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Dutch Bilateral Investment Treaties: A Gateway to ‘Treaty Shopping’ for Investment Protection by Multinational Companies 荷兰双边投资条约:通往跨国公司投资保护“条约购物”的门户
Pub Date : 2011-12-19 DOI: 10.2139/SSRN.1974431
Roos van Os, Roeline Knottnerus
Multinational companies (MNCs) investing abroad have been using Dutch bilateral investment treaties (BITs) to sue host country governments for over 100 billion dollars for alleged damages to the profitability of their investments. This is one of the outcomes of new SOMO research into the unknown and opaque field of Dutch BITs and their legal impacts. In addition, the majority of companies enjoying generous investment protections offered by Dutch BITs are so-called ‘mailbox companies’, Companies with no employees on their payroll and no real economic activity in the Netherlands. It is a known fact that many transnational companies choose the jurisdiction of the Netherlands as the base for their global trade and investment operations because of its favorable tax regime that facilitates corporate tax avoidance strategies (SOMO, 2007). This SOMO report highlights the until now unexplored role Dutch investment protection policy plays in establishment decisions of MNCs. The report argues that current Dutch investment policies are used for treaty shopping, allowing for investor–state dispute settlement based on broad-based BIT definitions that pose a danger to policy space and the safeguarding of public goods and interests. Treaty shopping is not only highly problematic from a sustainable development perspective for southern countries, but increasingly for northern states as well.
在海外投资的跨国公司(MNCs)一直在利用荷兰双边投资条约(BITs)起诉东道国政府,要求其赔偿1000多亿美元,理由是其投资的盈利能力受到损害。这是SOMO对荷兰双边投资协定的未知和不透明领域及其法律影响进行的新研究的结果之一。此外,大多数享受荷兰双边投资协定提供的慷慨投资保护的公司都是所谓的“邮箱公司”,这些公司在荷兰没有雇员,也没有真正的经济活动。众所周知,许多跨国公司选择荷兰的司法管辖区作为其全球贸易和投资业务的基地,因为其有利的税收制度有利于企业避税策略(SOMO, 2007)。这份SOMO报告强调了荷兰投资保护政策在跨国公司设立决策中迄今未被探索的作用。报告认为,目前荷兰的投资政策被用于购买条约,允许基于广泛的BIT定义来解决投资者与国家之间的争端,这对政策空间和公共产品和利益的保障构成了威胁。从可持续发展的角度来看,购买条约不仅对南方国家来说是一个严重的问题,对北方国家来说也是如此。
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引用次数: 29
Copyright and Educational Uses: The Unbearable Case of Italian Law from a European and Comparative Perspective 版权和教育用途:从欧洲和比较的角度看意大利法律的不可承受案例
Pub Date : 2011-12-01 DOI: 10.2139/SSRN.2026827
G. Mazziotti
This study focuses on the legal treatment of educational uses of copyrighted works under Italian law. Considering the very narrow room for free, unauthorized educational uses under Article 70 of the Italian Copyright Act, one would expect a large recourse to rights clearance mechanisms ensuring a wide and legitimate use of copyrighted works for educational purposes (especially when such works are communicated through digital networks and are used on e-learning platforms). Unfortunately, this is not the case in Italy, where neither stakeholders nor competent authorities have taken steps to create an effective system of licenses for educational uses. A comparative analysis of exceptions and licensing mechanisms for educational uses in a few countries of continental Europe, northern Europe and of the United States reveals solutions and contractual patterns that show possible solutions for Italy to escape from the present stalemate. In nearly all jurisdictions considered in the study, collective bargaining and collective management constitute an essential element of the regulation of educational uses of copyrighted works and set up mechanisms and levels of economic compensation for authors, publishers and other categories of right-holders. In conclusion, the study suggests a reform of Italian law based on the examples of statutory licensing schemes created for educational uses by countries like Germany and France. Such reform would aim at legalizing a number of educational uses to the benefit of certain categories of beneficiaries through the recognition of remuneration rights in favor of copyright holders.
本研究的重点是意大利法律对受版权保护作品的教育用途的法律处理。考虑到《意大利版权法》第70条规定的免费、未经授权的教育使用空间非常狭窄,人们会期望大量求助于权利清除机制,以确保为教育目的广泛合法地使用受版权保护的作品(特别是当这些作品通过数字网络传播并在电子学习平台上使用时)。不幸的是,意大利的情况并非如此,无论是利益相关者还是主管当局都没有采取措施,为教育用途建立有效的许可制度。对欧洲大陆、北欧和美国几个国家的例外情况和教育用途许可机制的比较分析揭示了解决办法和合同模式,显示了意大利摆脱目前僵局的可能解决办法。在本研究所考虑的几乎所有司法管辖区,集体谈判和集体管理构成了管理版权作品的教育用途的基本要素,并为作者、出版商和其他类别的权利持有人建立了机制和经济补偿水平。最后,该研究建议以德国和法国等国为教育用途制定的法定许可计划为例,对意大利法律进行改革。这种改革的目的是通过承认有利于版权所有者的报酬权,使若干教育用途合法化,使某些类别的受益人受益。
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引用次数: 1
Postal and Regulatory Reform in Intermodal Competition 多式联运竞争中的邮政和监管改革
Pub Date : 2011-10-28 DOI: 10.2139/ssrn.2488436
C. Jaag, H. Dietl
This paper argues that transforming the postal business model goes hand in hand with a transformation in the definition of universal service obligation. Whilst postal operators need to fully embrace the unique competitive space created by electronic substitution, at the intersection between the physical and digital, regulatory frameworks also must be adapted towards a technology-neutral definition of universal service.
本文认为,邮政业务模式的转变与普遍服务义务定义的转变密切相关。虽然邮政运营商需要充分利用电子替代带来的独特竞争空间,但在物理和数字之间的交叉点,监管框架也必须适应普遍服务的技术中立定义。
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引用次数: 8
Abuse of Collective Dominance Under the Competition Law of the Russian Federation 俄罗斯联邦竞争法下的滥用集体支配地位
Pub Date : 2011-09-22 DOI: 10.2139/ssrn.1933942
S. Avdasheva, Nadezhda Goreyko, R. Pittman
In 2006, Russia amended its competition law and added the concepts of “collective dominance” and its abuse. This was seen as an attempt to address the common problem of “conscious parallelism” among firms in concentrated industries. Critics feared that the enforcement of this provision would become tantamount to government regulation of prices. In this paper we examine the enforcement experience to date, looking especially closely at sanctions imposed on firms in the oil industry. Some difficulties and complications experienced in enforcement are analyzed, and some alternative strategies for addressing anticompetitive behavior in concentrated industries discussed.
2006年,俄罗斯修改了竞争法,增加了“集体支配”及其滥用的概念。这被看作是试图解决集中产业中企业“有意识的并行”这一普遍问题。批评人士担心,这一条款的执行将等同于政府对价格的管制。在本文中,我们考察了迄今为止的执法经验,特别关注了对石油行业公司实施的制裁。分析了在执行过程中遇到的一些困难和复杂情况,并讨论了解决集中行业反竞争行为的一些备选策略。
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引用次数: 3
Hungary: The New Fundamental Law 匈牙利:新的基本法
Pub Date : 2011-09-19 DOI: 10.54648/euro2012026
Márton Varju
The birth of a new constitution is an exceptional event in contemporary Europe and an outstanding opportunity for public lawyers to make the best use of the richness of models, experiences and requirements European constitutionalism offers. The pleasant difficulties the drafters face come from the profusion of transplantable solutions available in other European jurisdictions and from the external constraints placed on national constitutions by European constitutional law, most notably the law of the European Convention on Human Rights. Selecting the right constitutional ingredients from other jurisdictions and establishing an appropriate response to European obligations requires care and expertise. The European elements only add to the already complex task of producing a constitutional document suitable for a state in 21st century Europe. A new constitution would need to acknowledge and express the developments in how the state interacts with its environment. The shift from hierarchical modes of government to more complex structures and activities of governance, the transformation from a provider and owner state to a regulatory state and the gradual decrement in the European Union of the state's autonomy in regulating the market should have an impact on the definition of basic constitutional concepts, such as sovereignty, power, accountability and citizenship. The evolution of new forms of accountability should be expressed in the constitution along the traditional modes of democratic and legal accountability. Open government and the transparency of governance should be elevated to the position of basic constitutional principles. The language of fundamental rights in the constitution should be able to express the relationship between the state and the individual and the state and the market in an open and pluralistic society. These concerns would suggest a slow preparation for a new constitution. This was hardly the case in Hungary. The few months of actual constitution-making were troubled by a turbulent period in domestic and European politics, mainly in the first half of 2011. Besides engaging in an overhaul of the entire domestic constitutional architecture, the government completed its first ‘European semester’ serving as the Presidency of the Council of the European Union. The six month term started badly with open political hostilities towards the Hungarian government, and the pressure never really ceased – suffice to mention the war in Libya and the euro-zone crisis. The political storms in the EU, nonetheless, did not prevent the government from raising more political and legal controversy by whipping through the Hungarian Parliament the new Basic Law prepared and debated only for a handful of months between the end of 2010 and April 2011, when it was finally adopted. The process of constitution-making and some of the content of the new constitution attracted severe criticism from politicians, NGOs, intellectuals and experts. In particu
新宪法的诞生是当代欧洲的一件特殊事件,也是公共律师充分利用欧洲宪政提供的丰富模式、经验和要求的绝佳机会。起草者所面临的令人愉快的困难来自欧洲其他司法管辖区有大量可移植的解决办法,以及欧洲宪法,特别是《欧洲人权公约》的法律对国家宪法施加的外部限制。从其他司法管辖区选择合适的宪法成分,并建立对欧洲义务的适当回应,需要谨慎和专业知识。制定一部适合21世纪欧洲国家的宪法文件,这一任务本来就很复杂,而欧洲元素只会让它变得更加复杂。新宪法需要承认和表达国家如何与环境相互作用的发展。从层级制政府模式向更复杂的治理结构和治理活动的转变,从提供者和所有者国家向监管型国家的转变,以及欧盟国家在监管市场方面的自主权的逐渐减弱,都应该对主权、权力、问责制和公民身份等基本宪法概念的定义产生影响。新问责形式的演变应沿着民主问责和法律问责的传统模式体现在宪法中。政府公开和治理透明应被提升到宪法基本原则的地位。宪法中的基本权利语言应该能够表达开放多元社会中国家与个人、国家与市场的关系。这些担忧表明,新宪法的准备工作进展缓慢。匈牙利的情况并非如此。在几个月的实际制宪过程中,主要是在2011年上半年,受到国内和欧洲政治动荡时期的困扰。除了对整个国内宪法架构进行全面改革外,政府还完成了作为欧盟理事会主席的第一个“欧洲学期”。六个月的任期一开始就很糟糕,对匈牙利政府的公开政治敌意,压力从未真正停止——利比亚战争和欧元区危机就足以说明这一点。然而,欧盟的政治风暴并没有阻止政府在匈牙利议会中掀起更多的政治和法律争议,在2010年底至2011年4月之间,匈牙利议会仅用了几个月的时间就准备和讨论了新的《基本法》,并最终通过。新宪法的制定过程和部分内容引起了政治家、非政府组织、知识分子和专家的严厉批评。威尼斯委员会的意见尤其谴责新《基本法》。委员会指出,制宪过程缺乏透明度和社会对话,并得到了一些实质性的改变,例如对匈牙利宪法法院权限的限制、新的基本权利目录和对某些实质性问题的规定,特别是对司法机构的作用和权力的规定有所保留。政府回应说,新《基本法》采纳的解决办法,都是受欧盟成员国宪法的启发。政府并没有考虑到在欧洲宪法中“选购”是否是一种合适的制宪方法。
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引用次数: 6
Dreptul de Acces la Justiţie din Perspectiva Actualului Sistem de Taxe Judiciare de Timbru în Materie Succesorală (The Right to Access to Justice in the Present System of Court Fees in Cases Regarding the Inheritance)
Pub Date : 2011-07-21 DOI: 10.2139/ssrn.1892315
Bogdan Alex Arghir
Fundamental guarantee for the effective exercise of rights and freedoms of individuals, and an instrument for the rule of law, the right to a court is a sine qua non condition for the organization and functioning of a democratic judicial system.Taking into account Romania's multiple convictions to the ECHR regarding the right of access to court in terms of stamp duty, the topic which I have chosen for this juridical study is likely to seem antiquated, at first sight.Nevertheless, relatively recent amendments to Law No. 146/1997 on stamp duty are meant to recall into question the issue of the right to a court.Thus, in present, an inheritance action lodged before the court shall be subjected to the following taxes: 50 lei for establishing the inheritor quality, 3% of the inheritance value for establishing the inheritance estate and 3% of the inheritance value for dividing the inheritance, according to art. 3 point c of Law No. 146/1997.Moreover, the same duty taxes are required for issuing a certified copy of a judgment rendered in an inheritance action. Taking into consideration the present stamp duty system concerning inheritance actions, I consider that the Romanian Government infringed the right to a court, right enshrined in art. 6 § 1 of the Convention and in art. 21 of the Romanian Constitution, failing to strike a fair balance between the means employed and the aim pursued.
诉诸法院的权利是有效行使个人权利和自由的基本保障,也是法治的工具,是民主司法制度的组织和运作的必要条件。考虑到罗马尼亚在印花税方面对欧洲人权法院的多次定罪,我为这个法律研究选择的主题乍一看似乎过时了。然而,最近对关于印花税的第146/1997号法律作出的修订,意在重新提出向法院申诉的权利问题。因此,目前,向法院提出的继承诉讼应缴纳以下税:确定继承人素质的税为50雷,建立继承遗产的税为继承价值的3%,分割遗产的税为继承价值的3%。第146/1997号法律第3点c。此外,对于在继承诉讼中作出的判决出具经核证的副本,也需要缴纳同样的税。考虑到目前有关继承诉讼的印花税制度,我认为罗马尼亚政府侵犯了诉诸法院的权利,这是艺术所庄严规定的权利。《公约》第6条第1款。罗马尼亚宪法第21条,未能在使用的手段和追求的目标之间取得公平的平衡。
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引用次数: 0
Când Medierea Transformă Judecătorii şi Justiţia (When Mediation Changes Judges and Justice) (in Romanian) 调解改变法官和司法<e:1> <e:1>(罗马尼亚语)Justiţia
Pub Date : 2011-07-21 DOI: 10.2139/ssrn.1892310
Béatrice Brenneur
Because of its specific methods that authorize the mediator to have separate discussions with each of the parties, mediation permits tension to fall and brings flexibility to the judicial process. Contradictory proceedings do not apply in mediation. The mediator may speak alone with the party and not reveal to the other the content of the discussion. This flexibility cannot be imagined in a judicial proceeding. It requires however guarantees on the ethics of the mediator. That is why it is important that mediators adhere to Codes of Ethics. Mediation must not be an obstacle to a fair trial within the meaning of Section 6 of the European Convention. Mediation is a mode of regulation of conflicts. It brings a modern response to the crisis of our society and of Justice.
由于其具体的方法授权调解员与每一方当事人单独讨论,调解可以缓解紧张局势,并为司法程序带来灵活性。相互矛盾的诉讼程序不适用于调解。调解员可以单独与当事人谈话,不向另一方透露讨论的内容。这种灵活性在司法程序中是无法想象的。但这需要对调解员的职业道德进行保证。因此,调解员必须遵守《道德守则》。调解不应成为《欧洲公约》第6节意义上的公平审判的障碍。调解是调解冲突的一种方式。它为我们的社会和司法危机带来了一种现代的反应。
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引用次数: 0
Regulating the Spaces of Sex Work 规范性工作的空间
Pub Date : 2011-06-20 DOI: 10.2139/ssrn.1868191
J. Scoular
Over the last decade there has been growing debate in the UK on the best way to regulate sex work. Pivotal in such debates have been two major consultation exercises (Home Office, 2004; Scottish Executive, 2005) that have considered the reform of prostitution laws that have remained largely unchanged since the 1950s. As such, increasing attention has been devoted to the methods of prostitution control adopted elsewhere, particularly in Northern Europe and Scandinavia. Two ‘models’ of regulation are to the fore in current debates: the ‘Swedish model’, which has criminalized prostitution through a ban on the buying of sexual services; and the ‘Dutch model’, which allows for the licensing of prostitution businesses (Outshoorn, 2004). In the media, these are often juxtaposed, the former described as prohibition, the latter as legalization.
在过去的十年里,英国关于监管性工作的最佳方式的争论越来越多。在这些辩论中起关键作用的是两个主要的咨询活动(内政部,2004年;苏格兰行政院,2005年),考虑改革自20世纪50年代以来基本没有改变的卖淫法。因此,人们越来越注意其他地方,特别是北欧和斯堪的纳维亚采取的控制卖淫的方法。在目前的辩论中,有两种“模式”的监管是最重要的:“瑞典模式”,通过禁止购买性服务将卖淫定为犯罪;以及“荷兰模式”,允许卖淫行业获得许可(Outshoorn, 2004)。在媒体上,这些经常被并列,前者被描述为禁止,后者被描述为合法化。
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引用次数: 5
The Cannabis Market in the Netherlands 荷兰的大麻市场
Pub Date : 2011-06-01 DOI: 10.2139/ssrn.1856467
T. Spapens
Although Dutch policy on soft drugs (hashish, marijuana) generally has long been considered a success, there is a growing concern among policy makers about the unforeseen side effects of regulation policies. One of these side effects is the large-scale domestic cannabis cultivation, which, according to the Dutch police, has developed into a major source of income for organized crime groups since the second half of the 1990s. Such groups, however, are not the only actors on the cannabis market. This paper discusses empirical research on the organization of cannabis cultivation in the south of the Netherlands.
尽管荷兰对软毒品(哈希什、大麻)的政策长期以来一直被认为是成功的,但政策制定者越来越担心监管政策的不可预见的副作用。这些副作用之一是大规模的国内大麻种植,据荷兰警方称,自20世纪90年代后半期以来,大麻种植已发展成为有组织犯罪集团的主要收入来源。然而,这些团体并不是大麻市场上唯一的参与者。本文讨论了荷兰南部大麻种植组织的实证研究。
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引用次数: 12
Nederlands Kansspelbeleid is Ongeloofwaardig (Dutch) (Incredibility of Dutch Gaming Law Policy) 荷兰:Kansspelbeleid is ongeloowaardig(荷兰游戏法律政策的不可思议性)
Pub Date : 2011-05-27 DOI: 10.2139/ssrn.1877747
A. Verbeke, Nele Hoekx
Many European member states claim the need for an autonomous gaming law policy based on their culture, tradition and moral values. In the online world of today, where national boundaries have evaporated and the unity of the world has become a one second reality, these arguments to the very least sound outdated and weak. It does not seem unrealistic to assume that the real arguments justifying the policy of most member states are financial. Gambling regulation generates enormous tax income and the power to subsidize several "good causes". We are talking billions of euros. We argue that the Netherlands should consider breaking this ban, and cooperate with a more transparant gaming policy, on a EU Level.
许多欧洲成员国声称,需要根据自己的文化、传统和道德价值观制定一项自主的博彩法律政策。在今天的网络世界里,国界已经消失,世界的统一已经成为一秒钟的现实,这些论点至少听起来过时和软弱。假设证明大多数成员国的政策合理的真正理由是金融方面的,似乎并非不现实。赌博监管产生了巨大的税收收入,并有能力资助一些“公益事业”。我们说的是数十亿欧元。我们认为荷兰应该考虑打破这一禁令,并在欧盟层面上与更透明的游戏政策合作。
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引用次数: 0
期刊
European Public Law: National eJournal
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