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Self-Optimizing Vapor Compression Cycles Online With Bayesian Optimization Under Local Search Region Constraints 局部搜索域约束下贝叶斯优化在线蒸汽压缩循环
4区 计算机科学 Q2 Engineering Pub Date : 2023-11-09 DOI: 10.1115/1.4064027
Joel Paulson, Farshud Sorourifar, Christopher Laughman, Ankush Chakrabarty
Abstract Self-optimizing efficiency of vapor compression cycles (VCCs) involves assigning multiple decision variables simultaneously in order to minimize power consumption while maintaining safe operating conditions. Due to the modeling complexity associated with cycle dynamics (and other smart building energy systems), online self-optimization requires algorithms that can safely and efficiently explore the search space in a derivative-free and model-agnostic manner. This makes Bayesian optimization (BO) a strong candidate for self-optimization. Unfortunately, classical BO algorithms ignore the relationship between consecutive optimizer candidates, resulting in jumps in the search space that can lead to fail-safe mechanisms being triggered, or undesired transient dynamics that violate operational constraints. To this end, we propose safe LSR-BO, a global optimization methodology that builds on the BO framework while enforcing two types of safety constraints including black-box constraints on the output and local search region (LSR) constraints on the input. We provide theoretical guarantees that under standard assumptions on the performance and constraint functions, LSR-BO guarantees constraints will be satisfied at all iterations with high probability. Furthermore, in the presence of only input LSR constraints, we show the method will converge to the true (unknown) globally optimal solution. We demonstrate the potential of our proposed LSR-BO method on a high-fidelity simulation model of a commercial vapor compression system with both LSR constraints on expansion valve positions and fan speeds, in addition to other safety constraints on discharge and evaporator temperatures.
蒸汽压缩循环(VCCs)的自优化效率涉及同时分配多个决策变量,以最大限度地减少功耗,同时保持安全运行条件。由于与循环动力学(和其他智能建筑能源系统)相关的建模复杂性,在线自优化需要能够以无导数和模型不可知的方式安全有效地探索搜索空间的算法。这使得贝叶斯优化(BO)成为自优化的有力候选。不幸的是,经典的BO算法忽略了连续优化器候选者之间的关系,导致搜索空间中的跳转,这可能导致触发故障安全机制,或者违反操作约束的不希望的瞬态动态。为此,我们提出了安全LSR-BO,这是一种基于BO框架的全局优化方法,同时强制执行两种类型的安全约束,包括输出的黑盒约束和输入的局部搜索区域(LSR)约束。我们提供了理论保证,在对性能和约束函数的标准假设下,LSR-BO保证在所有迭代中约束都有高概率得到满足。此外,在仅存在输入LSR约束的情况下,我们证明了该方法将收敛到真正的(未知的)全局最优解。我们在一个商用蒸汽压缩系统的高保真仿真模型上展示了我们提出的LSR- bo方法的潜力,该模型具有LSR对膨胀阀位置和风扇速度的约束,以及对排放和蒸发器温度的其他安全约束。
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引用次数: 0
Current Imbalance in Dissimilar Parallel-Connected Batteries and the Fate of Degradation Convergence 不同并联电池的电流不平衡及退化收敛的命运
4区 计算机科学 Q2 Engineering Pub Date : 2023-11-09 DOI: 10.1115/1.4064028
Andrew Weng, Hamidreza Movahedi, Clement Wong, Jason B. Siegel, Anna G. Stefanopoulou
Abstract This paper proposes an analytical framework describing how initial capacity and resistance variability in parallel-connected battery cells may inflict additional variability or reduce variability while the cells age. We derive closed-form equations for current and SOC imbalance dynamics within any given charge or discharge cycle. These dynamics are represented by a first-order equivalent circuit model with a linear open circuit voltage behavior and validated against experimental data. To demonstrate how current and SOC imbalance leads to cell degradation, we developed a simplified, incremental degradation update scheme based on the solid electrolyte interphase growth mechanism. We propose a scheme in which the inter-cycle imbalance dynamics update the intra-cycle degradation dynamics, and vice versa. Using this framework, we demonstrate that current imbalance can cause convergent degradation trajectories, consistent with previous reports. However, we also demonstrate that different degradation assumptions, such as those associated with SOC imbalance, may cause divergent degradation in some cases. We finally highlight the role of different cell chemistries, including different OCV function nonlinearities, on system behavior, and derive analytical bounds on the SOC imbalance using Lyapunov analysis.
摘要本文提出了一个分析框架,描述了当电池老化时,并联电池的初始容量和电阻变化如何造成额外的变异性或减少变异性。在任何给定的充放电周期内,我们推导出电流和荷电状态不平衡动力学的封闭方程。这些动态由具有线性开路电压行为的一阶等效电路模型表示,并根据实验数据进行了验证。为了证明电流和SOC失衡如何导致细胞降解,我们基于固体电解质间相生长机制开发了一种简化的增量降解更新方案。我们提出了一种周期间不平衡动态更新周期内退化动态的方案,反之亦然。使用这个框架,我们证明了当前的不平衡可以导致收敛的退化轨迹,与以前的报告一致。然而,我们也证明了不同的降解假设,例如与有机碳失衡相关的假设,在某些情况下可能导致不同的降解。我们最后强调了不同的细胞化学,包括不同的OCV函数非线性,对系统行为的作用,并使用李雅普诺夫分析推导了SOC不平衡的解析界。
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引用次数: 0
Spiking-Free Disturbance Observer-Based Sliding-Mode Control for Mismatched Uncertain System 非匹配不确定系统的无扰动观测器滑模控制
4区 计算机科学 Q2 Engineering Pub Date : 2023-11-09 DOI: 10.1115/1.4063609
Yang Wang, Yan Guan, Huanyun Li
Abstract For the mismatched uncertain system, a novel spiking-free disturbance observer (DO)-based sliding-mode control (SMC) scheme is developed. First, a DO is proposed to estimate the mismatched uncertainty. A new sliding-mode surface is developed by using the system states, the estimation of mismatched uncertainty, and a spike suppression term. Then, an SMC method is proposed by using the developed sliding-mode surface. Compared with existing SMC schemes, the proposed spiking-free DO-based SMC has two advantages: (1) the mismatched uncertainty can be effectively suppressed; (2) the harmful spike problem of extended disturbance observer (EDO)-based and extended state observer (ESO)-based SMC schemes when the observer gain is high can be avoided. Finally, the simulation is presented to show the effectiveness of the proposed scheme by comparing the proposed and existing SMC schemes.
摘要针对失匹配不确定系统,提出了一种新的基于无峰值干扰观测器(DO)的滑模控制方案。首先,提出了一种不匹配度估计方法。利用系统状态、失匹配不确定性估计和尖峰抑制项,建立了一种新的滑模曲面。然后,利用所建立的滑模曲面,提出了一种SMC方法。与现有的多模控制方案相比,本文提出的无尖峰do多模控制方案具有两个优点:(1)能有效抑制不匹配的不确定性;(2)可以避免基于扩展扰动观测器(EDO)和基于扩展状态观测器(ESO)的SMC方案在观测器增益较高时的有害尖峰问题。最后,通过仿真比较了本文提出的方案和现有的SMC方案,验证了该方案的有效性。
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引用次数: 0
Nonlinear Temperature Control of Additive Friction Stir Deposition Evaluated On an Echo State Network 基于回波状态网络的添加剂搅拌摩擦沉积非线性温度控制研究
4区 计算机科学 Q2 Engineering Pub Date : 2023-11-08 DOI: 10.1115/1.4064000
Glen Merritt, Christian Cousin, Hwan-Sik Yoon
Abstract Additive friction stir deposition is a recent innovation in additive manufacturing allowing the deposition of metallic alloys onto a metallic deposit bed, creating a purely mechanical metallic bond. The deposition can be done in a layer-by-layer manner, and the purely mechanical process eliminates the need for high energy consumption and can be deposited at a much higher rate than beam-based welding. The mechanical nature of the process allows the bonding of dissimilar alloys and a reduction in size of the heat affected zone. The additive friction stir deposition process is difficult to model and existing literature has focused on numerical analysis, which is not amenable to online closed-loop control. In this work, a form of reservoir computing called an echo state network is used to model the additive friction stir deposition process from online process data, and validation is performed on a reserved data set. Subsequently, a model free controller using Lyapunov-derived combination of the robust integral of the sign error, and a single hidden layer neural network design is developed to control the additive friction stir deposition process. Control efficacy is given by way of a Lyapunov analysis which shows the system is globally exponentially stable, and simulation results with the echo state networks. Stability proof shows that under one assumption, the controller can be extrapolated to the real system. The mean squared error of the tracking result using the controller and echo state network simulation is 2.05 degrees Celsius.
添加剂搅拌摩擦沉积是增材制造领域的一项最新创新,它允许在金属沉积床上沉积金属合金,从而产生纯机械的金属键合。沉积可以以一层接一层的方式进行,纯机械过程消除了对高能耗的需求,并且可以以比基于梁的焊接高得多的速率沉积。该工艺的机械性质允许不同合金的结合并减小热影响区的尺寸。添加剂搅拌摩擦沉积过程难以建模,现有文献主要集中在数值分析上,不适合在线闭环控制。在这项工作中,一种称为回声状态网络的储层计算形式用于从在线过程数据中模拟添加剂搅拌摩擦沉积过程,并在保留数据集上进行验证。随后,采用lyapunov导出的符号误差鲁棒积分和单隐层神经网络设计相结合的无模型控制器来控制加性搅拌摩擦沉积过程。通过李雅普诺夫分析给出了控制效果,表明系统是全局指数稳定的,并给出了回波状态网络的仿真结果。稳定性证明表明,在一个假设下,控制器可以外推到实际系统。采用控制器和回波状态网络仿真得到的跟踪结果均方误差为2.05℃。
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引用次数: 0
Periodic Optimal Input Shaping for Maximizing Lithium-Sulfur Battery Parameter Identifiability 最大化锂硫电池参数可辨识性的周期性最优输入整形
4区 计算机科学 Q2 Engineering Pub Date : 2023-11-08 DOI: 10.1115/1.4064024
Mahsa Doosthosseini, Chu Xu, Hosam Fathy
Abstract This article investigates the problem of optimal periodic cycling for maximizing the identifiability of the unknown parameters of a Lithium-Sulfur (Li-S) battery model, including estimates of the initial values of species masses. This research is motivated by the need for more accurate Li-S battery modeling and diagnostics. Li-S batteries offer higher energy density levels compared to more traditional lithium-ion batteries, making them an attractive option for energy storage applications. However, the monitoring and control of Li-S batteries is challenging because of the complexity of the underlying multi-step reaction chain. The existing literature addresses poor battery parameter identifiability through a variety of tools including optimal input shaping for Fisher information maximization. However, this literature's focus is predominantly on the identifiability of lithium-ion battery model parameters. The main purpose of this study is to optimize Li-S battery Fisher identifiability through optimal input shaping. The study shows that such optimal input shaping indeed improves the accuracy of Li-S parameter estimation significantly. This outcome is demonstrated in simulation. Moreover, an experimental study is conducted showing that the underlying battery model fits laboratory experimental cycling data reasonably well when the optimized test cycle is employed.
摘要:本文研究了锂硫电池模型中未知参数可辨识性最大化的最优周期循环问题,包括物种质量初值的估计。这项研究的动机是需要更准确的锂电池建模和诊断。与更传统的锂离子电池相比,Li-S电池提供更高的能量密度水平,使其成为储能应用的一个有吸引力的选择。然而,锂电池的监测和控制是具有挑战性的,因为潜在的多步反应链的复杂性。现有文献通过各种工具解决电池参数可辨识性差的问题,包括Fisher信息最大化的最佳输入整形。然而,本文献的重点主要集中在锂离子电池模型参数的可识别性上。本研究的主要目的是通过优化输入整形来优化锂电池的Fisher识别性。研究表明,这种最优输入整形确实显著提高了Li-S参数估计的精度。这一结果在仿真中得到了验证。实验研究表明,采用优化试验循环时,底层电池模型与实验室试验循环数据拟合较好。
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引用次数: 0
Data-Driven Discovery of Lithium-Ion Battery State of Charge Dynamics 锂离子电池充电状态动力学的数据驱动发现
4区 计算机科学 Q2 Engineering Pub Date : 2023-11-08 DOI: 10.1115/1.4064026
Renato Rodriguez, Omidreza Ahmadzadeh, Yan Wang, Damoon Soudbakhsh
Abstract We present a physics-inspired input/output predictor of lithium-ion batteries (LiBs) for online state-of-charge (SOC) prediction. The complex electrochemical behavior of batteries results in nonlinear and high-dimensional dynamics. Accurate SOC prediction is paramount for increased performance, improved operational safety, and extended longevity of LiBs. The battery's internal parameters are cell-dependent and change with operating conditions and battery health variations. We present a data-driven solution to discover governing equations pertaining to SOC dynamics from battery operando measurements. Our approach relaxes the need for detailed knowledge of the battery's composition while maintaining prediction fidelity. The predictor consists of a library of candidate terms and a set of coefficients found via a sparsity-promoting algorithm. The library was enhanced with explicit physics-inspired terms to improve the predictor's interpretability and generalizability. Further, we developed a Monte Carlo search of additional nonlinear terms to efficiently explore the high-dimensional search space and improved the characterization of highly nonlinear behaviors. Additionally, we developed a hyperparameter autotuning approach for identifying optimal coefficients that balance accuracy and complexity. The resulting SOC predictor achieved high predictive performance scores (RMSE) of 2.2e-6 and 4.8e-4, respectively, for training and validation on experimental results corresponding to a stochastic drive cycle. Furthermore, the predictor achieved an RMSE of 8.5e-4 on unseen battery measurements corresponding to the standard US06 drive cycle, further showcasing the adaptability of the predictor and the enhanced modeling approach to new conditions.
摘要:我们提出了一个物理启发的锂离子电池(LiBs)输入/输出预测器,用于在线预测充电状态(SOC)。电池复杂的电化学行为导致了其非线性高维动力学特性。准确的SOC预测对于提高lib的性能、提高操作安全性和延长寿命至关重要。电池的内部参数依赖于电池,并随着操作条件和电池健康状况的变化而变化。我们提出了一种数据驱动的解决方案,用于从电池操作测量中发现与SOC动力学相关的控制方程。我们的方法减轻了对电池成分详细知识的需求,同时保持了预测的保真度。该预测器由候选项库和一组通过稀疏性提升算法找到的系数组成。该库增强了明确的物理启发术语,以提高预测器的可解释性和泛化性。此外,我们开发了附加非线性项的蒙特卡罗搜索,以有效地探索高维搜索空间,并改进了高度非线性行为的表征。此外,我们开发了一种超参数自动调谐方法,用于识别平衡精度和复杂性的最佳系数。所得到的SOC预测器在随机驾驶周期对应的实验结果的训练和验证中分别获得了2.22 e-6和4.8e-4的高预测性能分数(RMSE)。此外,预测器在与标准US06驱动循环相对应的未见电池测量中实现了8.5e-4的RMSE,进一步展示了预测器的适应性和增强的建模方法对新条件的适应能力。
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引用次数: 0
Closed-Loop Control and Plant Co-Design of a Hybrid Electric Unmanned Air Vehicle 混合动力无人机的闭环控制与植物协同设计
4区 计算机科学 Q2 Engineering Pub Date : 2023-11-08 DOI: 10.1115/1.4064025
Christopher Aksland, Daniel L. Clark, Christopher A. Lupp, Andrew G. Alleyne
Abstract Novel conceptual aircraft designs have been enabled by more electrified aircraft components providing enhanced capability and versatility. Through the advancement of multi-disciplinary design optimization, control co-design methods have become a popular approach for system design conceptualization wherein the plant and control action are designed simultaneously to account for the coupling between vehicle subsystems and power management systems. Many prior efforts have focused on open-loop control co-design that can later be adapted for a more realistic operating case. This work focuses on the development and scalability of closed-loop control co-design that would result in a physically realizable plant and closed-loop control law. The theoretical approach is demonstrated practically through the design of a hybrid electric unmanned air vehicle and two feedback controllers that operate the hybrid power split and propulsion system. The system is designed to complete a dynamic 7 phase mission consisting of multiple cruise, dash, engage, dive, and climb segments as quickly as possible. Given the scale of the dynamic design problem, a convergence study is introduced that facilitates accurate and computationally tractable design optimization studies. The study is conducted for independent, sequential, and simultaneous design approaches. The results indicate high-speed motors, high voltage batteries, and responsive control gains result in a fast vehicle with high thrust-to-weight ratio. The simultaneous design solution had the best closed-loop performance, outclassing a baseline system design by over 30%.
随着电气化程度的提高,飞机的性能和多功能性得到增强,新颖的概念飞机设计成为可能。随着多学科设计优化的发展,控制协同设计方法已成为一种流行的系统设计概念化方法,该方法同时设计工厂和控制动作,以考虑车辆子系统与电源管理系统之间的耦合。许多先前的努力都集中在开环控制协同设计上,以后可以适应更现实的操作情况。本工作的重点是闭环控制协同设计的发展和可扩展性,这将导致一个物理上可实现的工厂和闭环控制律。通过设计一种混合动力无人飞行器和控制混合动力分离和推进系统的两个反馈控制器,对理论方法进行了实际验证。该系统旨在尽快完成由多个巡航、冲刺、交战、俯冲和爬升部分组成的动态7阶段任务。考虑到动态设计问题的规模,引入了收敛性研究,促进了精确和计算易于处理的设计优化研究。本研究采用独立、顺序和同步的设计方法。结果表明,高速电机、高压电池和响应性控制增益可以实现高推重比的快速车辆。同时设计方案具有最佳的闭环性能,比基准系统设计高出30%以上。
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引用次数: 0
Reactive Gait Composition with Stability: Dynamic Walking Amidst Static and Moving Obstacles 具有稳定性的反应性步态组成:在静态和移动障碍物中动态行走
4区 计算机科学 Q2 Engineering Pub Date : 2023-11-07 DOI: 10.1115/1.4063997
Kunal Sanjay Narkhede, Mohamad Shafiee Motahar, Sushant Veer, Ioannis Poulakakis
Abstract This paper presents a modular approach to motion planning with provable stability guarantees for robots that move through changing environments via periodic locomotion behaviors. We focus on dynamic walkers as a paradigm for such systems, although the tools developed in this paper can be used to support general compositional approaches to robot motion planning with Dynamic Movement Primitives (DMPs). By formulating the planning process as a Switching System with Multiple Equilibria (SSME) we prove that the system's evolution remains within explicitly characterized trapping regions in the state space under suitable constraints on the frequency of switching among the DMPs. These conditions encapsulate the low-level stability limitations in a form that can be easily communicated to the planner. Furthermore, we show how the available primitives can be safely composed online in a receding horizon manner to enable the robot to react to moving obstacles. The proposed framework can be applied in a wide class of 3D bipedal walking models, and offers a modular approach for integrating readily available low-level locomotion control and high-level planning methods.
摘要本文提出了一种模块化的运动规划方法,该方法具有可证明的稳定性保证,用于机器人通过周期性运动行为在不断变化的环境中移动。尽管本文开发的工具可用于支持具有动态运动原语(dmp)的机器人运动规划的一般组合方法,但我们将重点放在动态步行器作为此类系统的范例上。通过将规划过程描述为具有多均衡的切换系统(SSME),我们证明了在适当的dmp之间切换频率约束下,系统的演化保持在状态空间中明确表征的捕获区域内。这些条件以一种易于与规划人员沟通的形式封装了低级稳定性限制。此外,我们还展示了如何以后退视界的方式安全地在线组合可用的原语,以使机器人能够对移动的障碍物做出反应。所提出的框架可以应用于广泛的3D双足行走模型,并提供了一种模块化的方法来集成现成的低级运动控制和高级规划方法。
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引用次数: 0
Event-Triggered Model-Free Adaptive Control for Wheeled Mobile Robot with Time Delay and External Disturbance Based On Discrete-Time Extended State Observer 基于离散时间扩展状态观测器的时变时滞轮式移动机器人无模型自适应控制
4区 计算机科学 Q2 Engineering Pub Date : 2023-11-07 DOI: 10.1115/1.4063996
Jiahui Huang, Hua Chen, Chao Shen
Abstract In this paper, an improved model-free adaptive control strategy is proposed for the trajectory tracking problem of the wheeled mobile robot (WMR) with time-delay and bounded disturbance. Firstly, the original nonlinear time delay system is transformed into a data model by applying the full-form dynamic linearization method (FFDL). Secondly, the discrete-time extended state observer (DESO) is applied to estimate the unknown residual nonlinear time-varying term. A full-form dynamic linearization model-free adaptive control scheme based on discrete-time extended state observer (DESO-based FFDL MFAC) is proposed. In addition, a full-form dynamic linearization event-triggered model-free adaptive control based on discrete-time extended state observer (DESO based FFDL ET-MFAC) is established by designing an event-triggering condition to assure Lyapunov stability. The control input signal is updated only if the system indicator meets the provided event-triggering condition; otherwise, the control input remains unchanged which can address limited communication bandwidth effectively. Finally, the effectiveness of the proposed method is verified by simulation.
针对具有时滞和有界扰动的轮式移动机器人的轨迹跟踪问题,提出了一种改进的无模型自适应控制策略。首先,采用全形式动态线性化方法(FFDL)将原非线性时滞系统转化为数据模型;其次,采用离散扩展状态观测器(DESO)估计未知残差非线性时变项;提出了一种基于离散时间扩展状态观测器(DESO-based FFDL MFAC)的全形式动态线性化无模型自适应控制方案。此外,通过设计保证Lyapunov稳定性的事件触发条件,建立了基于离散时间扩展状态观测器的全形式动态线性化事件触发无模型自适应控制(基于DESO的FFDL ET-MFAC)。只有当所述系统指示器满足所提供的事件触发条件时,才更新所述控制输入信号;否则,控制输入保持不变,可以有效地解决有限的通信带宽。最后,通过仿真验证了所提方法的有效性。
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引用次数: 0
A Deep Anomaly Detection With Same Probability Distribution And Its Application In Rolling Bearing 一种相同概率分布的深度异常检测方法及其在滚动轴承中的应用
4区 计算机科学 Q2 Engineering Pub Date : 2023-11-01 DOI: 10.1115/1.4063608
Yuxiang Kang, Guo Chen, Wenping Pan, Hao Wang, Xunkai Wei
Abstract An innovative deep-learning-based model, namely, deep anomaly detection with the same probability distribution (DADSPD) is proposed to improve the accuracy of anomaly detection (AD) of rolling bearings driven only by normal data. First, the main framework of feature extraction based on a residual network was established, and a three-layer encoder structure was used to extract multidimensional features. Second, a new loss function based on the same probability distribution is designed, and the function of its probability distribution is to complete the training of the model by calculating the similarity between the outputs. Subsequently, the vibration data were preprocessed using wavelet and envelope analysis, and the processed data are converted into two-dimensional image signals and used as the input of the DADSPD. Finally, the model is verified on three sets of run-to-failure experimental datasets of rolling bearing. The results demonstrate that the proposed DADSPD model reaches more than 99%, which indicates that the DADSPD model has a high fault early warning and AD capability.
摘要为了提高仅由正常数据驱动的滚动轴承异常检测的精度,提出了一种基于深度学习的创新模型——相同概率分布深度异常检测(DADSPD)。首先,建立基于残差网络的特征提取主体框架,采用三层编码器结构提取多维特征;其次,设计了基于相同概率分布的新的损失函数,其概率分布函数是通过计算输出之间的相似度来完成模型的训练。随后,对振动数据进行小波和包络分析预处理,将处理后的数据转换为二维图像信号,作为DADSPD的输入。最后,在三组滚动轴承运行失效实验数据集上对模型进行了验证。结果表明,所提出的DADSPD模型达到99%以上,表明DADSPD模型具有较高的故障预警和AD能力。
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引用次数: 0
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Journal of Dynamic Systems Measurement and Control-Transactions of the Asme
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