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Preponderance, proportionality, stepwise liability 优先、相称、逐步赔偿责任
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2023-08-06 DOI: 10.1177/13657127231187057
Giovanni Tuzet, F. Esposito
After comparing the preponderance and proportional approaches to adjudication by considering some cases susceptible to being decided in either way, the work develops an in-depth discussion of Lavie's stepwise approach, and points out some major concerns that it poses, namely concerns about conceptual resources, methodology and matters of principle. As to conceptual resources, the work addresses and clarifies what Lavie means by ‘probability’ and ‘gradually increasing steps’; on methodology, it observes that reliance on Beckerian deterrence in this context is not convincing due to its reductionist motivational focus, which has also been challenged empirically by behavioural studies, and to its dismissal of the institutional function of trials; on matters of principle, finally, the work claims that the fundamental changes in the jural positions of claimant and defendant raise very high concerns in terms of the right to a fair trial.
通过考虑一些可能以任何一种方式作出裁决的案件,比较了优势和比例裁决方法之后,该工作深入讨论了Lavie的逐步方法,并指出了它提出的一些主要问题,即对概念资源、方法和原则问题的关注。在概念资源方面,本书阐述并澄清了Lavie所说的“概率”和“逐步增加的步骤”;在方法论上,它观察到在这种情况下对贝克威慑的依赖是不令人信服的,因为它的还原论动机焦点,这也受到了行为研究的经验挑战,以及它对试验制度功能的蔑视;最后,关于原则问题,该工作声称,索赔人和被告的法律地位的根本变化引起了对公平审判权利的高度关注。
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引用次数: 1
Stepwise liability: Between the preponderance rule and proportional liability 逐步责任:介于优势原则和比例责任之间
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2023-07-30 DOI: 10.1177/13657127231185887
Shay Lavie
There are two familiar decision rules: the binary, preponderance of the evidence and the continuous, proportional liability rule. This article proposes a thought experiment. Instead of all-or-nothing or a continuous rule, the law can utilise a middle ground—assigning liability stepwise, according to the procedural progression of the case—stepwise liability. Stepwise liability relies on the gradual design of civil procedure. Under the current system, the plaintiff has to pass several procedural thresholds with increasing evidentiary requirements in order to proceed to trial. Examples are a motion to dismiss and then a summary judgment. I propose that, corresponding to the procedural progression of the case, after surviving each step the plaintiff will be entitled to a gradually increasing share of the damages. Stepwise liability offers several advantages relative to the traditional rules. It provides partial compensation where the defendant's liability falls short of the 50% threshold, hence restoring incentives to take care. Unlike the proportional rule, this outcome can be achieved without major modifications to the existing decision rules. Unlike both rules, the proposal enables plaintiffs to cash in with some award before trial. I analyse the foregoing advantages together with the potential pitfalls, such as over-deterrence, larger legal expenses, and the day-in-court ideal.
有两种常见的判决规则:二元证据优势规则和连续比例责任规则。本文提出了一个思想实验。法律可以利用一个中间立场——根据案件的程序进展,逐步分配责任——逐步承担责任,而不是全部或全部或连续规则。逐步赔偿责任依赖于民事诉讼程序的逐步设计。在目前的制度下,原告必须通过几个程序门槛,证据要求越来越高,才能进行审判。例如驳回动议,然后作出简易判决。我建议,根据案件的程序进展,在每一步都幸存下来后,原告将有权获得逐渐增加的损害赔偿份额。与传统规则相比,逐步责任提供了几个优势。它在被告的责任低于50%的阈值时提供部分赔偿,从而恢复了谨慎行事的动机。与比例规则不同,这种结果可以在不对现有决策规则进行重大修改的情况下实现。与这两项规则不同,该提案使原告能够在审判前获得一些裁决。我分析了上述优势以及潜在的陷阱,如过度威慑、更大的法律费用和理想的出庭日。
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引用次数: 1
The skewing effect of outcome evidence 结果证据的偏倚效应
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2023-07-16 DOI: 10.1177/13657127231187056
Omer Pelled
Behaviours are primarily regulated to reduce the risks of a negative outcome to others. This article discusses the use of outcomes as evidence of violations of a legal standard (outcome evidence). The current debate over outcome evidence centres around limited rationality. Opponents argue that factfinders’ estimations are distorted by hindsight bias, while supporters argue that factfinders properly update the probability of fault, given information about the outcome. The article adopts the rationality assumptions and argues that factfinders should nevertheless disregard outcome evidence in most cases unless the outcome can provide evidence that works for or against the defendant or when the law creates inefficient incentives to comply with the legal standard, then using adverse outcomes as evidence may help solve the problem of undercompliance. The article further shows that when evidence cannot be excluded, changes to the law governing primary behaviour are warranted to account for the distortionary effect of outcome evidence.
对行为的监管主要是为了降低对他人产生负面影响的风险。本文讨论了使用结果作为违反法律标准的证据(结果证据)。目前关于结果证据的争论集中在有限的合理性上。反对者认为,事实调查者的估计被事后诸葛亮的偏见所扭曲,而支持者则认为,在给出结果信息的情况下,事实调查人员正确地更新了错误的概率。文章采用了理性假设,并认为事实调查者在大多数情况下都应该忽视结果证据,除非结果能够提供对被告有利或不利的证据,或者当法律为遵守法律标准创造了低效的激励时,那么使用不利结果作为证据可能有助于解决不符合的问题。这篇文章进一步表明,当证据不能被排除在外时,有必要修改管辖主要行为的法律,以解释结果证据的扭曲效应。
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引用次数: 0
The economic case for conviction multiplicity 多重定罪的经济案例
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2023-06-12 DOI: 10.1177/13657127231178962
Talia Fisher
Evidence law categorises convictions in purely binary terms, excluding the possibility of judgment of degree. The derivative allocation of punishment also assumes a similarly binary, ‘all or nothing’ structure: punishment can be calibrated, but not with the established probability of guilt. The article will use economic analysis to formulate the deterrence-based case for deserting this binary conceptualisation, in favour of a multiplicity of conviction categories. The discussion will be devoted both to the context of plea bargaining and to the realm of the criminal trial: with respect to plea bargaining, the article will present the economic case for converting the criminal standard of proof into a negotiable feature of trial. In the trial context, the article will make the deterrence-based argument for calibrating the size of the sanction with the level of proof, in a manner which accommodates a host of conviction categories. Using these examples and the tools of economic analysis, the article will demonstrate how a multiplicity of conviction categories and derivative distribution of punishment could allow for a better realisation of the deterrence goals underlying the criminal justice system.
证据法以纯粹的二元术语对定罪进行分类,排除了程度判断的可能性。惩罚的导数分配也假设了一个类似的二元“要么全有要么全无”结构:惩罚可以校准,但不能以既定的有罪概率进行校准。这篇文章将使用经济分析来制定基于威慑的案例,以放弃这种二元概念,支持多种定罪类别。讨论将专门讨论辩诉交易的背景和刑事审判领域:关于辩诉交易,本文将介绍将刑事证据标准转化为可谈判审判特征的经济案例。在审判背景下,这篇文章将提出基于威慑的论点,以适应一系列定罪类别的方式,根据证据水平来校准制裁的规模。利用这些例子和经济分析工具,文章将展示多种定罪类别和衍生的惩罚分配如何更好地实现刑事司法系统的威慑目标。
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引用次数: 0
What matters for assessing insider witnesses? Results of an experimental vignette study 评估内部证人的关键是什么?实验研究的结果
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2023-06-05 DOI: 10.1177/13657127231178071
Gabrielė Chlevickaitė
Assessments of insider or accomplice witnesses are a major challenge in complex criminal cases, such as those of international crimes: war crimes, crimes against humanity, and genocide. While insiders are both important and problematic, little is known about how legal decision-makers determine to what extent such witnesses can be relied upon. This study, the first to experimentally study practitioner decision-making in this context, presents the findings of an online vignette experiment with former and current international criminal law practitioners (N  =  160). Quantitative analyses show that the assessments of the witness and the information quality are interdependent, hence, where an insider is considered not credible, the information they provide is perceived as less reliable as well, and vice versa. Furthermore, decision-makers tend to accord more weight to the quality of information rather than the quality of the witness, in line with jurisprudence analyses. The consequences for research and practice are discussed.
在复杂的刑事案件中,对内部证人或共犯证人的评估是一项重大挑战,例如国际罪行:战争罪、危害人类罪和种族灭绝罪。虽然内部人士既重要又有问题,但法律决策者如何确定这些证人可以在多大程度上得到信任,我们知之甚少。本研究是第一个在这种背景下实验研究从业者决策的研究,它展示了对前任和现任国际刑法从业者(N = 160)进行的在线小插图实验的结果。定量分析表明,对证人的评估和信息质量是相互依赖的,因此,如果认为内部人员不可信,则认为他们提供的信息也不可靠,反之亦然。此外,根据法理学分析,决策者往往更重视信息的质量,而不是证人的质量。讨论了对研究和实践的影响。
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引用次数: 0
The exposition of rape in Cyprus: From the crime scene to the court room 塞浦路斯的强奸展览:从犯罪现场到法庭
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2023-06-01 DOI: 10.1177/13657127231179284
Angelo G. Constantinou
This paper constitutes the first attempt to explore the act of rape in Cyprus. It delineates the nexus between victims of rape and offenders, as well as the circumstances in which the two converge. Also, it explores the legal backdrop against which rape court cases are dealt with by the local judiciary. For achieving this, 58 court cases (spanning from 2000 to 2020) are analysed. Findings underpin that female rapes in Cyprus do not markedly diverge from rapes occurring in offshore milieus. Also, although domestic statutory law on rape has long set aside the element of force, case law still carries remnants of judicial bias to that end.
本文首次尝试探讨塞浦路斯的强奸行为。它描述了强奸受害者和罪犯之间的关系,以及两者融合的情况。此外,它还探讨了地方司法机构处理强奸法庭案件的法律背景。为了实现这一目标,分析了58起法庭案件(从2000年到2020年)。调查结果表明,塞浦路斯的女性强奸案与离岸环境中发生的强奸案没有明显差异。此外,尽管关于强奸的国内成文法长期以来一直搁置武力因素,但判例法仍然带有司法偏见的残余。
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引用次数: 0
Book Review 书评
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2023-05-24 DOI: 10.1177/13657127231176969
Polly Hernandez
Introduction The rise of managerialist values and the ‘efficiency drive’ within the criminal justice system has been well-documented in the English and Welsh context (McEwan, 2011). Much of the literature has focused on the implications of this managerial drive on traditional criminal justice principles (Roberts, 2022), as well as the impact of increasingly managerialist environments on various legal actors within the justice process (Thomason 2021; Derbyshire, 2014). Given the pace of change and the increasing endorsement of managerial values in justice systems around the world, important questions still remain as to the impacts of managerialism in the criminal justice context. How does managerialism, in its many and various guises, impact traditional criminal justice values in different jurisdictions? How does managerialism impact the different stages of the justice process? What are the impacts of managerialism in the inquisitorial and adversarial contexts respectively? This book seeks to answer those questions, and goes some distance in providing answers on the manifestations and impacts of the ‘managerialist creep’ that is of concern not only in England and Wales but in justice systems around the world. This edited collection brings together a range of contributions that consider these complex questions and, crucially, through a global lens. The book comprises seven chapters focusing on the impacts of bureaucratisation and efficiency drives in criminal justice, with each chapter offering a perspective from a different jurisdiction. The first four chapters examine the effects of managerialism in the pre-trial stages of the justice process, by evaluating the changing role of public prosecutors in France, the Netherlands, Greece and China. The remaining chapters then consider the impacts of managerialism on specific actors within the justice system. Chapter 5 explores how judges have responded to an increasing environment of managerialism, Chapter 6 considers the impact on defence lawyers, and Chapter 7 on victim support agencies. The chapters are expertly woven together, and are presented in a logical order that reflects the sequential stages of the justice process. This book will be of particular interest to those working and studying in the area of criminal justice and procedure, and the quality of the text is such that it will be illuminating and of interest to those with either a comparative or a domestic focus. This review sets out chapter-by-chapter analysis before offering some final reflections, critique and praise for the editors.
引言刑事司法系统中管理主义价值观和“效率驱动”的兴起在英语和威尔士语中得到了充分的证明(McEwan,2011)。许多文献都集中在这种管理驱动对传统刑事司法原则的影响上(Roberts,2022),以及日益增多的管理主义环境对司法过程中各种法律行为体的影响(Thomason 2021;德比郡,2014)。鉴于变革的步伐和世界各地司法系统对管理价值观的日益认可,管理主义在刑事司法背景下的影响仍然存在重要问题。管理主义以其多种形式如何影响不同司法管辖区的传统刑事司法价值观?管理主义如何影响司法程序的不同阶段?管理主义分别在审问和对抗的背景下产生了什么影响?这本书试图回答这些问题,并在一定程度上回答了“管理主义蔓延”的表现和影响,这不仅在英格兰和威尔士,而且在世界各地的司法系统中都令人担忧。这本经过编辑的合集汇集了一系列考虑这些复杂问题的贡献,至关重要的是,通过全球视角。这本书由七章组成,重点关注刑事司法中官僚化和效率驱动的影响,每章都从不同的司法管辖区提供了一个视角。前四章通过评估法国、荷兰、希腊和中国检察官角色的变化,考察了管理主义在司法程序预审阶段的影响。接下来的章节将考虑管理主义对司法系统内特定行为者的影响。第5章探讨了法官如何应对日益增长的管理主义环境,第6章考虑了对辩护律师的影响,第7章讨论了受害者支持机构。这些章节被熟练地编织在一起,并以反映司法程序顺序阶段的逻辑顺序呈现。这本书将引起那些在刑事司法和诉讼领域工作和研究的人的特别兴趣,文本的质量使它具有启发性,并引起那些具有比较或国内重点的人的兴趣。这篇综述逐章进行了分析,然后对编辑们进行了最后的反思、批评和赞扬。
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引用次数: 0
Re-thinking notions of evidence and proof for sentencing: Towards a more communitarian model 重新思考量刑的证据和证明概念:迈向更社群化的模式
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2023-05-07 DOI: 10.1177/13657127231172207
R. Henham
Judges and magistrates are often criticised for failing to take sufficient account of social factors such as poverty and social deprivation when sentencing offenders. The implication is that the sentencing practices of the courts lack an important social dimension—that of ‘social justice’—namely, the perception that the punishment of criminalised behaviour by the state is fair and non-discriminatory. This article asserts that the notion of ‘social justice’ sits uneasily with the values that sustain the existing paradigm of adversarial trial. It is argued that shifting the focus of the adversarial trial away from its narrow preoccupation with individual accountability towards a more communitarian model of penal accountability would significantly enhance the moral credibility of sentencing and its social impact. A more flexible approach to the admissibility and evaluation of evidence is advocated, one conceived within a communitarian ideology whose purpose is to promote penal interventions which enhance social justice.
法官和治安法官经常因在宣判罪犯时没有充分考虑贫困和社会剥夺等社会因素而受到批评。这意味着,法院的量刑实践缺乏一个重要的社会层面——“社会正义”,即认为国家对犯罪行为的惩罚是公平和非歧视的。这篇文章断言,“社会正义”的概念与维持现有对抗性审判范式的价值观格格不入。有人认为,将对抗性审判的重点从狭隘的个人问责转移到更具社区主义的刑事问责模式,将大大提高量刑的道德可信度及其社会影响。提倡对证据的可采性和评估采取更灵活的方法,这种方法是在社群主义意识形态中构想的,其目的是促进刑事干预,以增强社会正义。
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引用次数: 0
Digital evidence in defence practice: Prevalence, challenges and expertise 国防实践中的数字证据:普及率、挑战和专业知识
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2023-04-20 DOI: 10.1177/13657127231171620
Dana Wilson‐Kovacs, Rebecca K. Helm, Bethany Growns, Lauren Redfern
This article examines how criminal defence lawyers in the English adversarial system understand and use digital evidence (DE). Its first aim is to provide an empirical insight into their practices. Secondly, the article seeks to analyse the difficulties encountered by these professionals in accessing and working with DE—both those that they receive from the prosecution and those presented by the DE they need to defend their clients. Thirdly, the article discusses how criminal defence lawyers understand DE and its limitations and select relevant expert witnesses. Fourthly, it considers how the tensions discussed can be overcome. It is argued that while systemic issues outside the control of criminal defence lawyers are likely to impact the speed with which DE and witness expertise are secured, improving these professionals’ digital literacy remains key to best representation and successful criminal justice outcomes.
本文探讨了英国对抗性系统中的刑事辩护律师如何理解和使用数字证据。它的第一个目的是提供对他们的实践的经验见解。其次,本文试图分析这些专业人员在接触DE和与DE合作时遇到的困难——既有他们从检方收到的困难,也有DE提出的他们需要为客户辩护的困难。第三,论述了刑事辩护律师如何理解DE及其局限性,以及如何选择相关的专家证人。第四,它考虑如何克服所讨论的紧张局势。有人认为,虽然刑事辩护律师无法控制的系统性问题可能会影响DE和证人专业知识的获取速度,但提高这些专业人员的数字素养仍然是最佳代表和成功刑事司法结果的关键。
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引用次数: 2
Indigenous storytelling and admissibility in common law courts: Developing the protocols for the reception theory of evidence 土著故事讲述和普通法法院的可采性:制定证据接收理论的协议
IF 1.5 2区 社会学 Q2 LAW Pub Date : 2023-03-28 DOI: 10.1177/13657127231155922
Zia Akhtar
The claims for the restitution of legal estate by the Indigenous peoples are often without the benefit of a written agreement when they have to prove a spatial and temporal connection with ancestral lands. The witness testimony from a storyteller who is keeper of the historical records is in the absence of documentary evidence and the court has to be convinced of the probative value of the evidence before the oral testimony is admissible as an exception to the rule against hearsay. This presents immense obstacles to Indigenous litigants, who are governed by customary laws and whose narratives regarding the claims on land are conveyed intergenerationally. The court structures based on common law exclude such evidence as hearsay, which has prevented claims on land in North America, and in Norway, which has a Eurocentric court structure. There is a need for a framework in the procedural codes of the common law courts and by extension of all courts where Indigenous people own lands or exercise rights over them to formalise the reception theory of evidence. This will contextualise the terminologies, expressions and idioms that are included in Indigenous story testimony and their authenticity can be framed in protocols which courts could resource before ruling whether the narrative testimony is admissible.
土著人民要求归还合法财产往往没有书面协议,因为他们必须证明与祖先土地在空间和时间上的联系。作为历史记录保管人的说书人的证人证词没有书面证据,法庭必须确信证据的证明价值,才能将口头证词作为反对道听途说规则的例外。这给土著诉讼当事人带来了巨大的障碍,他们受习惯法管辖,关于土地权利要求的叙述是代际传达的。基于普通法的法院结构排除了道听途说和挪威等证据,前者阻止了北美和挪威对土地的索赔,后者的法院结构以欧洲为中心。需要在普通法法院的程序法典中建立一个框架,并通过扩大土著人拥有土地或对其行使权利的所有法院,使证据接收理论正式化。这将把土著故事证词中包含的术语、表达方式和习语置于上下文中,并且它们的真实性可以在协议中确定,法院可以在裁定叙述性证词是否可接受之前参考这些协议。
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引用次数: 0
期刊
International Journal of Evidence & Proof
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