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Institutionalizing Health Technology Assessment in South Africa-An Opportunity in National Health Insurance. 南非卫生技术评估制度化--全国医疗保险的机遇。
Pub Date : 2023-12-31 Epub Date: 2024-05-07 DOI: 10.1080/23288604.2024.2327098
Janine Jugathpal, Andrew Parrish, Khadija Jamaloodien, Mark Blecher, Jonatan Daven

While South Africa has some experience in various forms of health technology assessment (HTA), it is currently fragmented across numerous players. Additionally, there is a lack of systematic and consistently applied HTA processes that inform priority-setting and budget allocations. To address this, the country is journeying toward more institutionalized use of HTA. This will begin with the establishment of a Ministerial Advisory Committee on HTA for National Health Insurance (NHI) and will gradually embed HTA processes in decision-making. The goal is to create an independent HTA agency. Although these reforms will be intrinsically linked to the wider health financing reforms envisaged under NHI, such as formulating the benefits package, they will also assist in strengthening South Africa's health system. As a country facing a highly constrained fiscal environment, with limited space for additional funding for the health sector, evidence-based priority-setting will be critical to ensure that value for money is achieved in the government's investments in health care services in NHI.

虽然南非在各种形式的卫生技术评估 (HTA) 方面拥有一些经验,但目前这些经验分散在众多参与者身上。此外,还缺乏系统化和持续应用的 HTA 流程,无法为确定优先事项和分配预算提供依据。为解决这一问题,该国正朝着更加制度化地使用 HTA 的方向迈进。首先将为国家医疗保险(NHI)成立一个部级 HTA 咨询委员会,并逐步将 HTA 流程纳入决策。目标是建立一个独立的 HTA 机构。尽管这些改革与国家健康保险(NHI)下设想的更广泛的医疗融资改革(如制定一揽子福利计划)有着内在联系,但它们也将有助于加强南非的医疗系统。作为一个面临财政环境高度紧张、卫生部门额外资金空间有限的国家,以证据为基础确定优先事项对于确保政府在 NHI 中对医疗保健服务的投资物有所值至关重要。
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引用次数: 0
Organizational Formation for Priority Setting: Historical Perspectives and Thematic Analysis of India's Health Technology Assessment Agency. 确定优先事项的组织形式:印度卫生技术评估机构的历史视角和专题分析。
Pub Date : 2023-12-31 Epub Date: 2024-05-07 DOI: 10.1080/23288604.2024.2327414
Victoria Y Fan, Abha Mehndiratta, Jubilee Ahazie, Javier Guzman, Shankar Prinja, T Sundararaman, Soumya Swaminathan

Countries pursuing universal health coverage must set priorities to determine which benefits to add to a national health program, but the roles that organizations play are less understood. This article investigates the case of the formation of an organization with a mandate for choice of technology for public health interventions and priorities, the Health Technology Assessment India. First, we narrate a chronology of agenda setting and adoption of national policy for organizational formation drawing on historical documentation, publicly available literature, and lived experiences from coauthors. Next, we conduct a thematic analysis that examines windows of opportunity, enabling factors, barriers and conditions, roles of stakeholders, messaging and framing, and specific administrative and bureaucratic tools that facilitated organization formation. This case study shows that organizational formation relied on the identification of multiple champions with sufficient seniority and political authority across a wide group of organizations, forming a coalition of broad base support, who were keen to advance health technology assessment policy development and organizational placement or formation. The champions in turn could use their roles for policy decisions that used private and public events to raise priority and commitment to the decisions, carefully considered organizational placement and formation, and developed the network of organizations for the generation of technical evidence and capacity building for health technology assessment, strengthened by international networks and organizations with financing, expertise, and policymaker relationships.

追求全民医保的国家必须确定优先事项,以决定在国家卫生计划中增加哪些福利,但人们对组织所发挥的作用了解较少。本文研究了印度卫生技术评估组织(Health Technology Assessment India)的成立案例,该组织的任务是为公共卫生干预措施和优先事项选择技术。首先,我们借鉴历史文献、公开文献以及共同作者的亲身经历,按时间顺序叙述了组织成立的议程设置和国家政策采纳情况。接下来,我们进行了专题分析,研究了机会之窗、有利因素、障碍和条件、利益相关者的角色、信息传递和框架,以及促进组织形成的具体行政和官僚工具。本案例研究表明,组织的形成有赖于在广泛的组织群体中找到多个具有足够资历和政治权威的拥护者,形成一个具有广泛支持基础的联盟,这些拥护者热衷于推动卫生技术评估政策的制定和组织的定位或形成。这些拥护者反过来又可以利用他们在政策决策中的作用,利用私人和公共活动来提高决策的优先性和承诺,认真考虑组织的安排和组建,并发展组织网络,为卫生技术评估提供技术证据和能力建设,国际网络和具有资金、专业知识和决策者关系的组织加强了这一网络。
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引用次数: 0
Establishing a Health Technology Assessment Evidence Ecosystem in India's Pradhan Mantri Jan Arogya Yojana. 在印度 Pradhan Mantri Jan Arogya Yojana 计划中建立卫生技术评估证据生态系统。
Pub Date : 2023-12-31 Epub Date: 2024-05-07 DOI: 10.1080/23288604.2024.2327097
Shankar Prinja, Yashika Chugh, Nidhi Gupta, Vipul Aggarwal

The introduction of the Ayushman Bharat Pradhan Mantri Jan Arogya Yojana (AB PM-JAY) scheme in India was a significant step toward universal health coverage. The PM-JAY scheme has made notable progress since its inception, including increasing the number of people covered and expanding the range of services provided under the health benefit package (HBP). The creation of the Health Financing and Technology Assessment (HeFTA) unit within the National Health Authority (NHA) further enhanced evidence-based decision-making processes. We outline the journey of HeFTA and highlight significant cost savings to the PM-JAY as a result of health technology assessment (HTA). Our paper also discusses the application of HTA evidence for decisions related to inclusions or exclusions in HBP, framing standard treatment guidelines as well as other policies. We recommend that future financing reforms for strategic purchasing should strengthen strategic purchasing arrangements and adopt value-based pricing (VBP). Integrating HTA and VBP is a progressive approach toward health care financing reforms for large government-funded schemes like the PM-JAY.

印度推出的 Ayushman Bharat Pradhan Mantri Jan Arogya Yojana(AB PM-JAY)计划是向全民医保迈出的重要一步。PM-JAY 计划自启动以来取得了显著进展,包括增加了覆盖人数,扩大了一揽子医疗福利计划(HBP)的服务范围。在国家卫生管理局(NHA)内设立的卫生筹资与技术评估(HeFTA)部门进一步加强了以证据为基础的决策过程。我们概述了 HeFTA 的发展历程,并重点介绍了医疗技术评估 (HTA) 为 PM-JAY 节省的大量成本。我们的论文还讨论了将 HTA 证据应用于 HBP 的纳入或排除决策、制定标准治疗指南以及其他政策的情况。我们建议,未来的战略采购融资改革应加强战略采购安排,并采用基于价值的定价(VBP)。对于像 PM-JAY 这样的大型政府资助计划而言,整合 HTA 和 VBP 是一种渐进的医疗融资改革方法。
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引用次数: 0
Rethinking Japan's Health System Sustainability Under the Planetary Health Framework. 在全球健康框架下重新思考日本卫生系统的可持续性。
Pub Date : 2023-12-31 Epub Date: 2023-11-21 DOI: 10.1080/23288604.2023.2268360
Akira Shimabukuro, Kenta Minamitani, Joji Sugawara
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引用次数: 0
Health Technology Assessment in Taiwan: Reflections of the Last Twenty Years. 台湾的卫生技术评估:过去二十年的反思》。
Pub Date : 2023-12-31 Epub Date: 2024-05-07 DOI: 10.1080/23288604.2024.2330348
Shih-Chung Chen

This article offers reflections on the development and management of health technology assessment (HTA) in Taiwan, drawing from my experience as a former Minister of Health and Welfare. The article explores my original vision for HTA, progress made, challenges faced, and the lessons learned during my tenure. Key areas discussed include evidence-based decision-making, the need for a balanced decision-making system, challenges in value justification of an independent HTA organization, and recommendations for countries looking to establish their own HTA agencies.

本文根据我作为前卫生福利部部长的经验,对台湾卫生技术评估 (HTA) 的发展和管理进行了反思。文章探讨了我对 HTA 的最初设想、取得的进展、面临的挑战以及在任职期间吸取的经验教训。文章讨论的主要领域包括循证决策、平衡决策系统的必要性、独立 HTA 机构在价值论证方面的挑战,以及对希望建立自己的 HTA 机构的国家的建议。
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引用次数: 0
Hospital Resilience in Three COVID-19 Referral Hospitals in Brazil. 巴西三家COVID-19转诊医院的医院复原力
Pub Date : 2023-06-15 DOI: 10.1080/23288604.2023.2205726
Karla Myrelle Paz de Sousa, Sydia Rosana de Araújo Oliveira, Betise Mery Alencar Sousa Macau Furtado, Ana Lucia Ribeiro de Vasconcelos, Stéphanie Gomes de Medeiros, Gisele Cazarin, Aletheia Soares Sampaio, Valéry Ridde

Health crises, such as the COVID-19 pandemic, challenge health systems in demonstrating resilience-the ability to cope with change, manage challenges, and adapt in order to retain their effectiveness. Understanding how such challenges affect and produce reactions in those involved in this response is extremely important. This study evaluated resilience in three referral hospitals in the city of Recife, Pernambuco, Brazil-one public, one private, and one philanthropic hospital-by examining the coping activities adopted by the nursing staff working on the COVID-19 frontline. A multiple case study was carried out, using a qualitative approach, triangulating data from direct observations, document analysis, and interviews with 21 nursing professionals working in management and care provision. Data were collected from April to October 2020. The interviews were transcribed and analyzed based on the resilience categories defined by Blanchet (2017): absorption capacity, adaptive capacity, and transformative capacity. Four themes were considered relevant to the objectives of this study: institutional support, access to personal protective equipment (PPE), work relationships, and fear and mental health. Adaptive capacity was demonstrated concerning the four themes analyzed, absorption capacity was demonstrated in two themes, and no transformative capacity was identified. The study highlighted that the health crisis was challenging for all the hospitals studied, regardless of their legal-administrative status. No differences were observed among them in terms of resilience.

COVID-19大流行等卫生危机对卫生系统展示复原力提出了挑战,即应对变化、管理挑战和适应以保持其有效性的能力。了解这些挑战如何影响和产生参与这种反应的人的反应是极其重要的。本研究评估了巴西伯南布哥省累西腓市三家转诊医院(一所公立医院、一所私立医院和一所慈善医院)的复原力,方法是检查在COVID-19一线工作的护理人员采取的应对活动。本研究采用定性方法,对来自直接观察、文献分析的数据进行三角测量,并对21名从事管理和护理工作的护理专业人员进行访谈,开展了多案例研究。数据收集于2020年4月至10月。根据Blanchet(2017)定义的弹性类别:吸收能力、适应能力和变革能力,对访谈进行转录和分析。有四个主题被认为与本研究的目标相关:机构支持、获得个人防护装备(PPE)、工作关系以及恐惧与心理健康。在分析的四个主题中显示了适应能力,在两个主题中显示了吸收能力,没有确定转化能力。该研究强调,无论其法律行政地位如何,所研究的所有医院都面临着健康危机的挑战。在弹性方面,他们之间没有观察到差异。
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引用次数: 1
Hospital Resilience to the COVID-19 Pandemic in Five Countries: A Multiple Case Study. 五国医院应对COVID-19大流行的韧性:多案例研究
Pub Date : 2023-06-15 DOI: 10.1080/23288604.2023.2242112
Valéry Ridde, Lola Traverson, Kate Zinszer

Since the beginning of the pandemic, hospitals have been central to the COVID-19 response, often experiencing severe financial, material, and human constraints. In this special issue, we present some of the findings of the HoSPiCOVID research project. One of its main objectives was to compare hospital responses to the first and second waves of the COVID-19 pandemic in Brazil, Canada, France, Japan, and Mali. Studying and comparing how nine different hospitals coped with the pandemic in terms of preparedness and response allowed us to: 1) identify strengths and weaknesses of their responses, including challenges for hospital professionals; and 2) produce lessons learned, using a systematic approach to reflect and analyze their potential of resilience to the crisis. In the five countries, research teams conducted in-depth qualitative studies focused on nine large hospitals, using observation sessions, semistructured interviews with hospital professionals, and lessons learned workshops. The empirical work was supported by an original analytical framework on hospital resilience and a heuristic tool focused on configurations. The studies demonstrate that the hospitals were able to absorb and/or adapt to the crisis by deploying different coping mechanisms, which often required extensive involvement of hospital professionals. More extended study periods would be needed to assess the sustainability of these coping mechanisms and discern whether they have transformative potential. These international comparisons of hospital resilience, based on studies of contrasting contexts and epidemiological situations, allowed researchers to identify lessons learned to support hospital decision-makers in thinking more deeply about managing future health crises.

自大流行开始以来,医院一直是应对COVID-19的核心,但往往面临严重的资金、物质和人力限制。在本期特刊中,我们将介绍HoSPiCOVID研究项目的一些发现。其主要目标之一是比较巴西、加拿大、法国、日本和马里的医院对第一波和第二波COVID-19大流行的反应。研究和比较九家不同医院在防范和应对方面应对大流行的情况,使我们能够:1)确定其应对措施的优势和劣势,包括医院专业人员面临的挑战;2)总结经验教训,采用系统的方法来反映和分析他们应对危机的潜力。在这5个国家,研究小组以9家大型医院为重点开展了深入的定性研究,方法包括观察会议、对医院专业人员的半结构化访谈和经验教训讲习班。实证工作得到了原始的医院弹性分析框架和侧重于配置的启发式工具的支持。研究表明,医院能够通过部署不同的应对机制来吸收和(或)适应危机,这往往需要医院专业人员的广泛参与。需要更长的研究时间来评估这些应对机制的可持续性,并辨别它们是否具有变革潜力。基于对比背景和流行病学情况的研究,这些医院复原力的国际比较使研究人员能够确定所吸取的经验教训,以支持医院决策者更深入地思考如何管理未来的健康危机。
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引用次数: 0
Potential Strengths and Weaknesses in Hospital Resilience in the Context of the COVID-19 Pandemic in Brazil: A Case Study. COVID-19大流行背景下巴西医院复原力的潜在优势和劣势:案例研究
Pub Date : 2023-06-15 DOI: 10.1080/23288604.2023.2177242
Sydia Rosana de Araújo Oliveira, Gisele Cazarin, Aletheia Soares Sampaio, Ana Lúcia Ribeiro de Vasconcelos, Betise Furtado, Stéphanie Gomes de Medeiros, Amanda Correia Paes Zacarias, Andréa Carla Reis Andrade, Karla Myrelle Paz de Sousa, Kate Zinszer, Valéry Ridde

The analysis of hospital resilience is essential in understanding how health services prepared for and responded to sudden shocks and unexpected challenges in the COVID-19 health crisis. This study aimed to analyze the resilience of a referral hospital in the state of Pernambuco, Brazil, in the context of the COVID-19 pandemic. The main theoretical approach based on resilience is the system's capacity to maintain essential functions and to absorb, adapt, and transform in the face of unprecedented or unexpected changes. A single case study approach was used to identify the strengths and weaknesses of this response capacity. Data triangulation was employed. Data were collected from April (beginning of case discharges) to October 2020 (decrease in the moving average of cases in 2020). A content analysis was then conducted. Data were analyzed in relation to context, effects, strategies, and impacts in facing the disruptions caused by the pandemic. The results indicated the occurrence of four configurations mostly favorable to hospital resilience during the study period. Among the main strengths were: injection of financial resources; implementation of new hospital protocols; formation of a support network; equipping and continuing education of professionals; and proactive leadership. Weaknesses found in the analysis included: initial insufficiency of personal protective equipment and confirmatory tests; difficulties in restructuring work schedules; increasing illness among professionals; stress generated by constant changes and work overload; sense of discrimination for being a health professional; lack of knowledge about the clinical management of the disease; and the reduction of non-COVID assistance services.

分析医院复原力对于了解卫生服务机构如何准备和应对2019冠状病毒病卫生危机中的突发冲击和意外挑战至关重要。本研究旨在分析巴西伯南布哥州一家转诊医院在COVID-19大流行背景下的复原力。基于弹性的主要理论方法是系统在面对前所未有或意想不到的变化时保持基本功能和吸收、适应和转化的能力。采用单一案例研究方法来确定这种反应能力的优缺点。采用数据三角测量法。数据收集时间为2020年4月(病例开始出院)至2020年10月(2020年病例移动平均值下降)。然后进行内容分析。对数据进行了背景、影响、战略和应对大流行造成的破坏的影响方面的分析。结果表明,在研究期间,发生了四种最有利于医院弹性的配置。主要优势包括:注入财政资源;执行新的医院规程;形成支持网络;专业人员的装备和继续教育;积极主动的领导。分析中发现的弱点包括:个人防护装备和确认性测试最初不足;调整工作日程有困难;专业人员患病人数增加;不断变化和超负荷工作带来的压力;作为卫生专业人员的歧视感;缺乏对该病临床管理的认识;减少非covid援助服务。
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引用次数: 2
Attributes and Organizational Factors that Enabled Innovation in Health Care Service Delivery during the COVID-19 Pandemic - Case Studies from Brazil, Canada and Japan. 在COVID-19大流行期间实现医疗保健服务提供创新的属性和组织因素——来自巴西、加拿大和日本的案例研究。
Pub Date : 2023-06-15 DOI: 10.1080/23288604.2023.2176022
Ayako Honda, Sydia Rosana de Araujo Oliveira, Valéry Ridde, Kate Zinszer, Lara Gautier

Innovation by health service organizations can enable adaptation to and transformation of challenges caused by health shocks. Drawing on results from case studies in Brazil, Canada, and Japan, this study looked at innovations the study hospitals introduced in response to challenges caused by COVID-19 to identify: 1) attributes of the innovations that make them conducive to adoption; and 2) organizational factors that facilitate the creation and implementation of innovative health care approaches during health system shocks. Qualitative information was gathered using key informant interviews, participatory observations at the study hospitals and a review of relevant documentation. A thematic approach was used for analysis, and a cross-country comparison framework was prepared to synthesize findings from the case studies in the three countries. In response to the disruptions caused by COVID-19, the study hospitals undertook innovative changes in services, processes, organizational structures, and operational policy. The driving force behind the innovations was the need and urgency generated by the unprecedented nature of the pandemic. With COVID-19, if an innovation met the perceived needs of hospitals and provided an operational advantage, some level of complexity in the implementation appeared to be acceptable. The study findings suggest that for hospitals to create and implement innovations in response to health shocks, they need to: have adaptive and flexible organizational structures; build and maintain functioning communication systems; have committed leadership; ensure all staff share an understanding of hospital organizational and professional missions; and establish social networks that facilitate the creation and implementation of new ideas.

卫生服务组织的创新能够适应和转变卫生冲击带来的挑战。根据巴西、加拿大和日本的案例研究结果,本研究考察了研究医院为应对COVID-19带来的挑战而引入的创新,以确定:1)使创新有利于采用的属性;2)在卫生系统冲击期间促进创新卫生保健方法的创建和实施的组织因素。定性信息的收集方法包括对主要举报人的访谈、在研究医院的参与性观察和对相关文件的审查。采用了专题方法进行分析,并编制了一个跨国比较框架,以综合三个国家的个案研究结果。为了应对COVID-19造成的中断,研究医院在服务、流程、组织结构和运营政策方面进行了创新变革。创新背后的推动力是这一大流行病前所未有的性质所产生的需求和紧迫性。对于COVID-19,如果一项创新满足了医院的预期需求并提供了运营优势,那么实施中一定程度的复杂性似乎是可以接受的。研究结果表明,医院要创建和实施应对健康冲击的创新,它们需要:具有适应性和灵活的组织结构;建立和维持有效的通讯系统;有坚定的领导;确保所有员工都理解医院的组织和专业使命;建立社会网络,促进新想法的创造和实施。
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引用次数: 3
Hospital Governance During the COVID-19 Pandemic: A Multiple-Country Case Study. COVID-19 大流行期间的医院管理:多国案例研究。
Pub Date : 2023-06-15 DOI: 10.1080/23288604.2023.2173551
Lara Gautier, Shinichiro Noda, Fanny Chabrol, Pierre-Marie David, Arnaud Duhoux, Renyou Hou, Sydia Rosana de Araújo Oliveira, Lola Traverson, Kate Zinszer, Valéry Ridde

In response to the disruptions caused by COVID-19, hospitals around the world proactively or reactively developed and/or re-organized their governance structures to manage the COVID-19 response. Hospitals' governance played a crucial role in their ability to reorganize and respond to the pressing needs of their staff. We discuss and compare six hospital cases from four countries on different continents: Brazil, Canada, France, and Japan. Our study examined how governance strategies (e.g., special task forces, communications management tools, etc.) were perceived by hospital staff. Key findings from a total of 177 qualitative interviews with diverse hospital stakeholders were analyzed using three categories drawn from the European Observatory on Health Systems and Policies framework on health systems resilience during the COVID-19 pandemic: 1) delivering a clear and timely COVID-19 response strategy; 2) coordinating effectively within (horizontally) and across (vertically) levels of decision-making; and 3) communicating clearly and transparently with the hospital's diverse stakeholders. Our study gleaned rich accounts for these three categories, highlighting significant variations across settings. These variations were primarily determined by the hospitals' environment prior to the COVID-19 crisis, namely whether there already existed a culture of managerial openness (including spaces for social interactions among hospital staff) and whether preparedness planning and training had been routinely integrated into their activities.

为应对 COVID-19 造成的混乱,世界各地的医院主动或被动地制定和/或重组了治理结构,以管理 COVID-19 应对措施。医院的管理对其重组和应对员工迫切需求的能力起到了至关重要的作用。我们讨论并比较了来自不同大洲四个国家的六个医院案例:巴西、加拿大、法国和日本。我们的研究考察了医院员工对治理策略(如特别工作组、沟通管理工具等)的看法。我们采用欧洲卫生系统和政策观察站关于 COVID-19 大流行期间卫生系统应变能力的框架中的三个类别,分析了与医院不同利益相关者进行的 177 次定性访谈的主要结果:1)提供清晰、及时的 COVID-19 应对策略;2)在决策层内部(横向)和决策层之间(纵向)进行有效协调;3)与医院不同利益相关者进行清晰、透明的沟通。我们的研究对这三个类别进行了丰富的阐述,强调了不同环境下的显著差异。这些差异主要取决于医院在 COVID-19 危机发生前的环境,即是否已经存在管理开放的文化(包括医院员工之间的社交互动空间),以及是否已将备灾规划和培训纳入日常活动。
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引用次数: 0
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Health systems and reform
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