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Farmers’ adoption of multiple climate-smart agricultural technologies in Ghana: determinants and impacts on maize yields and net farm income 加纳农民采用多种气候智能型农业技术:决定因素及其对玉米产量和农业净收入的影响
IF 4 3区 环境科学与生态学 Q3 ENVIRONMENTAL SCIENCES Pub Date : 2024-02-23 DOI: 10.1007/s11027-024-10114-8

Abstract

This study investigates the factors affecting maize farmers’ decisions to adopt climate-smart agricultural (CSA) technologies and estimates the impacts of CSA technology adoption on maize yields and net farm income. Unlike most previous studies that analyze a single technology, we consider different combinations of three CSA technologies (zero tillage, row planting, and drought-resistant seed). A multinomial endogenous switching regression model addresses selection bias issues arising from observed and unobserved factors and analyses data collected from 3197 smallholder farmers in three Ghana regions (Brong-Ahafo, Northern, and Ashanti). The findings show that smallholder farmers’ decisions to adopt multiple CSA technologies are influenced by farmer-based organization membership, education, resource constraints such as lack of land, access to markets, and production shocks such as perceived pest and disease stress and drought. We also find that adopting all three CSA technologies together has the largest impact on maize yields, while adopting row planting and zero tillage as a combination has the largest impact on net farm income. Governments should collaborate with farmer-based groups and extension officers to improve farmers’ awareness and understanding of the benefits associated with CSA technologies and help them adopt multiple technologies that generate higher benefits.

摘要 本研究调查了影响玉米种植农决定采用气候智能型农业(CSA)技术的因素,并估算了采用 CSA 技术对玉米产量和农业净收入的影响。与以往分析单一技术的大多数研究不同,我们考虑了三种 CSA 技术(零耕作、行种植和抗旱种子)的不同组合。多项式内生转换回归模型解决了观察到的和未观察到的因素引起的选择偏差问题,并分析了从加纳三个地区(布隆阿哈福、北部和阿散蒂)3197 名小农收集的数据。研究结果表明,小农采用多种 CSA 技术的决定受到农民组织成员资格、教育程度、资源限制(如缺乏土地)、市场准入以及生产冲击(如感知到的病虫害压力和干旱)的影响。我们还发现,同时采用所有三种 CSA 技术对玉米产量的影响最大,而同时采用行种植和零耕地技术对农业净收入的影响最大。政府应与农民团体和推广人员合作,提高农民对 CSA 技术相关益处的认识和理解,帮助他们采用能产生更高收益的多种技术。
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引用次数: 0
Adaptation technologies for climate-smart agriculture: a patent network analysis 气候智能型农业的适应技术:专利网络分析
IF 4 3区 环境科学与生态学 Q3 ENVIRONMENTAL SCIENCES Pub Date : 2024-02-23 DOI: 10.1007/s11027-024-10111-x
Yeong Sheng Tey, Mark Brindal, Suryani Darham, Syahaneem Mohamad Zainalabidin

Global interest in innovative adaptation approaches in climate-smart agriculture is growing, and adaptation technologies are expanding. This study investigates technological developments in agricultural adaptation innovation through an analysis of specific technology classifications in a global patent database. Patent keyword co-occurrence network analyses show that greenhouse technologies have received increased R&D attention, while early composting processing technologies have evolved into organic fertilizer product innovation. Biotechnology has been another area of R&D, seeking desirable traits suited to the changing climatic conditions. Resource restoration innovations have recently emerged. Addressing climate challenges, these technologies broaden climate-smart agriculture policy options, from general to specific operations. They provide the means for integration with nature-based adaptation strategies, but their diffusion (and hence potential) may be limited by the path dependence of ownership. While commercialization will continue to drive innovation diffusion, international cooperation is desirable to better facilitate technology transfer. Future efforts are recommended to reduce the complexity of climate-smart agriculture. As technology becomes more available and integrated with nature-based solutions, it is our recommendation that policymakers and governments should consistently seek to reduce impediments to an exchange of knowledge.

全球对气候智能型农业创新适应方法的兴趣与日俱增,适应技术也在不断扩展。本研究通过分析全球专利数据库中的具体技术分类,调查农业适应创新的技术发展。专利关键词共现网络分析显示,温室技术得到了越来越多的研发关注,而早期的堆肥处理技术已经发展成为有机肥产品创新。生物技术一直是研发的另一个领域,它寻求适合不断变化的气候条件的理想性状。最近出现了资源恢复创新技术。为了应对气候挑战,这些技术扩大了气候智能型农业政策的选择范围,从一般操作到具体操作。它们提供了与基于自然的适应战略相结合的手段,但其推广(以及潜力)可能会受到所有权路径依赖的限制。虽然商业化将继续推动创新的传播,但最好开展国际合作,以更好地促进技术转让。建议今后努力降低气候智能型农业的复杂性。随着技术越来越普及并与基于自然的解决方案相结合,我们建议决策者和政府应不断寻求减少知识交流的障碍。
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引用次数: 0
Pantropical CO2 emissions and removals for the AFOLU sector in the period 1990–2018 1990-2018 年期间农业、林业及其他土地利用部门的泛热带二氧化碳排放量和清除量
IF 4 3区 环境科学与生态学 Q3 ENVIRONMENTAL SCIENCES Pub Date : 2024-02-20 DOI: 10.1007/s11027-023-10096-z
Sylvia S. Nyawira, Martin Herold, Kalkidan Ayele Mulatu, Rosa Maria Roman-Cuesta, Richard A. Houghton, Giacomo Grassi, Julia Pongratz, Thomas Gasser, Louis Verchot

Transparent, accurate, comparable, and complete estimates of greenhouse gas emissions and removals are needed to support mitigation goals and performance assessments under the Paris Agreement. Here, we present a comparative analysis of the agriculture forestry and other land use (AFOLU) emission estimates from different datasets, including National Greenhouse Gas Inventories (NGHGIs), FAOSTAT, the BLUE, OSCAR, and Houghton (here after updated H&N2017) bookkeeping models; Emissions Database for Global Atmospheric Research (EDGAR); and the US Environmental Protection Agency (EPA). We disaggregate the fluxes for the forestry and other land use (FOLU) sector into forest land, deforestation, and other land uses (including non-forest land uses), while agricultural emissions are disaggregated according to the sources (i.e., livestock, croplands, rice cultivation, and agricultural fires). Considering different time periods (1990–1999, 2000–2010, and 2011–2018), we analyse the trend of the fluxes with a key focus on the tropical regions (i.e., Latin America, sub-Saharan Africa, and South and Southeast Asia). Three of the five data sources indicated a decline in the net emissions over the tropics over the period 1990–2018. The net FOLU emissions for the tropics varied with values of 5.47, 5.22, 4.28, 3.21, and 1.17 GtCO2 year−1 (for BLUE, OSCAR, updated H&N2017, FAOSTAT, and NGHGIs, respectively) over the recent period (2011–2018). Gross deforestation emissions over the same period were 5.87, 7.16, 5.48, 3.96, and 3.74 GtCO2 year−1 (for BLUE, OSCAR, updated H&N2017, FAOSTAT, and NGHGIs). The net forestland sink was −1.97, −3.08, −2.09, −0.53, and −3.00 GtCO2 year−1 (for BLUE, OSCAR, updated H&N2017, FAOSTAT, and NGHGIs). Continental analysis indicated that the differences between the data sources are much large in sub-Saharan Africa and South and Southeast Asia than in Latin America. Disagreements in the FOLU emission estimates are mainly explained by differences in the managed land areas and the processes considered (i.e., direct vs indirect effects of land use change, and gross vs net accounting for deforestation). Net agricultural emissions from cropland, livestock, and rice cultivation were more homogenous across the FAOSTAT, EDGAR, and EPA datasets, with all the data sources indicating an increase in the emissions over the tropics. However, there were notable differences in the emission from agricultural fires. This study highlights the importance of investing and improving data sources for key fluxes to achieve a more robust and transparent global stocktake.

需要对温室气体排放量和清除量进行透明、准确、可比和完整的估算,以支持《巴黎协定》下的减排目标和绩效评估。在此,我们对来自不同数据集的农业、林业和其他土地利用(AFOLU)排放估算进行了比较分析,这些数据集包括国家温室气体清单(NGHGIs)、粮农组织统计数据库(FAOSTAT)、BLUE、OSCAR 和 Houghton(此处更新为 H&N2017)记账模型、全球大气研究排放数据库(EDGAR)和美国环境保护署(EPA)。我们将林业和其他土地利用(FOLU)部门的通量分解为林地、毁林和其他土地利用(包括非林业土地利用),而农业排放则根据排放源(即牲畜、耕地、水稻种植和农业火灾)进行分解。考虑到不同时期(1990-1999 年、2000-2010 年和 2011-2018 年),我们分析了通量的趋势,重点关注热带地区(即拉丁美洲、撒哈拉以南非洲、南亚和东南亚)。五个数据源中有三个表明,1990-2018 年期间热带地区的净排放量有所下降。在最近一段时期(2011-2018 年),热带地区的净FOLU 排放分别为 5.47、5.22、4.28、3.21 和 1.17 GtCO2 year-1(BLUE、OSCAR、更新的 H&N2017、FAOSTAT 和 NGHGIs)。同期毁林总排放量分别为 5.87、7.16、5.48、3.96 和 3.74 GtCO2 year-1(BLUE、OSCAR、更新的 H&N2017、FAOSTAT 和 NGHGIs)。林地净汇分别为-1.97、-3.08、-2.09、-0.53 和-3.00 GtCO2 year-1(针对 BLUE、OSCAR、更新的 H&N2017、FAOSTAT 和 NGHGIs)。大陆分析表明,撒哈拉以南非洲、南亚和东南亚的数据源之间的差异比拉丁美洲大得多。土地利用变化和林业单位排放量估算的差异主要是由于管理的土地面积和考虑的过程不同(即土地利用变化的直接影响和间接影响,以及毁林的总核算和净核算)。在 FAOSTAT、EDGAR 和 EPA 数据集中,来自耕地、牲畜和水稻种植的农业净排放量较为一致,所有数据源都表明热带地区的排放量有所增加。然而,农业火灾的排放量存在明显差异。本研究强调了投资和改进关键通量数据源以实现更可靠、更透明的全球评估的重要性。
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引用次数: 0
Finding climate smart agriculture in civil-society initiatives 在民间社会倡议中寻找气候智能型农业
IF 4 3区 环境科学与生态学 Q3 ENVIRONMENTAL SCIENCES Pub Date : 2024-02-20 DOI: 10.1007/s11027-024-10108-6
Federico Davila, Brent Jacobs, Faisal Nadeem, Rob Kelly, Nami Kurimoto

International civil society and non-government organisations (NGOs) play a role in implementing agricultural projects, which contribute to the mitigation, adaptation, and food security dimensions of climate-smart agriculture (CSA). Despite the growth of CSA, it remains unclear how CSA is designed, conceptualised, and embedded into agricultural development projects led and implemented by NGOs, creating a lack of clarity as to the direction of future of agricultural development interventions. This paper examines the extent to which development programmes from the NGO sector actively incorporate CSA principles to benefit smallholder farmers under the major pillars of CSA. Drawing from six projects’ documentation since 2009, we conducted a thematic analysis to reveal the alignment of projects with the pillars of CSA and discuss the extent to which CSA allows for localised adaptability given the diverse agricultural contexts in which civil society and NGOs work. We find that despite a lack of clarity in CSA definition and focus, the agricultural practices in the six projects make heterogenous contributions to the adoption of CSA principles. We illustrate the diversity of ways in which CSA is ‘done’ by a global NGO across six areas: greening and forests, practices and knowledge exchange, markets, policy and institutions, nutrition, carbon and climate, and gender. We discuss the need for balance in contextual adaptability across the three pillars of CSA with explicit consideration of trade-offs to reduce unintended outcomes from CSA initiatives. We conclude with reflections on the role of civil society and NGOs as boundary agents in the agricultural development sector.

国际民间社会和非政府组织(NGOs)在实施农业项目方面发挥着作用,这些项目有助于气候智能型农业(CSA)的减缓、适应和粮食安全。尽管 "气候智慧型农业 "在不断发展,但如何设计 "气候智慧型农业"、将其概念化并将其纳入非政府组织领导和实施的农业发展项目中,目前仍不明确,这导致农业发展干预措施的未来方向不清晰。本文探讨了非政府组织部门的发展项目在多大程度上积极纳入了 CSA 原则,以在 CSA 的主要支柱下造福小农。根据 2009 年以来六个项目的文件,我们进行了专题分析,以揭示项目与 CSA 支柱的一致性,并讨论 CSA 在多大程度上允许民间社会和非政府组织在不同的农业背景下进行本地化调整。我们发现,尽管 CSA 的定义和重点不够明确,但六个项目中的农业实践对 CSA 原则的采用做出了不同的贡献。我们说明了一个全球性非政府组织在以下六个领域 "实施" CSA 的方式的多样性:绿化和森林、实践和知识交流、市场、政策和机构、营养、碳和气候以及性别。我们讨论了在 CSA 的三大支柱中平衡环境适应性的必要性,并明确考虑了权衡取舍,以减少 CSA 举措的意外结果。最后,我们对民间社会和非政府组织作为农业发展部门的边界代理人的作用进行了思考。
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引用次数: 0
Developing a composite weighted indicator-based index for monitoring and evaluating climate-smart agriculture in India 为监测和评估印度气候智能型农业制定基于加权指标的综合指数
IF 4 3区 环境科学与生态学 Q3 ENVIRONMENTAL SCIENCES Pub Date : 2024-02-17 DOI: 10.1007/s11027-024-10109-5
Shiv Narayan Singh, Jigyasa Bisaria, Bhaskar Sinha, Maneesh Kumar Patasaraiya, P. P. Sreerag

Climate change is a serious concern that threatens global food security in several ways and exerts pressure on the already stressed agriculture system. The future prediction of a decline in the yield of major food grains like rice, wheat, and maize due to adverse impacts of increased warming and other climatic variabilities paves the way to shift the existing agriculture practices to more resource-efficient agriculture. This has entailed the government promoting climate-smart agriculture with its triple objectives, i.e. adaptation, mitigation, and food security. The current study developed a composite weighted indicator-based index to compute climate smartness score (CSS) at the farm level in India and tested its effectiveness in measuring the climate resilience of the farmers in Sehore, Satna, and Rajgarh districts of Madhya Pradesh, India, who adopted climate-smart practices in a pilot project. Thirty-four indicators grouped in five dimensions were selected from relevant peer-reviewed articles and various technical documents through an intensive literature review. These indicators were validated through online and offline expert consultation with ninety-two experts and farmers, and weights were assigned using AHP-express. The study inferred that the final scores and weightage across dimensions and the indicators did not differ significantly, implying that each dimension and indicator is important. A strong positive linear relationship between the climate smartness score and the crop yield further suggested that the wider adoption of these interventions would reduce the climate risk in agriculture for farming communities. This framework would help monitor the effectiveness of various climate-smart agriculture programmes and improve the implementation and upscaling of such programmes.

气候变化是一个令人严重关切的问题,它以多种方式威胁着全球粮食安全,并对本已不堪重负的农业系统造成压力。根据未来预测,由于气候变暖和其他气候变异的不利影响,水稻、小麦和玉米等主要粮食作物的产量将下降,这就为将现有农业生产方式转变为资源效率更高的农业生产方式铺平了道路。这就要求政府促进气候智能型农业,实现其三重目标,即适应、减缓和粮食安全。本研究开发了一种基于指标的综合加权指数,用于计算印度农场层面的气候智能得分(CSS),并测试了该指数在衡量印度中央邦 Sehore、Satna 和 Rajgarh 地区农民气候适应能力方面的有效性,这些农民在一个试点项目中采用了气候智能做法。通过深入的文献审查,从相关的同行评议文章和各种技术文件中筛选出了五个维度的 34 个指标。通过与 92 位专家和农民进行在线和离线专家咨询,对这些指标进行了验证,并使用 AHP-express 分配了权重。研究推断,各维度和指标的最终得分和权重差异不大,这意味着每个维度和指标都很重要。气候智能得分与作物产量之间的强正向线性关系进一步表明,更广泛地采用这些干预措施将降低农业社区的农业气候风险。这一框架将有助于监测各种气候智能型农业计划的有效性,并改进这些计划的实施和推广。
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引用次数: 0
Biochar ageing effects on soil respiration, biochar wettability and gaseous CO2 adsorption 生物炭老化对土壤呼吸、生物炭润湿性和气态二氧化碳吸附的影响
IF 4 3区 环境科学与生态学 Q3 ENVIRONMENTAL SCIENCES Pub Date : 2024-02-06 DOI: 10.1007/s11027-024-10107-7
Gerardo Ojeda, João M. Gil, Stefania Mattana, Jörg Bachmann, Katell Quenea, Abílio J. F. N. Sobral

The CO2 emission rates have been continuously incremented during the last decades. To mitigate it, a method to store carbon in terrestrial ecosystems is the addition of biochar to soil. After its application to soil, biochar suffers an ageing process, able to deteriorate its functional properties as soil improver. However, at present, it is not clear how to evaluate biochar ageing. The main aim of this study is to evaluate biochar ageing by determination of temporal changes on (a) soil respiration after biochar addition and (b) the relationship between CO2 adsorption capacity and wettability of biochar as measurable parameters indicating biochar ageing. Results show that 1 month after biochar addition, soil respiration decreased when poplar and pine biochars were applied to bare soils, in the absence of vegetation. One year after biochar addition, this reduction on soil respiration disappeared, evidencing biochar ageing due to decrements on its CO2 adsorption capacity. Compared with fresh biochar, decreased CO2 adsorption capacity of biochar corresponded with enhanced biochar wettability for both biochar types. Its means that poplar and pine biochars, while initially hydrophobic, became hydrophilic after 1 year of its application to soil. It is concluded that changes of biochar CO2 adsorption capacity in time go along with improved wettability as mutually opposed processes. Globally, pine biochar tends to adsorb a higher quantity of CO2 than poplar biochar. The absence of CO2 adsorption of soil without biochar demonstrates the remarkable capacity of both biochars to adsorb carbon dioxide and promote carbon storage in soils.

在过去几十年中,二氧化碳排放量持续增加。为了缓解这一问题,一种在陆地生态系统中储存碳的方法是在土壤中添加生物炭。生物炭应用于土壤后,会经历一个老化过程,从而降低其作为土壤改良剂的功能特性。然而,目前还不清楚如何评估生物炭的老化。本研究的主要目的是通过测定(a)添加生物炭后土壤呼吸作用的时间变化和(b)二氧化碳吸附能力与生物炭润湿性之间的关系来评估生物炭的老化情况。结果表明,添加生物炭 1 个月后,在没有植被的情况下,将杨树和松树生物炭施用于裸露土壤时,土壤呼吸量减少。添加生物炭一年后,土壤呼吸作用的降低消失了,这证明生物炭因二氧化碳吸附能力下降而老化。与新鲜生物炭相比,两种生物炭的二氧化碳吸附能力下降与生物炭润湿性增强相对应。这意味着杨树和松树生物炭最初是疏水性的,但在土壤中施用 1 年后就变成了亲水性。由此得出结论,生物炭二氧化碳吸附能力的变化与润湿性的改善是相互对立的。在全球范围内,松树生物炭的二氧化碳吸附量往往高于杨树生物炭。没有生物炭的土壤不吸附二氧化碳,这表明这两种生物炭都具有显著的吸附二氧化碳和促进土壤碳储存的能力。
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引用次数: 0
Climatic risks to adaptive capacity 气候风险对适应能力的影响
IF 4 3区 环境科学与生态学 Q3 ENVIRONMENTAL SCIENCES Pub Date : 2024-01-19 DOI: 10.1007/s11027-023-10103-3
Olivia Serdeczny, Marina Andrijevic, Claire Fyson, Tabea Lissner, Inga Menke, Carl-Friedrich Schleussner, Emily Theokritoff, Adelle Thomas

Does climate change influence if societies will be better or worse equipped to reduce climatic risks in the future? A society’s adaptive capacity determines whether the potential of adaptation to reduce risks will be realized. Assumptions about the level of adaptive capacity are inherently made when the potential for adaptation to reduce risks in the future and resultant levels of risk are estimated. In this review, we look at the literature on human impacts of climate change through the lens of adaptive capacity. Building on evidence of impacts on financial resources as presented in the Working Group 2 (WG2) report of the Intergovernmental Panel on Climate Change (IPCC) Sixth Assessment Report (AR6), we here present the methodology behind this review and complement it with an analysis of climatic risks to human resources. Based on our review, we argue that climate change itself adds to adaptation constraints and limits. We show that for more realistic assessments of sectoral climate risks, assumed levels of future adaptive capacity should — and can — be usefully constrained in assessments that rely on expert judgment, and propose avenues for doing so.

气候变化是否会影响未来社会降低气候风险的能力?一个社会的适应能力决定了适应气候变化以降低风险的潜力能否实现。在估算适应对降低未来风险的潜力以及由此产生的风险水平时,必然会对适应能力水平做出假设。在本综述中,我们将从适应能力的角度来审视有关气候变化对人类影响的文献。基于政府间气候变化专门委员会(IPCC)第六次评估报告(AR6)第二工作组(WG2)报告中提出的对财政资源影响的证据,我们在此介绍本综述背后的方法论,并通过分析气候对人力资源的风险对其进行补充。根据我们的审查,我们认为气候变化本身增加了适应的制约和限制。我们表明,为了对部门气候风险进行更现实的评估,在依赖专家判断的评估中,未来适应能力的假定水平应该--而且能够--受到有效的限制,并提出了这样做的途径。
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引用次数: 0
Economic benefits of climate-smart agricultural practices: empirical investigations and policy implications 气候智能型农业做法的经济效益:经验调查和政策影响
IF 4 3区 环境科学与生态学 Q3 ENVIRONMENTAL SCIENCES Pub Date : 2024-01-19 DOI: 10.1007/s11027-024-10104-w
Xiance Sang, Chen Chen, Die Hu, Dil Bahadur Rahut

Adopting climate-smart agricultural practices (CAPs) has the potential to mitigate the adverse effects of climate change and directly influence the well-being of households. Therefore, this research investigates the impact of CAP adoption intensity on household income, net farm income, and income diversity, using the 2020 China Rural Revitalization Survey data. We utilize the approach of two-stage residual inclusion (2SRI) to mitigate the endogeneity of CAP adoption intensity. The results show that CAP adoption intensity positively and significantly affects household income, net farm income, and income diversity. Heterogeneous analysis indicates that the impacts of CAP adoption intensity on household income increase across the selected quantiles, but the impacts on net farm income decrease across the same. In addition, CAP adoption intensity significantly improves income diversity only at the 20th quantile. Our findings suggest that enhancing farmers’ CAP adoption intensity improves rural household welfare.

采用气候智能型农业措施(CAPs)有可能减轻气候变化的不利影响,并直接影响家庭的福祉。因此,本研究利用 2020 年中国乡村振兴调查数据,研究了采用气候智能型农业措施的强度对家庭收入、农业纯收入和收入多样性的影响。我们采用两阶段残差包含(2SRI)的方法来缓解 CAP 采用强度的内生性。结果表明,CAP 采用强度对家庭收入、农业净收入和收入多样性有显著的正向影响。异质性分析表明,CAP 采用强度对家庭收入的影响在所选数量级上有所增加,但对农场净收入的影响在相同数量级上有所减少。此外,只有在第 20 个量级上,采用 CAP 的强度才会明显改善收入多样性。我们的研究结果表明,提高农民的 CAP 采用强度可改善农村家庭福利。
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引用次数: 0
Assessment of the flood damage reduction effect of climate change adaptation policies under temperature increase scenarios 气温升高情景下气候变化适应政策的洪灾减灾效果评估
IF 4 3区 环境科学与生态学 Q3 ENVIRONMENTAL SCIENCES Pub Date : 2024-01-17 DOI: 10.1007/s11027-024-10105-9
Seung Beom Seo, Hee Won Jee, Jaepil Cho, Chansung Oh, Yeora Chae, Sera Jo, Jina Hur

Due to the rapidly changing climate, the frequency of extreme rainfall has increased worldwide. Consequently, various climate change adaptation policies have been proposed to mitigate the increasing flood risk. However, few studies have examined the effects of these adaptation policies on flood damage. Therefore, this study developed a research framework to evaluate the flood damage reduction effect of adaptation policies to the changing climate. A flood damage function developed for 15 administrative districts in South Korea was integrated with an adaptation policy effect assessment module based on a non-linear regression model and a climate change impact assessment module based on non-stationary frequency analysis. Historic climate data and future climate projection data from CMIP6 global climate models were used for the frequency analysis. The flood damage reduction effect of climate change adaptation policies was determined across various future projection periods and temperature increase scenarios. It was found that the flood damage gradually increased from the +2 °C scenario to the +5 °C scenario, though this flood damage was reduced by 43–44% with the implementation of corresponding adaptation policies. The macro-scale assessment framework proposed in this research, which incorporates flood damage records, climate observations, socioeconomic data reflecting flood mitigation capabilities, and climate model outputs for future projections, has the potential to be employed for a wide range of applications.

由于气候迅速变化,全球极端降雨频率增加。因此,人们提出了各种适应气候变化的政策,以缓解不断增加的洪水风险。然而,很少有研究探讨这些适应政策对洪水损失的影响。因此,本研究建立了一个研究框架,以评估适应气候变化政策的洪灾损失降低效果。为韩国 15 个行政区开发的洪水损害函数与基于非线性回归模型的适应政策效果评估模块和基于非稳态频率分析的气候变化影响评估模块相结合。频率分析使用了 CMIP6 全球气候模型的历史气候数据和未来气候预测数据。在不同的未来预测期和温度上升情景下,确定了气候变化适应政策的洪灾损失减少效果。结果发现,从 +2 °C 情景到 +5 °C 情景,洪水损失逐渐增加,但在实施相应的适应政策后,洪水损失减少了 43-44%。本研究提出的宏观评估框架结合了洪水损失记录、气候观测、反映洪水缓解能力的社会经济数据以及用于未来预测的气候模型输出结果,具有广泛的应用潜力。
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引用次数: 0
Differentiated socio-ecological system approach for vulnerability and adaptation assessment in the Central Himalaya 喜马拉雅中部地区脆弱性和适应性评估的差异化社会生态系统方法
IF 4 3区 环境科学与生态学 Q3 ENVIRONMENTAL SCIENCES Pub Date : 2024-01-12 DOI: 10.1007/s11027-023-10097-y
Praveen Kumar, Christine Fürst, P. K. Joshi

Climate change affects both the natural (ecological) and manmade (social) systems across the continents. In the Central Himalaya, renowned for its diverse altitudes, climates, landforms, biodiversity, ethnicities, cultures, and farming systems, complex interactions occur between social and ecological subsystems. The research employs the socio-ecological systems (SESs) approach to assess vulnerability and devise effective adaptation strategies for climate change in the region. Three SESs were chosen as templates for the vulnerability and adaptation assessment. Primary data was collected using the participatory rural appraisal (PRA) method from 14 villages with these SESs. We adopted an indicator-based approach to assess vulnerability, including components such as exposure, sensitivity, and adaptive capacity, to calculate the socio-ecological vulnerability index (SEVI). Our results showed varying patterns of vulnerability across the SESs. Sixty-eight percent of the surveyed households have “high” to “very high” socio-ecological vulnerability levels in all three SESs. The results revealed that Himalayan Moist Temperate/Irrigated agrarian (agrarian)-populated (low) community (SESB3) has a “very high” level, Himalayan Moist Temperate/Unirrigated agrarian (small)-populated (low) community (SESB6) has a “high” level, and Alpine/Unirrigated agrarian (small)-populated (low) community (SESA6) has a medium socio-ecological vulnerability level. In addition to assessing vulnerability, we examined current and potential adaptation strategies and associated barriers. The findings revealed major adaptation strategies by the households and communities in agriculture, forest, health, information, infrastructure, policy, natural disasters, livelihood, and water. Our research culminates in the development of an SES-based adaptation framework as a major outcome. This framework assists in understanding local needs and identifying gaps in existing policies and institutional arrangements for sustainable development of the Himalaya. Our SES-based vulnerability and adaptation assessment offers a robust methodology applicable to the entire Indian Himalayan Region and other mountain ecosystems. It provides valuable insights for effective adaptation strategies to address climate change.

气候变化影响着各大洲的自然(生态)和人工(社会)系统。喜马拉雅中部地区以其多样的海拔、气候、地貌、生物多样性、民族、文化和耕作制度而闻名,社会和生态子系统之间存在着复杂的相互作用。研究采用社会生态系统(SES)方法评估该地区的脆弱性,并制定有效的气候变化适应战略。选择了三个 SES 作为脆弱性和适应性评估的模板。我们采用参与式农村评估(PRA)方法从 14 个具有这些 SES 的村庄收集了原始数据。我们采用了一种基于指标的方法来评估脆弱性,包括暴露程度、敏感性和适应能力等组成部分,从而计算出社会生态脆弱性指数(SEVI)。我们的研究结果表明,不同社会经济地位群体的脆弱性模式各不相同。68%的受访家庭在所有三种社会经济地位中的社会生态脆弱性水平为 "高 "至 "非常高"。结果显示,喜马拉雅湿温带/灌溉农业(农)-人口(低)社区(SESB3)的社会生态脆弱性水平为 "非常高",喜马拉雅湿温带/未灌溉农业(小)-人口(低)社区(SESB6)的社会生态脆弱性水平为 "高",高山/未灌溉农业(小)-人口(低)社区(SESA6)的社会生态脆弱性水平为中等。除评估脆弱性外,我们还研究了当前和潜在的适应战略及相关障碍。研究结果揭示了家庭和社区在农业、森林、健康、信息、基础设施、政策、自然灾害、生计和水资源方面的主要适应策略。我们的研究最终形成了一个基于社会经济地位的适应框架,并将其作为一项主要成果。该框架有助于了解当地需求,找出喜马拉雅可持续发展现有政策和制度安排中的不足。我们基于生态系统服务和环境的脆弱性和适应性评估提供了一种适用于整个印度喜马拉雅地区和其他山区生态系统的可靠方法。它为应对气候变化的有效适应战略提供了宝贵的见解。
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Mitigation and Adaptation Strategies for Global Change
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