concludes by emphasising that the promise of achieving a fair and balanced asylum system in the EU remains unfulfilled, with an overreliance on derogations overshadowing genuine progress.

2020 年欧盟移民与庇护公约》引入了一系列旨在改革现行欧盟庇护政策的法律文本。经过多年充满挑战的谈判,《公约》于 2023 年 12 月达成协议,并于 2024 年 5 月在欧盟官方公报上公布了所有文本。本文批判性地讨论了《公约》中三个关键文本的部分条款:《庇护程序条例》(APR)、《危机条例》和《庇护与移民管理条例》(AMMR)。文章旨在揭示克减和例外的战略运用,以补偿外部边界国家所承担的更大责任,尤其是在面临移民压力的情况下。文章还探讨了新引入的概念和措施的影响,如边境程序中的 "非入境 "概念和 "充分能力 "概念,以及 "危机 "和 "工具化 "情况下的减损条款。报告强调了已达成一致的文书是如何在将减损作为一种 "团结 "形式的幌子下,损害寻求庇护者的权利,并未能有效解决国家在外部边界的责任增加问题。本文进一步指出,这些措施偏离了欧洲共同庇护体系(CEAS)的协调目标。本文最后强调,在欧盟实现公平、平衡的庇护制度的承诺仍未实现,过度依赖减损措施给真正的进步蒙上了阴影。
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引用次数: 0
EU Boots on the Ground and Effective Judicial Protection against Frontex’s Operational Powers in Return: Lessons from Case T‑600/21 欧盟的实地武装力量和有效的司法保护,防止 Frontex 的行动权力回流:T-600/21 号案件的教训
IF 1 3区 社会学 Q2 DEMOGRAPHY Pub Date : 2024-08-13 DOI: 10.1163/15718166-12340184
Galina Cornelisse

This article comments on Case T-600/21 to highlight the serious shortcomings in direct actions before EU courts against allegations of fundamental rights violations by Frontex. It contributes to existing scholarship on legal accountability failings with regard to operational activities by Frontex for two reasons. First, the contribution argues that Frontex’s operational competences in the area of return are clearly circumscribed, not only by the Regulation on the European Border and Coast Guard and the Charter of Fundamental Rights of the EU, but also by crucial substantive and procedural safeguards contained in the Return Directive. Secondly, the article proposes a number of changes to current remedies against executive action of Frontex, in particular with regard to evidentiary requirements and the qualification of the EU conduct amenable to review. It argues that Article 47 of Charter, as interpreted by the Court of Justice itself, puts that same court under a clear and unequivocal obligation to adapt its own procedures accordingly in order to protect the very core of the right to effective judicial protection, namely access to courts.

本文通过对 T-600/21 号案件的评论,强调了欧盟法院在对 Frontex 侵犯基本权利的指控采取直接行动方面存在的严重缺陷。由于以下两个原因,本文对有关 Frontex 业务活动法律责任缺失的现有学术研究有所贡献。首先,文章认为,Frontex 在回返领域的业务权限不仅受到《欧洲边境和海岸警卫队条例》和《欧盟基本权利宪章》的明确限制,而且还受到《回返指令》中所载的重要实质性和程序性保障措施的明确限制。其次,文章对目前针对 Frontex 行政行为的补救措施提出了一些修改建议,特别是在证据要求和可接受审查的欧盟行为的限定方面。文章认为,根据法院本身对《宪章》第四十七条的解释,法院有明确和毫不含糊的义务相应调整自己的程序,以保护有效司法保护权的核心,即诉诸法院的权利。
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引用次数: 0
The Elusive “Collectivised Refugee Protection”: The Case of the EU-Egypt Migration Cooperation 难以捉摸的 "集体化难民保护":欧盟-埃及移民合作案例
IF 1 3区 社会学 Q2 DEMOGRAPHY Pub Date : 2024-06-18 DOI: 10.1163/15718166-12340179
El-Sayed

This paper departs from a deductive premise seeking to apply the theory of “collectivised system of refugee responsibility” to the EU-Egypt migration arrangements. In its basic form, the theory proffers the funding and oversight of the wealthy North to assert protection, and integration of refugees in southern countries. At face value, the design and structure of the EU-Egypt migration arrangements appear to reflect this formula: EU funding in return for Egyptian principled accommodation of refugees. A profounder analysis of these deals, nevertheless, discerns the emergence of an alternative linguistic and legal discourse that priorities security and control over the humanitarian cause. Practice, as well, demonstrates that neither the EU is willing to undertake any refugees’ oversight roles, nor Egypt is vying for EU funding. To the contrary, Egypt’s generous funding of EU commercial interests and ruthless crackdown on refugees represent Egypt’s basic offerings to appease the EU and garner its political support.

本文从一个演绎前提出发,试图将 "集体化难民责任体系 "理论应用于欧盟-埃及移民安排。该理论的基本形式是,由富裕的北方国家提供资金并进行监督,以确保难民在南方国家得到保护并融入当地社会。从表面上看,欧盟-埃及移民安排的设计和结构似乎反映了这一公式:欧盟以资金换取埃及对难民的原则性收容。然而,如果对这些交易进行更深入的分析,就会发现出现了另一种语言和法律话语,即安全和控制优先于人道主义事业。实践也表明,无论是欧盟还是埃及都不愿意承担任何监督难民的角色,也不愿意争夺欧盟的资金。恰恰相反,埃及对欧盟商业利益的慷慨资助和对难民的无情打击,是埃及讨好欧盟、争取其政治支持的基本姿态。
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引用次数: 0
The Influence of Diplomatic and Foreign Policy Considerations in the Making of Migration and Asylum Policy in Morocco 外交和外交政策因素对摩洛哥制定移民和庇护政策的影响
IF 1 3区 社会学 Q2 DEMOGRAPHY Pub Date : 2024-06-18 DOI: 10.1163/15718166-12340178
Sara Benjelloun

Can the management of transnational migration and asylum be used as an instrument of foreign policy? From labour market needs to legal issues, electoral pressure, and financial and commercial interests, the scholarly literature on the drivers of migration policy in both the North and the South has focused primarily on domestic factors. The case of Morocco offers a useful additional perspective. The security-orientated and restrictive policy toward transmigrants applied in the 2000s gave way, in 2013, to a new approach that was much more welcoming and mindful of migrant integration. Since Morocco’s independence in 1956, asylum management has been driven exclusively by security and political objectives. Although it has never had a national asylum system, Morocco has officially taken the initiative to establish a system that complies with its international commitments in asylum. By taking a Moroccan perspective on the situation, this article examines the management of migration and asylum by a country of the Global South with a multifaceted migration profile (as a country that is simultaneously one of emigration, transit, and immigration). It shows that Morocco’s change in migration policy is a reflection of its evolving foreign policy.

跨国移民和庇护管理能否作为外交政策的工具?从劳动力市场需求到法律问题、选举压力以及金融和商业利益,关于南北方移民政策驱动因素的学术文献主要集中在国内因素上。摩洛哥的情况提供了一个有用的补充视角。摩洛哥在 2000 年代对移民采取了以安全为导向的限制性政策,但在 2013 年,这种政策被一种新的方式所取代,这种方式更加欢迎移民,也更加关注移民的融入。摩洛哥自1956年独立以来,庇护管理完全由安全和政治目标驱动。虽然摩洛哥从未有过国家庇护制度,但它已正式倡议建立一个符合其庇护方面国际承诺的制度。本文从摩洛哥的视角出发,探讨了一个具有多层面移民特征的南半球国家(同时是移民输出国、过境国和移民国)对移民和庇护的管理。文章指出,摩洛哥移民政策的变化反映了其外交政策的演变。
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引用次数: 0
Cooperation within Reason: Tunisia’s Approach to Asylum and Readmission 合理范围内的合作:突尼斯的庇护和重新接纳办法
IF 1 3区 社会学 Q2 DEMOGRAPHY Pub Date : 2024-06-18 DOI: 10.1163/15718166-12340176
Hiba Sha’ath, Fatma Raach

Since 2011, migration and asylum have grown in salience in EU-Tunisia international cooperation. Through various agreements, the EU has provided technical and financial support to Tunisia to strengthen its border management capabilities, develop a national migration strategy, legislate a national asylum framework, and re-integrate Tunisians who were returned from Europe. However, among the points of contention between Tunisia and the EU, two key issues stand out: the continued absence of a national law governing asylum in Tunisia, and Tunisia’s refusal to include clauses related to readmission (of its own nationals and third-country nationals) in its agreements with the EU. Drawing on an analysis of cooperation on asylum and readmission between the EU and Tunisia from 2011 to 2021, this article argues that the EU’s perceptions of a lack of cooperation from its Tunisian counterparts are misplaced. Rather, Tunisia is willing to work cooperatively with the EU as long as it does not see this cooperation serve the sole purpose of supporting the EU’s externalization agenda. We see this attitude as a form of resistance to EU pressure, with the unfortunate consequence being the undermining of protection for vulnerable populations in Tunisia and in the EU. Tunisian authorities see the adoption of an asylum law as paving the way for disembarkation platforms, the use of the safe third country concept to return foreign nationals and contain them to Tunisia. This has been fueled by issue linkage in negotiations with the EU between the passing of the asylum act and the return of third-country nationals to Tunisia. Similarly, while Tunisia has concluded agreements with some EU countries regarding the readmission of its nationals, its priorities with respect to facilitating returns lie in the protection of its nationals’ social rights rather than in meeting quantitative targets set by the EU.

自 2011 年以来,移民和庇护问题在欧盟与突尼斯的国际合作中日益突出。通过各种协议,欧盟向突尼斯提供了技术和财政支持,以加强其边境管理能力,制定国家移民战略,立法建立国家庇护框架,并帮助从欧洲返回的突尼斯人重新融入社会。然而,在突尼斯和欧盟之间的争议点中,有两个关键问题十分突出:突尼斯仍然没有关于庇护的国家法律,以及突尼斯拒绝在与欧盟的协议中加入重新接纳(本国国民和第三国国民)的相关条款。本文通过对 2011 年至 2021 年欧盟与突尼斯在庇护和重新接纳方面的合作进行分析,认为欧盟认为突尼斯缺乏合作的看法是错误的。相反,突尼斯愿意与欧盟合作,只要它不认为这种合作的唯一目的是支持欧盟的外部化议程。我们认为这种态度是对欧盟压力的一种抵制,其不幸的后果是削弱了对突尼斯和欧盟弱势群体的保护。突尼斯当局认为,庇护法的通过是为登岸平台铺平道路,即利用安全第三国的概念将外国公民遣送回国并将其控制在突尼斯。在与欧盟的谈判中,庇护法的通过与第三国国民返回突尼斯之间的问题联系助长了这一观点。同样,虽然突尼斯与一些欧盟国家就重新接纳其国民问题达成了协议,但突尼斯在促进回返方面的优先事项是保护其国民的社会权利,而不是达到欧盟设定的数量指标。
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引用次数: 0
Taking Stock of the EU-Turkey Statement in 2024 评估欧盟-土耳其 2024 年声明
IF 1 3区 社会学 Q2 DEMOGRAPHY Pub Date : 2024-06-18 DOI: 10.1163/15718166-12340175
Gamze Ovacık, Meltem Ineli-Ciger, Orçun Ulusoy

The EU-Turkey Statement of March 2016 aimed to end irregular migration from Turkey to the European Union (EU). Since 2016, the relationship between Turkey and the EU has undergone significant changes. While the EU fulfilled only two of its promises under the Statement, Turkey suspended the implementation of the return component of the Statement in 2020 and stopped readmitting third-country nationals from Greece. Meanwhile, recent judgments delivered by the European Court of Human Rights, such as Akkad v. Turkey and G.B. and others v. Turkey, have shed new light on conditions facing refugees, asylum seekers, and migrants in Turkey. This article aims to analyse the implementation of the EU-Turkey Statement as of 2024 by examining to what extent Turkey and the European Union, as well as its Member States, have fulfilled their pledges and acted in line with the course of action agreed under the Statement. It also aims to investigate to what extent Turkey’s assumed status as a safe third country has changed over the years. Given that the number of irregular passages towards the EU through Turkey has decreased considerably and that the return component of the Statement is not currently implemented, we argue that the assessment of whether Turkey is safe should be made with reference to refugees, asylum seekers, and migrants contained in Turkey as a result of the EU-Turkey Statement arrangements not just those returned under the EU-Turkey Statement.

2016 年 3 月的《欧盟-土耳其声明》旨在结束从土耳其向欧盟(EU)的非正常移民。自 2016 年以来,土耳其与欧盟之间的关系发生了重大变化。欧盟仅履行了《声明》中的两项承诺,土耳其则在 2020 年暂停执行《声明》中的遣返部分,并停止从希腊重新接纳第三国国民。与此同时,欧洲人权法院最近做出的判决,如 Akkad 诉土耳其案和 G.B. 等人诉土耳其案,对土耳其境内难民、寻求庇护者和移民所面临的状况有了新的认识。本文旨在分析《欧盟-土耳其声明》截至2024年的执行情况,研究土耳其、欧盟及其成员国在多大程度上履行了其承诺,并按照《声明》中商定的行动方针行事。本报告还旨在调查土耳其作为安全第三国的假定地位多年来发生了哪些变化。鉴于通过土耳其前往欧盟的非正常通道数量已大幅减少,且《声明》中的遣返部分目前尚未实施,我们认为,在评估土耳其是否安全时,应参考因《欧盟-土耳其声明》安排而被土耳其收容的难民、寻求庇护者和移民,而不仅仅是根据《欧盟-土耳其声明》遣返的移民。
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引用次数: 0
A Normative View from the Periphery: Serbia and the EU Asylum Acquis 来自边缘的规范视角:塞尔维亚与欧盟庇护法
IF 1 3区 社会学 Q2 DEMOGRAPHY Pub Date : 2024-06-18 DOI: 10.1163/15718166-12340177
Rados Djurovic

Since 2014, as part of the EU accession negotiations, Serbia is meticulously conducting legal, policy, and institutional reforms in order to align its asylum and migration law and policy with the EU acquis. At the same time, as a consequence of the European policies put in place since 2015 (fences, large-scale pushbacks), Serbia faces a high risk of becoming a buffer zone in between EU Member States Greece and Bulgaria (whence many refugees enter Serbia) and Croatia and Hungary (which many refugees seek to enter).

While aiming to implement EU law as a candidate Member State, Serbia is simultaneously trying to avoid stronger migration pressure and becoming a hotspot which are the consequence of implementing the EU acquis. Caught between these two conflicting policy aims, Serbia is following the example of Greece in limiting migration pressure by keeping its asylum system dysfunctional, ignoring refugee needs and undermining refugee protection. The substandard character of the Serbian asylum system in practice (both when it comes to its slow and inefficient asylum procedure, limited access to legal aid and information, as well as when it comes to an unsustainable and dysfunctional reception and integration system) makes returns to Serbia a violation of European Human Rights law (i.a., ECtHR 21 November 2019, Ilias and Ahmed v Hungary, application no. 47287/15), while it also gives migrants and refugees a strong incentive to move on to the EU.

This combination of formally adopting, but not implementing, the EU acquis will be analysed as a normative response to the perceived lack of legitimacy of the EU acquis, which uses the weak position of peripheral Member States like Greece and neighbouring countries like Serbia to impose a disproportionate burden on them.

自 2014 年以来,作为加入欧盟谈判的一部分,塞尔维亚正在一丝不苟地进行法律、政策和机构改革,以使其庇护和移民法律和政策与欧盟法律相一致。与此同时,由于自 2015 年以来实施的欧洲政策(围栏、大规模推回),塞尔维亚面临着成为欧盟成员国希腊和保加利亚(许多难民从那里进入塞尔维亚)与克罗地亚和匈牙利(许多难民试图进入那里)之间的缓冲区的高风险。作为候选成员国,塞尔维亚在努力执行欧盟法律的同时,也在努力避免更大的移民压力和成为热点地区,而这正是执行欧盟法律的后果。在这两个相互冲突的政策目标之间,塞尔维亚正在以希腊为榜样,通过保持其庇护系统功能失调、忽视难民需求和破坏难民保护来限制移民压力。塞尔维亚庇护制度在实践中不符合标准(包括庇护程序缓慢、效率低下、获得法律援助和信息的机会有限,以及收容和融合制度不可持续且功能失调),这使得返回塞尔维亚违反了欧洲人权法(即......)、欧洲人权法院,2019 年 11 月 21 日,Ilias 和 Ahmed 诉匈牙利,第 47287/15 号申请),同时它也为移民和难民提供了前往欧盟的强烈动机。这种正式通过但不执行欧盟法律的组合将被分析为对欧盟法律缺乏合法性这一看法的规范性回应,欧盟法律利用希腊等外围成员国和塞尔维亚等邻国的弱势地位,对它们施加了不相称的负担。
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引用次数: 0
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