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Evidence, probability, and relative plausibility: A response to Aitken, Taroni, and Bozza 证据、概率和相对合理性:对Aitken、Taroni和Bozza的回应
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2023-02-28 DOI: 10.1177/13657127231155798
R. Allen, Michael S. Pardo
A paradigm shift is occurring in legal epistemology, replacing probability theory as the best explanation of juridical proof with a form of explanationism that has come to be known as the “ relative plausibility ” theory (see Allen and Pardo, 2019a). The probabilistic paradigm saw the common law legal systems as one large probabilistic event best explainable by reference to the probability calculus. The primary suc-cesses of that approach were to offer widely accepted explanations of burdens of persuasion as probabilistic thresholds and the meaning of the legal concepts of relevance and probative value. After a remarkable burst of enthusiasm reached its apex in the latter part of the twentieth century, dif fi culties began to be perceived — irritants in the language of Thomas Kuhn — that could not easily be accommo-dated within the reigning paradigm. As Kuhn observed and predicted, painting on a much larger and more important canvas than legal epistemology, the initial reaction of the adherents to the reigning paradigm is to attempt to explain away irritants, but in this case the irritants also led to new theorizing about the object of inquiry. That initial theorizing evolved over time into an explanation of common law legal systems that preserves a place for probabilistic reasoning but is dominated by the idea that the parties create and liti-gate alternative explanations for the events under consideration. The fact- fi nder (judge or jury) weighs their various merits and decides between them, or in their light creates the fact- fi nder ’ s own explanation of what happened — and that explanation wins the day. 1
法律认识论正在发生范式转变,用一种被称为“相对合理性”理论的解释主义形式取代了概率论,成为司法证明的最佳解释(见Allen和Pardo,2019a)。概率范式将普通法法律体系视为一个大型概率事件,最好通过参考概率演算来解释。这种方法的主要成功之处在于,对作为概率阈值的说服负担以及相关性和证明价值的法律概念的含义提供了广泛接受的解释。在20世纪后半叶,一股非凡的热情达到顶峰后,人们开始意识到困难——托马斯·库恩的语言中的刺激物——在统治范式中是不容易调和的。正如库恩所观察和预测的那样,在比法律认识论更大、更重要的画布上绘画,追随者对统治范式的最初反应是试图解释刺激因素,但在这种情况下,刺激因素也导致了对探究对象的新理论。随着时间的推移,这种最初的理论演变成了对普通法法律体系的解释,为概率推理保留了一席之地,但被当事人为所考虑的事件创造和选择替代解释的想法所主导。事实调查者(法官或陪审团)权衡他们的各种优点,并在他们之间做出决定,或者根据他们的观点,为所发生的事情做出事实调查者自己的解释——这种解释赢得了胜利。1.
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引用次数: 1
The curious case of the jury-shaped hole: A plea for real jury research 陪审团形状的洞的奇特案例:对真正陪审团研究的恳求
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2023-01-04 DOI: 10.1177/13657127221150451
Lewis D. Ross
Criminal juries make decisions of great importance. A key criticism of juries is that they are unreliable in a multitude of ways, from exhibiting racial or gendered biases, to misunderstanding their role, to engaging in impropriety such as internet research. Recently, some have even claimed that the use of juries creates injustice on a large scale, as a cause of low conviction rates for sexual criminality. Unfortunately, empirical research into jury deliberation is undermined by the fact that researchers are unable to study live juries. The indirect sources of evidence used by researchers suffer from various problems, the most important of which is dubious levels of ecological validity. Real jury research—studying live jury deliberation—is controversial. However, as I argue, the objections to it are unconvincing. There is in fact a moral imperative to facilitate real jury research.
刑事陪审团作出非常重要的决定。对陪审团的一个关键批评是,他们在很多方面都是不可靠的,从表现出种族或性别偏见,到误解他们的角色,再到从事互联网研究等不当行为。最近,一些人甚至声称,陪审团的使用造成了大规模的不公正,这是性犯罪定罪率低的原因。不幸的是,研究人员无法研究现场陪审团这一事实破坏了对陪审团审议的实证研究。研究人员使用的间接证据来源存在各种问题,其中最重要的是生态有效性水平可疑。真正的陪审团研究——研究现场陪审团审议——是有争议的。然而,正如我所说,对它的反对意见是不能令人信服的。事实上,促进真正的陪审团研究在道德上是必要的。
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引用次数: 1
‘Show me what happened’: Low technology communication aids used in intermediary mediated police investigative interviews with vulnerable witnesses with an intellectual disability “告诉我发生了什么”:低技术通信辅助工具用于中介调解警察对智力残疾的脆弱证人的调查访谈
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2022-12-27 DOI: 10.1177/13657127221140469
Tina Pereira, M. Aldridge
This study investigates the manner in which two types of communication aids (wooden mannequins and line drawings) that are selected, introduced and managed in real intermediary-mediated police investigative interviews, improve the quality of evidence with vulnerable witnesses and victims with an intellectual disability. Multimodality interactional work carried out by the interviewing police officer, an intermediary and the vulnerable witness with limited verbal abilities to answer the open question, ‘What happened?’ is analysed. We demonstrate that low technology communication aids can successfully be utilised to elicit the same type of information from those with limited verbal abilities, as the verbal open question ‘What happened?’, in an unrehearsed and unbiased manner. Aids used in this manner retain the functionality of open questions while reducing their linguistic complexity. This validates the importance of adopting special measures such as the involvement of an intermediary and communication aids in investigative interviews to promote equal opportunities and a fair trial for all.
本研究调查了在真实的中介警察调查访谈中选择、引入和管理两种类型的沟通辅助工具(木制人体模型和线条画)的方式,以提高弱势证人和智障受害者的证据质量。由接受采访的警官、中间人和语言能力有限的弱势证人进行的多模式互动工作,以回答“发生了什么?”的分析。我们证明,低技术的交流辅助工具可以成功地从那些语言能力有限的人那里引出同样类型的信息,就像“发生了什么?”,以一种未经排练的、不偏不倚的态度。以这种方式使用的辅助工具保留了开放性问题的功能,同时降低了其语言复杂性。这证实了采取特别措施的重要性,例如在调查采访中让中间人和通讯辅助人员参与,以促进所有人的平等机会和公平审判。
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引用次数: 0
Non-defendant bad character and s. 100 of the Criminal Justice Act 2003: A socio-legal analysis of admissibility gateways and trial tactics 非被告不良品格与2003年《刑事司法法》第100条:对可采性门槛与审判策略的社会-法律分析
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2022-12-27 DOI: 10.1177/13657127221140459
Matt Thomason
This article presents a socio-legal analysis of the use of non-defendant bad character evidence in Crown Court criminal trials in England. Combining an in-depth doctrinal analysis of s. 100 of the Criminal Justice Act 2003 with original qualitative empirical methods (interviews with trial counsel and observations of real Crown Court trials), the article explores the real-life practical operation of this rule of exclusion and its associated inclusionary exceptions, and the role that non-defendant bad character can have on trial tactics of counsel. In doing so, it argues that illogical Court of Appeal decisions on the use of bad character for credibility purposes are causing confusion in practice, that the ‘tit-for-tat’ gateway for defendant bad character is a more significant hurdle than s. 100 itself, and that counsel often eschew bad character applications for fear of alienating the jury.
本文对英国刑事法院刑事审判中非被告不良品格证据的使用进行了社会-法律分析。结合对2003年刑事司法法案第100条的深入理论分析和原始的定性实证方法(与审判律师的访谈和对真实皇家法院审判的观察),本文探讨了这一排除规则及其相关的包容性例外的现实实践操作,以及非被告不良性格对律师审判策略的作用。在这样做的过程中,它辩称,上诉法院关于将不良品格用于可信度目的的不合逻辑的决定在实践中造成了混乱,被告不良品格的“以牙还牙”的门槛比第100条本身更大,律师经常因害怕疏远陪审团而回避不良品格的申请。
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引用次数: 0
Fight, flight, freeze…or lie? Rethinking the principles of res gestae evidence in light of its revival 战斗,逃跑,静止,还是撒谎?从遗产证据的复兴来看对其原则的重新思考
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2022-11-27 DOI: 10.1177/13657127221139505
Ruth Coffey
This paper argues that it is long past time that res gestae evidence under the Criminal Justice Act 2003 s. 118(1)4(a), described here as ‘emotionally-overpowered statements’, was abolished. Res gestae adds nothing to the hearsay regime under the CJA 2003, apart from blurring the operation of s. 114(1)(d), and it is still frequently misapplied. However, it also rests on a false premise that runs counter to modern neuroscience and embeds outdated myths about trauma victims into the law – even when the law has moved on from those assumptions in other contexts. Using comparison with excited utterances under the USA's FRE 803(2), critiques from US scholars, and insights from neuroscientific research, this paper calls for the abolition of res gestae evidence, despite recent interest in its use in cases of domestic abuse, and advocates instead for the use of the s. 114(1)(d) interests of justice test.
本文认为,根据《2003年刑事司法法案》第118条第1款第4款(a)项,这里被描述为“情绪性过度陈述”的保留证据早就被废除了。除了模糊了第114(1)(d)条的运作外,“保留”并没有增加《2003年刑事司法条例》下的道听途说制度,而且它仍然经常被误用。然而,它也建立在一个与现代神经科学背道而驰的错误前提上,并将关于创伤受害者的过时神话嵌入到法律中——即使法律在其他情况下已经从这些假设中发展出来。通过与美国《联邦法律》803(2)下的激动言论、美国学者的批评以及神经科学研究的见解进行比较,本文呼吁废除遗存证据,尽管最近人们对其在家庭暴力案件中的使用很感兴趣,并主张使用第114(1)(d)条司法利益测试。
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引用次数: 0
The contemporary status of rape shield laws in India 当代印度强奸保护法的现状
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2022-11-27 DOI: 10.1177/13657127221139506
Nikunj Kulshreshtha
This article critically analyses the current status of rape shield laws in India. The article begins by assessing the effectiveness of these laws by examining the statutory provisions and judicial precedents in India using a doctrinal methodology. The article would then assess the status of rape shield laws and their jurisprudence in England and Wales, and Canada for a comparative assessment and to draw valuable lessons for the Indian jurisdiction. It would also help address growing concerns about the possible overreach of these laws on the defendant’s right to a fair trial. Finally, the article will conclude with possible solutions for effectively implementing these laws in India while balancing the interests of the accused and the complainants.
本文批判性地分析了印度强奸保护法的现状。本文首先通过使用理论方法审查印度的法定规定和司法先例来评估这些法律的有效性。然后,这篇文章将评估英格兰和威尔士以及加拿大的强奸保护法及其判例的地位,以便进行比较评估,并为印度的管辖权吸取宝贵的教训。这也将有助于解决人们日益增长的担忧,即这些法律可能过度侵犯被告获得公平审判的权利。最后,文章将总结可能的解决方案,在印度有效地实施这些法律,同时平衡被告和原告的利益。
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引用次数: 1
Getting people thinking and talking: An exploration of the Attorney General’s 2020 guidelines on disclosure 让人们思考和交谈:对司法部长2020年披露准则的探索
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2022-09-10 DOI: 10.1177/13657127221124362
C. Griffiths
This article evaluates the recent Attorney General's Guidelines on disclosure in criminal cases. These Guidelines signal a further step away from adversarialism, towards an internally incoherent justice system which incorporates managerial characteristics, alongside increasing elements of inquisitorialism. Whilst still promoting the rhetoric of adversarialism, these changes have the potential to reconfigure the role of the suspect and the court in such a way as to circumvent the protections inherent in the adversarial system. This article considers two areas of the Guidelines, pre-charge engagement and the enforcement of a ‘thinking manner’ approach to the disclosure exercise. By considering these two expansive areas, a broader perspective of the Guidelines is taken in order to fully appreciate their significance. The impact of these newly minted Guidelines is not yet apparent, but this article postulates the potential longer-term ramifications of the changes and ultimately concludes that the Guidelines will result in further systemic incoherence which undermines suspect and defendant rights, and fundamentally reconstitutes courts as adjudicators of criminal investigations.
本文评估了最近司法部长关于刑事案件披露的指导方针。这些指导方针标志着远离对抗主义,朝着一个内部不连贯的司法系统迈进,该系统融合了管理特征,同时也增加了检察官主义的元素。虽然这些变化仍在宣扬对抗主义的论调,但有可能重新配置嫌疑人和法院的角色,从而规避对抗制度固有的保护。本条考虑了《准则》的两个领域,即指控前的参与和对披露工作采取“思维方式”方法的执行。通过考虑这两个广泛的领域,我们从更广泛的角度看待《准则》,以便充分认识到它们的重要性。这些新制定的《准则》的影响尚不明显,但这篇文章假设了这些变化的潜在长期影响,并最终得出结论,《准则》将导致进一步的系统性不一致,损害嫌疑人和被告的权利,并从根本上将法院重新组建为刑事调查的裁决者。
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引用次数: 0
Putting the ‘presumption’ back in the ‘presumption of innocence’ 把“推定”放回“无罪推定”
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2022-09-10 DOI: 10.1177/13657127221124361
Forest Yu
This article tackles the question: can the Presumption of Innocence (PoI) be a presumption? Whereas many criminal law theorists rejection such a notion, I draw inspiration from argumentation theorists and philosophers—in particular, Petar Bodlović and Edna Ullmann-Margalit—and argue in favour of it; indeed, argumentation theory often holds the PoI out as a paradigmatic presumption. My argument proceeds in three sections. I first show that criminal law theorists writing on the PoI have understood presumptions as evidentiary devices in the form of a modus ponens. On that understanding, the PoI cannot be a presumption. Attention is then drawn to the field of argumentation theory, which teaches us that there are other types of presumptions that are non-evidentiary, not in the form of a modus ponens, require a tentative commitment to q, and require an agent to proceed (act) as if q; viz practical presumptions. The PoI can be understood as such. Finally, it is argued that the PoI, insofar as it requires a tentative commitment to q (here, ‘the defendant is innocent’), can be thought of as a propositional imagining of q (ie, an agent presuming innocence is to propositionally imagine the defendant's innocence).
这篇文章解决了一个问题:无罪推定(PoI)可以是一种推定吗?尽管许多刑法理论家拒绝接受这样一个概念,但我从论证理论家和哲学家——特别是Petar Bodlović和Edna Ullmann Margalit——那里获得了灵感,并支持它;事实上,论证理论经常将PoI视为一种典型的假设。我的论点分三部分进行。我首先表明,在PoI上写作的刑法理论家已经将推定理解为延期形式的证据手段。根据这一理解,《行动纲领》不能成为一种推定。然后,我们注意到论证理论领域,它告诉我们,还有其他类型的推定是非证据性的,不是以延期的形式,需要对q作出临时承诺,并要求代理人像q一样进行(行动);即实际假设。PoI可以这样理解。最后,有人认为,PoI,只要它需要对q的试探性承诺(这里,“被告是无辜的”),就可以被认为是对q的命题想象(即,假定无辜的代理人就是命题想象被告的无辜)。
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引用次数: 1
Handle with care: Jury deliberation and demeanour-based assessments of witness credibility 小心处理:陪审团审议和基于举止的证人可信度评估
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2022-08-24 DOI: 10.1177/13657127221120955
J. Chalmers, F. Leverick, V. Munro
It is unclear how effectively jurors perform their task of assessing witness credibility. Drawing on evidence from a mock jury study involving 863 mock jurors deliberating across 64 juries, and building on existing research, this paper explores juries’ reliance on demeanour. While jurors make use of factors which the research literature suggests are often appropriate credibility markers, for example external consistency of accounts, there is cause for concern over the nuance with which jurors apply those assessments in high stakes contexts. The manner in which jurors look to manner of delivery as evidence of credibility is also problematic. The paper makes the case for a more circumspect approach towards jurors’ use of demeanour assessments. At a minimum, this requires that judicial directions no longer advocate their reliability, but remind jurors of the complexities associated with such assessments and the need to treat any conclusions grounded on presentational cues with caution.
目前尚不清楚陪审员如何有效地完成评估证人可信度的任务。本文借鉴了一项模拟陪审团研究的证据,该研究涉及863名模拟陪审员,涉及64个陪审团,并在现有研究的基础上,探讨了陪审团对行为举止的依赖。虽然陪审员利用了研究文献表明的通常是适当的可信度标志的因素,例如账户的外部一致性,但有理由担心陪审员在高风险背景下应用这些评估的细微差别。陪审员将交付方式视为可信度证据的方式也存在问题。这篇论文提出了对陪审员使用行为举止评估采取更谨慎态度的理由。至少,这需要司法指示不再提倡其可靠性,而是提醒陪审员与此类评估相关的复杂性,以及谨慎对待任何基于表象线索的结论的必要性。
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引用次数: 2
Likelihood ratios in psychological expert opinion, and their reception by professional judges 心理专家意见的似然比及其被专业法官接受的程度
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2022-08-22 DOI: 10.1177/13657127221119545
E. Rassin, N. Arbiyah, Irena Boskovic, H. Otgaar, H. Merckelbach
In various countries, forensic scientists have begun to express their expert opinion in terms of the likelihood of observing the evidence under the primary and under an alternative hypothesis (i.e. the likelihood-ratio approach). This development is often confined to technical domains such as fingerprint analyses. In forensic psychological expertise, likelihood ratios are largely absent. In this contribution, we explain how forensic psychologists can employ likelihood ratios, and we describe two illustrating cases. We also present two studies in which we examined how (Dutch) professional judges appreciate psychological expertise framed in likelihood ratios. Findings suggest that judges (N = 39) appreciate a fictitious expert witness report framed in likelihood-ratios similarly to an opinion framed one-dimensionally. Judges’ (N = 79) understanding of a psychological expert opinion framed in likelihood ratios was satisfactory as measured by self-report and an actual test We conclude that, as is custom in forensic technical domains, psychological expert opinion can be expressed in likelihoods. Two of the hypothesised flipsides, namely, lawyers’ dislike of likelihoods, and their lack of proper understanding, may be surmountable.
在各国,法医学家已经开始就在主要假设和备选假设下观察证据的可能性(即似然比法)来表达他们的专家意见。这种发展通常局限于指纹分析等技术领域。在法医心理学专业知识中,可能性比基本上是不存在的。在这篇文章中,我们解释了法医心理学家如何使用似然比,并描述了两个例子。我们还提出了两项研究,其中我们考察了(荷兰)专业法官如何欣赏可能性比框架下的心理专业知识。研究结果表明,法官(N = 39)欣赏一个虚构的专家证人报告框架的可能性比率类似于一个意见框架一维。通过自我报告和实际测试,法官(N = 79)对似然比框架的心理专家意见的理解令人满意。我们得出结论,正如法医技术领域的习俗一样,心理专家意见可以用似然来表达。假设的两个反面,即律师不喜欢可能性,以及他们缺乏正确的理解,可能是可以克服的。
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引用次数: 1
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International Journal of Evidence & Proof
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