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Book Review of Explanation in Causal Inference: Methods of Mediation and Interaction (author: T.J. Vanderweele) 《因果推理中的解释:调解与互动的方法》书评(作者:T.J. Vanderweele)
Pub Date : 2021-06-04 DOI: 10.1353/obs.2016.0007
L. Keele
Explanation in Causal Inference: Methods of Mediation and Interaction is an introductory text on two widely used methods in statistical analysis: mediation and interaction. The book is both meant to serve as an introduction to these two topics, but also provides considerable mathematical detail in a lengthy appendix. Importantly, the treatment of these two topics is entirely grounded in a counterfactual framework. The counterfactual framework, often referred to as the potential outcomes framework, has been hailed as a revolution in how we think about causality and statistical analysis. I would agree with that sentiment, but the impact of the counterfactual framework is varied. On some topics, the insights have been less revolutionary, but in other areas this framework has I think completely revised how we think. The topics of mediation and interaction analysis are two that I would say have been seriously changed by the counterfactual framework. I think there is already a fairly widespread understanding of how mediation analysis has changed, and this book will only help further spread that awareness. On the topic of interaction analysis, I think there is less appreciation for how the counterfactual framework has changed thinking. This book serves as the remedy.
《因果推断中的解释:中介和互动的方法》是关于统计分析中两种广泛使用的方法的介绍性文本:中介和交互。这本书既是对这两个主题的介绍,也是在一个冗长的附录中提供了相当多的数学细节。重要的是,对这两个主题的处理完全基于一个反事实的框架。反事实框架,通常被称为潜在结果框架,被誉为我们思考因果关系和统计分析的一场革命。我同意这种观点,但反事实框架的影响各不相同。在某些主题上,这些见解没有那么革命性,但在其他领域,我认为这个框架完全改变了我们的思维方式。调解和互动分析这两个主题我想说已经被反事实框架严重改变了。我认为人们已经对调解分析的变化有了相当广泛的了解,这本书只会有助于进一步传播这种意识。关于互动分析的话题,我认为人们对反事实框架如何改变思维的评价较少。这本书起到了补救的作用。
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引用次数: 0
Review of the book “Causal Inference for Statistics, Social, and Biomedical Sciences” by G.W. Imbens and D.B. Rubin 对G.W. Imbens和D.B. Rubin所著的《统计、社会和生物医学科学的因果推理》一书的评论
Pub Date : 2021-06-04 DOI: 10.1353/obs.2015.0006
F. Mealli
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引用次数: 0
Evidence of False Positives in Research Clearinghouses and Influential Journals: An Application of P-Curve to Policy Research 研究交流中心和有影响力期刊的误报证据:p曲线在政策研究中的应用
Pub Date : 2021-06-04 DOI: 10.1353/obs.2015.0001
S. Tanner
Abstract:This article presents a pre-analysis plan for analyzing the evidential value in a selection of policy research taken from scholarly journals and two research clearinghouses run by the federal government. The analysis will collect p-values from selected studies and estimate the evidential value that they represent using the newly introduced p-curve. This article outlines a precise data collection routine, a set of decision rules for including p-values in the analysis sample, and exact hypothesis tests to be used.
摘要:本文提出了一个预分析计划,用于分析从学术期刊和联邦政府运营的两个研究交换所进行的政策研究中的证据价值。该分析将从选定的研究中收集p值,并使用新引入的p曲线来估计它们所代表的证据值。本文概述了一个精确的数据收集程序,一组用于在分析样本中包含p值的决策规则,以及要使用的确切假设检验。
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引用次数: 2
Pre-analysis Plan for a Comparison of Matching and Black Box-based Covariate Adjustment 配对与黑箱协变量调整比较的预分析方案
Pub Date : 2021-06-04 DOI: 10.1353/obs.2018.0017
L. Keele, Dylan S. Small
Abstract:This article presents a pre-analysis plan for a comparison of methods for the statistical adjustment of observed confounders. In the planned analysis, we intend to replicate five existing studies that used customized form of matching and substantive input from subject matter experts. We will replicate the treatment effect estimates from these studies using machine learning methods that need little user input. In this article, we outline the five studies we will use for replication and discuss the methods we use for replication.
摘要:本文提出了一种预分析方案,用于比较观察到的混杂因素的统计调整方法。在计划的分析中,我们打算复制五项现有的研究,这些研究使用了定制的匹配形式和主题专家的实质性输入。我们将使用机器学习方法复制这些研究的治疗效果估计,而机器学习方法只需要很少的用户输入。在本文中,我们概述了我们将用于复制的五项研究,并讨论了我们用于复制的方法。
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引用次数: 2
Mitigating Reporting Bias in Observational Studies Using Covariate Balancing Methods 使用协变量平衡方法减轻观察性研究的报告偏倚
Pub Date : 2021-06-04 DOI: 10.1353/obs.2018.0009
G. Cafri, E. Paxton
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引用次数: 3
Regression Discontinuity Designs as Local Randomized Experiments 局部随机实验中的回归不连续设计
Pub Date : 2021-06-04 DOI: 10.1353/obs.2017.0004
Alessandra Mattei, F. Mealli
Abstract:In the seminal paper from 1960, Thistlethwaite and Campbell (1960) introduce the key ideas underlying regression discontinuity (RD) designs, which, even if initially almost completely ignored, have then acted as a fuse of a blowing number of studies applying and extending RD designs starting from the late nineties. Building on the original idea by Thistlethwaite and Campbell (1960), RD designs have been often described as designs that lead to locally randomized experiments for units with a realized value of a so-called forcing variable falling around a pre-fixed threshold. We embrace this perspective, and in this discussion we offer our view on how the original proposal by Thistlethwaite and Campbell (1960) should be formalized. We introduce an explicit local overlap assumption for a subpopulation around the threshold, for which we re-formulate the Stable Unit Treatment Value Assumption (SUTVA), and provide a formal definition of the hypothetical experiment underlying RD designs, by invoking a local randomization assumption. A distinguishing feature of this approach is that it embeds RD designs in a framework that is fully consistent with the potential outcome approach to causal inference. We discuss how to select suitable subpopulation(s) around the threshold with adjustment for multiple comparisons, and how to draw inference for the causal estimands of interest in this framework. We illustrate our approach in a study concerning the effects of University grants on students’ dropout.
摘要:在1960年的开创性论文中,Thistlethwaite和Campbell(1960)介绍了回归不连续(RD)设计的关键思想,尽管最初几乎完全被忽视,但从90年代末开始,这些思想已经成为应用和扩展RD设计的大量研究的导火线。基于Thistlethwaite和Campbell(1960)的原始想法,RD设计通常被描述为导致局部随机实验的设计,这些实验的单位具有所谓的强制变量的实现值落在预先固定的阈值附近。我们接受这一观点,并在本讨论中提出了我们对Thistlethwaite和Campbell(1960)最初的建议应该如何形式化的看法。我们为阈值附近的子种群引入了一个明确的局部重叠假设,为此我们重新制定了稳定单位处理值假设(SUTVA),并通过调用局部随机化假设,为RD设计的假设实验提供了一个正式的定义。这种方法的一个显著特征是,它将RD设计嵌入到一个与因果推理的潜在结果方法完全一致的框架中。我们讨论了如何在阈值周围选择合适的亚群,并对多次比较进行调整,以及如何在该框架中对感兴趣的因果估计进行推断。我们在一项关于大学助学金对学生辍学影响的研究中说明了我们的方法。
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引用次数: 32
Assessing the dose-response relationship between maternal use of inhaled corticosteroids therapy and birth weight: a generalized propensity score approach 评估母亲使用吸入皮质类固醇治疗与出生体重之间的剂量反应关系:一种广义倾向评分方法
Pub Date : 2021-06-04 DOI: 10.1353/obs.2016.0000
Mariia Samoilenko, L. Blais, B. Cossette, A. Forget, Geneviève Lefebvre
Abstract:PurposeInhaled corticosteroids (ICS) are the first-line controller therapy for asthma. The objective was to assess the impact of different ICS doses during pregnancy on birth weight (BW) using generalized propensity scores (GPS).MethodsA cohort of 7374 pregnancies from 6197 asthmatic women giving birth in Quebec (Canada) in 1998-2008 was constructed. The average treatment effects (ATE) of ICS daily doses (0, >0-125, >125-250, >250 μg/day) during pregnancy on BW were estimated using multilevel GPS and a conventional multivariable approach. Additional analyses were done to evaluate the robustness of the results.ResultsUsing GPS, we found no significant associations between ICS doses and BW (ATE for >0-125 vs 0 μg/day: 27.62 g, 95% confidence interval (CI): -8.68, 64.10; ATE for >125-250 vs 0 μg/day: 17.07 g, 95% CI: -55.85, 92.16; ATE for >250 vs 0 μg/day: -37.83 g, 95% CI: -117.74, 41.53). Similar results were obtained using the multivariable approach.ConclusionsWhile, in our primary analyses, no significant differences were found between the BW of babies exposed to the higher ICS doses, as opposed to no use of ICS, our sensitivity analyses, which adjusted for gestational age in the models, suggest the possibility of a small detrimental effect of the higher ICS doses on BW.
摘要:目的吸入皮质类固醇(ICS)是哮喘的一线控制治疗方法。目的是使用广义倾向评分(GPS)评估怀孕期间不同剂量ICS对出生体重(BW)的影响。方法对1998-2008年加拿大魁北克省6197例哮喘产妇中7374例妊娠进行队列分析。采用多水平GPS和常规多变量方法估计妊娠期ICS日剂量(0、> ~ 125、>125 ~ 250、>250 μg/d)对体重的平均治疗效应(ATE)。进行了额外的分析来评估结果的稳健性。结果使用GPS,我们发现ICS剂量与BW (ATE)之间无显著相关性(> ~ 125 vs 0 μg/d: 27.62 g, 95%可信区间(CI): -8.68, 64.10;>125 ~ 250 vs 0 μg/d的ATE: 17.07 g, 95% CI: -55.85, 92.16;bbb250 vs 0 μg/d的ATE: -37.83 g, 95% CI: -117.74, 41.53)。采用多变量方法得到了类似的结果。虽然在我们的初步分析中,暴露于高剂量ICS的婴儿的体重与不使用ICS的婴儿的体重没有显著差异,但我们的敏感性分析(在模型中调整了胎龄)表明,高剂量ICS可能对体重有轻微的有害影响。
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引用次数: 1
Learning from and Responding to Statistical Criticism 统计批评的借鉴与回应
Pub Date : 2021-06-04 DOI: 10.1353/obs.2018.0003
A. Gelman
Irwin Bross’s article, “Statistical Criticism,” gives advice that is surprisingly current, given that it appeared in the journal Cancer nearly sixty years ago. Indeed, the only obviously dated aspects of this paper are the use of the generic male pronoun and the sense that it was still an open question whether cigarette smoking caused lung cancer. In his article, Bross acts a critic of criticism, expressing support for the general form but recommending that critics go beyond hit-and-run, dogmatism, speculation, and tunnel vision. This all seems reasonable to me, but I think criticisms can also be taken at face value. If I publish a paper and someone replies with a flawed criticism, I still should be able to respond to its specifics. Indeed, there have been times when my own work has been much improved by criticism that was itself blinkered but which still revealed important and fixable flaws in my published work. I would go further and argue that nearly all criticism has value. Again, I’ll place myself in the position of the researcher whose work is being slammed. Consider the following sorts of statistical criticism, aligned in roughly decreasing order of quality:
Irwin Bross的文章《统计批评》给出了令人惊讶的最新建议,因为它在近60年前就出现在了《癌症》杂志上。事实上,这篇论文唯一明显过时的方面是通用男性代词的使用,以及吸烟是否导致癌症仍然是一个悬而未决的问题。在他的文章中,布罗斯充当了批评的批评者,表示支持一般形式,但建议批评者超越肇事逃逸、教条主义、猜测和狭隘的眼光。在我看来,这一切都是合理的,但我认为批评也可以从表面上看。如果我发表了一篇论文,有人回复了有缺陷的批评,我仍然应该能够回应它的细节。事实上,有时我自己的作品因批评而得到了很大的改进,这些批评本身是盲目的,但仍然揭示了我出版作品中重要的、可修复的缺陷。我会更进一步地说,几乎所有的批评都有价值。再一次,我将把自己放在研究人员的位置上,他的工作正在受到抨击。考虑以下几种统计批评,大致按质量递减顺序排列:
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引用次数: 0
Beyond Statistical Criticism 超越统计批评
Pub Date : 2021-06-04 DOI: 10.1353/obs.2018.0008
P. Rosenbaum, Dylan S. Small
Abstract:In an admirable essay, Bross makes many useful observations. The goal, however, should be to take a step beyond statistical criticism, arriving at an objective statement about what the (research design + data) say and fail to say. Often this entails saying a bit less than one might like in exchange for saying something definite and objective.
摘要:在一篇令人钦佩的文章中,布罗斯提出了许多有益的见解。然而,目标应该是超越统计批评,对(研究设计+数据)说了什么和没说什么达成一个客观的声明。通常情况下,这需要说一句比自己喜欢的少一点的话,以换取说一些明确客观的话。
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引用次数: 0
The causal impact of bail on case outcomes for indigent defendants in New York City 保释对纽约市贫困被告案件结果的因果影响
Pub Date : 2021-06-04 DOI: 10.1353/obs.2017.0007
K. Lum, Erwin Ma, M. Baiocchi
Abstract:It has long been observed that defendants who are subject to pre-trial detention are more likely to be convicted than those who are free while they await trial. However, until recently, much of the literature in this area was only correlative and not causal. Using an instrumental variable that represents judge severity, we apply near-far matching–a statistical methodology designed to assess causal relationships using observational data–to a dataset of criminal cases that were handled by the New York Legal Aid Society in 2015. We find a strong causal relationship between bail–an obstacle that prevents many from pre-trial release–and case outcome. Specifically, we find setting bail results in a 34% increase in the likelihood of conviction for the cases in our analysis. To our knowledge, this marks the first time matching methodology from the observational studies tradition has been applied to understand the relationship between money bail and the likelihood of conviction.
摘要:长期以来,人们一直观察到,在候审期间被羁押的被告比被羁押的被告更容易被定罪。然而,直到最近,这一领域的许多文献都只是相关的,而不是因果的。我们使用代表法官严厉程度的工具变量,对纽约法律援助协会(New York Legal Aid Society) 2015年处理的刑事案件数据集应用了近距离匹配(near-far matching)——一种旨在利用观察数据评估因果关系的统计方法。我们发现保释(一个阻碍许多人审前释放的障碍)与案件结果之间存在很强的因果关系。具体来说,我们发现在我们的分析中,保释会使案件定罪的可能性增加34%。据我们所知,这标志着观察研究传统的匹配方法首次被应用于理解保释金与定罪可能性之间的关系。
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引用次数: 1
期刊
Observational studies
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