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Reply to 'How Foot Voting Enhances Political Freedom' 回复“脚投票如何增强政治自由”
Pub Date : 2019-12-01 DOI: 10.2139/ssrn.3522859
James Allan
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引用次数: 0
Is There Hope for Change? The Evolution of Conceptions of 'Good' Corporate Governance 有改变的希望吗?“良好”公司治理概念的演变
Pub Date : 2017-01-01 DOI: 10.2139/SSRN.3026266
Lynne L. Dallas
This Article examines the evolution of conceptions of “good” corporate governance that have successively revolutionized the corporate landscape. This Article shows that corporate decision making was influenced over the years by successive, rationalized ideals of good corporate governance. Changes in conceptions were precipitated by crises and environmental changes. They were reasoned, if often flawed, responses to complex macroeconomic forces, competitive conditions, regulations or the lack thereof, and other environmental factors. More importantly, they were reflections of the culture and thinking of the time, influenced by the views of successful business leaders, the business press, investors, and academics. This Article utilizes a broad definition of “conceptions of corporate governance.” It refers to managers’ perceptions of proper corporate purposes, strategies, and structures. It embraces managers’ perceptions of their environment and their ideals regarding such matters as their firm’s interactions with competitors, stakeholders, and the government. Thus, this approach broadens the use of the term “corporate governance,” based on agency theory, that arose during the 1980s focusing on the relationship between managers and shareholders. In earlier periods in U.S. business history, the central purpose of corporate governance was not to maximize stock prices, but to achieve growth, with survival and profit mainly as constraints. Managers adopted a variety of strategies that dominated the economic landscape, such as cartels, trusts, holding companies, vertical integration, and the unitary/functional, multidivisional, and conglomerate organizational forms. In the modern era managers have mainly adopted strategies to maximize shareholder value, including predominantly disaggregation and cost-cutting strategies. Like prior managerial strategies, they are not inevitable and have some negative consequences. These consequences include problematic managerial incentives, short-termism, the unsettling empowerment of short-term investors and financial firms, and adverse distributional consequences, discussed in this Article. As with prior eras, negative consequences are leading to changes. For instance, I see on the horizon the emergence of the sustainability conception of corporate governance. Rather than focusing solely on shareholders, managers with this emerging dominant conception would take a broader view of their role to consider as central to their business strategies the long-term societal value they create and the interests of all stakeholders. In Part II, I briefly examine the earlier conceptions of corporate governance to provide a background for understanding how corporate governance changes over time. Looking at changes in the past provides hope for change in the future. I then examine more recent finance conceptions of corporate governance in Part III — the portfolio and the shareholder value maximization conceptions. Additionally, in
本文考察了“良好”公司治理概念的演变,这些概念先后彻底改变了公司格局。本文表明,多年来,公司决策受到连续的、合理化的良好公司治理理想的影响。危机和环境变化促成了观念的变化。它们是对复杂的宏观经济力量、竞争条件、监管或缺乏监管以及其他环境因素的合理反应,尽管往往存在缺陷。更重要的是,它们反映了当时的文化和思想,受到成功商业领袖、商业媒体、投资者和学者观点的影响。本文采用了“公司治理概念”的广义定义。它指的是管理者对适当的公司目标、战略和结构的看法。它包括管理者对环境的看法,以及他们对公司与竞争对手、利益相关者和政府的互动等问题的理想。因此,这种方法扩大了基于代理理论的“公司治理”一词的使用范围,该理论在20世纪80年代兴起,专注于管理者和股东之间的关系。在美国商业历史的早期,公司治理的中心目的不是使股价最大化,而是实现增长,生存和利润主要是约束条件。管理者采用了多种主导经济格局的战略,如卡特尔、信托、控股公司、垂直整合以及单一/职能、多部门和综合企业的组织形式。在现代,管理者主要采用的策略是最大化股东价值,主要包括拆分和削减成本的策略。与先前的管理策略一样,它们不是不可避免的,并且会产生一些负面后果。这些后果包括有问题的管理激励、短期主义、短期投资者和金融公司令人不安的授权以及不利的分配后果,本文将对此进行讨论。与以前的时代一样,负面后果正在导致变化。例如,我看到公司治理的可持续性概念即将出现。拥有这种新兴主导观念的管理者将不再仅仅关注股东,而是从更广泛的角度看待他们的角色,将他们创造的长期社会价值和所有利益相关者的利益视为其商业战略的核心。在第二部分中,我简要地考察了公司治理的早期概念,为理解公司治理如何随时间变化提供了背景。回顾过去的变化为未来的变化提供了希望。然后,我在第三部分中考察了最近的公司治理金融概念——投资组合和股东价值最大化概念。此外,在本部分中,我认为,在20世纪70年代末和80年代出现的股东价值最大化概念,主要是不恰当地建立在20世纪60年代和70年代形成联合企业时管理层自身利益的主张之上。最后,在第四部分中,我确定了股东价值最大化公司治理理念的不利经济和社会后果。由于这些不利后果,我为当前时代的变革奠定了基础,我提出了一种新的公司治理模式——可持续性概念——我相信它正在兴起,并将得到我提出的改革的支持。第五部分是结论。
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引用次数: 8
Extending Miranda: Prohibition on Police Lies Regarding the Incriminating Evidence 延伸米兰达法案:禁止警察在有罪证据上撒谎
Pub Date : 2017-01-01 DOI: 10.2139/ssrn.3163590
Rinat Kitai-Sangero
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引用次数: 0
The Vindication of Good Over Evil: “Futile” Self-Defense 正义战胜邪恶的辩护:“无用的”自卫
Pub Date : 2016-11-17 DOI: 10.2139/SSRN.2871523
Douglas Husak
I defend the intuition that an innocent victim (IV) is permitted to use defensive force against a wrongful aggressor (WA) even when both parties know the harm inflicted is futile in that it will not prevent aggression in either the present or the future. To support this intuitive judgment, I maintain that the infliction of harm upon WA by IV produces an impersonal good --- a valuable objective that is not good for IV or indeed for anyone. I describe the advantages of employing impersonal goods to support the intuition that IV is permitted to harm WA even though the effort is futile.
我捍卫这样一种直觉,即无辜的受害者(IV)被允许对不法的侵略者(WA)使用防御力量,即使双方都知道所造成的伤害是徒劳的,因为它不会在现在或将来阻止侵略。为了支持这一直觉判断,我坚持认为,IV对WA造成的伤害产生了一种非个人的好处——一个对IV或实际上对任何人都不利的有价值的目标。我描述了使用非个人物品的优点,以支持这样一种直觉,即即使努力是徒劳的,也允许IV伤害WA。
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引用次数: 3
The Case for Varying Standards of Proof 不同证明标准的案例
Pub Date : 2016-10-28 DOI: 10.2139/SSRN.2857039
G. Ribeiro
In this article, I defend a system with a greater variation in the number of standards of proof than we currently have as both normatively and descriptively valuable. Standards of proof are a mechanism for allocating the risk of factual error between parties. For example, the heightened beyond a reasonable doubt standard in criminal cases reflects an aspiration for a legal system erring more in favor of mistaken acquittals than mistaken convictions. Surprisingly, we then assign the same standard to very different cases under the justification that we accept (or should accept) the same error-distribution for those cases. However ubiquitous, this justification is twice mistaken. First, it is normatively mistaken. There are important arguments in support of a system with varying standards of proof based on welfare, fairness, and distributional considerations. Second, this justification is also positively mistaken. Decades of behavioral psychology research on jury decision-making suggests that jurors do not make decisions based on the same error-distribution for all cases. I also reply to objections against my proposal, two of which stand out. According to some scholars, for my proposal to work we would need a lot of empirical information which is difficult to obtain. I argue that, while we wait for the data, we should understand standards as sub-optimal generalizations, with concrete results that might be hard to verify. Another important objection is that we already adjust the error-distribution with other legal mechanisms, such as by adding or removing causes of action. Even if that is true, I show how such strategy is inferior to my proposal. All these considerations push in the direction of a greater variation in the number of standards. Profound policy consequences follow. We become hard-pressed to reevaluate the socially optimal error-distributions on different types cases and what should be the corresponding standards of proof.
在这篇文章中,我为一个系统辩护,这个系统在证明标准的数量上比我们目前拥有的更大的变化,因为它在规范和描述上都有价值。证明标准是在当事人之间分配事实错误风险的一种机制。例如,在刑事案件中提高排除合理怀疑标准反映了一种愿望,即法律制度的错误更多地有利于错误的无罪释放,而不是错误的定罪。令人惊讶的是,在我们接受(或应该接受)这些情况的相同误差分布的理由下,我们将相同的标准分配给非常不同的情况。无论这种理由多么普遍,它都是两次错误的。首先,它在规范上是错误的。有一些重要的论据支持一个基于福利、公平和分配考虑的不同证明标准的制度。其次,这种辩解也是完全错误的。几十年来对陪审团决策的行为心理学研究表明,陪审员并不是基于相同的错误分布对所有案件做出决定。我也对反对我的提议的意见作出答复,其中有两项意见比较突出。根据一些学者的说法,我的建议要奏效,我们需要大量的经验信息,而这些信息很难获得。我认为,在我们等待数据的同时,我们应该将标准理解为次优的概括,其具体结果可能难以验证。另一个重要的反对意见是,我们已经用其他法律机制调整了错误分配,例如通过增加或删除诉讼原因。即使这是真的,我也要说明这种策略是如何不如我的提议的。所有这些考虑都推动了标准数量更大变化的方向。随之而来的是深远的政策后果。我们很难重新评估不同类型情况下的社会最优误差分布以及相应的证明标准。
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引用次数: 7
What's Legal About Legal Moralism? 法律道德主义的法律意义何在?
Pub Date : 2016-06-28 DOI: 10.2139/SSRN.2801816
Douglas Husak
If legal moralism posits a normative connection between culpable wrongdoing and punishment, what should legal moralists say about cases in which responsible agents commit culpable wrongs that have not been proscribed ex ante by the state in which they occur? More succinctly, what is the status of the principle of legality according to legal moralists? I argue that the absence of law typically (but perhaps not always) provides a sufficient non-desert basis to withhold punishment from culpable wrongdoers whose punishment is deserved. I critically examine the probable implications of this way of accounting for the significance of legality.
如果法律道德主义假定有罪的不法行为和惩罚之间存在规范联系,那么对于那些负责任的行为者犯下有罪的不法行为,而这些行为发生的国家事先没有禁止这些行为的情况,法律道德主义者应该怎么说?更简单地说,法律道德家认为合法性原则的地位是什么?我认为,法律的缺失通常(但也许并不总是)提供了一个充分的非沙漠基础,可以对罪有应得的有罪违法者不予惩罚。我批判性地考察了这种解释合法性重要性的方式可能带来的影响。
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引用次数: 1
Negotiating the Terms of Corporate Human Rights Liability Under Federal Law 联邦法律下企业人权责任条款的谈判
Pub Date : 2016-01-22 DOI: 10.2139/SSRN.2723426
R. Wright
This Article addresses the question of federal tort liability of major corporations for serious human rights violations, particularly in the context of aiding and abetting such violations. The Article largely sets aside the familiar project of seeking right answers to perpetually unresolved doctrinal issues. Instead, the Article encourages an actual or hypothetical broad negotiating process among representatives of all interested parties. In the course of such negotiations, human rights advocates would be well-advised to seriously consider at least temporarily bargaining away their ideally preferred positions on corporate mens rea, punitive damages, standards of proof, admissibility of remedial measures, statutes of limitation, criminal liability, and other matters, if necessary to obtain broad corporate acquiescence in realistically enforceable corporate tort liability, particularly on an aiding and abetting theory, for at least the most serious underlying human rights violations.
本文论述了大公司对严重侵犯人权行为的联邦侵权责任问题,特别是在协助和教唆此类侵犯行为的情况下。这篇文章在很大程度上搁置了人们所熟悉的为永远未解决的教义问题寻求正确答案的计划。相反,该条鼓励在所有有关各方的代表之间进行实际的或假想的广泛谈判进程。在这种谈判过程中,人权倡导者最好认真考虑至少暂时放弃他们在公司犯罪动机、惩罚性损害赔偿、举证标准、补救措施的可采性、时效法规、刑事责任和其他事项上的理想立场,如有必要,在实际可执行的公司侵权责任方面,特别是在协助和教唆理论方面,获得广泛的公司默许。至少是最严重的潜在侵犯人权行为。
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引用次数: 0
Do Religious Exemptions Save 宗教豁免可以节省吗?
Pub Date : 2016-01-01 DOI: 10.2139/SSRN.2930391
M. Schwarzschild
Religious Americans, and many people sympathetic to them, have supported “special accommodations” or exemptions from otherwise applicable laws – unless there is a “compelling state interest” in not offering an exemption – when complying with these laws would violate religious obligation or belief. When the US Supreme Court held that the First Amendment does not usually require such exemptions, Congress passed the Religious Freedom Restoration Act (RFRA) in 1993 by unanimous vote in the House (better than the Declaration of War after Pearl Harbor) and by almost unanimous vote in the Senate, and many state legislatures have done likewise. RFRA laws aroused little public or academic controversy until after 2012, when claims for exemption were invoked in behalf of conservative Christians. But support for religious exemptions now seems to be breaking down along ideological-political lines, as in the Hobby Lobby dispute over whether a private company should have to provide for contraceptive and arguably abortive drugs in violation of the employer’s religious beliefs. This article argues that there are important drawbacks to “special accommodation”, even from the point of view of religious Americans. First, while occasional exemptions for religious people could be accommodated fairly easily in past eras of comparatively modest government, any pleas for exemption will seem more of a threat, and will be resisted more vigorously, when government tries to regulate ever more, and ever more intimate, aspects of life. Second, perhaps more subtly, by offering exemptions to any and all religions, government may encourage the balkanization of religious life and a proliferation of sects and cults, with negative implications for both the religious and the public life of the country. Third, the idea of seeking special accommodations or exemptions – which often, and perhaps increasingly, might not be available anyhow – is apt to divert religious people from putting their political energy into modifying or defeating unjust or overreaching regulatory proposals altogether, rather than merely seeking special exemptions from them. Seeking frequent exemptions and accommodations puts religious people in the invidious position of demanding special privileges. This is never an appealing, or perhaps even a viable, demand: least of all in an egalitarian society, where a core idea is rejection of special privilege. It is not sustainable anyway, beyond a limited number of exemptions, for a limited number of religious bodies, in a modestly regulated society. In an ever-more-minutely regimented society, you cannot keep demanding exemptions; and they will not be granted. It is a well-known military axiom that armies in retreat are at their most vulnerable. Religious Americans need not retreat from robust political action, merely to plead for special indulgence. It will not avail them, or not for long, if they do.
美国的宗教人士,以及许多同情他们的人,在遵守这些法律会违反宗教义务或信仰的情况下,支持“特殊照顾”或豁免其他适用法律——除非有“令人信服的国家利益”不提供豁免。当美国最高法院认为第一修正案通常不要求这种豁免时,国会于1993年以众议院一致投票通过了《宗教自由恢复法案》(RFRA)(比珍珠港事件后的战争宣言要好),参议院几乎一致投票通过了《宗教自由恢复法案》(RFRA),许多州立法机构也这样做了。RFRA法律在2012年之前几乎没有引起公众或学术界的争议,当时保守派基督徒援引了豁免申请。但是,对宗教豁免的支持现在似乎随着意识形态和政治路线而瓦解,就像在Hobby Lobby关于私营公司是否应该提供避孕和流产药物的争论中一样,这违反了雇主的宗教信仰。这篇文章认为,即使从美国宗教人士的角度来看,“特殊照顾”也有重要的缺点。首先,虽然在过去政府相对温和的时代,偶尔对宗教人士的豁免是相当容易的,但当政府试图管理越来越多、越来越亲密的生活方面时,任何豁免的请求都将显得更像是一种威胁,并将受到更强烈的抵制。其次,也许更微妙的是,通过对任何和所有宗教提供豁免,政府可能会鼓励宗教生活的巴尔干化和教派和邪教的扩散,对国家的宗教和公共生活都有负面影响。第三,寻求特殊的便利或豁免的想法——通常,也许越来越多,无论如何都不可能获得——容易转移宗教人士的注意力,使他们不再把政治精力投入到修改或击败不公正或过分的监管提案上,而仅仅是寻求特殊的豁免。频繁寻求豁免和便利,使宗教人士处于要求特权的令人反感的地位。这从来都不是一个有吸引力的要求,甚至可能是一个可行的要求:尤其是在一个核心理念是拒绝特权的平等主义社会。无论如何,在一个适度监管的社会中,除了有限数量的豁免、有限数量的宗教团体之外,这是不可持续的。在一个日益严格管制的社会里,你不能一直要求豁免;他们不会答应的。撤退中的军队是最脆弱的,这是一个众所周知的军事公理。有宗教信仰的美国人不需要从强有力的政治行动中退缩,仅仅是为了乞求特别的宽容。即使他们这样做了,也不会有什么好处,或者不会持续太久。
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引用次数: 2
The Need to Attend to Probabilities (for Purposes of Self-Defense and Other Preemptive Actions) 注意概率的必要性(为了自卫和其他先发制人的行动)
Pub Date : 2016-01-01 DOI: 10.2139/SSRN.2909273
L. Alexander
In this short essay I ask what must someone acting in defense of others believe and with what level of credence in order not to be culpable for so acting. I focus on defense of others to avoid the issue of excuse, as the defender of others is not acting out of fear for his own safety, a fear that might excuse the defensive acts of the victim of the feared attack. I focus on beliefs and levels of credence because no defender can know for certain the factors relevant to permissible defensive actions.
在这篇短文中,我想问的是,一个为他人辩护的人必须相信什么,要有多大程度的信任,才能不因自己的行为而受到谴责。我专注于为他人辩护,以避免借口的问题,因为他人的捍卫者不是出于对自己安全的恐惧而采取行动,这种恐惧可能会原谅受害者的防御行为。我关注的是信念和信任水平,因为没有防守者可以确切地知道与允许的防守行动相关的因素。
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引用次数: 2
Better Sex Through Criminal Law: Proxy Crimes, Covert Negligence, and Other Difficulties of 'Affirmative Consent' in the ALI's Draft Sexual Assault Provisions 通过刑法实现更好的性:代理犯罪、隐蔽过失和ALI性侵犯条款草案中“肯定同意”的其他困难
Pub Date : 2015-10-07 DOI: 10.2139/SSRN.2670419
Kevin R. Cole
The American Law Institute’s draft amendments to the Model Penal Code’s sexual assault provisions address the problem of unwanted sex through the use of proxy crimes. The draft forbids sex undertaken in the absence of certain objective indicia of willingness, or in the presence of certain objective indicia of unwillingness, even though the serious harm of sex with an unwilling partner does not always result from those situations. Proxy crimes are sometimes justified, as is the draft’s requirement that an express “no” be respected in the absence of subsequent words or actions by a partner rescinding the “no.” But proxy crimes also carry risks, some of which (in addition to other problems) are displayed by the draft’s requirement that sex occur only in the presence of “positive agreement” by the partner. Like any “affirmative consent” approach, the draft’s “positive agreement” standard must either embrace requirements that many will find objectionable or risk devolving into punishment for simple, tort negligence (or less). Imposing liability on a tort negligence standard would conflict with the Model Penal Code’s general insistence on subjective liability as a predicate to criminal liability. It would also strike many as a regrettably low standard for labelling an actor as a sex offender, and it would risk deterrent losses over time by diluting the stigma associated with the label.
美国法律协会对《示范刑法典》性侵犯条款的修正草案通过使用代理犯罪解决了不想要的性行为问题。草案禁止在没有某些客观意愿的情况下发生性行为,或在有某些客观意愿的情况下发生性行为,即使与不愿意的伴侣发生性行为的严重伤害并不总是由这些情况造成的。代理犯罪有时是合理的,正如草案要求在没有合伙人随后的言语或行动撤销“不”的情况下,尊重明确的“不”。但代理犯罪也有风险,其中一些风险(除了其他问题外)体现在草案中要求性行为只有在伴侣“积极同意”的情况下才会发生。与任何“肯定同意”方法一样,草案的“肯定同意”标准必须要么包含许多人会反感的要求,要么有可能沦为对简单的侵权过失(或更少)的惩罚。将责任强加于侵权过失标准将与《示范刑法典》普遍坚持的主观责任作为刑事责任的前提相冲突。这也会让很多人感到遗憾,因为给演员贴上性犯罪者标签的标准很低,而且随着时间的推移,它可能会稀释与这个标签相关的污名,从而有可能失去威慑力。
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引用次数: 1
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The San Diego law review
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